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SEBI Case Commentaries

SEBI Upholds Eligibility of Promoters' Shares Acquired via Court-Sanctioned Amalgamation Under DIP Guidelines: Reliance Power Ltd. Case

SEBI Upholds Eligibility of Promoters' Shares Acquired via Court-Sanctioned Amalgamation Under DIP Guidelines: Reliance Power Ltd. Case

Date: Dec 28, 2007
SEBI Upholds Eligibility of Promoters' Shares Acquired via Court-Sanctioned Amalgamation Under DIP Guidelines: Reliance Power Ltd. Case Introduction The case of Reliance Power Ltd., In Re (Scheme Of...
SEBI's Landmark Judgment on Synchronized Trading: Net Equity Broking Pvt. Ltd. v. SEBI

SEBI's Landmark Judgment on Synchronized Trading: Net Equity Broking Pvt. Ltd. v. SEBI

Date: Dec 12, 2007
SEBI's Landmark Judgment on Synchronized Trading: Net Equity Broking Pvt. Ltd. v. SEBI Introduction The Securities and Exchange Board of India (SEBI) adjudicated a pivotal case against Net Equity...
SEBI Imposes Suspension on Shobha Investments for Manipulative Trading in Home Trade Ltd Shares

SEBI Imposes Suspension on Shobha Investments for Manipulative Trading in Home Trade Ltd Shares

Date: Dec 6, 2007
SEBI Imposes Suspension on Shobha Investments for Manipulative Trading in Home Trade Ltd Shares Introduction The Securities and Exchange Board of India (SEBI), the regulatory authority for securities...
Affirmation of SEBI's Comprehensive Regulatory Authority in IPO Manipulation Cases: The Dhaval A. Mehta Judgment

Affirmation of SEBI's Comprehensive Regulatory Authority in IPO Manipulation Cases: The Dhaval A. Mehta Judgment

Date: Nov 28, 2007
Affirmation of SEBI's Comprehensive Regulatory Authority in IPO Manipulation Cases: The Dhaval A. Mehta Judgment Introduction The judgment delivered by the Securities and Exchange Board of India...
SEBI's Landmark Judgment on Preventing Market Manipulation: Accord Capital Markets Ltd. vs. DSQ Software Ltd.

SEBI's Landmark Judgment on Preventing Market Manipulation: Accord Capital Markets Ltd. vs. DSQ Software Ltd.

Date: Aug 28, 2007
SEBI's Landmark Judgment on Preventing Market Manipulation: Accord Capital Markets Ltd. vs. DSQ Software Ltd. Introduction The Securities and Exchange Board of India (SEBI) has been at the forefront...
Reaffirmation of SEBI's Stance on Matched Trades and Manipulative Practices: The Shailesh Shah Group Case

Reaffirmation of SEBI's Stance on Matched Trades and Manipulative Practices: The Shailesh Shah Group Case

Date: Aug 17, 2007
Reaffirmation of SEBI's Stance on Matched Trades and Manipulative Practices: The Shailesh Shah Group Case Introduction The legal landscape of securities trading is continually evolving to curb...
SEBI Imposes Suspension on Agroy Finance for Market Manipulation in STIL Shares

SEBI Imposes Suspension on Agroy Finance for Market Manipulation in STIL Shares

Date: May 25, 2007
SEBI Imposes Suspension on Agroy Finance for Market Manipulation in STIL Shares Introduction The Securities and Exchange Board of India (SEBI) in its 2007 judgment addressed the unfair trade...
SEBI's Reinforcement of KYC Norms for Depository Participants: The Khandwala Integrated Financial Services Pvt. Ltd. Case

SEBI's Reinforcement of KYC Norms for Depository Participants: The Khandwala Integrated Financial Services Pvt. Ltd. Case

Date: Jan 23, 2007
SEBI's Reinforcement of KYC Norms for Depository Participants: The Khandwala Integrated Financial Services Pvt. Ltd. Case Introduction The Securities and Exchange Board of India (SEBI), in its...
Establishing Accountability for Stock Brokers: Suspension Penalties for Market Manipulation under SEBI Regulations

Establishing Accountability for Stock Brokers: Suspension Penalties for Market Manipulation under SEBI Regulations

Date: Dec 31, 2005
Establishing Accountability for Stock Brokers: Suspension Penalties for Market Manipulation under SEBI Regulations Introduction The Securities and Exchange Board of India (SEBI) case against H.R...
Enhancing Broker Due Diligence: SEBI's Stance in the M/S First Securities Case

Enhancing Broker Due Diligence: SEBI's Stance in the M/S First Securities Case

Date: Dec 1, 2005
Enhancing Broker Due Diligence: SEBI's Stance in the M/S First Securities Case Introduction The Securities and Exchange Board of India (SEBI) plays a pivotal role in regulating the securities market,...
SEBI Judgment on Market Manipulation and Insider Trading: Decent Dealers and Advances Pvt. Ltd.

SEBI Judgment on Market Manipulation and Insider Trading: Decent Dealers and Advances Pvt. Ltd.

Date: Apr 1, 2004
SEBI Judgment on Market Manipulation and Insider Trading: Decent Dealers and Advances Pvt. Ltd. Introduction The Securities and Exchange Board of India (SEBI) delivered a landmark judgment on March...
SEBI Enforcement Against Market Manipulation and Insider Trading: The RKKR Agencies Limited Case

SEBI Enforcement Against Market Manipulation and Insider Trading: The RKKR Agencies Limited Case

Date: Apr 1, 2004
SEBI Enforcement Against Market Manipulation and Insider Trading: The RKKR Agencies Limited Case 1. Introduction The Securities and Exchange Board of India (SEBI), India's regulatory authority for...
SEBI Prohibits Elvis India Limited and Directors under Section 11B for Manipulation in Public Share Issue

SEBI Prohibits Elvis India Limited and Directors under Section 11B for Manipulation in Public Share Issue

Date: Jan 29, 2004
SEBI Prohibits Elvis India Limited and Directors under Section 11B for Manipulation in Public Share Issue Introduction The Securities and Exchange Board of India (SEBI) took stringent action against...
SEBI Imposes Major Penalty on First Custodian Fund for Broker Regulation Violations

SEBI Imposes Major Penalty on First Custodian Fund for Broker Regulation Violations

Date: Jan 23, 2004
SEBI Imposes Major Penalty on First Custodian Fund for Broker Regulation Violations 1. Introduction The Securities and Exchange Board of India (SEBI) rendered a significant judgment on January 22,...
Debarment for Market Manipulation: The Mohan Kumar SEBI Judgment

Debarment for Market Manipulation: The Mohan Kumar SEBI Judgment

Date: Dec 13, 2002
Debarment for Market Manipulation: The Mohan Kumar SEBI Judgment Introduction The Securities and Exchange Board of India (SEBI) delivered a pivotal judgment on December 12, 2002, in the case of Mohan...
Sterlite Industries v. SEBI: Tribunal Overturns Market Manipulation Allegations

Sterlite Industries v. SEBI: Tribunal Overturns Market Manipulation Allegations

Date: Oct 23, 2001
Sterlite Industries v. SEBI: Tribunal Overturns Market Manipulation Allegations Introduction The case of Sterlite Industries (India) Ltd v. Securities and Exchange Board of India (SEBI) is a pivotal...
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