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SEBI Case Commentaries

Establishing Precedent on Insider Trading and Unpublished Price Sensitive Information: SEBI's Ruling in TV Vision Limited Case

Establishing Precedent on Insider Trading and Unpublished Price Sensitive Information: SEBI's Ruling in TV Vision Limited Case

Date: Mar 25, 2023
Establishing Precedent on Insider Trading and Unpublished Price Sensitive Information: SEBI's Ruling in TV Vision Limited Case Introduction The Securities and Exchange Board of India (SEBI) issued a...
Regulation 44 Directions: Debarment and Disinvestment in SEBI v. Vasparr Shelter Limited and Others

Regulation 44 Directions: Debarment and Disinvestment in SEBI v. Vasparr Shelter Limited and Others

Date: Mar 17, 2023
Regulation 44 Directions: Debarment and Disinvestment in SEBI v. Vasparr Shelter Limited and Others Introduction The case of SEBI v. Vasparr Shelter Limited and Others revolves around a violation of...
SEBI Vs. Manish Mishra and Others: Establishing New Precedents in Market Manipulation through Digital Media

SEBI Vs. Manish Mishra and Others: Establishing New Precedents in Market Manipulation through Digital Media

Date: Mar 3, 2023
SEBI Vs. Manish Mishra and Others: Establishing New Precedents in Market Manipulation through Digital Media Introduction The Securities and Exchange Board of India (SEBI) has taken significant action...
SEBI Cancels MCS Limited's RTA/STA Registration for Regulatory Non-Compliance

SEBI Cancels MCS Limited's RTA/STA Registration for Regulatory Non-Compliance

Date: Mar 2, 2023
SEBI Cancels MCS Limited's RTA/STA Registration for Regulatory Non-Compliance Introduction The Securities and Exchange Board of India (SEBI) recently rendered a decisive judgment against MCS Limited,...
SEBI Sanctions MCS Limited for Non-Compliance in Duplicate Share Processing

SEBI Sanctions MCS Limited for Non-Compliance in Duplicate Share Processing

Date: Mar 1, 2023
SEBI Sanctions MCS Limited for Non-Compliance in Duplicate Share Processing Introduction The Securities and Exchange Board of India (SEBI) recently adjudicated a pivotal case involving M/s. MCS...
Unregistered Investment Advisory: SEBI's Landmark Decision Against M/s VS Investment Solutions

Unregistered Investment Advisory: SEBI's Landmark Decision Against M/s VS Investment Solutions

Date: Feb 18, 2023
Unregistered Investment Advisory: SEBI's Landmark Decision Against M/s VS Investment Solutions Introduction The Securities and Exchange Board of India (SEBI), the regulatory authority overseeing the...
SEBI Upholds Fraudulent GDR Issuance by Aftek Industries Ltd.: A Comprehensive Legal Analysis

SEBI Upholds Fraudulent GDR Issuance by Aftek Industries Ltd.: A Comprehensive Legal Analysis

Date: Feb 18, 2023
SEBI Upholds Fraudulent GDR Issuance by Aftek Industries Ltd.: A Comprehensive Legal Analysis Introduction In the landmark judgment dated February 17, 2023, the Securities and Exchange Board of India...
SEBI Strengthens Enforcement Against Unregistered Investment Advisers: Insights from the M/s GVM Research Judgment

SEBI Strengthens Enforcement Against Unregistered Investment Advisers: Insights from the M/s GVM Research Judgment

Date: Feb 8, 2023
SEBI Strengthens Enforcement Against Unregistered Investment Advisers: Insights from the M/s GVM Research Judgment Introduction In the evolving landscape of India's securities market, regulatory...
SEBI Imposes Landmark Penalties on Pinnacle Market Investment Advisory Pvt. Ltd. for Regulatory Non-Compliance

SEBI Imposes Landmark Penalties on Pinnacle Market Investment Advisory Pvt. Ltd. for Regulatory Non-Compliance

Date: Jan 26, 2023
SEBI Imposes Landmark Penalties on Pinnacle Market Investment Advisory Pvt. Ltd. for Regulatory Non-Compliance Introduction On January 25, 2023, the Securities and Exchange Board of India (SEBI)...
SEBI Cracks Down on Sophisticated Pump and Dump Scheme via Telegram: Rajneesh Kumar v. SEBI

SEBI Cracks Down on Sophisticated Pump and Dump Scheme via Telegram: Rajneesh Kumar v. SEBI

Date: Jan 26, 2023
SEBI Cracks Down on Sophisticated Pump and Dump Scheme via Telegram: Rajneesh Kumar v. SEBI Introduction The case of Rajneesh Kumar and Others v. Securities and Exchange Board of India (SEBI) marks a...
SEBI Penalizes Coffee Day Enterprises for Massive Fund Diversion and Corporate Governance Failures

SEBI Penalizes Coffee Day Enterprises for Massive Fund Diversion and Corporate Governance Failures

Date: Jan 25, 2023
SEBI Penalizes Coffee Day Enterprises for Massive Fund Diversion and Corporate Governance Failures Introduction In a landmark decision dated January 24, 2023, the Securities and Exchange Board of...
SEBI's Landmark Judgment on Unregistered Investment Advisory Services: The Agrich Traders Case

SEBI's Landmark Judgment on Unregistered Investment Advisory Services: The Agrich Traders Case

Date: Jan 24, 2023
SEBI's Landmark Judgment on Unregistered Investment Advisory Services: The Agrich Traders Case 1. Introduction The Securities and Exchange Board of India (SEBI) has taken a significant stand against...
SEBI's Landmark Ruling on Unregistered Investment Advisory Services: In Respect Of Manish Lalwani

SEBI's Landmark Ruling on Unregistered Investment Advisory Services: In Respect Of Manish Lalwani

Date: Jan 19, 2023
SEBI's Landmark Ruling on Unregistered Investment Advisory Services: In Respect Of Manish Lalwani Introduction The Securities and Exchange Board of India (SEBI) delivered a significant judgment on...
SEBI Judgment Against Capitalaim Financial: Enhancing Investor Protection and Regulatory Compliance

SEBI Judgment Against Capitalaim Financial: Enhancing Investor Protection and Regulatory Compliance

Date: Jan 10, 2023
SEBI Judgment Against Capitalaim Financial: Enhancing Investor Protection and Regulatory Compliance Introduction The Securities and Exchange Board of India (SEBI) issued a final order on January 9,...
SEBI Reinforces Registration Mandate for Investment Advisers: Comprehensive Legal Commentary

SEBI Reinforces Registration Mandate for Investment Advisers: Comprehensive Legal Commentary

Date: Jan 10, 2023
SEBI Reinforces Registration Mandate for Investment Advisers: Comprehensive Legal Commentary 1. Introduction The Securities and Exchange Board of India (SEBI) plays a pivotal role in regulating the...
SEBI Judgment on 'Fit and Proper Person' Criteria for Commodity Brokers: A Comprehensive Analysis

SEBI Judgment on 'Fit and Proper Person' Criteria for Commodity Brokers: A Comprehensive Analysis

Date: Nov 30, 2022
SEBI Judgment on 'Fit and Proper Person' Criteria for Commodity Brokers: A Comprehensive Analysis Introduction The Securities and Exchange Board of India (SEBI) rendered a pivotal judgment on...
SEBI v. The Bombay Dyeing and Manufacturing Company Ltd.: Precedent on Financial Misrepresentation and Related Party Transactions

SEBI v. The Bombay Dyeing and Manufacturing Company Ltd.: Precedent on Financial Misrepresentation and Related Party Transactions

Date: Oct 22, 2022
SEBI v. The Bombay Dyeing and Manufacturing Company Ltd.: Precedent on Financial Misrepresentation and Related Party Transactions Introduction The Securities and Exchange Board of India (SEBI)...
Supreme Court's Landmark Ruling on Insider Trading: SEBI v. Abhijit Rajan

Supreme Court's Landmark Ruling on Insider Trading: SEBI v. Abhijit Rajan

Date: Sep 20, 2022
Supreme Court's Landmark Ruling on Insider Trading: SEBI v. Abhijit Rajan Introduction The Supreme Court of India's decision in SEBI v. Abhijit Rajan (Civil Appeal No. 563 of 2020) marks a...
Supreme Court Clarifies 'Acquirer' Definition and Upholds Monetary Penalties in SEBI v. Sunil Krishna Khaitan & Ors.

Supreme Court Clarifies 'Acquirer' Definition and Upholds Monetary Penalties in SEBI v. Sunil Krishna Khaitan & Ors.

Date: Jul 12, 2022
Supreme Court Clarifies 'Acquirer' Definition and Upholds Monetary Penalties in SEBI v. Sunil Krishna Khaitan & Ors. Introduction The Supreme Court of India, in its judgment dated July 11, 2022,...
Market Manipulation through Single Share Self-Trades: Insights from MBL v. SEBI

Market Manipulation through Single Share Self-Trades: Insights from MBL v. SEBI

Date: Jul 9, 2022
Market Manipulation through Single Share Self-Trades: Insights from MBL v. SEBI Introduction The case of MBL and Company Limited v. Securities and Exchange Board of India (SEBI) (Civil Appeal...
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