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SEBI Case Commentaries

SEBI's Landmark Enforcement Against Market Manipulation in Synergy Bizcon Limited

SEBI's Landmark Enforcement Against Market Manipulation in Synergy Bizcon Limited

Date: Feb 19, 2022
SEBI's Landmark Enforcement Against Market Manipulation in Synergy Bizcon Limited Introduction The Securities and Exchange Board of India (SEBI), wielding its regulatory authority, undertook a...
SEBI Grants Exemption for Indirect Share Acquisition in Available Finance Ltd.

SEBI Grants Exemption for Indirect Share Acquisition in Available Finance Ltd.

Date: Feb 19, 2022
SEBI Grants Exemption for Indirect Share Acquisition in Available Finance Ltd. Introduction The case of Available Finance Limited (AFL) revolves around an application submitted by the Vinod Agarwal...
SEBI Cancels Registration of K R Choksey Commodity Brokers Pvt Ltd: Implications for Market Intermediaries

SEBI Cancels Registration of K R Choksey Commodity Brokers Pvt Ltd: Implications for Market Intermediaries

Date: Feb 19, 2022
SEBI Cancels Registration of K R Choksey Commodity Brokers Pvt Ltd: Implications for Market Intermediaries Introduction The Securities and Exchange Board of India (SEBI) rendered a landmark judgment...
SEBI's Landmark Order on Unregistered Investment Advisory Services: Comprehensive Analysis of the Cash Cow Case

SEBI's Landmark Order on Unregistered Investment Advisory Services: Comprehensive Analysis of the Cash Cow Case

Date: Jan 19, 2022
SEBI's Landmark Order on Unregistered Investment Advisory Services: Comprehensive Analysis of the Cash Cow Case Introduction The Securities and Exchange Board of India (SEBI) issued a significant...
SEBI Grants Exemption to J.S. Family Trust in Subros Limited Acquisition

SEBI Grants Exemption to J.S. Family Trust in Subros Limited Acquisition

Date: Jan 13, 2022
SEBI Grants Exemption to J.S. Family Trust in Subros Limited Acquisition Introduction The Securities and Exchange Board of India (SEBI) rendered a significant decision on January 12, 2022, regarding...
SEBI's Interim Order on Telegram-Based Stock Manipulation: A Landmark Legal Commentary

SEBI's Interim Order on Telegram-Based Stock Manipulation: A Landmark Legal Commentary

Date: Jan 13, 2022
SEBI's Interim Order on Telegram-Based Stock Manipulation: A Landmark Legal Commentary Introduction On January 12, 2022, the Securities and Exchange Board of India (SEBI) issued an interim order...
Enforcement of SEBI Regulations Against Unregistered Investment Advisers: The Billionaire Solutions Case

Enforcement of SEBI Regulations Against Unregistered Investment Advisers: The Billionaire Solutions Case

Date: Jan 13, 2022
Enforcement of SEBI Regulations Against Unregistered Investment Advisers: The Billionaire Solutions Case Introduction The Securities and Exchange Board of India (SEBI) plays a pivotal role in...
SEBI's Landmark Confirmation of Insider Trading Allegations in 'Bijal Shah And Others'

SEBI's Landmark Confirmation of Insider Trading Allegations in 'Bijal Shah And Others'

Date: Sep 28, 2021
SEBI's Landmark Confirmation of Insider Trading Allegations in Bijal Shah And Others Introduction The Securities and Exchange Board of India (SEBI), the regulatory authority for securities markets in...
SEBI Restricts SIC Stock & Services Pvt. Ltd. for Market Manipulation: Establishing New Standards for Stock Brokers

SEBI Restricts SIC Stock & Services Pvt. Ltd. for Market Manipulation: Establishing New Standards for Stock Brokers

Date: Sep 22, 2021
SEBI Restricts SIC Stock & Services Pvt. Ltd. for Market Manipulation: Establishing New Standards for Stock Brokers Introduction The Securities and Exchange Board of India (SEBI) recently issued a...
SEBI's Reinforcement of Insider Trading Regulations: Insights from the Pranshu Bhutra Case

SEBI's Reinforcement of Insider Trading Regulations: Insights from the Pranshu Bhutra Case

Date: Sep 16, 2021
SEBI's Reinforcement of Insider Trading Regulations: Insights from the Pranshu Bhutra Case Introduction The Securities and Exchange Board of India (SEBI), in its 2021 judgment concerning the matter...
Affirmation of SEBI's Consent Requirement for Compounding Offences: Prakash Gupta v. SEBI

Affirmation of SEBI's Consent Requirement for Compounding Offences: Prakash Gupta v. SEBI

Date: Jul 24, 2021
Affirmation of SEBI's Consent Requirement for Compounding Offences: Prakash Gupta v. SEBI Introduction The Supreme Court of India, in the landmark case of Prakash Gupta v. SEBI (Criminal Appeal No....
SEBI vs. Capacious Farming Pvt. Ltd.: Strengthening the Regulatory Framework for Collective Investment Schemes

SEBI vs. Capacious Farming Pvt. Ltd.: Strengthening the Regulatory Framework for Collective Investment Schemes

Date: Jul 13, 2021
SEBI vs. Capacious Farming Pvt. Ltd.: Strengthening the Regulatory Framework for Collective Investment Schemes Introduction The Securities and Exchange Board of India (SEBI) issued an order on July...
SEBI's Landmark Enforcement of LODR Regulations and Director Accountability: A Comprehensive Commentary on the V.B. Industries Limited Judgment

SEBI's Landmark Enforcement of LODR Regulations and Director Accountability: A Comprehensive Commentary on the V.B. Industries Limited Judgment

Date: Jul 9, 2021
SEBI's Landmark Enforcement of LODR Regulations and Director Accountability: A Comprehensive Commentary on the V.B. Industries Limited Judgment Introduction The Securities and Exchange Board of India...
SEBI's Landmark Judgment on ISSL: Strengthening Clearing Members' Risk Management

SEBI's Landmark Judgment on ISSL: Strengthening Clearing Members' Risk Management

Date: Jul 3, 2021
SEBI's Landmark Judgment on Il&Fs Securities Services Limited: Strengthening Clearing Members' Risk Management Introduction On July 2, 2021, the Securities and Exchange Board of India (SEBI)...
SEBI Establishes Rigorous Conduct Standards for Clearing Members: Landmark Penalty on IL&FS Securities Services

SEBI Establishes Rigorous Conduct Standards for Clearing Members: Landmark Penalty on IL&FS Securities Services

Date: Jul 3, 2021
SEBI Establishes Rigorous Conduct Standards for Clearing Members: Landmark Penalty on IL&FS Securities Services Introduction In a significant regulatory action, the Securities and Exchange Board of...
Enforcement of SEBI Registration Requirements for Investment Advisers: Insights from Profitsaim Judgment

Enforcement of SEBI Registration Requirements for Investment Advisers: Insights from Profitsaim Judgment

Date: Jun 29, 2021
Enforcement of SEBI Registration Requirements for Investment Advisers: Insights from Profitsaim Judgment Introduction The Securities and Exchange Board of India (SEBI) plays a pivotal role in...
SEBI Censures Link Intime India RTA for Non-Compliance with Specimen Signature Regulations

SEBI Censures Link Intime India RTA for Non-Compliance with Specimen Signature Regulations

Date: Jun 25, 2021
SEBI Censures Link Intime India RTA for Non-Compliance with Specimen Signature Regulations Introduction The Securities and Exchange Board of India (SEBI) issued an order on June 24, 2021, addressing...
SEBI's Crackdown on Unregistered Investment Advisers: The Prowise Capital Judgment

SEBI's Crackdown on Unregistered Investment Advisers: The Prowise Capital Judgment

Date: Jun 15, 2021
SEBI's Crackdown on Unregistered Investment Advisers: The Prowise Capital Judgment Introduction The Securities and Exchange Board of India (SEBI) issued a final order on June 14, 2021, against...
SEBI's Landmark Judgment on Front Running: Various Funds of Fidelity Group, In Re

SEBI's Landmark Judgment on Front Running: Various Funds of Fidelity Group, In Re

Date: Jun 8, 2021
SEBI's Landmark Judgment on Front Running: Various Funds of Fidelity Group, In Re Introduction The Securities and Exchange Board of India (SEBI) has pronounced a pivotal judgment in the case titled...
SEBI's Ruling on Misrepresentation and Unauthorized PMS Activities: A Comprehensive Analysis of the Capital Heed Financial Research Case

SEBI's Ruling on Misrepresentation and Unauthorized PMS Activities: A Comprehensive Analysis of the Capital Heed Financial Research Case

Date: Jun 2, 2021
SEBI's Ruling on Misrepresentation and Unauthorized PMS Activities: A Comprehensive Analysis of the Capital Heed Financial Research Case Introduction The Securities and Exchange Board of India (SEBI)...
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