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SEBI Case Commentaries

SEBI Finalizes Refund Directions in Osian's-Connoisseurs of Art Case

SEBI Finalizes Refund Directions in Osian's-Connoisseurs of Art Case

Date: May 29, 2021
SEBI Finalizes Refund Directions in Osian's-Connoisseurs of Art Case Introduction The Securities and Exchange Board of India (SEBI) rendered a pivotal judgment on May 28, 2021, in the matter of...
Comprehensive Commentary on SEBI's Final Order in the Matter of Crayon Capital Art Fund

Comprehensive Commentary on SEBI's Final Order in the Matter of Crayon Capital Art Fund

Date: May 21, 2021
Crayon Capital Art Fund Judgment: SEBI's Strict Stand on Unregistered Collective Investment Schemes Introduction The Securities and Exchange Board of India (SEBI) issued a final order against Crayon...
SEBI Final Order Establishes Strict Penalties for Unregistered Investment Advisors

SEBI Final Order Establishes Strict Penalties for Unregistered Investment Advisors

Date: May 12, 2021
SEBI Final Order Establishes Strict Penalties for Unregistered Investment Advisors Introduction The Securities and Exchange Board of India (SEBI) rendered a final order on May 11, 2021, against Max...
Sudar Industries Limited IPO Misconduct: SEBI's Landmark Decision on Director Liability and Fund Misuse

Sudar Industries Limited IPO Misconduct: SEBI's Landmark Decision on Director Liability and Fund Misuse

Date: Apr 21, 2021
Sudar Industries Limited IPO Misconduct: SEBI's Landmark Decision on Director Liability and Fund Misuse Introduction The Securities and Exchange Board of India (SEBI) adjudicated a significant case...
Exemption Order under SEBI (SAST) Regulations, 2011: West Leisure Resorts Ltd.

Exemption Order under SEBI (SAST) Regulations, 2011: West Leisure Resorts Ltd.

Date: Apr 20, 2021
Exemption Order under SEBI (SAST) Regulations, 2011: West Leisure Resorts Ltd. Introduction The Securities and Exchange Board of India (SEBI) serves as the regulatory authority overseeing capital...
SEBI's Landmark Judgment in the Matter of Geodesic Limited: Implications for Corporate Governance and Market Integrity

SEBI's Landmark Judgment in the Matter of Geodesic Limited: Implications for Corporate Governance and Market Integrity

Date: Apr 20, 2021
SEBI's Landmark Judgment in the Matter of Geodesic Limited: Implications for Corporate Governance and Market Integrity Introduction The Securities and Exchange Board of India (SEBI) issued a...
SEBI Order on Insider Trading in ADF Foods Limited: Strengthening Regulatory Measures

SEBI Order on Insider Trading in ADF Foods Limited: Strengthening Regulatory Measures

Date: Mar 31, 2021
SEBI Order on Insider Trading in ADF Foods Limited: Strengthening Regulatory Measures Introduction The Securities and Exchange Board of India (SEBI) delivered a landmark judgment on March 30, 2021...
SEBI Issues Interim Order Against Trifid Research for Fraudulent Investment Advisory Practices

SEBI Issues Interim Order Against Trifid Research for Fraudulent Investment Advisory Practices

Date: Mar 31, 2021
SEBI Issues Interim Order Against Trifid Research for Fraudulent Investment Advisory Practices Introduction The Securities and Exchange Board of India (SEBI) has taken decisive action against Trifid...
SEBI Adjudicates Fraudulent GDR Issuance: Reinforcing Director's Fiduciary Duties and Disclosure Obligations

SEBI Adjudicates Fraudulent GDR Issuance: Reinforcing Director's Fiduciary Duties and Disclosure Obligations

Date: Mar 31, 2021
SEBI Adjudicates Fraudulent GDR Issuance: Reinforcing Director's Fiduciary Duties and Disclosure Obligations Introduction The Securities and Exchange Board of India (SEBI) issued a charge in the...
SEBI Revokes Directions Against Corporate Capital Ventures Pvt. Ltd., Reinforcing Due Diligence Obligations for Merchant Bankers

SEBI Revokes Directions Against Corporate Capital Ventures Pvt. Ltd., Reinforcing Due Diligence Obligations for Merchant Bankers

Date: Mar 17, 2021
SEBI Revokes Directions Against Corporate Capital Ventures Pvt. Ltd., Reinforcing Due Diligence Obligations for Merchant Bankers Introduction The Securities and Exchange Board of India (SEBI) issued...
SEBI Judgment on Fraudulent Practices by Alliance Intermediaries: Strengthening Regulatory Oversight in the Securities Market

SEBI Judgment on Fraudulent Practices by Alliance Intermediaries: Strengthening Regulatory Oversight in the Securities Market

Date: Mar 10, 2021
SEBI Judgment on Fraudulent Practices by Alliance Intermediaries: Strengthening Regulatory Oversight in the Securities Market Introduction The Securities and Exchange Board of India (SEBI) issued a...
SEBI Issues Warning to KCGP Share Broking Services Pvt. Ltd. for Regulatory Non-Compliance

SEBI Issues Warning to KCGP Share Broking Services Pvt. Ltd. for Regulatory Non-Compliance

Date: Mar 10, 2021
SEBI Issues Warning to KCGP Share Broking Services Pvt. Ltd. for Regulatory Non-Compliance Introduction The Securities and Exchange Board of India (SEBI), the regulatory authority overseeing the...
Compliance Standards in Registrar and Transfer Agent Operations: Insights from SEBI's Order on Purva Shareregistry (India) Pvt Ltd

Compliance Standards in Registrar and Transfer Agent Operations: Insights from SEBI's Order on Purva Shareregistry (India) Pvt Ltd

Date: Mar 10, 2021
Compliance Standards in Registrar and Transfer Agent Operations: Insights from SEBI's Order on Purva Shareregistry (India) Pvt Ltd Introduction The Securities and Exchange Board of India (SEBI)...
Reaffirming the 'Fit and Proper Person' Standard: Analysis of SEBI's Decision on Sahara India Financial Corporation Limited

Reaffirming the 'Fit and Proper Person' Standard: Analysis of SEBI's Decision on Sahara India Financial Corporation Limited

Date: Mar 4, 2021
Reaffirming the 'Fit and Proper Person' Standard: Analysis of SEBI's Decision on Sahara India Financial Corporation Limited Introduction The Securities and Exchange Board of India (SEBI) rendered a...
SEBI Enforcement Ensures Director Liability for Non-compliance with Public Issue Norms: Falkon Industries Case

SEBI Enforcement Ensures Director Liability for Non-compliance with Public Issue Norms: Falkon Industries Case

Date: Feb 27, 2021
SEBI Enforcement Ensures Director Liability for Non-compliance with Public Issue Norms: Falkon Industries Case Introduction The case of Falkon Industries India Limited versus Mr. Akmal Sekh...
SEBI's Disposition of Fraudulent Directorship Case in M/s Weird Infrastructure Corporation Limited

SEBI's Disposition of Fraudulent Directorship Case in M/s Weird Infrastructure Corporation Limited

Date: Feb 27, 2021
SEBI's Disposition of Fraudulent Directorship Case in M/s Weird Infrastructure Corporation Limited Introduction The Securities and Exchange Board of India (SEBI) issued a final order against M/s...
SEBI Enforces Strict Penalties for Unregistered Investment Advisory and Research Analysis: Indira Trading Company Case

SEBI Enforces Strict Penalties for Unregistered Investment Advisory and Research Analysis: Indira Trading Company Case

Date: Feb 27, 2021
SEBI Enforces Strict Penalties for Unregistered Investment Advisory and Research Analysis: Indira Trading Company Case Introduction The Securities and Exchange Board of India (SEBI), India's...
SEBI Halts Slump Sale and Mandates Forensic Audit in SunEdison Infrastructure Limited Case

SEBI Halts Slump Sale and Mandates Forensic Audit in SunEdison Infrastructure Limited Case

Date: Feb 16, 2021
SEBI Halts Slump Sale and Mandates Forensic Audit in SunEdison Infrastructure Limited Case Introduction The Securities and Exchange Board of India (SEBI) issued an interim order on February 15, 2021,...
SEBI's Interim Order Against Capitalaim Financial Advisory: A Landmark in Investor Protection

SEBI's Interim Order Against Capitalaim Financial Advisory: A Landmark in Investor Protection

Date: Feb 9, 2021
SEBI's Interim Order Against Capitalaim Financial Advisory: A Landmark in Investor Protection Introduction On February 8, 2021, the Securities and Exchange Board of India (SEBI) issued an interim ex...
SEBI v. Money Plus Research Advisory & Pravin Meshram: Enforcement Against Unregistered Investment Advisers

SEBI v. Money Plus Research Advisory & Pravin Meshram: Enforcement Against Unregistered Investment Advisers

Date: Feb 6, 2021
SEBI v. Money Plus Research Advisory & Pravin Meshram: Enforcement Against Unregistered Investment Advisers Introduction The Securities and Exchange Board of India (SEBI) issued a final order on...
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