SEBI Case Commentaries

Comprehensive Commentary on the Exit Order of Delhi Stock Exchange Ltd. (DSE)

Date: Jan 24, 2017

Exit Order of Delhi Stock Exchange Ltd. (DSE): Establishing New Precedents in Stock Exchange Derecognition Introduction The Securities and Exchange Board of India (SEBI) delivered a landmark judgment...

Supreme Court Reinforces Mandatory Compliance under Section 12(1B) SEBI Act in SEBI v. Gaurav Varshney & Anr.

Date: Jul 16, 2016

Supreme Court Reinforces Mandatory Compliance under Section 12(1B) SEBI Act in SEBI v. Gaurav Varshney & Anr. Introduction The Supreme Court of India, in the landmark case of Securities and Exchange...

Monotype India Limited Judgment: SEBI Revokes Directions Upon Compliance with Minimum Public Shareholding Norms During Scheme of Amalgamation

Date: Jun 18, 2016

Monotype India Limited Judgment: SEBI Revokes Directions Upon Compliance with Minimum Public Shareholding Norms During Scheme of Amalgamation Introduction The judgment rendered on June 17, 2016, by...

Interplay Between Section 15A and Section 15J of the SEBI Act: Insights from Siddharth Chaturvedi v. SEBI

Date: Mar 15, 2016

Interplay Between Section 15A and Section 15J of the SEBI Act: Insights from Siddharth Chaturvedi v. SEBI Introduction The case of Siddharth Chaturvedi v. Securities and Exchange Board of India...

SEBI Upholds Directions Against Monotype India Limited for Non-Compliance with Minimum Public Shareholding Norms

Date: Jan 23, 2016

SEBI Upholds Directions Against Monotype India Limited for Non-Compliance with Minimum Public Shareholding Norms Introduction The Securities and Exchange Board of India (SEBI) rendered a significant...

SEBI Upholds Strict Compliance with Minimum Public Shareholding Norms: Kusum Iron and Steel Limited Case

Date: Jan 21, 2016

SEBI Upholds Strict Compliance with Minimum Public Shareholding Norms: Kusum Iron and Steel Limited Case Introduction The Securities and Exchange Board of India (SEBI) serves as the regulatory...

Liability of Directors in Public Issue Violations: SEBI's Order on Mondal Construction Company Limited

Date: Jan 16, 2016

Liability of Directors in Public Issue Violations: SEBI's Order on Mondal Construction Company Limited 1. Introduction The case of Mondal Construction Company Limited (MCCL) represents a significant...

SEBI's Landmark Ruling on Public Fundraising Practices: The Express Cultivation Limited Case

Date: Jan 12, 2016

SEBI's Landmark Ruling on Public Fundraising Practices: The Express Cultivation Limited Case 1. Introduction The Securities and Exchange Board of India (SEBI) undertook a pivotal examination of...

Clarification on Promoter Shareholding Classification and MPS Compliance: SEBI's Order on Kesar Petro Products Limited

Date: Jan 12, 2016

Clarification on Promoter Shareholding Classification and MPS Compliance: SEBI's Order on Kesar Petro Products Limited Introduction The Securities and Exchange Board of India (SEBI) played a pivotal...

Clarifying SEBI's Enforcement on Unregistered Collective Investment Schemes: The Suvidha Farming Decision

Date: Jan 12, 2016

Clarifying SEBI's Enforcement on Unregistered Collective Investment Schemes: The Suvidha Farming Decision Introduction The Securities and Exchange Board of India (SEBI) delivered a landmark judgment...

SEBI's Landmark Judgment on Unregistered Collective Investment Schemes: Ally Multi-Trade India Pvt. Ltd. Case

Date: Aug 27, 2015

SEBI's Landmark Judgment on Unregistered Collective Investment Schemes: Ally Multi-Trade India Pvt. Ltd. Case Introduction The Securities and Exchange Board of India (SEBI), the regulatory authority...

Comprehensive Commentary on SEBI's Order Against Purusattam Infotech Industries Ltd

Date: Aug 26, 2015

SEBI's Landmark Order on Public Issue Violations by Purusattam Infotech Industries Ltd 1. Introduction The Securities and Exchange Board of India (SEBI) issued a significant order on August 25, 2015,...

SEBI's Landmark Judgment in Waris Agrotech: Reinforcing Investor Protection and Compliance Norms

Date: Aug 25, 2015

SEBI's Landmark Judgment in Waris Agrotech: Reinforcing Investor Protection and Compliance Norms Introduction The Securities and Exchange Board of India (SEBI) delivered a pivotal judgment on August...

SEBI's Landmark Ruling on Public Issuance Compliance: Aspen Projects India Limited vs SEBI

Date: Aug 15, 2015

SEBI's Landmark Ruling on Public Issuance Compliance: Aspen Projects India Limited vs SEBI Introduction The Securities and Exchange Board of India (SEBI) issued a significant interim and final order...

SEBI's Landmark Ruling on Unregistered Collective Investment Schemes: The Viswas Real Estates Case

Date: Apr 28, 2015

SEBI's Landmark Ruling on Unregistered Collective Investment Schemes: The Viswas Real Estates Case Introduction The Securities and Exchange Board of India (SEBI) plays a pivotal role in regulating...

SEBI Issues Interim Order Against Mount Vision Industries: Reinforcing Compliance with Public Issue and Listing Regulations Under Companies Act, 1956

Date: Apr 23, 2015

SEBI Issues Interim Order Against Mount Vision Industries: Reinforcing Compliance with Public Issue and Listing Regulations Under Companies Act, 1956 Introduction The interim order issued by the...

SEBI's Enforcement Action Upholds Rigorous Compliance for Public Securities Offerings

Date: Mar 28, 2015

SEBI's Enforcement Action Upholds Rigorous Compliance for Public Securities Offerings Introduction The case involving ERIL Mutual Benefit India Limited, adjudicated by the Securities and Exchange...

Establishment of Collective Investment Scheme: SEBI's Interim Order Against Shri Ram Real Estate and Business Solution Ltd.

Date: Mar 18, 2015

Establishment of Collective Investment Scheme: SEBI's Interim Order Against Shri Ram Real Estate and Business Solution Ltd. Introduction The Securities and Exchange Board of India (SEBI) issued an...

Compulsory Listing and Regulatory Compliance: Insights from SEBI's Judgment in the MGPL Case

Date: Mar 14, 2015

Compulsory Listing and Regulatory Compliance: Insights from SEBI's Judgment in the MGPL Case Introduction The Securities and Exchange Board of India (SEBI) issued a landmark judgment on March 13,...

SEBI Strengthens Oversight on Public Share Issuance: The Shah Group Builders Limited Case

Date: Feb 13, 2015

SEBI Strengthens Oversight on Public Share Issuance: The Shah Group Builders Limited Case Introduction The Securities and Exchange Board of India (SEBI) issued a significant order on February 12,...