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SEBI Case Commentaries

SEBI's Interim Suspension of Money Desire Research for Fraudulent Practices

SEBI's Interim Suspension of Money Desire Research for Fraudulent Practices

Date: Jan 16, 2020
SEBI's Interim Suspension of Money Desire Research for Fraudulent Practices Introduction The Securities and Exchange Board of India (SEBI) recently adjudicated against Money Desire Research (MDR), an...
Jagruti Securities Suspension: Reinforcing SEBI's Regulatory Vigilance

Jagruti Securities Suspension: Reinforcing SEBI's Regulatory Vigilance

Date: Jan 14, 2020
Jagruti Securities Suspension: Reinforcing SEBI's Regulatory Vigilance 1. Introduction The Securities and Exchange Board of India (SEBI) rendered a pivotal decision on January 13, 2020, concerning...
SEBI Cancels Click2Trade Capital Ltd's Registration: A Precedent on Broker Compliance and Investor Protection

SEBI Cancels Click2Trade Capital Ltd's Registration: A Precedent on Broker Compliance and Investor Protection

Date: Jan 14, 2020
SEBI Cancels Click2Trade Capital Ltd's Registration: A Precedent on Broker Compliance and Investor Protection Introduction The Securities and Exchange Board of India (SEBI) issued a pivotal order on...
Enhanced Regulatory Compliance for Stock Brokers: SEBI's Prohibition Order on Vrise Securities Pvt. Ltd.

Enhanced Regulatory Compliance for Stock Brokers: SEBI's Prohibition Order on Vrise Securities Pvt. Ltd.

Date: Jan 9, 2020
Enhanced Regulatory Compliance for Stock Brokers: SEBI's Prohibition Order on Vrise Securities Pvt. Ltd. Introduction The Securities and Exchange Board of India (SEBI) recently issued a prohibition...
SEBI Reinforces Enforcement Against Unregistered Investment Advisers and AIFs: HBJ Capital Services Pvt Ltd. Judgment

SEBI Reinforces Enforcement Against Unregistered Investment Advisers and AIFs: HBJ Capital Services Pvt Ltd. Judgment

Date: Jan 8, 2020
SEBI Reinforces Enforcement Against Unregistered Investment Advisers and AIFs: HBJ Capital Services Pvt Ltd. Judgment Introduction The Securities and Exchange Board of India (SEBI) delivered a...
Rei Agro Limited SEBI Judgment Commentary: Upholding Procedural Compliance in Preferential Allotments

Rei Agro Limited SEBI Judgment Commentary: Upholding Procedural Compliance in Preferential Allotments

Date: Oct 18, 2019
Upholding Procedural Compliance in Preferential Allotments: The SEBI Judgment in Rei Agro Limited Case Introduction On October 17, 2019, the Securities and Exchange Board of India (SEBI) rendered a...
SEBI's Enforcement on Registrar Compliance: The Sharex Dynamic Precedent

SEBI's Enforcement on Registrar Compliance: The Sharex Dynamic Precedent

Date: May 25, 2019
SEBI's Enforcement on Registrar Compliance: The Sharex Dynamic Precedent Introduction The Securities and Exchange Board of India (SEBI) plays a pivotal role in regulating and overseeing...
SEBI’s Landmark Judgment on Non-Compliance with Securities Issuance Norms: Prayas Projects India Ltd.

SEBI’s Landmark Judgment on Non-Compliance with Securities Issuance Norms: Prayas Projects India Ltd.

Date: Apr 25, 2019
SEBI’s Landmark Judgment on Non-Compliance with Securities Issuance Norms: Prayas Projects India Ltd. Introduction The Securities and Exchange Board of India (SEBI) rendered a pivotal judgment on...
SEBI's Landmark Ruling on Siphoning of IPO Proceeds: The Ravi Kumar Distilleries Limited Case

SEBI's Landmark Ruling on Siphoning of IPO Proceeds: The Ravi Kumar Distilleries Limited Case

Date: Mar 13, 2019
SEBI's Landmark Ruling on Siphoning of IPO Proceeds: The Ravi Kumar Distilleries Limited Case Introduction The Securities and Exchange Board of India (SEBI), acting as the regulator for the...
Discretion in Penalty Imposition under SEBI Act: SEBI v. Bhavesh Pabari – A Comprehensive Analysis

Discretion in Penalty Imposition under SEBI Act: SEBI v. Bhavesh Pabari – A Comprehensive Analysis

Date: Mar 1, 2019
Discretion in Penalty Imposition under SEBI Act: SEBI v. Bhavesh Pabari – A Comprehensive Analysis Introduction The Supreme Court of India, in the landmark case of SEBI v. Bhavesh Pabari with...
SEBI's Interim Order Against Allied Financial Services Pvt. Ltd.: Establishing Enhanced Regulatory Oversight in Securities Intermediary Practices

SEBI's Interim Order Against Allied Financial Services Pvt. Ltd.: Establishing Enhanced Regulatory Oversight in Securities Intermediary Practices

Date: Feb 28, 2019
SEBI's Interim Order Against Allied Financial Services Pvt. Ltd.: Establishing Enhanced Regulatory Oversight in Securities Intermediary Practices Introduction The Securities and Exchange Board of...
SEBI Grants Exemption to Coal India Limited from Regulation 24(i)(e) under Buyback Regulations 2018

SEBI Grants Exemption to Coal India Limited from Regulation 24(i)(e) under Buyback Regulations 2018

Date: Feb 21, 2019
SEBI Grants Exemption to Coal India Limited from Regulation 24(i)(e) under Buyback Regulations 2018 Introduction The Securities and Exchange Board of India (SEBI) recently delivered a pivotal...
SEBI Grants Exemption to Wipro from Regulation 24(ii) of Buyback Regulations During Internal Amalgamation

SEBI Grants Exemption to Wipro from Regulation 24(ii) of Buyback Regulations During Internal Amalgamation

Date: Feb 16, 2019
SEBI Grants Exemption to Wipro from Regulation 24(ii) of Buyback Regulations During Internal Amalgamation Introduction The Securities and Exchange Board of India (SEBI) delivered a pivotal judgment...
SEBI's Landmark Ruling on Public Issuance of Non-Convertible Debentures by Ganga Sagar Foods & Beverages India Limited

SEBI's Landmark Ruling on Public Issuance of Non-Convertible Debentures by Ganga Sagar Foods & Beverages India Limited

Date: Feb 13, 2019
SEBI's Landmark Ruling on Public Issuance of Non-Convertible Debentures by Ganga Sagar Foods & Beverages India Limited Introduction The Securities and Exchange Board of India (SEBI) delivered a...
SEBI v. Sanraa Media Ltd.: Establishing Accountability in GDR Issuance Fraud

SEBI v. Sanraa Media Ltd.: Establishing Accountability in GDR Issuance Fraud

Date: Jan 3, 2019
SEBI v. Sanraa Media Ltd.: Establishing Accountability in GDR Issuance Fraud Introduction The Securities and Exchange Board of India (SEBI) issued an order on January 2, 2019, against Sanraa Media...
Redefining Insider: SEBI v. Chintalapati Srinivasa Raju Case and Its Impact on Insider Trading Regulations

Redefining Insider: SEBI v. Chintalapati Srinivasa Raju Case and Its Impact on Insider Trading Regulations

Date: May 15, 2018
Redefining Insider: SEBI v. Chintalapati Srinivasa Raju Case and Its Impact on Insider Trading Regulations Introduction The landmark judgment in Chintalapati Srinivasa Raju v. SEBI and connected...
Supreme Court Restores SEBI’s Penalties Against Traders for Manipulative Synchronized Trading in Derivatives, Exonerates Brokers

Supreme Court Restores SEBI’s Penalties Against Traders for Manipulative Synchronized Trading in Derivatives, Exonerates Brokers

Date: Feb 9, 2018
Supreme Court Restores SEBI’s Penalties Against Traders for Manipulative Synchronized Trading in Derivatives, Exonerates Brokers Introduction In the landmark judgment delivered on February 8, 2018,...
SEBI Judgment on Public NCD Issuance: GNIL Directors Held Liable under Companies Act

SEBI Judgment on Public NCD Issuance: GNIL Directors Held Liable under Companies Act

Date: Jan 25, 2018
SEBI Judgment on Public NCD Issuance: GNIL Directors Held Liable under Companies Act Introduction The Securities and Exchange Board of India (SEBI) adjudicated a significant case involving Gulshan...
SEBI's Landmark Judgment in M/s Rahul Hi Rise Limited: Reinforcing Compliance in Public Debt Issuances

SEBI's Landmark Judgment in M/s Rahul Hi Rise Limited: Reinforcing Compliance in Public Debt Issuances

Date: Nov 28, 2017
SEBI's Landmark Judgment in M/s Rahul Hi Rise Limited: Reinforcing Compliance in Public Debt Issuances Introduction The Securities and Exchange Board of India (SEBI) issued a significant order on...
SEBI's Comprehensive Directions in Express Cultivation Limited Case: Establishing Rigorous Compliance for Public Offers

SEBI's Comprehensive Directions in Express Cultivation Limited Case: Establishing Rigorous Compliance for Public Offers

Date: Oct 4, 2017
SEBI's Comprehensive Directions in Express Cultivation Limited Case: Establishing Rigorous Compliance for Public Offers Introduction The matter of Express Cultivation Limited (ECL) presented before...
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