SEBI Case Commentaries

Regulatory Action Against Unregistered Investment Advisers: SEBI's Landmark Judgment in M/s Stock Indication Case

Date: Feb 6, 2021

Regulatory Action Against Unregistered Investment Advisers: SEBI's Landmark Judgment in M/s Stock Indication Case Introduction The Securities and Exchange Board of India (SEBI) plays a pivotal role...

Clarifying the Scope of Unpublished Price Sensitive Information: SEBI's Landmark Decision in Future Corporate Resources Private Limited, In Re

Date: Feb 4, 2021

Clarifying the Scope of Unpublished Price Sensitive Information: SEBI's Landmark Decision in Future Corporate Resources Private Limited, In Re Introduction The case titled Future Corporate Resources...

Establishing the Precedent on Securities Market Manipulation through Misleading Corporate Announcements: SEBI vs Vertex Spinning Ltd.

Date: Jan 30, 2021

Establishing the Precedent on Securities Market Manipulation through Misleading Corporate Announcements: SEBI vs Vertex Spinning Ltd. Introduction The Securities and Exchange Board of India (SEBI)...

Kemrock Industries Judgment: Establishing Strict Liability for Non-Disclosure in GDR Issuance Fraud

Date: Jan 28, 2021

Kemrock Industries Judgment: Establishing Strict Liability for Non-Disclosure in GDR Issuance Fraud Introduction The Securities and Exchange Board of India (SEBI) issued an order against Kemrock...

SEBI's Interim Order Reinforces Strict Compliance of Risk Profiling and Prohibition of Assured Returns in Investment Advisory Services

Date: Jan 26, 2021

SEBI's Interim Order Reinforces Strict Compliance of Risk Profiling and Prohibition of Assured Returns in Investment Advisory Services Introduction On January 25, 2021, the Securities and Exchange...

SEBI's Interim Order Against Money Maker Research Pvt. Ltd.: Reinforcing Fiduciary Duties and Consumer Protection in Investment Advisory Services

Date: Jan 23, 2021

SEBI's Interim Order Against Money Maker Research Pvt. Ltd.: Reinforcing Fiduciary Duties and Consumer Protection in Investment Advisory Services Introduction On January 22, 2021, the Securities and...

SEBI's Landmark Judgment on SEBI Act Violations by HDFC Bank Limited in the BRH Wealth Kreators Case

Date: Jan 22, 2021

SEBI's Landmark Judgment on SEBI Act Violations by HDFC Bank Limited in the BRH Wealth Kreators Case Introduction The Securities and Exchange Board of India (SEBI) issued a final order on January 21,...

Schneider Electric President Systems Limited Delisting: SEBI's Mandate on Exit Procedures

Date: Jan 20, 2021

Schneider Electric President Systems Limited Delisting: SEBI's Mandate on Exit Procedures Introduction The case of Schneider Electric President Systems Limited (SEPSL) revolves around the company's...

Resolution of Dividend Payment Defaults: SEBI’s Approach in Kavveri Telecom Products Ltd. Case

Date: Jan 16, 2021

Resolution of Dividend Payment Defaults: SEBI’s Approach in Kavveri Telecom Products Ltd. Case Introduction The case of Kavveri Telecom Products Ltd. adjudicated by the Securities and Exchange Board...

SEBI's Landmark Judgment on Fraudulent Preferential Allotment by Pankaj Piyush Trade and Investments Ltd.

Date: Jan 16, 2021

SEBI's Landmark Judgment on Fraudulent Preferential Allotment by Pankaj Piyush Trade and Investments Ltd. Introduction The Securities and Exchange Board of India (SEBI) delivered a final order on...

SEBI Maintains Restraints on Moral Group Despite Completed NCD Refunds

Date: Jan 14, 2021

SEBI Maintains Restraints on Moral Group Despite Completed NCD Refunds Introduction The Securities and Exchange Board of India (SEBI) rendered a significant order on January 13, 2021, concerning the...

Manipulative Trading Practices and Artificial Price Inflation: Insights from the Anukaran Commercial Enterprises Limited Case

Date: Jan 9, 2021

Manipulative Trading Practices and Artificial Price Inflation: Insights from the Anukaran Commercial Enterprises Limited Case Introduction The Securities and Exchange Board of India (SEBI) plays a...

SEBI's Interim Ex Parte Order: Reinforcing Portfolio Management Regulations

Date: Jan 5, 2021

SEBI's Interim Ex Parte Order: Reinforcing Portfolio Management Regulations Introduction The Securities and Exchange Board of India (SEBI), as the primary regulator of the securities market, plays a...

Clarifying Directors' Liabilities in Public Issue Violations: SEBI's Sanjay Paramanik Judgment

Date: Jan 5, 2021

Clarifying Directors' Liabilities in Public Issue Violations: SEBI's Sanjay Paramanik Judgment Introduction The Securities and Exchange Board of India (SEBI) adjudicated a significant case involving...

SEBI Adjudication Order: Enforcing Anti-Manipulation Regulations on Reliance Industries Limited

Date: Jan 2, 2021

SEBI Adjudication Order: Enforcing Anti-Manipulation Regulations on Reliance Industries Limited Introduction The Securities and Exchange Board of India (SEBI) issued an adjudication order on January...

Timbor Home Limited Judgment: Setting Precedent for Combating Coordinated Stock Manipulation and Unfair Trade Practices

Date: Nov 21, 2020

Timbor Home Limited Judgment: Setting Precedent for Combating Coordinated Stock Manipulation and Unfair Trade Practices 1. Introduction The Securities and Exchange Board of India (SEBI) rendered a...

SEBI Strengthens Enforcement Against Unregistered Investment Advisers: The Profitsaim Case

Date: Nov 13, 2020

SEBI Strengthens Enforcement Against Unregistered Investment Advisers: The Profitsaim Case Introduction The Securities and Exchange Board of India (SEBI) acted decisively against Profitsaim, an...

SEBI v. Siya-Ram Agro Industries Ltd.: Landmark Ruling on Public Issuance of NCDs and Regulatory Compliance

Date: Nov 3, 2020

SEBI v. Siya-Ram Agro Industries Ltd.: Landmark Ruling on Public Issuance of NCDs and Regulatory Compliance Introduction The Securities and Exchange Board of India (SEBI) adjudicated a pivotal case...

SEBI Cancels Proceedings Against IL&FS Financial Services Ltd Due to Non-Operational Underwriting License

Date: Oct 24, 2020

SEBI Cancels Proceedings Against IL&FS Financial Services Ltd Due to Non-Operational Underwriting License Introduction The Securities and Exchange Board of India (SEBI) made a significant order on...

SEBI Enhances Penalty Against CARE Ratings: A Landmark Decision Reinforcing CRA Accountability under Section 15-I(3)

Date: Sep 23, 2020

SEBI Enhances Penalty Against CARE Ratings: A Landmark Decision Reinforcing CRA Accountability under Section 15-I(3) Introduction The judgment delivered by the Securities and Exchange Board of India...