Constructive Possession Plus Penal Law § 265.15(4) Presumption Can Prove CPW 2°; a Single Belated Disclosure Does Not Invalidate a COC Without a Due-Diligence Failure

1. Introduction

People v Harrell (2026 NY Slip Op 04235 [App Div, 3d Dept July 2, 2026]) arises from a joint, nonjury trial in Schenectady County involving allegations that Dieago Harrell (defendant) and two codefendants abducted and restrained a victim for roughly a day in an apartment, during which the victim was tortured and recorded in Snapchat videos.

Defendant was indicted on 11 counts and, after a bench trial, was acquitted of attempted murder and kidnapping in the first degree, but convicted of: (i) kidnapping in the second degree (two counts, as lesser included offenses), (ii) criminal possession of a weapon in the second degree, and (iii) criminal possession of a firearm.

The appeal presented recurring but practically important issues: (1) multiplicity and inclusory concurrent counts; (2) the proof needed to establish abduction for kidnapping 2°; (3) constructive possession of a firearm found in a shared residence; (4) the use of Penal Law § 265.15(4)’s intent presumption in a constructive-possession case; (5) whether belated disclosure of a recorded interview undermined the People’s certificate of compliance (COC) under CPL article 245; and (6) youthful offender (YO) ineligibility after an armed felony conviction.

2. Summary of the Opinion

The Third Department largely affirmed but made two significant modifications:

  • One kidnapping 2° conviction was vacated as multiplicitous, on the People’s concession, relying on People v Greene.
  • The conviction for criminal possession of a firearm (Penal Law § 265.01-b [1]) was vacated as an inclusory concurrent count of criminal possession of a weapon in the second degree (Penal Law § 265.03 [1] [b]).

The court otherwise held that the remaining kidnapping 2° conviction and the weapon 2° conviction were supported by the weight of the evidence (and, as to the weapon 2° charge, by legally sufficient evidence), rejected the CPL article 245 challenge to the COC, rejected ineffective-assistance and YO arguments, and declined to reduce the sentence in the interest of justice.

3. Analysis

A. Precedents Cited

1) Multiplicity and count vacatur

  • People v Greene, 41 NY3d 950 (2024): Cited to support vacatur of a multiplicitous kidnapping conviction. The Third Department treated Greene as controlling authority that multiple counts cannot punish the same offense where the statutory unit of prosecution is not satisfied.

2) Waiver of legal-sufficiency review when consenting to a lesser included offense

  • People v O'Neill, 169 AD3d 1515 (4th Dept 2019): The court relied on O’Neill for the proposition that defendant waived legal-sufficiency review of the remaining kidnapping 2° conviction by consenting to submission of kidnapping 2° as a lesser included offense of kidnapping 1°.
  • People v Strange, 247 AD3d 1358 (3d Dept 2026): Used both for the waiver principle and to emphasize that, even if sufficiency is waived, the court necessarily addresses the People’s proof under a weight of the evidence review.
  • People v Mazzeo, 202 AD3d 1279 (3d Dept 2022), lv denied 38 NY3d 1072 (2022): Reinforces that weight review has no preservation requirement and can require assessment of the contested element (here, abduction).

3) Kidnapping 2° elements and abduction/restraint framework

  • People v White, 231 AD3d 1429 (3d Dept 2024), lv denied 42 NY3d 1082 (2025): Cited as consistent authority applying Penal Law definitions of “abduct” and “restrain.”

4) Constructive possession of a firearm in a shared space

  • People v Cherry, 248 AD3d 452 (1st Dept 2026): Cited for the basic proposition that Penal Law § 265.01-b criminalizes unauthorized possession of any firearm.
  • People v Malloy, 228 AD3d 1068 (3d Dept 2024), lv denied 42 NY3d 971 (2024) and People v Everett, 231 AD3d 1296 (3d Dept 2024), lv denied 42 NY3d 1052 (2024): Frame constructive possession as dominion or control shown by sufficient control over the area where the weapon is found.
  • People v Watts, 215 AD3d 1170 (3d Dept 2023) and People v Gerhard, 244 AD3d 1313 (3d Dept 2025), lv denied 45 NY3d 936 (2026): Important to the court’s analysis that constructive possession may be circumstantial and need not be exclusive.
  • People v Johnson, 225 AD3d 1115 (4th Dept 2024); People v Bundy, 90 NY2d 918 (1997); People v Grasso, 163 AD3d 991 (2d Dept 2018), lv denied 32 NY3d 1111 (2018): Cited to validate the reasoning chain that links control over a bedroom and other circumstances to constructive possession.
  • People v King, 206 AD3d 1593 (4th Dept 2022) and People v Rolldan, 175 AD3d 1811 (4th Dept 2019), lv denied 34 NY3d 1081 (2019): Used by comparison to highlight what is insufficient—“mere presence” in the apartment—thereby sharpening the boundary between presence and control.
  • People v Crowley, 188 AD3d 1665 (4th Dept 2020), lv denied 36 NY3d 1056 (2020) and People v McGough, 122 AD3d 1164 (3d Dept 2014), lv denied 24 NY3d 1220 (2015): Support the propositions that exclusive access is unnecessary and that possession may be joint.
  • People v McCoy, 169 AD3d 1260 (3d Dept 2019), lv denied 33 NY3d 1033 (2019): Further supports weight-of-the-evidence affirmance for constructive possession.
  • People v Cokely, ___ AD3d ___, 2026 NY Slip Op 03030 (3d Dept 2026): Cited for the standard language describing weight review and deference to credibility findings.

5) Intent to use unlawfully and the Penal Law § 265.15(4) presumption (including in constructive-possession cases)

  • People v Noble, 244 AD3d 1499 (3d Dept 2025): Cited for the Penal Law § 265.03 (1) (b) elements.
  • People v Galindo, 23 NY3d 719 (2014): The central authority on Penal Law § 265.15(4)’s presumption—its operation, predicate-proof requirement, and the jury’s (or factfinder’s) role in weighing competing inferences.
  • People v Edwards, 39 AD3d 1078 (3d Dept 2007) and People v Duran, 6 AD3d 809 (3d Dept 2004), lv denied 41 NY3d 1003 (2004): Cited for the point that the presumption applies even where possession is constructive.
  • People v Vargas, 60 AD3d 1236 (3d Dept 2009), lv denied 13 NY3d 750 (2009) and People v James, 176 AD3d 1492 (3d Dept 2019), lv denied 34 NY3d 1078 (2019): Used to support sufficiency/weight conclusions on intent in light of the presumption and surrounding circumstances.

6) Inclusory concurrent counts

  • People v Walker, 237 AD3d 978 (2d Dept 2025) and People v Harvey, 214 AD3d 672 (2d Dept 2023), lv denied 40 NY3d 929 (2023): Cited to hold that Penal Law § 265.01-b (1) is an inclusory concurrent count of Penal Law § 265.03 (1) (b) and therefore must be dismissed when both are based on the same firearm.

7) Accomplice liability

  • People v Jenkins, 210 AD3d 1293 (3d Dept 2022), lv denied 39 NY3d 1155 (2023): Cited for Penal Law § 20.00’s formulation—intentional aid plus the required culpable mental state.

8) CPL article 245 compliance, COC validity, and sanctions

  • People v Reynolds, 239 AD3d 1098 (3d Dept 2025): Used to quote/anchor the CPL 245.50 (1) COC requirements.
  • People v Bay, 41 NY3d 200 (2023): The leading case driving the analysis—defining “due diligence,” rejecting a “perfect prosecutor” standard, and listing case-specific factors (volume, complexity, obviousness, explanation, and response).
  • People v Williams, 224 AD3d 998 (3d Dept 2024), lv denied 41 NY3d 1021 (2024): Cited for the proposition that belated disclosure does not automatically invalidate an initial COC if due diligence preceded filing (and references CPL 245.50 [1-a]).
  • People v Coffey, 244 AD3d 1609 (3d Dept 2025): Cited on the availability of “appropriate and proportionate” sanctions under CPL 245.80 (1).
  • People v Contompasis, 236 AD3d 138 (3d Dept 2025), lv denied 43 NY3d 1007 (2025): Supports affirmance where the People substantially complied and cured upon learning of an omission.
  • People v Mazelie, 248 AD3d 45 (3d Dept 2025): Cited by comparison as a situation warranting different treatment, underscoring that Harrell turns on a single inadvertent lapse amid otherwise extensive disclosure.

9) Ineffective assistance of counsel

  • People v Reichel, 211 AD3d 1090 (3d Dept 2022), lv denied 39 NY3d 1113 (2023): Cited for the “meaningful representation” standard and the requirement that there be no strategic or legitimate explanations for counsel’s conduct.
  • People v Gaffney, ___ NY3d ___, 2026 NY Slip Op 01445 (2026): Cited as current Court of Appeals authority reinforcing the governing standard.
  • People v Reinfurt, 241 AD3d 1015 (3d Dept 2025), lv denied 44 NY3d 1067 (2026) and People v Jones, 217 AD3d 1406 (4th Dept 2023), lv denied 40 NY3d 951 (2023): Support the idea that not introducing potentially ambiguous forensic material can be strategic.
  • People v Mowry, 246 AD3d 1288 (3d Dept 2026), lv denied 45 NY3d 973 (2026) and People v Calafell, 211 AD3d 1114 (3d Dept 2022), lv denied 39 NY3d 1077 (2023): Cited for totality-of-representation analysis.

10) Youthful offender eligibility after armed felony conviction

  • People v Middlebrooks, 25 NY3d 516 (2015): Central authority explaining that a youth convicted of an armed felony can receive YO treatment only if the court finds CPL 720.10 (3) mitigating circumstances or relatively minor participation.
  • People v Williams, 202 AD3d 1162 (3d Dept 2022), lv denied 38 NY3d 954 (2022) and People v Williams, 155 AD3d 1260 (3d Dept 2017), lv denied 30 NY3d 1121 (2018): Cited for the court’s discretion, the record-statement requirement, and affirmance where neither CPL 720.10 (3) factor is found.

B. Legal Reasoning

1) Kidnapping 2°: “abduct” through restraint plus secreting/holding

The court applied the statutory chain: kidnapping 2° (Penal Law § 135.20) requires “abduct,” which requires “restrain” plus intent to prevent liberation by secreting/holding in a place not likely to be found or by using/threatening deadly physical force (Penal Law § 135.00 [2]). Restraint is movement or confinement without consent and with knowledge of unlawfulness (Penal Law § 135.00 [1]).

On weight review, the court credited evidence that defendant helped render the victim unconscious in a locked van, enabling the victim to be moved to and held at an apartment “where he was not likely to be found,” bound with a rope, and kept for nearly a day. The court emphasized that defendant need not personally carry out the torture at the apartment to be guilty of kidnapping 2°; participation in the abduction and shared intent to restrain sufficed.

2) Firearm possession: constructive possession grounded in control over the bedroom

The People’s theory was not actual possession but constructive possession. The handgun was found under a mattress in the bedroom from which defendant emerged when police entered; the victim, familiar with the apartment, identified that bedroom as defendant’s room; and the codefendants’ belongings were in other rooms. Matching-caliber cartridges were found in the bathroom toilet.

While defense points (no sheets on the mattress; no defendant belongings in the room; no proof the phone under the bed was his) weakened the inference, the court held those facts did not reduce the case to “mere presence.” Under the cited constructive possession cases, exclusive access is not required, and joint possession is possible. This evidentiary package supported both legal sufficiency (for the firearm count, before it was dismissed as inclusory) and weight.

3) Weapon 2° intent: Penal Law § 265.15(4) presumption applied to constructive possession

Penal Law § 265.03 (1) (b) required proof that defendant possessed a loaded, operable firearm and intended to use it unlawfully against another. The court relied on Penal Law § 265.15 (4), which permits a presumption of unlawful intent from possession, and reiterated (via People v Galindo, People v Edwards, and People v Duran) that the presumption applies even where the possession is constructive—so long as the predicate facts are proven beyond a reasonable doubt.

The court found those predicate facts satisfied (loaded firearm, constructive possession), and buttressed intent with context: defendant’s role in incapacitating the victim and his failure to alert police during a traffic stop while the victim was being held. The presumption, plus circumstances, supported both sufficiency and weight as to intent.

4) Discovery: Bay’s due-diligence framework, not automatic invalidation

Defendant sought to invalidate the initial COC because the People later disclosed a second portion of defendant’s recorded police interview. Applying People v Bay, the Third Department treated “due diligence” as a flexible, case-specific inquiry. It accepted the prosecution’s explanation (inadvertent oversight, prosecutor thought there was one recording, prompt disclosure once discovered) and emphasized the “plethora” of discovery already provided and the quick cure “within hours.”

The court held that one belated disclosure, in these circumstances, did not show a due-diligence failure requiring the “severe sanction” of COC invalidation and CPL 30.30 dismissal. The decision also highlights that the defense had notice of an interview via CPL 710.30 notice and did not alert the People earlier (referencing CPL 245.50 [4] [b]), a fact used to contextualize the prejudice and the reasonableness of the People’s efforts.

5) Ineffective assistance: strategic choice not to introduce inconclusive DNA results

Defendant argued counsel should have introduced a forensic report indicating defendant was excluded as the major contributor on mixed DNA profiles from the gun’s magazine and slide. The court viewed omission as potentially strategic: the report did not exclude defendant as a donor altogether and could have diluted counsel’s theme that the People presented no DNA evidence tying defendant to the gun. More importantly, because the case was constructive possession (control of area), DNA was of limited probative value. Under totality review, representation was meaningful.

6) Youthful offender: armed felony conviction triggers CPL 720.10 (3) gatekeeping

Because defendant was convicted of an armed felony (criminal possession of a weapon in the second degree), YO treatment required a finding of mitigating circumstances bearing directly on the manner of commission or relatively minor participation (CPL 720.10 [3], as explained in People v Middlebrooks). County Court found neither factor, stated reasons, and the Third Department affirmed—characterizing defendant’s role in the abduction as substantial and identifying no manner-of-commission mitigation.

C. Impact

  • Weapon prosecutions in shared residences: Harrell reinforces that constructive possession can be proven through room-identification testimony (here, the victim’s familiarity and identification of “defendant’s room”), coupled with on-scene location evidence (defendant emerging from the room), without exclusive access or personal property in the room.
  • Intent-to-use element under Penal Law § 265.03 (1) (b): The decision underscores the practical force of Penal Law § 265.15(4): once constructive possession and operability/loading are established, the People may rely on the presumption, and surrounding conduct can make the inference compelling even absent direct evidence of brandishing or firing.
  • CPL article 245 litigation: The opinion illustrates the post-People v Bay approach: courts look for systemic reasonableness (volume disclosed, explanation, prompt cure), and a single inadvertent omission—promptly corrected—may not invalidate a COC. The case also signals that defense awareness of missing items can matter to the remedy analysis.
  • Charging practice: The vacatur of both a multiplicitous kidnapping count and an inclusory concurrent firearm count reemphasizes careful count structure and the likelihood of appellate trimming where overlapping counts are submitted and convicted.

4. Complex Concepts Simplified

Legal sufficiency vs. weight of the evidence
Legal sufficiency asks whether any valid reasoning and inferences could allow a rational factfinder to convict beyond a reasonable doubt (viewing evidence favorably to the People). Weight of the evidence asks the appellate court to take a neutral look, consider credibility and competing inferences, and decide whether the verdict is against the weight of credible evidence.
Lesser included offense waiver
When a defendant consents to submission of a lesser included offense, appellate courts may treat that consent as a waiver of a legal-sufficiency challenge to the lesser included conviction—though the court can still evaluate the same element under weight review.
Multiplicitous counts
Counts are multiplicitous when they punish the same offense more than once based on the same conduct. A multiplicitous conviction must be vacated to avoid multiple punishments for one crime.
Inclusory concurrent count
One offense is an inclusory concurrent count of another when it contains no element not also contained in the greater offense, and both counts are based on the same act. The lesser must be dismissed (here, Penal Law § 265.01-b [1] was dismissed as inclusory of Penal Law § 265.03 [1] [b]).
Constructive possession
You can “possess” contraband without holding it if you exercise dominion or control over it—often shown by control over the place where it is found (like a bedroom), even if other people also have access.
Penal Law § 265.15(4) presumption
If possession of a weapon is proven, the law permits (but does not require) an inference that the possessor intended to use it unlawfully against another. The factfinder may accept or reject that inference after considering all the evidence.
Certificate of Compliance (COC) and “due diligence”
A COC is the prosecutor’s certification that discovery obligations have been met after due diligence and reasonable inquiries. Under People v Bay, due diligence is practical and case-specific; perfection is not required, and later-discovered items do not automatically invalidate a COC if the People’s initial efforts were reasonable and omissions are promptly cured.
Youthful offender (YO) and armed felonies
A youth convicted of an armed felony is not automatically eligible for YO treatment. The court must find either (1) mitigating circumstances directly about how the crime was committed, or (2) relatively minor participation if not the sole participant.

5. Conclusion

People v Harrell delivers a layered set of holdings with practical guidance: (1) appellate courts will correct overcharging consequences by dismissing multiplicitous and inclusory concurrent convictions; (2) constructive possession of a firearm can be supported by evidence tying a defendant to the room where the gun is found even without exclusive access or personal items; (3) Penal Law § 265.15(4)’s presumption can satisfy the “intent to use unlawfully” element in a constructive-possession case when supported by surrounding conduct; and (4) under People v Bay, a belated discovery disclosure does not automatically invalidate an initial COC when the People otherwise exercised due diligence and promptly cured the omission.