Forged Witness Signatures and the Threshold for Revocation:
A Commentary on Office of Lawyer Regulation v. John P. Buran, 2025 WI 40
1. Introduction
In Office of Lawyer Regulation v. John P. Buran, the Wisconsin Supreme
Court addressed the appropriate disciplinary response when an attorney repeatedly
forges a witness’s signature on testamentary documents and later files those
documents in probate proceedings. Although the respondent, Attorney John P.
Buran, conceded the factual allegations of forgery, the key controversy
concerned the sanction: the Office of Lawyer Regulation (OLR) sought permanent
revocation whereas the referee recommended an 18-month suspension.
The Court ultimately imposed a
30-month suspension, articulating a new mid-range benchmark that clarifies when
misconduct—although grave—falls short of the “most egregious” category that
triggers revocation.
2. Summary of the Judgment
• Misconduct found: Nine instances of forging former employee Penny
Fabian’s signature as will witness; six forged wills filed in probate; violations of
SCR 20:8.4(c) (dishonesty) and SCR 20:3.3(a)(1) (false statement to tribunal).
• Undisputed facts: Attorney admitted the forgeries, did not contest summary
judgment; no prior discipline in 35-year career.
• Referee’s recommendation: 18-month suspension.
• OLR’s position on appeal: Revocation.
• Supreme Court holding: Forgery constituted “extremely serious” misconduct
warranting a 30-month suspension plus full costs ($9,102.97); revocation
unwarranted because the facts did not match the breadth and history of cases
such as Strouse and Petros.
3. Analysis
3.1 Precedents Cited and Their Influence
- In re Disciplinary Proceedings Against Acker, 2007 WI 117
• Closely analogous: attorney filed falsified probate documents; 18-month
suspension.
• Court used Acker as baseline but increased penalty to 30 months because
Buran’s misconduct spanned 13 years and affected will validity.
- In re Disciplinary Proceedings Against Strouse, 2024 WI 10
• Revocation for pervasive dishonesty, stolen notary seal, lies to judges, prior
discipline.
• Distinguished: Strouse’s multi-faceted deceit and disciplinary history exceeded
Buran’s narrower, first-time misconduct.
- In re Disciplinary Proceedings Against Petros, 2021 WI 55
• Revocation for repeated misrepresentations to tribunals.
• Court found Buran’s conduct “like” Petros but not equivalent in scope.
- Additional Wisconsin references: Scanlan (disciplinary factors),
Sommers, Kovac, Moodie, Widule, Inglimo, Cooper – cited for
methodology, burden of proof, and guiding principles.
- ABA Standards for Imposing Lawyer Sanctions
• Distinguish between “intentional deception of a tribunal” (suggests
revocation) and “knowing submission of false document” (suggests suspension).
• Court concluded record insufficient to prove intent to deceive beyond filing
knowing false documents; therefore suspension appropriate.
3.2 Court’s Legal Reasoning
- Undisputed Liability
Summary judgment proper because Buran admitted all material facts and offered
no opposing evidence.
- Aggravating Factors
• Multiple instances; pattern over 13 years; experienced practitioner; undermined
probate integrity.
• Court accepted these aggravators but declined to find
“intent to deceive” or lack of remorse dispositive.
- Mitigating Considerations
• No prior discipline; admitted wrongdoing early; limited to one type of conduct.
• Court sidestepped disputed findings on remorse, holding sanction outcome
unchanged even if remorse unproven.
- Calibration of Sanction
• Compared with Acker (18-month) and Strouse (revocation).
• Decided misconduct was
more serious than Acker (will validity jeopardized, longer duration) but
less pervasive than Strouse (no broad deceit, no prior record).
• Result: 30-month suspension as “substantial, but short of ultimate
sanction.”
3.3 Potential Impact of the Decision
- Establishes a 30-month suspension benchmark for repeated document-forgery
misconduct without prior discipline, filling a gap between 18-month suspensions
and revocations.
- Clarifies that knowledge of falsity plus filing may not, by itself,
establish the “intent to deceive” threshold that ABA Standards treat as warranting
revocation.
- Warns practitioners in estate planning that shortcuts in witnessing wills can
trigger multiyear suspensions and cost recovery.
- Signals to OLR and referees that detailed evidentiary records on mitigation and
aggravation will be scrutinized—yet the Supreme Court retains discretion to set
sanction regardless of imperfect mitigation findings.
- Provides probate courts and litigants assurance that forged witness issues
will be met with serious, but proportionate, professional discipline.
4. Complex Concepts Simplified
- Revocation vs. Suspension
Revocation terminates an attorney’s license indefinitely; re-entry requires a
rigorous reinstatement process after five years. Suspension is a temporary
ban—here, 30 months—after which the lawyer may apply for reinstatement
subject to conditions.
- Referee
An appointed lawyer-judge who functions like a trial judge in disciplinary
proceedings: finds facts, recommends sanction, but the Supreme Court has
final say.
- Summary Judgment in Discipline
Procedural device allowing the OLR to obtain findings when material facts are
undisputed, avoiding a full evidentiary hearing.
- SCR 20:8.4(c) (“dishonesty, fraud, deceit, misrepresentation”) and
SCR 20:3.3(a)(1) (false statement to tribunal) are core ethics rules; violations
almost always lead to significant discipline because they strike at the heart of
lawyer candor.
- Aggravating/Mitigating Factors
Circumstances that respectively increase or decrease the severity of sanction.
Attorneys bear the burden of proving mitigation.
5. Conclusion
Office of Lawyer Regulation v. Buran reinforces the Wisconsin Supreme
Court’s calibrated approach to lawyer discipline. It condemns prolonged
dishonesty in estate practice with a stern 30-month suspension, yet reserves
revocation for attorneys whose misconduct is broader, repeated across practice
areas, or compounded by prior discipline. The decision supplies clear guidance
on (1) how forging witness signatures—and subsequently filing forged wills—
will be treated, (2) the evidentiary expectations for establishing mitigation,
and (3) the analytical framework for distinguishing suspension from revocation.
Future disciplinary panels, counsel for respondents, and the OLR will likely
invoke Buran when confronting misconduct that is grave but does not
irrevocably destroy trust in an attorney’s overall fitness to practice law.