Trustworthiness, Curtilage, and Alternative‑Perpetrator Defenses:
Commentary on Gregory M. Heightchew v. Commonwealth of Kentucky
I. Introduction
This unpublished decision of the Supreme Court of Kentucky in
Gregory M. Heightchew v. Commonwealth (Dec. 18, 2025, No.
2024-SC-0304-MR) affirms a life sentence (LWOP 25) arising from the
kidnapping, shooting, and burning of Elijah Creekmore. Although
designated “Not to be Published” under RAP 40(D) and therefore not
binding precedent, it is a detailed application of several important
doctrines in Kentucky criminal practice:
-
When out-of-court confessions by alleged accomplices are admissible as
“statements against penal interest” under KRE 804(b)(3);
-
How far the constitutional “right to present a complete defense”
extends when a defendant seeks to offer highly suspect alternative
perpetrator (“aaltperp”) evidence;
-
When a criminal facilitation instruction must be given as a
lesser‑included offense of complicity;
-
How curtilage and “open fields” doctrine apply to evidence (here,
shell casings) found near a driveway and mailbox; and
-
How unanimity doctrine interacts with multi-object tampering
instructions under KRS 524.100.
The Court also includes a concurrence focused on preservation of jury
instruction issues, underscoring ongoing tensions in Kentucky appellate
practice over when an error is preserved, forfeited, or waived.
This commentary treats the opinion as a rich illustration and
clarification of existing law—particularly on KRE 804(b)(3) corroboration
and curtilage analysis—even though it is formally non‑precedential.
II. Summary of the Opinion
A. Factual Background
The case arises from a brutal sequence of events on October 1–2, 2018:
-
Appellant Gregory Heightchew suspected Demarcus Pinion and Elijah
Creekmore of burglarizing his home and stealing money and marijuana.
-
Pinion and Creekmore drove to Heightchew’s house to “sort out the
misunderstanding.” Before they arrived, a handgun was placed in
Heightchew’s mailbox and his girlfriend, Brooklynn Clark, was told to
leave because he needed to “handle his business.”
-
During a heated confrontation outside the house, witnesses saw
Heightchew retrieve the handgun from the mailbox, put it within inches
of Pinion’s face, pull the trigger (the safety was on), and then fire
at both Pinion and Creekmore as they fled.
-
Pinion escaped. Creekmore did not—blood drops were later found on
Heightchew’s property. According to the Commonwealth’s proof,
Heightchew and Joshua Jackson seized Creekmore, put him in his own
gray sedan, and drove him about 25 miles to a swimming hole in
Lockport.
-
Medical evidence showed Creekmore suffered a broken skull, a gunshot
wound to the abdomen perforating his small intestine, and then was
burned alive in his car. Cause of death included the gunshot, head
trauma, thermal injuries, and smoke inhalation.
-
A .45-caliber casing at the swimming hole matched four casings found
near the driveway at Heightchew’s house; all came from the same
.45-caliber semi‑automatic handgun later recovered from the swimming
hole and traced to a seller who identified it as sold to Heightchew.
-
Cell-site data showed both Jackson and Heightchew in the area of the
murder; Jackson’s shoes matched footprints near the burned car and were
later found burned on his property. Clark and her friend Kemper picked
the two men up 1.5 miles from the crime scene after being instructed
not to come in the BMW but in another vehicle.
Police twice visited the home that evening after Pinion reported the
shooting and Creekmore’s disappearance. No one answered the doors. On
the second visit, officers walked the perimeter (including the backyard),
used a thermal imaging device, then returned toward the front and, in a
final flashlight sweep near the driveway edge, discovered four spent
.45-caliber casings.
The next morning, a construction worker discovered the burned car and
Creekmore’s remains at the swimming hole.
B. Procedural History
Key procedural steps:
-
Indictment: murder, first-degree arson, attempted murder, and tampering
with physical evidence. Amended to a complicity theory.
-
Accomplice Jackson pled guilty (30-year sentence) in a deal requiring
him to testify against Heightchew.
-
Shortly before trial, Jackson sent the court a notarized affidavit
claiming he alone committed the crimes and exculpating all others.
Jail calls revealed his strategic motive was to derail the trial; he
explicitly stated he was lying.
-
Jackson refused to testify when brought before the court; he was held
in contempt and deemed “unavailable.” The Commonwealth moved to exclude
his affidavit as untrustworthy hearsay. The trial court agreed.
-
The court denied a defense motion to suppress the driveway shell
casings, finding (1) no proven residential interest for standing, and
(2) the casings were outside the curtilage.
-
The court rejected defense‑proposed facilitation instructions for
murder and arson and used a broader tampering instruction covering four
possible items (car, body, cellphone, handgun).
-
The jury convicted on all counts and recommended life with parole
eligibility after 25 years. Judgment was entered accordingly.
-
Appeal as a matter of right under Ky. Const. § 110(2)(b).
C. Issues on Appeal and Holdings
-
Exclusion of Jackson’s affidavit under KRE 804(b)(3):
The Court held the affidavit was inadmissible because corroborating
circumstances did not “clearly indicate” its trustworthiness, especially
in light of Jackson’s recorded admissions that it was “bullshit” and a
lie. No abuse of discretion.
-
Right to present a complete defense: Excluding the
affidavit did not violate federal or state constitutional rights to
present a defense. KRE 804(b)(3) is a legitimate evidentiary rule, not
arbitrarily applied here, and the affidavit was largely cumulative of
other aaltperp evidence the defense was allowed to present.
-
Refusal to instruct on criminal facilitation of murder and
arson: There was no evidentiary basis on which a reasonable
juror could find that Heightchew was merely a facilitator “wholly
indifferent” to the completion of the crimes. No error.
-
Motion to suppress shell casing evidence: Even assuming
standing, the area where the casings were discovered (near driveway and
mailbox) was an “open field,” not protected curtilage under the
Dunn/Quintana factors; and any possibly unlawful backyard
search was not a “but‑for” cause of discovering the casings. Suppression
was correctly denied.
-
Unanimity challenge to tampering instruction: Although
the argument was unpreserved (and not waived), there was no palpable
error. Under Brown v. Commonwealth, the jury need not be
unanimous as to which of several pieces of “physical evidence” was
tampered with, so long as they unanimously found that he tampered with
some physical evidence. No unanimity violation.
-
Cumulative error: Having found no individual error, the
Court rejected cumulative error.
Justice Conley, joined by Justice Nickell, concurred, disagreeing only on
preservation analysis for the tampering instruction. In his view, under
Jerome v. Commonwealth, tendering an alternative instruction is
enough to preserve the objection when the court adopts a materially
different version.
III. Analysis of Key Doctrinal Points
A. Statements Against Penal Interest under KRE 804(b)(3) and Alternative
Perpetrator Evidence
1. Doctrinal Background: Hearsay and KRE 804(b)(3)
Hearsay basics:
-
Hearsay is an out-of-court statement offered “to prove the truth of the
matter asserted” (KRE 801).
-
It is generally inadmissible unless it fits an exception (KRE 802),
because the declarant cannot be cross‑examined.
KRE 804(b)(3) carves out a narrow exception:
[A] statement which was at the time of its making so far tended to
subject the declarant to civil or criminal liability … that a reasonable
person in the declarant’s position would not have made the statement
unless believing it to be true. A statement tending to expose the
declarant to criminal liability is not admissible unless
corroborating circumstances clearly indicate the trustworthiness
of the statement.
Key points in Kentucky’s interpretation, drawn from
Crawley v. Commonwealth, 568 S.W.2d 928 (Ky. 1978) and
Fugett v. Commonwealth, 250 S.W.3d 604 (Ky. 2008):
-
The proponent of the statement (here, the defendant) bears the burden to
prove the exception applies.
-
The trial judge acts as “evidentiary gatekeeper” to decide whether the
corroborating circumstances “clearly indicate” trustworthiness; this is
reviewed for abuse of discretion.
-
Crawley identifies four non‑exclusive “trustworthiness”
considerations:
- Timing of the declaration and to whom it was made;
- Existence of corroborating evidence;
- Extent to which the statement is truly against the declarant’s
penal interest; and
- Availability of the declarant as a witness.
The U.S. Supreme Court’s decision in Chambers v. Mississippi,
410 U.S. 284 (1973), is also central: it held that reliable, critical
third‑party confessions cannot be excluded by overly rigid hearsay rules
when doing so would violate due process. Kentucky’s KRE 804(b)(3) is
crafted partly in response to that concern.
2. Gatekeeping vs. the Jury’s Role
The defense argued that the trial court improperly “invaded the province
of the jury” by assessing the credibility of Jackson’s affidavit, citing
Martin v. Commonwealth, 686 S.W.3d 77 (Ky. 2023), and
Williamson v. United States, 512 U.S. 594 (1994).
The Supreme Court flatly rejected that premise, clarifying:
-
Juries are indeed the trier of credibility once evidence has
cleared basic admissibility thresholds.
-
But under KRE 804(b)(3), trial courts must decide whether corroboration
“clearly indicates” trustworthiness; that necessarily includes
evaluating the reliability (and in some respects, credibility) of the
statement in context.
-
Ensuring that obviously perjured or tactical “confessions” do not reach
the jury is precisely the gatekeeping function.
This opinion therefore underscores that trustworthiness screening
is not an impermissible credibility determination; it is required by the
Rule.
3. Application of the Crawley Factors
a. Timing and Recipient
Facts on this factor:
-
Jackson executed the affidavit more than six years after the crime.
-
He submitted it directly to the trial court, asking that it be placed in
the case file for the jury.
The Court viewed the long delay as undermining
reliability, consistent with Crawley (several months’ delay was
already suspect there). Submission to a court could, in the abstract,
lend some formality. Overall, the Court treated this factor as essentially
neutral.
b. Corroborating Evidence (Supportive and Contradictory)
This is the most important aspect of the Court’s analysis and the point at
which it most clearly refines the law.
The defense pointed to evidence consistent with Jackson being a
perpetrator:
- His footprints by the burned car;
- His phone pinging in the area;
- His being picked up near the scene;
- His prior guilty plea to complicity.
But the key question was narrower: does evidence corroborate Jackson’s
specific claim that he alone committed the shooting and burning,
and that Heightchew was uninvolved?
On this, the Court found the
overwhelming balance of circumstances contradicted the affidavit:
-
Multiple recorded jail calls where Jackson described having written “a
little bullshit story” to get the trial delayed and openly admitted the
affidavit was a lie:
“Ah who gives a fuck about a lie, I lie all the time. I lie every
day, who cares.”
-
The affidavit was the first and only time Jackson ever claimed to be
the sole actor; nothing else in the record showed he told this same
story to anyone else (a concern identified in Crawley).
-
Independent evidence tying Heightchew to the murder:
-
Witnesses saw him shoot at Creekmore earlier that day with the same
model .45-caliber handgun;
-
That handgun (Remington 1911) was later recovered from the swimming
hole;
-
Both his and Jackson’s phones pinged near the crime scene;
-
Clark and Kemper picked both men up together near the scene;
-
He had a clear motive related to the alleged theft from his home.
Critically, the Court expressly “takes the opportunity to clarify” that
the corroboration inquiry:
is not confined to only evidence that supports the statement,
but rather it must also take into account evidence that
contradicts the truth of the statement as well.
This is an important doctrinal clarification: corroborating circumstances
under KRE 804(b)(3) require a holistic, total‑evidence assessment,
not a cherry‑picked set of favorable facts.
Because Jackson admitted the affidavit was a fabrication and
because physical and circumstantial evidence pointed strongly to
Heightchew’s active role, the Court found this factor weighed heavily
against admissibility.
c. Extent to Which the Statement Is “Really” Against Penal Interest
The Court’s discussion here is nuanced and adds conceptual clarity to
KRE 804(b)(3).
On the surface, Jackson’s affidavit was clearly against his interest:
-
He asserted that he alone committed a capital-level murder and arson,
which could jeopardize his plea agreement and increase his exposure.
-
The plea was, in fact, later set aside.
But the Court focused on Jackson’s subjective understanding
of his risk, citing United States v. Alvarez, 266 F.3d 587 (6th
Cir. 2001), and Lawson, Kentucky Evidence Law Handbook:
-
Jail calls showed Jackson believed—based on alleged legal advice—that
he would not be made “worse off” by lying, that the plea might
survive, and that he was “screwed regardless.”
-
He explicitly prioritized his prison reputation and comfort over any
marginal sentencing risk: he would “rather lie than not be comfortable.”
The Court thus reads the requirement that a statement “really” be
against penal interest as having both:
-
An objective component (would a reasonable person see
this as exposing him to real criminal liability?); and
-
A subjective component (did the declarant himself
believe he faced real penal jeopardy by speaking?).
If the declarant did not actually think the statement increased his risk,
the underlying rationale of the exception (“people don’t make up
self‑inculpatory statements”) weakens significantly.
On these facts, the Court deemed this factor essentially neutral: the
statement was objectively against interest, but Jackson’s
subjective motives (delay trial; improve prison standing) undercut the
usual presumption of reliability.
d. Availability
Jackson was plainly “unavailable” under KRE 804(a) because he refused to
testify and was held in contempt. This factor did not drive the outcome.
e. Bottom Line on 804(b)(3)
Weighing the factors, and particularly Jackson’s recorded admission that
the affidavit was a lie, the Court held the trial judge acted well within
his discretion in excluding the statement as untrustworthy.
From a practice standpoint, the case signals that Kentucky courts will be
extremely skeptical of late “sole perpetrator” affidavits from accomplices
that:
-
Are timed strategically on the eve of trial,
-
Stand in tension with physical evidence, and
-
Are undercut by the declarant’s own recorded acknowledgment of lying.
4. Constitutional Right to Present a Complete Defense
The defense argued that, even if Jackson’s affidavit did not meet KRE
804(b)(3), excluding it violated the constitutional right to present a
complete defense—particularly an alternative‑perpetrator theory.
The Court applies the framework from Holmes v. South Carolina,
547 U.S. 319 (2006), United States v. Scheffer, 523 U.S. 303
(1998), and Kentucky’s McPherson v. Commonwealth, 360 S.W.3d 207
(Ky. 2012):
[T]he defendant’s interest in the challenged evidence must be weighed
against the interest the evidentiary rule is meant to serve, and only
if application of the rule would be arbitrary in the particular case or
disproportionate to the state’s legitimate interest must the rule bow
to the defendant’s right.
Key points in the Court’s reasoning:
-
KRE 804(b)(3) is a well‑established rule that serves the legitimate
interest of excluding unreliable hearsay, especially suspect
post‑crime confessions by others.
-
The trial court’s application here was not arbitrary:
it considered both supporting and contradictory evidence, using the
Crawley factors, and was heavily influenced by Jackson’s
recorded admission that the affidavit was false.
-
Excluding the affidavit did not deprive the defense of the “crux”
of its alternative‑perpetrator theory, because the defense
still presented:
- Evidence of Jackson’s presence at the scene;
- Cell‑site data;
- Footprint evidence;
- Burned shoes/clothing.
The affidavit would merely have been cumulative of this
theory, albeit more dramatic.
-
The situation was unlike Crane v. Kentucky, 476 U.S. 683
(1986), where the excluded evidence was the only way to
challenge a confession and there was no physical evidence tying the
defendant to the crime.
The Court also invokes KRE 403’s logic: once a particular theory (here,
“Jackson did it”) is already well supported by admitted evidence, the
incremental probative value of additional evidence on the same point
diminishes—even if that additional evidence would be highly persuasive in
isolation. When that extra piece is simultaneously highly
unreliable, exclusion is constitutionally permissible.
Result: no constitutional violation.
B. Lesser‑Included Facilitation Instructions
1. Facilitation vs. Complicity
Kentucky recognizes criminal facilitation as a lesser‑included offense of
complicity. The opinion relies on:
- Luttrell v. Commonwealth, 554 S.W.2d 75 (Ky. 1977);
- Chumbler v. Commonwealth, 905 S.W.2d 488 (Ky. 1995);
- Thompkins v. Commonwealth, 54 S.W.3d 147 (Ky. 2001);
- Dixon v. Commonwealth, 263 S.W.3d 583 (Ky. 2008);
- Baker v. Commonwealth, 545 S.W.3d 267 (Ky. 2018).
Doctrinally:
-
Complicity (KRS 502.020) requires that the defendant
intend that the principal offense be committed—he aids, counsels, or
participates with that purpose.
-
Facilitation (KRS 506.080), by contrast, targets a
person who knowingly supplies the means or opportunity for the crime
but is “wholly indifferent” to whether it occurs.
Facilitation is like “helping without caring if it happens.”
Kentucky law is clear that a facilitation instruction does
not automatically accompany every complicity instruction.
It is proper only where the evidence would allow a reasonable juror to
harbor a reasonable doubt about the more culpable mental state, yet still
convict on the lesser.
2. Evidence Standard for Giving a Facilitation Instruction
Under the “reasonable juror” standard (Baker), the court reviews
the evidence in the light most favorable to the defendant to determine
whether:
-
A reasonable juror could doubt he intended the crime (complicity) but
-
Still conclude beyond a reasonable doubt that he knowingly facilitated
while indifferent to its completion.
Here, the Court found overwhelming evidence that Heightchew
intended Creekmore’s death or serious harm:
-
He pre‑positioned a handgun in his mailbox before Pinion and
Creekmore arrived;
-
He told Clark to leave because he had to “handle his business”;
-
He pointed the gun inches from Pinion’s face and fired (safety engaged;
then fired as they fled);
-
He had Creekmore seized and transported 25 miles away;
-
He was present at the swimming hole while Creekmore was shot,
bludgeoned, and burned;
-
He arranged a pickup and told Clark to lie and provide an alibi.
The defense’s facilitation theory was essentially a repackaged
alternative‑perpetrator argument: Jackson alone was the killer, and
Heightchew was at most a passive bystander or minimal helper.
The Court rejected this for two reasons:
-
The evidence at most showed that Jackson also participated; it did not
suggest that only Jackson had murderous intent or that
Heightchew was indifferent.
-
There was no evidence of independent motive for Jackson; his interest
appeared wholly derivative of Heightchew’s dispute with Creekmore. By
contrast, the earlier shooting at the house strongly indicated
Heightchew wanted Creekmore dead.
Consequently, no reasonable juror could simultaneously:
-
Disbelieve that Heightchew intended the crimes, and
-
Believe beyond a reasonable doubt that he merely facilitated while
being “wholly indifferent.”
A facilitation instruction would have been, in the Court’s words, an
“unreasonable misrepresentation of the applicable law.”
C. Suppression, Standing, Curtilage, and the Open‑Fields Doctrine
1. Standing and Proof at the Suppression Hearing
A defendant can invoke the exclusionary rule only if his own Fourth
Amendment rights were violated. This is a question of “standing” in the
Fourth Amendment sense (Salvucci, Warick).
Key legal points:
-
Standing arises only if the defendant had a “legitimate expectation of
privacy” in the place searched.
-
It is the defendant’s burden to prove that expectation,
often by showing the place is his home (Ordway).
-
Critically, the trial court must decide the motion “on the basis of
evidence presented at the suppression hearing” (Hayes). Later
trial testimony cannot retroactively cure a deficient record at the
hearing.
Application here:
-
At the suppression hearing, defense counsel asserted in briefing that
the house was “his residence,” but offered no testimony or documents
to prove it.
-
The trial court correctly noted this lack of proof and found he had not
carried his burden to show a protectable interest.
On appeal, the defense cited later trial evidence (grandmother’s
testimony, warrant affidavits listing the address) to establish residency.
The Supreme Court acknowledged that, even if standing could be
shown, the motion would still fail on the merits because the area where
the casings were found was an open field.
The practical point is clear: defense counsel must build a
complete record on standing at the suppression hearing itself.
Failure to do so is often fatal.
2. Curtilage vs. Open Fields: The Dunn/Quintana Factors
Substantively, the search question turned on whether the casings were
found within the home’s protected “curtilage” or in an “open field.”
Under United States v. Dunn, 480 U.S. 294 (1987), and
Quintana v. Commonwealth, 276 S.W.3d 753 (Ky. 2008), courts consider:
- Proximity of the area to the home;
- Whether the area is within an enclosure around the home;
- How the area is used (intimate activities vs public access);
- What steps have been taken to shield the area from public view.
How those factors applied:
-
Proximity: The casings were in the front yard, near the
edge of the driveway and close to a “basement” door on the front of the
house; closer to the structure than to the road. This weighed in favor
of curtilage.
-
Enclosure: There was no fence or physical barrier
demarcating the yard; this weighed against curtilage.
-
Use: This was the key factor. The casings were in an
area used as a driveway and approach to the house—an area Kentucky law
treats as public access under
Quintana (accessible to postal workers, delivery people,
visitors, “Girl Scouts,” etc.). It is not where “intimate activities of
the home” occur. This weighed heavily against curtilage.
-
Steps to prevent observation: None. No measures were
taken to block visibility. This also weighed against curtilage.
With three of four factors—especially the use factor—weighing strongly
against curtilage, the Court classified the area as an open
field. Even though physically close to the house, its use as a
driveway and access path defeated any reasonable expectation of privacy.
Result: No Fourth Amendment protection, no illegality, no suppression.
3. Fruit of the Poisonous Tree and “But‑For” Causation
The defense alternatively argued that the officers’ trip into the backyard
(an area much more likely to be curtilage) was unlawful, and that the
casing discovery was derivative “fruit of the poisonous tree.”
The Court did not decide whether the backyard entry was unlawful.
Instead, it focused on causation:
“[E]vidence will not be excluded as ‘fruit’ unless the illegality is at
least the ‘but for’ cause of the discovery of the evidence.”
(Segura v. United States, 468 U.S. 796, 815 (1984)).
Here, the officers’ backyard sweep produced no evidence and did not lead
them to the casings. Those were found only when they returned to the
front, conducting a final flashlight sweep they clearly had a right to do
on an open‑field area.
Thus, even if the backyard entry were unlawful:
- It was not a “but‑for” cause of discovering the casings; and
-
The casings were not “fruit” in the constitutional sense and remained
admissible.
D. Jury Unanimity, Multi‑Object Tampering Instructions, and Preservation
1. The Tampering Instruction and the Unanimity Challenge
The final tampering instruction allowed conviction if the jury found that:
he destroyed a car or body or concealed and/or destroyed a cell phone or
a 1911 Remington semi‑automatic handgun which he believed was about to
be produced or used against him in an official proceeding.
The defense’s proposed instruction, by contrast, listed only the handgun.
On appeal, Heightchew argued that jurors could have split:
- Some believing he tampered with the car;
- Others with the body; and so on.
Because Kentucky and federal law require unanimity as to each element of
the offense (Ky. Const. § 7; U.S. Const. amend. VI), he argued this
violated the unanimity rule.
The Court relied on Brown v. Commonwealth, 553 S.W.3d 826 (Ky.
2018), which upheld a robbery instruction that listed “money or jewelry
or a car” as possible items stolen:
-
The robbery statute criminalized taking “movable property”—jurors did
not need to agree on which particular property was taken, so
long as they all agreed some movable property was taken.
Analogously, KRS 524.100(1)(a) requires:
Destroys, mutilates, conceals, removes or alters physical
evidence which he believes is about to be produced or used in
the official proceeding with intent to impair its verity or
availability….
The identity of the specific “physical evidence” is not an element of the
offense; it is simply one of several factual means by which the element
can be satisfied.
Under this reasoning, the jury had to be unanimous that:
- There was physical evidence;
- He tampered with it in one of the listed ways;
- With the requisite beliefs and intent.
They did not have to agree which piece of evidence (car, body,
cell phone, handgun) satisfied that element.
This is an important reaffirmation of the “elements vs. means” framework
derived from Richardson v. United States, 526 U.S. 813 (1999):
- Elements require unanimity;
- Alternative means or “underlying brute facts” often do not.
Thus, no unanimity error existed.
2. Preservation, Forfeiture, and “Invited Error”
a. Majority (Lambert, C.J.)
The majority holds that the unanimity argument was
unpreserved but not waived.
Key steps in that analysis:
-
Under RCr 9.54(2), a party preserves an instruction issue by:
- Tendering a proper instruction, or
- Filing a motion, or
- Making a specific objection before instructions are given.
-
But where the court gives an instruction on the same topic (tampering)
and the defense merely tenders a different version without
explaining the specific ground (unanimity), that alone may not be
enough to “fairly and adequately” present the objection (Long,
Owens).
-
Here, counsel filed an alternative instruction but did not articulate
the unanimity concern at the conference. The court therefore had no
real opportunity to address that specific legal issue.
-
Later statements by counsel that “I think that accomplishes all of our
issues” did not constitute an “express agreement” with the specific
instruction or an intentional relinquishment of the right to object.
There was no genuine “invited error” as in
Sanchez or Grave.
Conclusion: the error was forfeited (no proper
contemporaneous objection) but not waived (no knowing
relinquishment). As a result, the Court reviewed only for
palpable error and found none, given the Brown‑based
unanimity analysis above.
b. Concurrence (Conley, J., joined by Nickell, J.)
Justice Conley agrees with the result and analysis of unanimity but
disagrees strongly on preservation.
He reads Jerome v. Commonwealth, 653 S.W.3d 81 (Ky. 2022), as
establishing a clear rule:
[A] party can preserve his objection to jury instructions in one of
three alternative ways: (1) by offering an instruction; (2) by motion;
or (3) by making a specific objection before the court instructs the
jury. The rule does not require any additional objection or filing so
long as one of these three is satisfied.
In his view:
-
Heightchew did tender an instruction materially
different from the court’s (only handgun vs four items).
-
That act alone should preserve the issue; we should not require
repeated objections or “pugnacious” insistence, which can realistically
strain relations with trial judges.
-
To call this unpreserved is inconsistent with Jerome and
burdens defense counsel unfairly.
He also uses the concurrence to admonish criminal defense lawyers to
prepare their own full sets of instructions and to make
clear objections on the record. Where they fail, the better remedy is an
RCr 11.42 ineffective assistance claim, not erosion of preservation
standards.
The disagreement illustrates a continuing fault line in Kentucky appellate
practice regarding how strictly to enforce preservation rules versus how
sympathetic to be toward trial‑level oversight.
IV. Impact and Practice Implications
A. KRE 804(b)(3) and Alternative Perpetrator Strategies
Even though unpublished, this decision is a detailed road map for how
Kentucky courts will treat accomplice affidavits and other third‑party
confessions offered by defendants:
-
Courts will look for robust, independent corroboration
of the precise assertions in the statement—especially claims that the
declarant acted alone and the defendant was uninvolved.
-
Corroboration analysis explicitly includes contradictory
evidence as part of the “totality of circumstances,” not just
evidence that fits the narrative.
-
A declarant’s recorded admission that he is lying will
virtually foreclose admissibility under KRE 804(b)(3).
-
Courts will examine the declarant’s subjective understanding
of penal risk—if he thinks he’s “screwed regardless” and is acting for
non‑penal reasons (e.g., prison reputation), the foundational rationale
for the exception weakens.
For defense counsel:
-
Treat aaltperp affidavits as at best a supplement to
strong independent evidence showing third‑party motive and capability.
-
Anticipate a rigorous trustworthiness inquiry and be prepared to explain
why the declarant’s incentives align with truth-telling, not fabrication.
-
When the declarant has made inconsistent statements or admissions of
lying, it will be extremely difficult to get the statement in under
804(b)(3).
B. Right to Present a Complete Defense
This case underscores that:
-
The right to present a defense does not override “well‑established”
evidence rules properly applied, in line with
Holmes and McPherson.
-
Defendants must show that an exclusion is arbitrary or
disproportionate to the state’s interest in reliability
and that it removes the core of the defense, not just one of several
lines of proof.
-
When a theory (e.g., “Jackson did it”) is already supported by other
admitted evidence, losing one additional piece of that theory—even a
purported confession—will often be viewed as cumulative
and constitutionally tolerable.
C. Jury Instruction Practice: Facilitation, Unanimity & Preservation
Practitioners should take away several points:
-
Facilitation instructions:
-
They are not automatic companions to complicity. There must be
evidence that reasonably supports a “wholly indifferent” mental
state.
-
Where evidence overwhelmingly establishes the defendant’s motive and
active participation, facilitation is not appropriate, and courts
may label such a request as mischaracterizing the law.
-
Unanimity and multi‑object instructions:
-
When a statute is written in terms of a general element (e.g.,
“physical evidence,” “movable property”), a single instruction may
permissibly list several factual alternatives for satisfying that
element.
-
Defense challenges should focus on whether the listed alternatives
are truly “means” or whether they effectively define distinct crimes
requiring separate unanimity (King; Johnson).
-
Preservation:
-
The safest course is to both tender written instructions
and state specific objections and grounds on the record
when the court rules.
-
This case highlights a genuine split in emphasis among justices: the
majority demands that tendered instructions meaningfully alert the
court to the legal ground (here, unanimity), whereas the
concurrence insists tender alone suffices.
-
To avoid any risk, counsel should:
-
Prepare a full set of defense instructions in advance (as
Conley urges);
-
When the court adopts a different version, specify on the record
exactly what legal concern (unanimity, burden‑shifting, missing
element, etc.) you are preserving.
D. Fourth Amendment Strategy: Standing, Suppression Hearings, and Driveway Evidence
Also notable are the practical Fourth Amendment lessons:
-
Defense counsel must present live or documentary proof of
residency/interest at the suppression hearing to establish
standing; bare assertions in motions are not enough.
-
When police discover evidence near driveways, walkways, and mailboxes
visible to the public, Kentucky courts are likely to treat that area as
open field, not curtilage, absent fences or
privacy‑enhancing measures.
-
“Fruit of the poisonous tree” arguments require showing that the
alleged illegality was at least a “but‑for” cause of the discovery; if
officers would inevitably or independently have found the evidence, the
exclusionary rule may not apply.
V. Simplifying Key Legal Concepts
For non‑specialists, the following concepts are central to the opinion:
1. Hearsay
An out‑of‑court statement offered to prove the truth of what it says.
Example: “Jackson wrote, ‘I did it alone’,” offered to prove that Jackson
in fact did it alone.
2. Statement Against Penal Interest (KRE 804(b)(3))
A hearsay statement that, at the time it was made, would expose the
speaker to criminal liability (e.g., “I shot the victim”). Such statements
can sometimes come in even if the speaker does not testify—but only if
there are strong corroborating signs that the statement is trustworthy.
3. Alternative Perpetrator (“aaltperp”) Defense
A defense strategy that says “someone else did it.” It often relies on
evidence of another person’s motive, opportunity, and sometimes explicit
confessions. Courts scrutinize such evidence for reliability and
relevance, because it can be speculative or manufactured.
4. Complicity vs. Facilitation
-
Complicity: Intending that the crime be committed and
helping make it happen (driving the getaway car knowing the plan, etc.).
-
Facilitation: Knowingly providing the means or
opportunity (e.g., lending a gun) but being indifferent to whether the
crime actually occurs.
5. Curtilage and Open Fields
-
Curtilage: The area immediately surrounding a home
where private life happens (backyard patio, side yard, enclosed garden).
It gets the same Fourth Amendment protection as the house.
-
Open Fields: Areas outside the curtilage (even if on
private property) where there is no reasonable expectation of privacy
(e.g., front fields, unfenced parts of the front yard by the driveway).
Police can generally enter and observe such areas without a warrant.
6. Palpable Error
In Kentucky, an unpreserved error can still be corrected on appeal if it
is “palpable”: obvious, easily noticeable, and so serious that it
threatens the fairness of the entire trial. It is a high bar.
VI. Conclusion
The Supreme Court of Kentucky’s memorandum opinion in
Gregory M. Heightchew v. Commonwealth affirms a serious
conviction but, more importantly for the law, offers a careful and
instructive application of several recurring doctrines.
Most notably, it:
-
Clarifies that KRE 804(b)(3)’s “corroborating circumstances” requirement
demands a thorough, total‑evidence assessment—including contradictory
proof and the declarant’s own admissions of lying;
-
Reaffirms that the constitutional right to present a defense does not
compel admission of plainly unreliable hearsay, especially when it is
cumulative of other alternative‑perpetrator evidence;
-
Explains that facilitation instructions are warranted only where the
record supports a mental state of true indifference, not where the
defendant is the primary mover with clear motive and participation;
-
Applies the Dunn/Quintana curtilage test to hold that front
yard/driveway areas accessible to the public are open fields not
protected by the Fourth Amendment; and
-
Confirms, via Brown, that unanimity does not require agreement
on which specific object constituted “physical evidence” in a tampering
charge, so long as all jurors agree that some physical evidence was
tampered with.
While this opinion is unpublished and not binding precedent under RAP
40(D), it is a valuable guide to how Kentucky’s highest court currently
understands (and is likely to apply) key evidentiary and constitutional
doctrines in serious criminal cases, especially those featuring
alternative‑perpetrator claims and contested physical evidence recovered
from residential property.