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SB, R (On the Application Of) v Royal Borough of Kensington & Chelsea
Factual and Procedural Background
This appeal arises from an order allowing an application for judicial review by the Respondent ("R") against a decision made by the Appellant local authority ("the Council") on 11 June 2021. The Decision assessed R's age as "at least 25 years old" with a date of birth of 25 May 1996, based on an interview conducted by two social workers who assessed R's physical appearance and demeanour. R challenged the fairness of the process leading to the Decision, particularly the absence of an interpreter and an appropriate adult during the interview, and the lack of opportunity to respond to adverse conclusions. The Judge quashed the Decision on grounds of procedural unfairness. The Council appealed with permission, disputing the Judge's findings and the quashing of the Decision.
Legal Issues Presented
- Whether the Judge was wrong to hold the Decision unlawful on the basis that the process leading to it was unfair.
- Whether procedural challenges to age assessments should be considered in isolation from substantive challenges, and whether this practice aligns with the overriding objective.
- Whether the absence of an interpreter and an appropriate adult during the interview rendered the process unfair.
- Whether the Council was required to give R an opportunity to address adverse findings during the interview.
- The appropriate standard and process for local authorities in conducting age assessments, including the applicability of the Merton principles.
Arguments of the Parties
Appellant's Arguments
- The Judge mischaracterised the social workers' views, understating their certainty that R was over 25 years old.
- The Judge imposed inappropriate procedural requirements for what was considered a clear case of adulthood.
- The absence of an interpreter did not prejudice R, as the social workers reasonably concluded he was proficient in English.
- The Judge erred in holding that an appropriate adult was necessary for fairness in the interview.
- The Judge wrongly quashed the Decision and refused to consider the Council's application for disclosure of the age assessment materials to any new local authority.
- The appeal raised an issue of law of general importance warranting the court's exercise of discretion to hear the appeal despite its academic nature.
Respondent's Arguments
- The appeal is academic as R is now an adult and has been assessed as a child by another local authority, which has provided him with appropriate services.
- Minimum standards of fairness require both the presence of an appropriate adult and an opportunity for R to address any concerns arising from the interview.
Table of Precedents Cited
Precedent | Rule or Principle Cited For | Application by the Court |
---|---|---|
R (B) v Merton London Borough Council [2003] EWHC 1689 (Admin) | Detailed guidance on the process for local authorities conducting age assessments; importance of fairness and allowing the person assessed to respond to adverse findings; avoidance of judicialisation. | Used as the foundational authority setting procedural standards and principles for age assessments, including the need for fairness and the role of interviews. |
R (Z) v Croydon London Borough Council [2011] EWCA Civ 59 | Emphasised that appearance alone should not determine age except in clear cases; procedural fairness includes opportunity to comment on provisional views; appropriate adult presence may be necessary. | Reinforced the Merton principles and procedural safeguards; discussed the role of judicial review in age assessments. |
R (AB) v Kent County Council [2020] EWHC 109 (Admin) | Clarified relevant principles and procedural fairness in age assessments. | Provided a list of principles extracted from case law and guidance, used to assess procedural fairness. |
R (AK) v Home Office and Leicester City Council [2011] EWHC 3188 (Admin) | Addressed appropriateness of an 'appropriate adult' and procedural fairness in age assessments. | Referenced for precedent on procedural fairness and appropriate adult presence, noting its context before later clarifications. |
R (A) v Croydon London Borough Council [2009] UKSC 8 | Confirmed that age is a jurisdictional fact to be decided on the balance of probabilities; clarified the scope of judicial review in age disputes. | Used to explain that courts have power and duty to decide age, impacting the role of procedural fairness in judicial review. |
R (ZS) Afghanistan v Secretary of State for the Home Department [2015] EWCA Civ 1137 | Defined 'Merton-compliant' age assessments; discussed independent adult presence in interviews. | Clarified policy meaning and procedural fairness standards relevant to age assessments. |
R (HAM) v Brent London Borough Council [2022] EWHC 1924 (Admin) | Confirmed that fair procedure is necessary even though age is a question of fact; no absolute rule requiring appropriate adult; fairness depends on circumstances. | Provided recent judicial analysis on procedural fairness and appropriate adult presence, influencing this court's reasoning. |
General Medical Council v Michalak [2017] UKSC 71 | Principles of judicial review and supervisory role of courts over public authority decisions. | Used to explain the limited role of judicial review in assessing merits versus procedural fairness. |
R v Secretary of State for the Home Department ex p Salem [1999] 1 AC 450 | Discretion to hear academic appeals in the public interest. | Guided the court's exercise of discretion to hear the appeal despite its academic nature. |
Hutcheson v Popdog Limited [2011] EWCA Civ 1580 | Criteria for hearing academic appeals and considerations for fairness and importance. | Supported the court's decision to hear the appeal on grounds of general importance. |
Nash v Chelsea College of Art & Design [2001] EWHC (Admin) 538 | Principles on the admissibility and reliability of reasons given after the decision (post hoc justifications). | Applied to caution against accepting late or supplemented reasons for the Decision. |
R v Westminster City Council ex p Ermakov [1996] 2 All ER 302 | Further principles on reasons and procedural fairness. | Referenced in relation to the adequacy of reasons provided by the local authority. |
R (L) v Devon County Council [2021] EWCA Civ 358 | Considered procedural fairness and substantive issues in age assessments. | Referenced regarding the wider general importance of the issues raised. |
Court's Reasoning and Analysis
The court began by acknowledging the unusual nature of judicial review in age assessment cases, where the court has jurisdiction to decide the person's age as a jurisdictional fact. This contrasts with the usual supervisory role of judicial review. The court noted that procedural challenges to age assessments may lose significance once the court decides the substantive age dispute on the merits.
The court expressed concern about the practice of separating procedural challenges from substantive challenges, suggesting this may lead to unnecessary costs and delays. It recommended that procedural and substantive issues be considered together, preferably in the Upper Tribunal, to better assess the significance of any procedural flaws.
Regarding the specific procedural fairness issues, the court found that the Judge erred in substituting his own view for the experienced social workers' clear and detailed reasoning on why the interview could fairly proceed without an interpreter. The Judge's conclusion that the absence of an interpreter rendered the process unfair was rejected.
Similarly, the court agreed with recent authority that there is no absolute legal requirement for the presence of an appropriate adult in every age assessment interview. Whether fairness requires an appropriate adult depends on the circumstances. The social workers' judgment that it was not necessary in this case was upheld, and the Judge was wrong to find otherwise.
The court also considered the Judge's finding that R should have been given an opportunity to respond to adverse findings during the interview. Given the social workers' strong and experienced view that R was clearly an adult based primarily on his appearance and demeanour, the court found that such an opportunity was unnecessary in this case. The Judge had understated the force of the social workers' conclusions.
Finally, the court criticised the Judge's approach to supplementing and questioning the contemporaneous reasons given by the social workers with additional material, finding this unprincipled in judicial review.
Accordingly, the court concluded that the Decision was not unlawful for procedural unfairness and that the Judge was wrong to quash it on those grounds.
Holding and Implications
The appeal is allowed.
The court overturned the order quashing the Council's Decision assessing R's age as at least 25 years old. It held that the procedural fairness requirements were met, including the adequacy of the interview without an interpreter or an appropriate adult, and the absence of a requirement to give R an opportunity to respond to adverse findings in this clear case.
The decision clarifies that in age assessment judicial review cases, procedural challenges should not be considered in isolation from substantive challenges, especially given the court's jurisdiction to decide the age on the merits. The ruling emphasizes deference to the professional judgment of experienced social workers in determining the necessity of procedural safeguards such as interpreters and appropriate adults, subject to the facts of each case.
No new precedent was set beyond the application and clarification of existing principles, and the decision primarily affects the parties by reinstating the validity of the Council's age assessment Decision.
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