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Ortega (remittal; bias; parental relationship)
Factual and Procedural Background
The appeal concerns a decision of the First-tier Tribunal dated 24 November 2017 which refused the Article 8 ECHR claim of the Appellant, a citizen of Ecuador who entered the UK illegally in 2001 using a false passport and remained unlawfully until applying for leave to remain in 2015. The application was based on a relationship akin to marriage with a British national and her British daughter. The Appellant had a criminal conviction for possession of an identity document with intent.
The Secretary of State refused the Article 8 claim on grounds including the Appellant’s unsuitability due to his criminal conviction and illegal entry, failure to meet relationship requirements under the Immigration Rules, and insufficient residence or obstacles to reintegration into Ecuador. The First-tier Tribunal initially dismissed the appeal in 2016, and the Upper Tribunal found errors of law in that decision, remitting the matter for re-hearing. The appeal was reheard in November 2017 and again refused. Permission to appeal to the Upper Tribunal was granted, leading to the present hearing in June 2018.
Legal Issues Presented
- Whether the First-tier Tribunal Judge exhibited bias in the decision.
- Whether the First-tier Tribunal applied the correct legal approach to the best interests assessment of the child involved.
- Whether procedural unfairness arose from the Tribunal’s handling of evidence, specifically the non-viewing of a video interview of the child and reliance on a previous decision that was set aside.
- Whether the First-tier Tribunal failed to give adequate reasons for discounting the independent social work report.
- Whether the Article 8 ECHR proportionality assessment was lawful and properly reasoned, including the appropriateness of a comparison made regarding separation from the child.
Arguments of the Parties
Appellant's Arguments
- Alleged bias by the First-tier Tribunal Judge, including adverse language and personal attacks.
- Incorrect legal approach to assessing the best interests of the child.
- Procedural unfairness due to the Tribunal not viewing a video interview of the child despite prior agreement and improper reliance on a previous Tribunal decision that was set aside.
- Failure to provide adequate reasons for discounting the independent social work report.
- The proportionality assessment was flawed and contaminated by the alleged errors and bias, including an inappropriate analogy comparing separation from the child to imprisonment separation.
Respondent's Arguments
- Denied allegations of bias, asserting the decision was adverse but fully reasoned and lawful.
- The appeal was treated as de novo, and the judge made an independent assessment of evidence without adopting previous findings.
- The approach to the child's best interests was not substantively erroneous.
- References to previous decisions and evidence were proper and did not undermine the de novo nature of the hearing.
- The comparison made in the proportionality assessment was a legitimate part of the balancing exercise required under Article 8.
Table of Precedents Cited
Precedent | Rule or Principle Cited For | Application by the Court |
---|---|---|
Alubankudi (Appearance of bias) [2015] UKUT 542 | Governing legal principles on apparent and actual bias in judicial proceedings. | Applied to assess whether the First-tier Tribunal Judge’s decision disclosed a real possibility of bias; found no such bias. |
AAN (Veil) Afghanistan [2014] UKUT 102 (IAC) | Material error of law arising from breach of fair hearing rights. | Referenced in explaining the importance of procedural fairness and natural justice. |
MM (Unfairness; E&R) Sudan [2014] UKUT 105 (IAC) | Material error of law for procedural unfairness. | Referenced to support the principle that procedural fairness is a material legal requirement. |
Porter v Magill [2001] UKHL 67 | Test for apparent bias: whether a fair-minded observer would see a real possibility of bias. | Applied as the legal test for apparent bias in assessing the First-tier Tribunal Judge’s conduct. |
Re Medicament [2001] 1 WLR 700 | Approach for appellate courts in assessing bias allegations. | Guided the Tribunal in evaluating the circumstances and explanations relating to alleged bias. |
Lawal v Northern Spirit [2003] UKHL 35 | Importance of identifying the circumstances that give rise to apparent bias. | Supported the principle that a fair-minded observer must be duly informed of all material facts. |
Taylor v Lawrence [2002] EWCA Civ 90 | Clarification of the fair-minded observer standard for bias. | Emphasized that the observer is balanced, not complacent or unduly suspicious. |
Davidson v Scottish Ministers [2004] UKHL 34 | Requirement that justice must be seen to be done. | Reinforced the longstanding principle underlying the doctrine of apparent bias. |
ZH (Tanzania) v SSHD [2011] UKSC 4 | Best interests of the child as a primary consideration in immigration decisions. | Referenced to confirm the correct legal standard for assessing children’s welfare. |
Zoumbas v SSHD [2013] UKSC 74 | Best interests of the child as a primary consideration. | Supported the principle that children’s welfare must be given primary consideration in relevant decisions. |
R (on the application of RK) v SSHD [2016] UKUT 31 (IAC) | Definition and assessment of parental relationship for immigration purposes. | Applied to evaluate the Appellant’s claim to be a parent or step-parent to the child in question. |
BW (witness statements by advocates) Afghanistan [2014] UKUT 568 (IAC) | Guidance on the role of advocates and the importance of witness statements in bias and procedural fairness allegations. | Referenced regarding the absence of a witness statement from the Appellant’s legal representative and its impact on procedural fairness arguments. |
Court's Reasoning and Analysis
The court undertook a detailed examination of each ground of appeal, applying established legal principles and relevant precedents.
On the allegation of bias, the court applied the test from Porter v Magill and related authorities, considering whether a fair-minded and informed observer would perceive a real possibility of bias. The court found that robust language used by the First-tier Tribunal Judge, including adverse characterizations of the Appellant, was justified by the evidence and did not amount to bias. Criticisms of the judge’s comments on the Appellant’s offence and relationship with the British national were dismissed as either irrelevant or legitimate factual findings.
Regarding the best interests assessment under Section 55 of the Borders, Citizenship and Immigration Act 2009, the court acknowledged the judge’s statutory interpretation was incorrect but found no material error as the child’s welfare was sufficiently safeguarded in the judge’s substantive assessment. The judge had conducted a thorough evaluation and concluded that the child’s best interests did not require the Appellant to remain in the UK.
On procedural fairness, the court reviewed the dispute over whether the judge had agreed to view a video interview of the child. The judge’s clear statements and hearing record indicated only a transcript was agreed to be reviewed, and thus no procedural error arose. The court also found that referencing evidence from the previous, set-aside First-tier Tribunal decision was permissible as long as the current decision was made independently, which it was.
The court considered the reasons given for discounting the independent social work report and found them adequate and rational. The report was based on unchallenged assertions from the Appellant and his partner and lacked objective evaluation, justifying its limited weight.
Finally, the proportionality assessment under Article 8 ECHR was upheld. The court rejected the claim that the judge’s findings were contaminated by prior errors or bias. The analogy comparing separation from the child to separation caused by imprisonment was deemed a legitimate illustration within the required balancing exercise and did not amount to an error of law.
Holding and Implications
The Upper Tribunal DISMISSED the appeal and upheld the decision of the First-tier Tribunal.
The direct effect is that the Appellant’s claim under Article 8 ECHR is refused and the First-tier Tribunal’s decision stands. The Tribunal found no material error of law, bias, or procedural unfairness warranting interference. No new legal precedent was established; rather, the decision reaffirmed existing principles concerning bias, best interests assessments, procedural fairness, and proportionality in immigration cases involving children.
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