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  • sub-section (2) of Section 16 of the Licensing Act, 1872,
  • provisions of Section 120 of the Indian Railways Act.
  • Section 120 of the Indian Railways Act
  • S. 3(7) of the Indian Railways Act, 1890,
  • SECTION 120 RAILWAYS ACT
  • Indian Railways Act.
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Cites
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Citation Codes
Equivalent Citations
citation codes
Case Number
Attorney(S)
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Acts
  • sub-section (2) of Section 16 of the Licensing Act, 1872,
  • provisions of Section 120 of the Indian Railways Act.
  • Section 120 of the Indian Railways Act
  • S. 3(7) of the Indian Railways Act, 1890,
  • SECTION 120 RAILWAYS ACT
  • Indian Railways Act.
Smart Summary

Structured Summary of the Opinion (Lalit — conviction under Section 120 of the Indian Railways Act)

Factual and Procedural Background

The applicant, Lalit, a porter and a railway servant as defined by S. 3(7) of the Indian Railways Act, 1890, was convicted by a first class Magistrate at Gorakhpur under Section 120(a) of the Railways Act for being on a part of the railway (the platform) in a state of intoxication. He was sentenced to pay a fine of Rs. 25 or undergo 10 days' simple imprisonment in default. The Magistrate rejected the applicant's medical defence and did not deal with the claim that he had been called from leave. The applicant's revision to the Sessions Judge of Gorakhpur was rejected. He then filed a revision application to the High Court.

Procedurally, the learned Magistrate did not accept the doctor’s evidence and omitted to address fully whether the applicant had been on duty or was at the station after being called from leave. The Sessions Judge dealt only with the issue that the trial court had not considered (whether the applicant had been called from his quarters), but mis-recorded the position by stating that the Magistrate had found the applicant to be on duty, when no such finding had been made. The High Court considered the factual confusion and proceeded to examine both the facts and the legal questions raised.

Legal Issues Presented

  1. Whether a railway servant can be prosecuted and convicted under Section 120 of the Indian Railways Act for being intoxicated on a part of the railway.
  2. Whether mens rea (a guilty mind) is an essential ingredient of an offence under Section 120, given that the section does not use words such as "wilfully" or "knowingly".
  3. Whether the applicant's intoxication and presence on the platform were acts attributable to him (i.e., done of his own free will), or were excused by medical prescription and being called by superior officers.

Arguments of the Parties

Applicant's Arguments

  • The applicant claimed he had taken two teaspoonfuls of brandy on medical advice prescribed by a doctor as a palliative for colic pain; he asserted that this dose had been taken.
  • He also asserted that he was not on duty at the time but had been summoned from his leave/quarters by his superior officers to the platform.
  • As a preliminary legal point, counsel for the applicant argued that a railway servant could not legally be convicted under Section 120 of the Railways Act, citing Mulchand v. Emperor and Gurunath Shankar Godkhindi v. Emperor in support.

Prosecution's Position / Evidence

  • The prosecution led evidence that the applicant was found smelling of alcohol and used abusive language; a railway doctor who examined him supported the view that he was intoxicated.
  • Prosecution witness Sashi Bhushan (Transhipment Clerk and immediate superior) admitted that the applicant had gone away after taking leave for about half an hour on the ground of colic pain (an admission that supported the applicant's medical explanation and being called back).
  • The Magistrate did not accept the doctor's evidence produced in defence and did not address fully the claim that the applicant had been summoned from his quarters.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Mulchand v. Emperor, AIR 1929 Sind 249 Relied upon by counsel for the applicant to argue that a railway servant could not be convicted under S. 120. The court noted the case as supporting the applicant’s preliminary contention but ultimately did not follow it; the court preferred later authorities holding S. 120 could apply to railway servants.
Gurunath Shankar Godkhindi v. Emperor, AIR 1937 Bom 357 Also relied upon for the proposition that a railway servant is not liable under S. 120. Cited by the applicant’s counsel; the court acknowledged it but held instead with decisions from Madras, Patna and Nagpur that S. 120 is wide enough to include railway servants.
A.F. Cuffly v. Muhamadali Mahomed Ibrahim, AIR 1919 Mad 871 Held that Section 120 is broad enough to include railway servants. The court agreed with this holding and cited it as authority to support the view that a railway servant may be prosecuted under S. 120.
Appal Swamy v. Emperor, AIR 1934 Pat 52 Same proposition: Section 120 applies to railway servants. Adopted by the court as supporting authority for the proposition that S. 120 does not, by its terms, exclude railway servants.
Dinanath v. Emperor, AIR 1946 Nag 150 Same proposition: S. 120 is wide enough to make any individual, including a railway servant, liable. Applied by the court as authoritative support for holding that S. 120 can be used to prosecute railway servants.
Sherras v. De Rutzen, (1895) 1 QB 918 Statement of principle: there is a presumption that mens rea is an essential ingredient of every offence unless displaced by statute or subject matter. The court relied on this classic exposition to frame the presumption in favour of mens rea when construing S. 120.
Brend v. Wood, (1946) 62 TLR 462 Reinforces that courts should not readily infer the absence of mens rea; protection of liberty requires mens rea be presumed unless clearly displaced. Used by the court to support the proposition that omission of words like "knowingly" does not automatically exclude mens rea from a statutory offence.
Srinivas Mall v. Emperor, AIR 1947 PC 135 Privy Council endorsement of the principle presuming mens rea unless statute displaces it. The court noted the Privy Council’s endorsement and followed it in treating mens rea as presumed for S. 120.
Hariprasada Rao v. State, AIR 1951 SC 204 Supreme Court endorsement of the mens rea presumption principle. The court cited this Supreme Court authority as further confirmation that mens rea is not displaced by the wording of S. 120.
R. v. Prince, (1875) 2 CCR 154 Held that the presence or absence of the word "knowingly" does not alter the ultimate proof necessary for conviction though it may affect the burden of proof. The court cited this case in discussing whether omission of "knowingly" shifts the burden of proof and to explain relevant authorities on onus and mens rea.
Reynolds v. G.H. Austin and Sons Ltd., (1951) 2 KB 135 Authority on construction of statutory mens rea language and burden implications. Cited as part of the English authorities that support the court's approach to mens rea and statutory interpretation.
Roper v. Taylor's Central Garages Ltd., (1951) 2 TLR 284 Discusses whether omission of the word "knowingly" shifts the burden; a differing view was noted about shifting onus. The court acknowledged the divergence of opinion but held that it was immaterial in the present case because the applicant's defence was conclusively established on the facts.

Court's Reasoning and Analysis

The court proceeded in a structured manner, first clarifying and resolving factual uncertainties, then addressing legal propositions.

Facts: The court accepted the doctor's unchallenged evidence that two teaspoonfuls of brandy had been prescribed as a palliative for colic and that that dose could keep a man in a state of intoxication for about half an hour. The applicant's statement that he had taken the prescribed dose was supported by admissions from prosecution witnesses (notably the immediate superior, Sashi Bhushan) that the applicant had gone away after taking leave for about half an hour complaining of colic. Another prosecution witness also supported that he had been called by officers from his quarters.

Legal threshold: The court identified the elements the prosecution must prove under Section 120: (1) presence on any part of a railway (platform) and (2) being in a state of intoxication. The court then explained that criminal liability additionally requires that the act be a criminal act attributable to the accused and that it be committed with a guilty mind (mens rea). The court applied the established presumption that mens rea is an essential ingredient of offences unless the statute, by words or subject-matter, displaces that presumption.

Statutory construction and mens rea: The court classified statutory offences into (i) those expressly requiring mens rea, (ii) offences of strict or absolute liability where mens rea is excluded, and (iii) those where the language neither expressly includes nor excludes mens rea. Section 120 was placed in the third category because it lacks words like "wilfully" or "knowingly" but does not contain language necessarily excluding mens rea. The court relied on an array of authorities (including Sherras v. De Rutzen, Brend v. Wood, Srinivas Mall, Hariprasada Rao) to conclude the presumption of mens rea stands for Section 120.

Burden of proof: The court discussed authorities about whether omission of "knowingly" merely shifts the burden to the defence. The court observed divergence in authority but found the question academic on the present facts because the applicant's defence had been conclusively established by both defence and prosecution evidence.

Attribution of acts and voluntariness: Beyond mens rea, the court emphasized that an act must be attributable to the accused—i.e., the conduct must result from the free and conscious exercise of the accused's will. The court found both the intoxication and the presence on the platform were not acts of the applicant's free will: the intoxication resulted from a medically prescribed dose taken as a palliative, and the applicant was at the platform because he had been summoned by his superior officers after having gone to consult a doctor following a leave of about half an hour.

Applying these principles, the court held that even if the physical elements of S. 120 were present, the prosecution had not proved the essential mental element (mens rea) in the circumstances, nor could the actions be attributed to the applicant as voluntary acts done with knowledge of their wrongfulness. Consequently, the conviction could not be sustained.

Holding and Implications

Core Holding:

The revision application is allowed; the conviction and sentence under Section 120 of the Indian Railways Act are set aside and the applicant is acquitted.

Direct consequences for the parties:

  • The applicant's conviction and sentence are quashed.
  • The applicant is acquitted of the offence charged under Section 120.
  • Any fine realised shall be refunded to the applicant.

Legal implications (as discussed by the court):

  • The court accepted prior authorities that Section 120 can be applied to railway servants; thus prosecution under S. 120 of a railway servant is permissible in principle.
  • However, the court emphasised that Section 120, though not using words like "wilfully" or "knowingly", is not to be construed as excluding mens rea by necessary implication. The presumption that mens rea is an essential element applies unless displaced by the statute or its subject matter.
  • The decision illustrates that presence of the physical elements of Section 120 (being on railway premises and being intoxicated) may be insufficient for conviction where the intoxication and presence are not voluntary or where mens rea is absent.

The opinion does not purport to lay down a novel binding precedent beyond applying and endorsing existing authorities on (a) the applicability of Section 120 to railway servants and (b) the presumption of mens rea. The immediate practical effect was the applicant's acquittal and refund of any fine realized.

V.B.B

Result: Application allowed.

    Lalit v. State

    1. The applicant Lalit, who was a, porter and a railway servant within the meaning of that term under S. 3(7) of the Indian Railways Act, 1890, at the railway station of Gorakhpur, was convicted by a learned first class Magistrate of that place under S. 120(a) of that Act for having been upon a part of the railway, i.e on the railway platform, in a state of intoxication and sentenced to a fine of Rs. 25/-, or 10 days simple imprisonment in default of payment of fine. The sentence not being applicable, he went up in revision to the learned Sessions Judge of Gorakhpur, but the revision was rejected. He has now come up in revision to this Court. His defence was that he had taken brandy on its being prescribed by a doctor for colic pain, and that he was not on duty at that time but had been called from leave of absence on account of that ailment. The learned Magistrate did not deal with the latter portion of his defence at all, and he did not accept the evidence of a doctor produced in defence in support of the former. The learned Sessions Judge considered only the defence which had not been dealt with by the trial court, namely, that the applicant was not on duty but had been called by his officers from his Quarter and ingoing so he committed an error of record: he remarked that the argument had no force since the Magistrate had found that the applicant was on duty at the time in question. As noticed already, no such finding had in fact been arrived at by the Magistrate. In view of this confusion with regard to facts it appears to be necessary to be certain in respect of them, to begin with.

    2. The doctor produced in defence stated that on the forenoon in question the applicant went to him and complained of colic pain, and that he prescribed two tea-spoonfuls of brandy as a palliative. The statement of the applicant was that the prescribed dose was in fact taken by him. Now it is admitted by the prosecution witness Sashi Bhushan Transhipment Clerk, who was the immediate superior officer of the applicant, that the applicant had gone away after taking leave-for half an hour or so from him on the ground that he was suffering from colic pain.

    3. This statement lends support to the evidence of the doctor produced in defence and to the statement of the applicant. His defence that he had taken two tea-spoonfuls of brandy under medical advice should therefore have been accepted. As regards the other portion of his defence, namely that he was called from his quarter by his officer, that appears also to be well-founded since it finds support from the admissions of the aforesaid prosecution witness and of another prosecution witness. Claims Inspector Peter P.W 4.

    4. It has therefore to be seen whether in view of the correctness of the defence set up by the applicant he could still be held liable for the offence for which he had been convicted. There was a preliminary objection taken by the learned counsel for the applicant, and it was to the effect that the applicant, being a railway servant, could not legally have been convicted under Section 120 of the Railways Act. In support of his argument he relied upon two decisions: Mulchand v. Emperor, AIR 1929 Sind 249 (1) (A); and Gurunath Shankar Godkhindi…Applicant (Accused) v. Emperor*, AIR 1937 Bom 357 (B).

    5. As against this it has been held in A.F Cuffly v. Muhamadali Mahomed Ibrahim, AIR 1919 Mad 871 (2) (C); Appal Swamy v. Emperor, AIR 1934 Pat 52 (1) (D); and Dinanath v. Emperor, AIR 1946 Nag 150 (E) that the provisions of S. 120 are wide enough to make any individual, including a railway servant, liable thereunder. True, there is another section of the Act, S. 100, which penalises drunkenness of a railway servant, so that the applicant could well have been prosecuted under that provision.

    6. It is however noteworthy that S. 100 does not cover all the acts which have been penalised under S. 120, viz., the acts of committing nuisance, or acts of indecency or use of obscene or abusive language or wilfully or unlawfully interfering with the comfort of any passenger. There is no other section in the Act penalising these acts where such acts are committed by a railway servant. Obviously therefore for these acts conviction of a railway servant would have to be had under S. 120.

    7. The mere fact that the concluding portion of S. 120 speaks of forfeiture of fare and removal of the culprit from the railway by any railway servant should not necessarily lead to the inference that the section could not be applicable to a railway servant. Firstly, even a railway servant may have paid fare for travelling (since he may not always be entitled to a pass), and he would not be exempt from removal from the railway by any railway servant should he commit any of the acts contemplated by the section.

    8. On the other hand, the aforesaid portion of the section also speaks of the forfeiture of pass, which would seem to show that a railway servant was also in contemplation of the framers of section. Otherwise, there is nothing in the section which excludes its application to a railway servant since it purports to apply in the case of “a person,’ which should mean any person whether he be a railway servant or not. For these reasons I respectfully agree with the view expressed in the I aforesaid Madras, Patna and Nagpur decisions land hold that a railway servant can be prosecuted under Section 120 of the Railways Act.

    9. Coming now to the relevant provisions of S. 120, the following facts had to be proved in order to render the applicant liable: (1) that he was upon any part of a railway, (on the platform in the present case) and (2) that he was in a state of intoxication. Now, there is no doubt that if this was all that the prosecution need have proved the conviction of the applicant would be unassailable. The aforesaid defence taken by the applicant however implies that the actus revs of the section was not the only thing which had to be established for his culpability.

    10. And this contention appears to be wellfounded since it is well established that before a person could be held liable for any offence three things have to be established: (i) that the impugned act was a criminal act, (2) that it was the act of the accused and (3) that it was an act committed with a guilty mind. In other words, it has to be established that the accused intentionally did the forbidden act with knowledge of all the wrongful circumstances which the status seeks to prohibit.

    11. Now, statutory offences may be classified under three heads for purposes of consideration of the aforesaid principle. In one class the of lances are so worded as to indicate clearly that mens rea is an essential ingredient of the same. This is usually done by the use of such words as ‘knowingly’, ‘wilfully’, ‘fraudulently’ etc. There are other offences, called offences of strict or absolute liability, where the maxim of mens rea is excluded expressly or by necessary implication.

    12. There is a third class of cases, and the present appears to belong to this category, where the language used is such that it neither, expressly includes nor avowedly excludes the ingredient of mens rea. Section 120 of the Indian Railways Act does not speak of the criminal acts in question having been committed wifully or knowingly. Nor on the other hand, have any words been used therein wherefrom it could be inferred that the ingredient of mens rea has been excluded therefrom. The question is: What is the principle to govern such cases? A classic exposition of the relevant principle is to be found in the following view expressed by Wright, J. in Sherras v. De Rutzen (1895) 1 QB 918, at PP. 921-922 (F):

    “There is a presumption that mens rea, an evil intention, or a knowledge of the wrongfulness of the act is an essential ingredient in every offence; but that presumption is liable to be displaced either by the words of the statute creating the offence or by the subject matter with which it deals, and both must be considered.”

    13. The same view finds expression in the following observation of the present Lord Chief Justice of England in Brend v. Wood, (1946) 62 TLR 462, at p. 463 (G).:

    “There are statutes……in which parliament has seen fit to create offences and make people responsible before criminal courts although there is an absence of mens rea, but it is certainly not the court's duty to be acute to find that mens rea is not a constituent part of a crime. It is of the utmost importance for the protection of the liberty of the subject that a court should always bear in mind that, unless a statute, either clearly or by necessary implication, rules out mens rea as a constituent part of a crime, the court should not find a man guilty of an offence unless he has a guilty mind.”

    14. The above view was endorsed by the Privy Council in Srinivas Mall v. Emperor, AIR 1947 PC 135 (H) and by the Supreme Court in Hariprasada Rao v. State. AIR 1951 SC 204 (I). Neither the wordings of S. 120 nor the subject-matter with which it deals displaces the presumption of mens rea. It may however be argued that the presumption of mens rea stands displaced here if S. 120 is considered in the context of the other offences contained in Chapter IX of the Indian Railways Act. A number of other offences enumerated in that Chapter use the words ‘wilfully’ or ‘knowingly.’ It might well be contended therefore that the omission of these or such terms from S. 120 leads to the inference that the presumption of mens rea was impliedly excluded therefrom. And such was the argument put forward in the aforesaid case of Sherras v. De Rutzen (F), since whereas the epithet ‘knowingly’ was missing from sub-section (2) of Section 16 of the Licensing Act, 1872, where-under the prosecution of the accused in that case was founded, that epithet appeared in relation to another offence which was described in sub-s. (1) of the same section. Rejecting this argument, Day, J. stated that the absence of ‘knowingly’ from S. 16(2) only shifted the onus of proof so that it was for the defence to prove lack of knowledge and not for the prosecution to prove that there was knowledge.

    15. Again it was held by Brett, J. in R. v. Prince, (1875) 2 CCR 154 (J), that “the ultimate proof necessary to authorise a conviction is not altered by the presence or absence of the word ‘knowingly’ though by its presence or absence the burden of proof is altered.” The same was the view expressed by the present Chief Justice of England Lord Goddard in Reynolds v. G.H Austin and sons, Ltd., (1951) 2 KB 135 (K). There appears to be some divergence of view in regard to the matter of the shifting of onus of proof since, while endorsing the rest of the aforesaid views, Deivin, J. expressed himself as follows in Roper v. Taylor's Central Garages Ltd., (1951) 2 TLR 284, at p. 288 (L):

    “All that the word ‘knowingly’ does is to say expressly what is normally implied and if the presumption that the statute requires mens rea is not rebutted I And difficulty in seeing how it can be said that the omission of the word “knowingly’ has, as a matter of construction the effect of shifting the burden of proof from the prosecution to the defence.”

    16. So far as the present case is concerned, the matter of the burden of proof is of no materiality since, as shown already, the defence set up by the applicant has been conclusively established not only by the testimony of the defence witness but also by the evidence of the prosecution witnesses themselves. On the main point, namely, that absence of the word ‘knowingly’ from the relevant penal provision does not necessarily exclude that ingredient of mens rea, there is a consensus of opinion in all the decisions cited above. It follows therefore that neither expressly nor by necessary implication has the presumption of mens rea been excluded from the provisions of Section 120 of the Indian Railways Act. That being so, the conviction of the applicant could not be sustained merely because the actus revs of the section stands established, namely, that he was found in a state of intoxication on the railway platform of Gorakhpur at the alleged time.

    17. On the contrary, it will have to be established further that whatever he did was done by him with a guilty mind. That this should be the correct interpretation of S. 120 will appear from the following hypothetical case. Suppose a passenger, while travelling in a railway train, suddenly develops an ailment, like colic pain, and suppose that a fellow passenger, who happens to be a doctor, prescribes a dose of brandy as a palliative. Suppose also that in consequence of the taking of that dose the passenger gets intoxicated.

    18. All the ingredients of Section 120 of the Indian Railways Act would thus seem to have been satisfied: there is a person in a railway carriage in a state of intoxication. It would however be absurd to hold that merely due to the existence of the aforesaid facts he would be liable for conviction under that section.

    19. Now apart from the question of mens rea, the conviction of the applicant appears to be unsustainable on one other ground. As adverted to already, before an accused can be convicted of an alleged criminal act it must be an act capable of being attributed to him. For instance, an act could not be attributed to an accused if it be accidental or committed in a state of somnambulism or automatism. In other words, the conduct of the accused must be the result of the free and conscious exercise of his own will. See Kenny's Outlines of Criminal Law (16th edition) pages 23, 36 and 39.

    20. In the present case neither the applicant's presence at the railway platform nor his intoxication could be said to be the acts of the applicant. It may be stated here en passant that the fact that the applicant was found in a state of intoxication at the time in question does not appear to admit of any doubt since it has been proved by the testimony of a number of railway officers not only that he was smelling of alcohol but also that he indulged in abusive language. The evidence of the railway doctor who examined him soon after also lends support to that view. But could this intoxication be attributed to him.

    21. The answer to that question should be in the negative since the alcohol which produced intoxication had not been imbibed by him of his own free will but under medical advice as a palliative, to the colic pain from which he was suffering. The doctor produced in defence has opined clearly, and without that opinion having been questioned in cross-examination, that two-spoonfuls of brandy were capable of keeping a man in a state of intoxication for about half an hour. Likewise, that act of the applicant being at the railway platform at the time in question cannot also be attributed to him since admittedly he was called from his quarter by his officers.

    22. As noticed already, he had gone away after taking leave for about half an hour or so from his immediate officer on the ground that he was suffering from colic pain and had therefore to consult a doctor. True, that half an hour appears to have elapsed, but it is conceivable that had he not been sent for by his superior officers he would have prayed for extension of his leave on account of his ailment. In the circumstances the applicant was at the platform, not as a result of his own free will, but because he had to obey the summons of his superior officers.

    23. These findings, the findings, that is, that neither his intoxication nor his presence at the railway platform were the acts of the applicant himself are therefore sufficient for absolving him from the guilt of the offence for which he has been convicted. But from what is going to follow it would appear further that the acts for which he has been convicted could not also be said to have been committed with a guilty mind.

    24. Judging the case from the view point of mens rea even supposing that the taking of alcohol could be attributed to the applicant, the prosecution would have also to prove that he did that wrongful act with knowledge of its wrongful consequences. If the element of mens rea is to enter into the offence, it will not do merely to prove that the applicant had intentionally taken alcohol, but also that he knew that he was likely to get intoxicated thereby. In other words, it will have to be established that the applicant knew, or should have known, that the taking of two spoonfuls of brandy was likely to intoxicate him, or make him loose his self-control.

    25. Such knowledge could perhaps have been attributed to him if it were possible to show that he-was in the habit of taking alcohol, or even that he had taken alcohol of his own choice and freewill. There is however no suggestion, let alone evidence, that the applicant was a habitual drunkard, and it has been seen that the taking of brandy could not be attributed to him. In these circumstances, he could not be expected to-have known that the medically prescribed dose which he had to take was likely to produce intoxication. It follows therefore that the applicant cannot be said to have taken the aforesaid dose-of brandy with a guilty mind. Alike by reason of the acts for which the applicant has been convicted not being acts attributable to him, and of the absence of guilty mind behind those acts, I am clearly of the opinion that the applicant did not commit the offence in question. The application in revision is therefore allowed and his conviction and sentence are set aside and he is acquitted. The fine, should it have been realised already, shall be refunded.

    V.B.B

    26. Application allowed.

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    Comments

    Lalit v. State
    (Mar 11, 1957)