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State v. Fisher, Court of Appeals of Maryland (Dec. 23, 1954)

Factual and Procedural Background

The appellee, Marvin R. Fisher, an employer engaged in an extra-hazardous occupation, was indicted in three counts for unlawfully failing to secure compensation insurance or otherwise to assure compensation for his employees in violation of the Workmen's Compensation Act, Code (1951), Art. 101, § 15(3)(b). He entered a plea of guilty. The record and a certified affidavit of the State's Attorney showed that an award not to exceed $7,500 had been entered against him by the State Industrial Accident Commission for an injury and death of an employee and that the award remained unpaid. The trial court imposed judgment and a sentence to pay a fine of $500 and costs, and then, over the State's objection, indefinitely suspended the sentence upon a representation that the appellee was unable to pay. The State appealed, challenging the authority of the trial court to suspend the sentence. The Court of Appeals affirmed the judgment (with costs).

Legal Issues Presented

  1. Whether the State has a right to appeal in this criminal case — specifically, whether an appeal lies "as on" writ of error where the question appears on the face of the record.
  2. Whether the trial court exceeded its statutory authority in suspending the sentence imposed for a misdemeanor under Code (1951), Article 101, § 15(3)(b), given the conditions specified in that statute for remission of the penalty.

Arguments of the Parties

Appellant's (State's) Arguments

  • The State asserted it had a right to appeal in these circumstances because the question — the legality of the suspension — appears on the face of the record and falls within the class of matters reviewable "as on" writ of error.
  • The State contended that Article 101, § 15(3)(b), which creates the misdemeanor and prescribes conditions for remission of a fine, stripped the trial court of all power to suspend the sentence except on the specific statutory conditions, and that those conditions were not met here; therefore the suspension was unauthorized.

Appellee's Arguments

No brief was filed for the appellee; there was no appearance for the appellee in this Court.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
State v. Adams, 196 Md. 341, 347 Explains that under the Act of 1892 an appeal can be taken after judgment to review questions appearing on the face of the record formerly reviewable only on writ of error. Used to support that the State may appeal in this case because the legality of the suspension appears on the face of the record.
State v. Buchanan, 5 H. J. 317 Holds that a writ of error lies at the instance of the State in a criminal prosecution to review certain judgments. Cited as historical authority that the State historically had the right to seek review by writ of error.
State v. Barshack, 197 Md. 543 Notes limits on State's appeals (e.g., motion to suppress not reviewable by State). Distinguished to show the State's right to appeal is not unlimited but that an exception exists for matters reviewable "as on" writ of error.
State v. James, 203 Md. 113, 100 A.2d 12 Discusses the exception to the general rule barring State appeals in criminal cases. Referenced to confirm the scope of the exception for appeals "as on" writ of error.
Hite v. State, 198 Md. 602, 606 Supports the proposition that a judgment is final even though enforcement is deferred. Relied on for the proposition that the judgment here was final despite the suspension of enforcement.
Pritchett v. State, 140 Md. 310 Also cited for the finality of judgment despite deferred enforcement. Used alongside Hite to support finality of the sentence for appealability purposes.
People v. Court of Sessions, 36 N.E. 386 (N.Y.) Discusses suspension/deferral of sentence and related questions. Noted in connection with whether an indefinite suspension could be set aside or related to probation/reservations; illustrative authority.
State v. Ward, 95 Md. 118 Example of jurisdictional review where statutory conditions affect court's power. Cited to support that illegality appearing on face of record makes the question jurisdictional and reviewable.
Kelly v. State, 151 Md. 87, 100 Addresses limits on attaching conditions to suspensions and related statutory interpretation. Used in discussing whether statutory conditions could be attached to a suspension and as support for jurisdictional review.
United States v. Albrecht, 25 F.2d 93 (CCA 7th) Discusses jurisdiction to award probation after sentence and its reviewability. Cited analogously for review upon writs of error of post-sentence measures.
United States v. Murray, 275 U.S. 347 Relates to jurisdiction to award probation after sentence and review on writ of error. Analogously cited for the principle that post-sentence actions may be reviewed.
Ex Parte United States, 242 U.S. 27 Supports the availability of mandamus to require enforcement of an illegally suspended sentence. Cited as authority that mandamus can be used to require enforcement where a sentence is illegally suspended.
Note, 141 A.L.R. 1225, 1235 Discusses cases supporting mandamus to require enforcement of illegally suspended sentences. Supplementary authority cited for availability of mandamus in such contexts.
United States v. Felder, 13 F.2d 527 Holds that a federal statute authorizing suspension of sentence did not include the power to remit a fine. Used to illustrate the distinction between "remit" and "suspend" of a fine.
Backus v. State, 118 Md. 536 Notes that imposition of a fine normally carries the penalty of a jail sentence if the fine is not paid. Applied to explain consequences of construing §15(3)(b) strictly to disallow suspension.
Buchholtz v. Hill, 178 Md. 280 States that repeals by implication are not favored and that statutes dealing with the same subject should be read supplementarily. Relied upon to justify construing §15(3)(b) and §725 together rather than treating the later as repealing the earlier by implication.
Montgomery County v. Bigelow, 196 Md. 413, 423 Explains that an earlier statute can only be binding as to subsequent legislatures to the extent of construction; one legislature cannot forever prohibit modification by successors. Used in the discussion of how general statutes (e.g., minimum penalty statute) may interact with later specific statutes.
Simmons v. State, 165 Md. 155, 170 Addresses construction of general statutes against later specific acts. Cited as authority suggesting the general statute may be given effect alongside later specific laws.
Kirschgessner v. State, 174 Md. 195, 198 Also discusses application of a general statute in light of later specific penalties. Used analogously to support construing potentially conflicting statutes together.

Court's Reasoning and Analysis

The Court first addressed appealability. Relying on State v. Adams and related authorities, the Court explained that the Act of 1892 permits appeals after judgment that present for review questions appearing on the face of the record and formerly reviewable only on writ of error. Because the docket entries showed that a proper sentence was imposed and then indefinitely suspended, and because the question of the legality of that suspension appeared on the face of the record, the Court held the appeal permissible in this instance. The Court treated the judgment as final for appeal purposes even though its enforcement had been deferred, citing Hite v. State and Pritchett v. State.

The Court then analyzed the substantive statutory question. It set out the text of Article 101, § 15(3)(b), which prescribes fines for employers failing to secure insurance and provides that "The Court may, in its discretion, remit any such penalty, provided the employer in default assures the compensation ...; and provided, further, that he has paid or secured to be paid any compensation or other benefits ... which may have been awarded against him." The Court compared that provision with the general suspension statute, Article 27, § 725, which authorizes courts to suspend sentence generally or for a definite time and to impose terms.

The Court reasoned that the word "remit" (as used in § 15(3)(b)) is broader than "suspend" and suggests an absolute forgiveness or annulment in the nature of a pardon, citing United States v. Felder for the distinction. The Court noted that to construe § 15(3)(b) as entirely precluding suspensions under the general statute would effectively make any jail penalty mandatory unless the statutory defaults were corrected, which the Court viewed as an unattractive practical result. The Court invoked the constitutional provision (Article 3, § 60) empowering the General Assembly to provide by suitable general enactment for suspension of sentence and emphasized the canon that repeals by implication are not favored (citing Buchholtz v. Hill).

On that basis the Court concluded that § 15(3)(b) and § 725 were not so fundamentally inconsistent that they could not be construed together. Instead of finding that § 15(3)(b) repealed § 725 pro tanto, the Court construed § 15(3)(b) as enabling remission of the fine under the narrow conditions it specifies while leaving intact the broader authority of courts under § 725 to suspend sentences generally. Because both statutes could be given effect, the trial court's exercise of discretion to suspend under § 725 was proper.

Holding and Implications

Holding: The Court affirmed the judgment (with costs). The Court also held that the State had a right to appeal in these circumstances and that the trial court possessed authority under the general suspension statute, Code (1951), Article 27, § 725, to suspend the sentence imposed even though the conditions for "remission" in Article 101, § 15(3)(b) were not met.

Implications:

  • Direct effect: The conviction, judgment and the suspended sentence (fine of $500 and costs) were affirmed; the trial court's suspension under the general suspension statute was upheld.
  • Statutory construction: The opinion holds that Article 101, § 15(3)(b) (which permits remission of fines under specified conditions) does not implicitly repeal the general suspension authority in Article 27, § 725; the statutes can be construed to operate together, with § 15(3)(b) governing remission narrowly and § 725 preserving broader suspension power.
  • Procedural precedent: The Court affirmed that the State may appeal "as on" writ of error in criminal cases where the contested question appears on the face of the record and is of the character historically reviewable by writ of error.

Judgment affirmed, with costs.

STATE v. FISHER

CRIMINAL LAW — Appeal — by State — Cases Reviewable on, or "as on", Writ of Error. An exception to the general rule that the State cannot appeal to the Court of Appeals in a criminal case exists in cases which are reviewable on, or "as on", writ of error, but which, since 1892, have also been reviewable on appeal, in lieu of writ of error. Acts of 1892, ch. 506. p. 311

CRIMINAL LAW — Appeal — Final Judgment — Suspended Sentence Deferring Enforcement. In an appeal from a judgment and suspended sentence to pay a fine of $500.00, the judgment was final even though its enforcement was deferred. p. 311

CRIMINAL LAW — Appeal — by State — Questioning Legality of Suspension of Sentence Imposed — Jurisdictional — Granted. Where defendant was convicted, as an employer engaged in an extra-hazardous occupation, of unlawfully failing to secure compensation insurance or otherwise assuring compensation for his employees in violation of the Workmen's Compensation Act, Code (1951), Art. 101, § 15(3)(b), and a sentence to pay a fine of $500.00 was imposed, which was thereupon suspended, a right of appeal existed on the part of the State to challenge the authority of the trial court to suspend the sentence imposed. The State contended that sec. 15 (3)(b), creating the misdemeanor, stripped the court of all power to suspend the sentence, except on the conditions specified in the statute itself, and the question was one that appeared on the face of the record, for the docket entries showed that a proper sentence was imposed and then indefinitely suspended. Since it appeared on the face of the record that the statutory conditions were not met, the question of the legality of the suspension was jurisdictional. pp. 311-312

FINES AND FORFEITURES — Jail Sentence Where Imposed Fine Not Paid. The imposition of a fine normally carries with it the penalty of a jail sentence, if the fine is not paid. Code (1951), Art. 38, § 4. p. 313

CRIMINAL LAW — Suspension of Sentence by Court — Separation of Powers Doctrine. The provision in the Constitution of Maryland (1867), Art. 3, § 60, ratified in 1915, that "The General Assembly of Maryland shall have the power to provide by suitable general enactment (a) for the suspension of sentence by the court in criminal cases * * *", was designed to protect the existing statutory provision on suspension of sentence from attack on the ground that it violated the separation of powers doctrine. Code (1951), Art. 27, § 725. The requirement of "suitable general enactment", while it does not prohibit proper classification, does not contenance a piecemeal treatment of the subject matter. p. 314

STATUTES — Implied Repeal Not Favored. Repeals by implication are not favored; where possible, statutes dealing with the same subject matter should be construed as supplementary to each other. p. 314

CRIMINAL LAW — Violations of Workmen's Compensation Act — Suspension of Sentence under General Statute Proper. Where defendant, an employer engaged in an extra-hazardous occupation, was convicted of unlawfully failing to secure compensation insurance or otherwise assuring compensation for his employees in violation of the Workmen's Compensation Act, and was sentenced to pay a fine of $500.00, Code (1951), Art. 101, sec. 15 (3)(b), the trial court possessed the authority to suspend the imposed sentence under the general suspension statute, Art. 27, § 725, even though certain conditions set out in sec. 15 (3)(b), allowing the court to remit any penalty where the employer in default assures the compensation as provided in the section and where he has paid or secured to be paid any compensation or other benefits which may have been awarded against him, were not met. The word "remit" has a broader meaning than "suspend" and connotes an absolute forgiveness or annulment in the nature of a pardon. Sec. 15 (3)(b) and sec. 725 were not so fundamentally inconsistent that they could not be construed together, and both could be given effect. Sec. 15 (3) (b), the general scheme of which was to enable the fine to be used, in the first instance, for the satisfaction of the award, and to subordinate the discretion to remit the penalty to this object alone, did not repeal pro tanto sec. 725, but merely enabled the remission of the fine imposed under specified conditions. pp. 312-315

J.E.B.

Decided April 23, 1954.

HENDERSON, J., delivered the opinion of the Court.

The State appeals here from a judgment and suspended sentence to pay a fine of $500 and costs, upon conviction for violation of certain provisions of the Workmen's Compensation Act. The indictment in three counts charged that the appellee, an employer engaged in an extra-hazardous occupation, unlawfully failed to secure compensation insurance or otherwise assure compensation for his employees. The appellee was represented by counsel and entered a plea of guilty. It was brought to the court's attention that an award of not to exceed $7,500 had been passed against him as a non-insurer by the State Industrial Accident Commission in favor of dependents, for an injury and death arising out of and in the course of the employment of a deceased employee; and that the award had not been paid. The court entered the judgment and imposed sentence and then, over the State's objection, suspended the sentence upon a representation that the appellee was unable to pay the fine imposed. These facts, supplementing the docket entries, were incorporated in the record by affidavit of the State's Attorney, certified by the trial court.

No brief was filed for the appellee, but the State contends that it has a right to appeal and that the court exceeded its statutory authority in suspending the sentence. There was no motion to dismiss the appeal, but we could hardly treat the point as waived or abandoned under the circumstances. In any event, we think the question is reviewable on appeal by the State.

In State v. Adams, 196 Md. 341, 347, Judge Markell, speaking for the Court, said that "Under the Act of 1892 [ch. 506; Code (1951), Article 5, Section 86] an appeal can be taken only after judgment, and presents for review not only questions presented by bills of exceptions but also questions appearing on the face of the record, formerly reviewable only on writ of error." He also noted that "apparently the right of review by writ of error originated in the common law and not in any statute," and that in State v. Buchanan, 5 H. J. 317, it was held that a writ of error lies at the instance of the State, in a criminal prosecution to review a judgment sustaining a demurrer to an indictment and discharging the defendant. While it was held in the Adams case that the granting of a motion to suppress evidence was not reviewable on appeal by the State, Cf. State v. Barshack, 197 Md. 543, it was recognized that there is an exception, to the general rule that the State cannot appeal to this Court in a criminal case, in "cases which were — and still are * * * — reviewable on (or `as on') writ of error, but since 1892 have also been reviewable on appeal in lieu of writ of error, * * *." Cf. State v. James, 203 Md. 113, 100 A.2d 12. In a comment on the Adams case by Strahorn, in 12 Md. L.R. 68, it was suggested that the whole subject of appeal by the State should be examined by the legislature, in the light of recent changes in the scope of review on appeal by an accused and the fact that, in Maryland, double jeopardy is not a constitutional defense. But the suggestion has not been adopted.

The appeal in the instant case does not challenge the validity of the sentence, which was within the limits set by the Statute, but only the authority of the court to suspend the sentence imposed. The question is one that appears on the face of the record for the docket entries show that a proper sentence was imposed and then indefinitely suspended. For present purposes it seems clear that the judgment is final even though its enforcement is deferred. Cf. Hite v. State, 198 Md. 602, 606, and Pritchett v. State, 140 Md. 310. We need not now consider whether the indefinite suspension could be set aside for cause, in the absence of probation or express reservations in the order, and if it could not, whether the suspension gratified the suspension statute. Cf. Code (1951), Article 27, § 725 and 27, § 727, and Article 41, § 91(f). See also People v. Court of Sessions, 36 N.E. 386 (N.Y.). The state does not challenge the form of the suspension order; it contends that the Statute creating the misdemeanor stripped the court of all power to suspend the sentence, except on the conditions specified in the Statute itself. Since it appears on the face of the record that the statutory conditions were not met, the question of the legality of the suspension is jurisdictional. Cf. State v. Ward, 95 Md. 118, Kelly v. State, 151 Md. 87, 100, and Hite v. State, supra. See also United States v. Albrecht, 25 F.2d 93 (CCA 7th), and United States v. Murray, 275 U.S. 347 (jurisdiction to award probation after sentence reviewed upon writs of error). The right to require the enforcement of a sentence illegally suspended, by petition for writ of mandamus, has been sustained in many cases. Ex Parte United States, 242 U.S. 27; Note, 141 A.L.R. 1225, 1235. While the State's right to appeal "as on" writ of error in Maryland has been chiefly recognized in cases where the indictment was quashed, we think the principle has a somewhat wider application, and appeal lies in the circumstances of the instant case.

Code (1951), Article 101, § 15(3)(b) provides: "Any employer, subject to the provisions of this Article, who, after November first, nineteen hundred and fourteen, fails or refuses to submit to said Commission, as provided in the next succeeding paragraphs, the method he desires to adopt for assuring compensation, or who shall fail to secure insurance by one of such methods or who fails to pay compensation to an injured employee in accordance with the award of the Commission, shall be guilty of a misdemeanor, and shall be subject to a fine of not less than five hundred nor more than five thousand dollars. Any fine levied against any employer failing or refusing to secure insurance as required by this Article shall be paid into the State Treasury and credited to the State Industrial Accident Commission, and be used for the payment, in whole or in part, of any award made against said employer by the State Industrial Accident Commission. All disbursements shall be made in the same manner as other monies of the State Industrial Commission are disbursed. Any part of said fine not required for the payment of an award as herein provided shall be transferred to the General Treasury. The Court may, in its discretion, remit any such penalty, provided the employer in default assures the compensation as provided in this section; and provided, further, that he has paid or secured to be paid any compensation or other benefits under this Article which may have been awarded against him."

The word "remit," according to the dictionary definitions, has a broader meaning than "suspend" and connotes an absolute forgiveness or annulment in the nature of a pardon. In United States v. Felder, 13 F.2d 527 (D.C., S.D.N.Y.) it was held that the Federal statute authorizing a suspension of sentence did not include the power to remit a fine. Normally, the imposition of a fine carries with it the penalty of a jail sentence, if the fine is not paid. Code (1951), Article 38, § 4. Cf. Backus v. State, 118 Md. 536. To construe the statute as the State contends would, in effect, make the jail sentence mandatory unless the default were made good, although different considerations of policy might be involved. The general scheme of the section quoted seems to have been to enable the fine to be used, in the first instance at least, for the satisfaction of the award, and the discretion to remit the penalty is subordinated to this object alone. It may be doubted whether the conditions stated in Section 15 (3)(b) could be attached to a mere suspension of sentence. Cf. Kelly v. State, supra.

Code (1951), Article 27, § 725 provides: "The courts may suspend sentence generally or for a definite time, and may make such orders and impose such terms as to costs, recognizance for appearance, or matters relating to the residence or conduct of the convicts as may be deemed proper; * * *." This language was enacted by the Act of 1902, Chapter 494, Section 304A; the earlier Act of 1894, Chapter 402, was more limited in its application. Its reenactment by the Act of 1927, Chapter 608, was merely to permit appeal to this Court by a defendant where a sentence was suspended prior to imposition. Legislative authority to suspend sentence upon a convicted infant under the age of fifteen seems to have existed since the Act of 1831, Chapter 208 (Code [1951], Article 27, § 715). It is generally, though not universally, held that the power is not inherent in the courts, and did not exist at common law. See Ex Parte United States, supra. But see People v. Court of Sessions, supra.

The constitutional provision, Article 3, § 60, that "The General Assembly of Maryland shall have the power to provide by suitable general enactment (a) for the suspension of sentence by the court in criminal cases; * * *," proposed by the Act of 1914, Chapter 453, ratified in November, 1915, was evidently designed to protect the existing statutory provision from attack on the ground that it violated the separation of powers doctrine, as held in some states. See Niles, Maryland Constitutional Law, p. 219. However, it may be noted that the requirement of "suitable general enactment," while it doubtless would not prohibit proper classification, would not seem to countenance a piecemeal treatment of the subject matter. Moreover, it is an established rule of statutory construction that repeals by implication are not favored; where possible, statutes dealing with the same subject matter should be construed as supplementary to each other. Buchholtz v. Hill, 178 Md. 280. In the instant case we think Section 15 (3)(b) of Article 101 can properly be construed as not repealing pro tanto Section 725 of Article 27, but as merely enabling the remission of the fine imposed under specified conditions.

A somewhat analogous situation exists in regard to the general statute relating to minimum penalties. Under Code (1951) Article 27, § 728 it is provided that in "all cases where the law prescribing a punishment for crime fixes a maximum and a minimum penalty therefor, the judge of the Criminal Court of Baltimore and the several judges of the Circuit Courts of the counties may, in lieu of the minimum penalty so prescribed, impose a less penalty of the same character; * * *." Obviously, this statute would only be controlling in the case of laws existing at the time of its adoption (Act of 1906, Chapter 536), for one legislature cannot prohibit repeal or modification by its successors, even where it purports to do so. Montgomery County v. Bigelow, 196 Md. 413, 423. Nevertheless, it has been intimated that the statute could be given effect by construction, as against later acts fixing minimum penalties for specific crimes. See Simmons v. State, 165 Md. 155, 170 and Kirschgessner v. State, 174 Md. 195, 198. In the instant case we think the statutes are not so fundamentally inconsistent that they cannot be construed together so that both may be given effect.

Judgment affirmed, with costs.

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STATE v. FISHER
(Apr 23, 1954)