Translate
Text Highlighter

Bookmark

PDF

Share

Report a problem
AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Smart Summary

Factual and Procedural Background

Defendant was convicted by a jury of first-degree criminal sexual conduct involving a six-year-old girl who had been cared for at a day care center operated by defendant's mother. The victim exhibited physical signs of assault and identified defendant as the assailant. Defendant denied the assault, presenting an alibi supported by his mother. Defendant appealed his conviction, challenging various trial court rulings. The Court of Appeals reversed the conviction and remanded for a new trial based on identified errors in the trial proceedings.

Legal Issues Presented

  1. Whether the trial court erred in refusing to grant a continuance to allow an alibi witness to testify in person.
  2. Whether the trial court erred in permitting the preliminary examination testimony of the victim’s examining physician to be read into evidence instead of requiring her presence at trial.
  3. Whether evidence of rape trauma syndrome is admissible to prove that a rape in fact occurred.
  4. Whether the admission of hearsay statements made by the victim to her mother satisfied the requirements of the excited utterance exception to the hearsay rule.
  5. Whether the prosecutor’s closing argument improperly included a "civic duty" argument and inappropriate comparisons affecting the presumption of innocence.
  6. Whether other children present during the alleged assault should have been indorsed and called as res gestae witnesses.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
People v Charles O Williams, 386 Mich. 565, 575 (1972) Trial court's discretion in granting continuances Referenced to establish the trial court's discretion but emphasized defendant's constitutional right to compulsory process outweighed minor delay.
People v Merritt, 396 Mich. 67, 80-81 (1976) Balancing trial delay against defendant's rights to fair trial and compulsory process Supported the conclusion that refusal to grant continuance for alibi witness was an abuse of discretion.
People v Kirtdoll, 391 Mich. 370, 395 (1974) Definition of res gestae witness in sexual misconduct cases Court found the trial court erred in ruling the examining physician was not a res gestae witness.
People v Hearn, 100 Mich. App. 749, 755 (1980) Res gestae witness doctrine Further supported that the examining physician was a res gestae witness.
People v Starr, 89 Mich. App. 342, 345 (1979) Use of preliminary examination testimony when witness unavailable; due diligence requirement Trial court failed to consider due diligence; court ruled Dr. Srinivasan was not unavailable, so her prior testimony should not have been used.
People v Gross, 123 Mich. App. 467, 470 (1983) Conditions for admitting prior testimony under MRE 804(b)(1) Referenced to explain conditions under which prior testimony may be read into evidence.
Frye v United States, 54 US App DC 46, 47; 293 F 1013 (1923) Standard for admissibility of scientific evidence (general acceptance in the relevant field) Applied to assess admissibility of expert testimony on rape trauma syndrome.
State v Marks, 231 Kan. 645, 647 P.2d 1292 (1982) Rape trauma syndrome admissibility under Frye test Cited as authority finding rape trauma syndrome generally accepted and admissible to rebut consent defense.
People v Bledsoe, 36 Cal.3d 236, 203 Cal.Rptr. 450, 681 P.2d 291 (1984) Rape trauma syndrome inadmissibility to prove rape occurred Followed reasoning that rape trauma syndrome is inadmissible to prove occurrence of rape but may be used for therapeutic purposes.
People v Gee, 406 Mich. 279, 282 (1979) Excited utterance exception to hearsay rule (MRE 803(2)) Referenced in relation to admission of victim’s hearsay statements to her mother.
People v McConell, 420 Mich. 852; 358 N.W.2d 895 (1984) Requirements for spontaneity in excited utterance exception Used to evaluate whether victim’s statements were sufficiently spontaneous to qualify as excited utterances.
People v Boles, 127 Mich. App. 759, 769 (1983) Prosecutorial conduct during closing argument Warned against impermissible "civic duty" arguments by prosecutors.
Taylor v Kentucky, 436 U.S. 478, 486; 98 S Ct 1930; 56 L Ed 2d 468 (1978) Presumption of innocence and prosecutorial conduct Admonished prosecutor against improper comparisons that could undermine presumption of innocence.

Court's Reasoning and Analysis

The court found that the trial court abused its discretion by refusing two short continuances to secure the testimony of an alibi witness, Billy Potts, who was unavailable on the trial date but would have been available the following day. Because Potts's testimony was critical and non-cumulative, denying the continuance violated defendant's constitutional right to compulsory process and a fair trial.

Regarding the examining physician, Dr. Srinivasan, the court held that she was a res gestae witness and should have testified in person. The trial court erred in allowing her preliminary examination testimony to be read in, especially since she was scheduled to return from vacation the next day and was not truly "unavailable" under the rules of evidence. The defendant's confrontation rights were thus violated.

On the admissibility of rape trauma syndrome evidence, the court applied the Frye standard for scientific evidence. Reviewing other state courts' approaches, it agreed with the California Supreme Court's view that rape trauma syndrome is not sufficiently reliable scientific evidence to prove that a rape actually occurred. However, the court clarified that evidence of emotional trauma is admissible if presented without a scientific aura unless the Frye test is met. The court did not address the admissibility of such evidence when consent is the defense.

The court also found error in the admission of hearsay statements made by the victim to her mother. Some statements lacked spontaneity and were made after a considerable time lapse, thus failing the excited utterance exception's foundation. The trial judge improperly left the question of foundation to the jury. On retrial, the judge must make a proper foundational determination to admit or exclude these statements.

Finally, the court cautioned against prosecutorial misconduct in closing arguments, specifically warning against "civic duty" appeals and inappropriate comparisons that could undermine the presumption of innocence. It also noted that defendant may raise issues regarding other children present during the assault as potential res gestae witnesses on retrial.

Holding and Implications

REVERSED AND REMANDED

The court reversed defendant's conviction and remanded the case for a new trial due to errors including the denial of continuances for an alibi witness, improper admission of preliminary examination testimony of a res gestae witness, erroneous admission of rape trauma syndrome evidence, and improper admission of hearsay statements. The decision directly affects the parties by requiring a new trial but does not establish new binding precedent beyond the application of existing law and evidentiary standards.

PEOPLE v PULLINS

J.P. O'BRIEN, J.

Defendant was convicted by a jury of criminal sexual conduct in the first degree, MCL 750.520b; MSA 28.788(2), and sentenced to a prison term of from 10 to 50 years. He now appeals as of right.

The victim was a six-year-old girl who was cared for at a day care center operated by defendant's mother. Upon arriving home from the day care center on October 24, 1983, at approximately 6:30 p.m., the victim went straight to the kitchen and burst into tears. She was very upset and had blood on her underwear. She told her mother three times that Allen had done it. The victim was taken to the hospital where she was examined by a physician. Based on the examination the physician concluded that there had been vaginal penetration. At trial, the victim stated that she was taking a nap when defendant, who had a big knife, pulled up her dress and pulled down her panties. She stated she screamed when defendant assaulted her but that defendant covered her mouth and threatened to flush her head down the toilet.

The victim's father stated that, since the assault, the victim had been afraid to answer the telephone and had trouble sleeping. A therapist testified that the victim's behavior since the incident was consistent with that of a rape victim.

Defendant denied assaulting the complainant and testified he had been with a friend at the time the assault occurred. This alibi was corroborated by defendant's mother.

Although defendant has raised several allegations of error, we find one dispositive and reverse defendant's conviction and remand for a new trial. At trial, defendant twice moved for short continuances so that two witnesses could be present in person to testify. Both times, the trial court refused. We find it did so erroneously.

The trial court erred in refusing to grant a continuance to permit an alibi witness to testify. Defendant denied committing the assault and claimed he was with Billy Potts at the time the assault was alleged to have occurred. Potts was listed on the notice of alibi and had been interviewed by the police. For unspecified reasons, Potts was unavailable to testify on July 31, 1984, but was scheduled to return home that evening and would be available to testify the next day. There is nothing in the record to indicate that defendant was responsible for Potts's absence or that it was a delay tactic. The defendant moved to adjourn so that Potts's testimony could be secured. The trial court refused.

While the matter of a continuance is within the sound discretion of the trial judge. People v Charles O Williams, 386 Mich. 565, 575; 194 N.W.2d 337 (1972); People v Merritt, 396 Mich. 67, 80-81; 238 N.W.2d 31 (1976), reh den 396 Mich. 977 (1976), a defendant also has a right to call witnesses in his defense, and a constitutional right to compulsory process to obtain witnesses in his favor. US Const Am VI; Const 1963, art 1, § 20. When the inconvenience of defendant's request (a continuance to the next day) is balanced against defendant's rights (to a fair trial and for compulsory process for witnesses in his favor), we can only conclude that the trial court abused its discretion. Potts would have been the only witness unrelated to defendant to testify for the defense. If Potts's testimony corroborated defendant's story, it may have established a reasonable doubt as to defendant's guilt. The interest of the state in complete discovery and a fair trial for the defendant outweighs the minor negative effect such a delay would have had on the trial process here. People v Merritt, supra. Potts's testimony was imperative to defendant's defense and could not be considered cumulative. We find defendant was denied his rights to a fair trial and to compulsory process.

We also find error in allowing the preliminary examination testimony of a res gestae witness, the examining physician, to be read into the record when the witness could have, in all likelihood, been present at trial to testify in person. Soon after the victim arrived home she was taken to the hospital where she was examined by Dr. Kalavadhy Srinivasan. On July 30, 1984, the first day of trial, the prosecutor revealed that Dr. Srinivasan was on vacation and would not return until August 1, 1984. The prosecutor moved to use the physician's preliminary examination testimony at trial in lieu of her actual presence. Defendant objected, arguing that Dr. Srinivasan was a res gestae witness. The next day, the court ruled that the doctor was not a res gestae witness and allowed her previous testimony to be read to the jury. The examining physician of the victim in a prosecution for sexual misconduct is a res gestae witness. People v Kirtdoll, 391 Mich. 370, 395; 217 N.W.2d 37 (1974); People v Hearn, 100 Mich. App. 749, 755; 300 N.W.2d 396 (1980). The court's ruling that Dr. Srinivasan was not a res gestae witness was clearly erroneous.

Testimony taken at a preliminary examination may be used in evidence by the prosecutor whenever the witness who gave the testimony cannot, for any reason, be produced at trial. MCL 768.26; MSA 28.1049; People v Starr, 89 Mich. App. 342, 345; 280 N.W.2d 519 (1979). MRE 804(b)(1) states that prior testimony of a witness unavailable for trial may be read into evidence provided the opposing party had an opportunity and motive to develop the testimony by examining the witness at the prior proceeding. People v Gross, 123 Mich. App. 467, 470; 332 N.W.2d 576 (1983), lv den 417 Mich 1100.36 (1983). However, MCL 768.26; MSA 28.1049 gives way to the defendant's constitutional right of confrontation where the witness's absence from trial stems from the prosecutor's lack of good faith effort or failure to exercise due diligence in attempting to secure the witness's presence. The determination of due diligence is a matter for the trial court and that determination will not be overturned on appeal unless a clear abuse of discretion is shown. People v Starr, supra. The trial court found that Dr. Srinivasan was not a res gestae witness and therefore never reached the due-diligence question.

In this case, Dr. Srinivasan was scheduled to return from her vacation the day following the court's ruling permitting her preliminary examination testimony to be used at trial. Thus she was not "unavailable" under MRE 804(a). Defendant's right to confront witnesses against him, particularly res gestae witnesses, should not be cast aside so readily in order to save such a short period of time. We find that the trial court abused its discretion in excusing Dr. Srinivasan's presence and in permitting her preliminary examination testimony to be read to the jury. People v Starr, supra.

We will address other issues raised by defendant because they may occur at retrial.

We find admission of the therapist's testimony concerning "rape trauma syndrome" to be erroneous. The therapist, who had been seeing the victim weekly, testified that the victim's symptoms were consistent with those of a person who had been raped. Rape trauma syndrome refers to a constellation of symptoms experienced by the victims of sexual assault. The term "rape trauma syndrome" was coined in 1974 in an article describing the recurring pattern of emotional distress in rape victims. Burgess Holmstrom, Rape Trauma Syndrome, 131 AM J of Psychiatry 981 (1974). See also Comment, Expert Testimony on Rape Trauma Syndrome: Admissibility and Effective Use in Criminal Rape Prosecution, 33 Am U L Rev 417 (1984). Michigan adheres to the traditional test governing the admissibility of scientific evidence as originally set forth in Frye v United States, 54 US App DC 46, 47; 293 F 1013 (1923):

"[W]hile courts will go a long way in admitting expert testimony deduced from a well-recognized scientific principle or discovery, the thing from which the deduction is made must be sufficiently established to have gained general acceptance in the particular field in which it belongs."

The use of rape trauma syndrome to establish that criminal sexual conduct in fact occurred is an issue of first impression in Michigan, but the issue has been addressed by the highest courts of six other states.

In State v Marks, 231 Kan. 645; 647 P.2d 1292 (1982), the Kansas Supreme Court, applying the Frye test, concluded that rape trauma syndrome was generally accepted to be a common reaction to sexual assault and that it is relevant and admissible where the defense is consent. 231 Kan. 654. Similar conclusions were reached in State v Liddell, 685 P.2d 918 (Mont, 1984); State v Huey, 145 Ariz. 59; 699 P.2d 1290 (1985), although neither court applied the Frye test in its analysis. In both Liddell and Huey, evidence that the victim was suffering from rape trauma syndrome was admitted to rebut the defense of consent.

On the other hand, in People v Bledsoe, 36 Cal.3d 236; 203 Cal.Rptr. 450; 681 P.2d 291 (1984); State v Saldana, 324 N.W.2d 227 (Minn, 1982), and State v Taylor, 663 S.W.2d 235 (Mo, 1984), the courts, applying the Frye test, concluded that rape trauma syndrome was not the type of scientific test that accurately and reliably indicates whether a rape has occurred. These courts held such evidence inadmissible for that purpose. The Bledsoe court further stated that rape trauma syndrome was developed by professional rape counselors as a therapeutic tool, to help predict, identify, and treat emotional problems experienced by rape victims. The court concluded:

"Given the history, purpose and nature of the rape trauma syndrome concept, we conclude that expert testimony that a complaining witness suffers from rape trauma syndrome is not admissible to prove that the witness was raped. We emphasize that our conclusion in this regard is not intended to suggest that rape trauma syndrome is not generally recognized or used in the general scientific community from which it arose, but only that it is not relied on in that community for the purpose for which the prosecution sought to use it in this case, namely, to prove that a rape in fact occurred. Because the literature does not even purport to claim that the syndrome is a scientifically reliable means of proving that a rape occurred, we conclude that it may not properly be used for that purpose in a criminal trial." 36 Cal.3d 251.

We agree with the reasoning of the Bledsoe court and hold that evidence of rape trauma syndrome is not admissible, in the context of this case, to prove that a rape in fact occurred. However, we do not mean to imply that evidence of emotional and psychological trauma suffered by a complaining witness in a rape case is inadmissible. Such evidence is relevant and jurors are fully competent to consider such evidence in determining whether a rape occurred, but it should not be presented with an aura of scientific reliability unless the Frye test is met. We also express no opinion as to the propriety of admitting evidence about rape trauma syndrome when consent is the defense.

We next address the admission at trial of hearsay statements made by the victim and testified to by her mother. Over defense objection, the statements were admitted pursuant to the excited utterance exception to the hearsay rule, MRE 803(2). People v Gee, 406 Mich. 279, 282; 278 N.W.2d 304 (1979). While the victim was still upset and nervous when she spoke with her mother at 1 a.m., a considerable period of time had passed since the assault. Also, some of the statements appear to have been made as the result of the mother's questioning and thus lack the requisite spontaneity. See People v McConell, 420 Mich. 852; 358 N.W.2d 895 (1984). It was, therefore, incumbent on the trial judge to determine whether an adequate foundation existed to permit admission of the statements. Instead, that decision was left to the jury when it was instructed to determine whether or not the victim had a sufficient opportunity to fabricate. Upon retrial, the judge must either find a more adequate foundation to admit the statements under the excited utterance exception to the hearsay rule or they must be excluded.

During his closing argument the prosecutor came dangerously close to giving an impermissible "civic duty" argument. People v Boles, 127 Mich. App. 759, 769; 339 N.W.2d 249 (1983). We advise caution at retrial. Also we admonish the prosecutor not to equate defendant with Sirhan Sirhan and James (sic) Manson when discussing the presumption of innocence. Taylor v Kentucky, 436 U.S. 478, 486; 98 S Ct 1930; 56 L Ed 2d 468 (1978).

Finally, defendant alleges that other children who were napping in the same room as the victim at the time the alleged sexual assault took place should have been indorsed and called as res gestae witnesses. Upon retrial, the defendant will have ample opportunity to raise this issue if the prosecutor does not indorse the children.

Reversed and remanded.

Use AI to get other relevant cases.

Comments

PEOPLE v. PULLINS
(Sep 3, 1985)