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Smart Summary

Factual and Procedural Background

Defendant John Leslie Huey, a member of the Dirty Dozen Motorcycle Gang, was convicted by a jury of one count of kidnapping and nine counts of sexual assault. The crimes occurred in 1983 when defendant forcibly abducted a nineteen-year-old woman, subjecting her to a week-long series of sexual assaults and physical abuse after transporting her from Tucson to Phoenix. Defendant admitted to the acts but claimed they were consensual. Because these offenses were committed while on probation for an earlier matter, the defendant was sentenced to life imprisonment without possibility of parole for twenty-five years for the kidnapping charge and consecutive sentences totaling over 140 years for the sexual assaults. The appeal followed from the Superior Court of Maricopa County.

Legal Issues Presented

  1. Did the trial court erroneously admit certain prior bad act testimony?
  2. Did the trial court erroneously admit medical testimony concerning the victim's mental condition immediately after the incident?

Arguments of the Parties

Appellant's Arguments

  • The trial court improperly admitted testimony from a prior victim describing similar abuse, contending that since identity was not at issue, such prior bad act evidence was inadmissible under the precedent limiting modus operandi evidence to identity issues.
  • The medical expert's testimony effectively described "rape trauma syndrome," which defendant argued should be inadmissible to prove that a rape occurred.

Appellee's Arguments

  • The prior bad act testimony was properly admitted to show a common scheme or plan, relevant to intent and absence of mistake, not merely character evidence.
  • The expert testimony did not describe rape trauma syndrome per se, but rather general observations of the victim's mental state, making it admissible. Moreover, if properly presented, evidence related to rape trauma syndrome is admissible to show lack of consent.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
State v. Rose, 121 Ariz. 131, 589 P.2d 5 (1978) Generally prohibits prior bad acts evidence solely to prove character; allows exceptions for motive, intent, plan, etc. Used to support admission of prior bad act testimony as evidence of a common scheme or plan.
State v. Moore, 108 Ariz. 215, 495 P.2d 445 (1972) Limits on admissibility of prior bad acts evidence. Reinforced that prior bad acts are inadmissible solely to prove character.
State v. Jackson, 124 Ariz. 202, 603 P.2d 94 (1979) Admissibility of prior acts to show common scheme or plan when distinctive and similar. Confirmed that the prior acts were sufficiently similar and distinctive to be admissible.
State v. Roscoe, 145 Ariz. 212, 700 P.2d 1312 (1984) Modus operandi evidence admissible only when identity is at issue. Distinguished; court held modus operandi evidence can also be used to prove intent and other contested elements besides identity.
State v. Mulligan, 126 Ariz. 210, 613 P.2d 1266 (1980) Evidence of prior acts may show intent or absence of mistake when a common scheme or plan exists. Applied to uphold admission of prior bad acts to show intent and common plan.
People v. Bledsoe, 36 Cal.3d 236, 203 Cal.Rptr. 450, 681 P.2d 291 (1984) Considered admissibility of rape trauma syndrome evidence. Referenced in discussion of varying judicial acceptance of rape trauma syndrome evidence.
State v. Marks, 231 Kan. 645, 647 P.2d 1292 (1982) Allowed qualified expert testimony on rape trauma syndrome to rebut consent defense. Supported admissibility of expert testimony on victim's mental state to show lack of consent.
State v. Saldana, 324 N.W.2d 227 (Minn. 1982) Excluded rape trauma syndrome evidence due to concerns about scientific reliability and prejudicial effect. Used to illustrate caution in admitting such evidence as proof of rape.
State v. Taylor, 663 S.W.2d 235 (Mo. 1984) Excluded rape trauma syndrome evidence for similar reasons as Saldana. Referenced in weighing admissibility of expert testimony on rape trauma syndrome.
State v. Liddell, ___ Mont. ___, 685 P.2d 918 (1984) Allowed expert testimony on rape trauma syndrome to aid jury in determining consent. Supported the court's view that such evidence may be admissible to show lack of consent.
Alphonso v. Charity Hosp. of Louisiana, 413 So.2d 982 (La.App. 1982) Distinguished symptoms of post-traumatic stress disorder from rape trauma syndrome. Used to support that general psychiatric observations were admissible separate from rape trauma syndrome.
Anders v. California, 386 U.S. 738 (1967) Standard for appellate review of record for fundamental error. Applied in the court’s fundamental error review of the record.
State v. Leon, 104 Ariz. 297, 451 P.2d 878 (1969) Standard for appellate review of criminal convictions. Applied in the court’s fundamental error review of the record.

Court's Reasoning and Analysis

The court analyzed the admissibility of prior bad act testimony under Rule 404(b) of the Arizona Rules of Evidence, concluding that such evidence was properly admitted to show a common scheme or plan rather than to prove character. The prior acts were sufficiently distinctive and bore close similarities to the charged offenses, supporting an inference of intent and absence of mistake. The court rejected the defendant's argument that modus operandi evidence is limited to identity issues, clarifying that it may also demonstrate intent and other contested elements.

Regarding expert testimony, the court distinguished the psychiatrist’s testimony from rape trauma syndrome evidence, noting that the expert did not use the term nor describe the syndrome’s specific phases. Instead, the testimony consisted of general observations of the victim's emotional state, which was admissible. The court acknowledged that properly qualified expert testimony on rape trauma syndrome can be admissible to show lack of consent, especially where consent is contested, as was the case here. The court emphasized that such evidence does not usurp the jury’s role, as the jury remains the ultimate fact-finder.

Finally, the court conducted a thorough review of the record for fundamental error and found none.

Holding and Implications

The convictions, judgments, and sentences of defendant John Leslie Huey are affirmed.

The court's decision directly upholds the trial court’s rulings admitting prior bad act testimony and expert psychiatric testimony related to the victim’s mental condition. The ruling confirms that evidence of a defendant’s prior similar acts may be admitted to establish a common scheme or plan beyond character evidence, and that expert testimony on a victim’s mental state is admissible to address issues of consent. No new precedent was established beyond the application of existing rules and case law to the facts of this case.

STATE of Arizona, Appellee, v. John Leslie HUEY, Appellant.

CAMERON, Justice.

Defendant, John Leslie Huey, was convicted by a jury and adjudged guilty of one count of kidnapping, A.R.S. § 13-1304, and nine counts of sexual assault, A.R.S. § 13-1406. Because defendant had committed these crimes while on probation from an earlier matter, he was sentenced to life imprisonment without possibility of parole for twenty-five years for the kidnapping, A.R.S. § 13-604.01. He also received a sentence of fifteen and three quarter years on each of the sexual assault charges, to run consecutively with each other and with the kidnapping charge. We have jurisdiction pursuant to Ariz. Const. Art. 6, § 5( 3), and A.R.S. §§ 13-4031 and -4035.

Defendant raises two issues on appeal:

1. Did the trial court erroneously admit certain prior bad act testimony?
2. Did the trial court erroneously admit medical testimony concerning the victim's mental condition immediately after the incident?

The facts follow. Defendant was a member of the Dirty Dozen Motorcycle Gang. Sometime in 1983, he met the victim, a nineteen year old woman. At that time, she was involved with another member of the gang, Ed Ibarra. On 12 August 1983, defendant appeared at the victim's trailer in Tucson. He said that Ibarra owed him a favor and she was to be the "payoff." Defendant then forced her into his truck and handcuffed her to the door on the passenger side. On the drive from Tucson to defendant's home in Phoenix, he forced her to remove her clothes, pinched and slapped her vagina and then ordered her to engage in fellatio. He brought her to his home and told her the "honeymoon" was going to begin. He handcuffed her to his bed and forced her to engage in numerous acts of vaginal, rectal and oral intercourse. At one point, defendant urinated into her mouth and forced her to swallow. Defendant also inserted dildos and a miniature baseball bat into her vagina and rectum. Additionally, defendant poured hot candle wax into her vagina. During this time, she was ordered to refer to him as "Daddy." This entire ordeal lasted approximately one week before the victim was able to escape. Defendant did not deny these acts but contended the conduct was with the victim's consent. From his conviction and sentence, defendant appeals.

PRIOR BAD ACT TESTIMONY

Over defendant's objection, the trial court admitted the testimony of a woman who had undergone a similar experience with defendant. The witness testified that defendant convinced her to drive to Prescott with him. On the drive back to Phoenix, he forced her to remove her clothes and then fondled her vagina. Upon arriving at his home in Phoenix, defendant told his wife to prepare a room for the witness, at which point defendant's wife said to her "Happy Honeymoon." Defendant took the witness into the bedroom and forced her to have sexual intercourse with him. During this time, he ordered her to refer to him as "Daddy." He then took her back to her home, handcuffed her to the bed and had anal and vaginal intercourse with her. Defendant's wife informed her that this was an initiation. When the witness objected, defendant's wife and another woman inserted dildos into her vagina and rectum. Photographs were taken of these events and admitted in evidence. The witness was in defendant's control for approximately three months before she was able to escape. This testimony was admitted by the trial court to demonstrate that defendant had a common scheme or plan to subjugate, torture and kidnap women against their will as part of this plan.

Generally, evidence of a defendant's prior bad acts is inadmissible solely to prove his character. State v. Rose, 121 Ariz. 131, 589 P.2d 5 (1978); State v. Moore, 108 Ariz. 215, 495 P.2d 445 (1972). Such evidence may, however, be admissible for other purposes "such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident." Rule 404(b), Arizona Rules of Evidence, 17A A.R.S.

In the instant case, the prior acts as described by the witness and illustrated by the photographs amply supported admission of the evidence as part of a common scheme or plan. Not only were the prior acts distinctive and unique, but there were similarities between the prior acts and the acts for which defendant was being tried "when normally there could be expected to be found differences." State v. Jackson, 124 Ariz. 202, 603 P.2d 94 (1979). The evidence of defendant's prior acts was properly admitted to show a common scheme or plan pursuant to Rule 404(b), Arizona Rules of Evidence 17A A.R.S.

Defendant claims that the "common scheme or plan" in the instant case was the equivalent of modus operandi and that pursuant to State v. Roscoe, 145 Ariz. 212, 700 P.2d 1312 (1984), such testimony is only admissible when identity is in issue. Defendant, therefore, contends that since there was no question of identity, the evidence was not properly admitted. We do not agree.

Admittedly, in Roscoe, supra, the state used evidence of modus operandi to prove identity. We have held, however, that evidence of a modus operandi may also be used to prove other contested elements in the case. For example, in a case in which common scheme or plan was the equivalent of modus operandi, we approved the admission of such evidence to demonstrate criminal intent.

The trial court in this case found evidence of the first fire to fall within this exception and we agree. The similarity in the manner in which the prior fire was set and the one charged herein evidences a common scheme or plan which shows intent or, at the very least, absence of mistake. In both cases, defendant and Joe Blount planned the fire. In both cases, Joe Blount spread flammable liquids around the office and set the fire, and in both cases, defendant submitted blatantly fraudulent insurance claims for fire damage. We find no error. State v. Rose, supra; State v. Fierro, 107 Ariz. 479, 489 P.2d 713 (1971).
State v. Mulligan, 126 Ariz. 210, 215, 613 P.2d 1266, 1271 (1980).

In the instant case, defendant admitted having committed the acts charged but maintained that the victim had consented. There was no question of identity. There was, however, the question of the defendant's intent to kidnap and assault the victim against her will. The state offered the prior bad acts to demonstrate that defendant was engaging in a plan of kidnapping women against their will and then degrading and controlling them through sexual abuse. The treatment of the witness and the victim was similar in so many significant aspects that it could be reasonably inferred that the motive was the same for both incidents. We find no error.

EXPERT TESTIMONY

During its case-in-chief, the state called Dr. Lesley Alan McEldoon, a psychiatrist who had treated the victim after her escape. He testified that, initially, she was extremely upset, irritable and frightened. He stated that she told him that she had been kidnapped and raped. He also testified that her mental state was consistent with the experience she described to him. He described her condition as an "[a]djustment reaction with mixed emotional features" which occurs when there was "a psycho-social stressor that is temporarily present * * *." Defendant argues that Dr. McEldoon was essentially describing "rape trauma syndrome." Defendant further asks us to hold that evidence of "rape trauma syndrome" is inadmissible in a rape case to prove that a rape occurred.

The term "rape trauma syndrome" was first used in 1974 in an article describing the recurring pattern of emotional distress in rape victims. Burgess Holmstrom, Rape Trauma Syndrome, 131 Am.J. of Psychiatry 981 (1974) cited in State v. Saldana, 324 N.W.2d 227, 229 n. 1 (Minn. 1982). The term refers to a type of post-traumatic stress disorder exhibited by rape victims. See Packer, Post-traumatic stress disorder and the insanity defense: a critical analysis, 11 J. of Psych. Law 125 (1983). The disorder is essentially a two phase response pattern in which the first phase is marked by fear of physical injury, mutilation and death. The second begins from two to six weeks after the assault and is characterized by a change in lifestyle, dreams, nightmares, depression and the development of fears related to the attack. Comment, Expert Testimony on Rape Trauma Syndrome: Admissibility and Effective Use in Criminal Rape Prosecution, 33 Am.U.L.Rev. 417, 426-37 (1984). Some researchers have described the syndrome in terms of a four phase phenomenon; however, all agree that the basic stages are an acute stage and a long term resolution stage. Id. at 417 n. 2. Since the discovery of this syndrome, five courts have had occasion to determine whether evidence of rape trauma is admissible in criminal cases. People v. Bledsoe, 36 Cal.3d 236, 203 Cal.Rptr. 450, 681 P.2d 291 (1984); State v. Marks, 231 Kan. 645, 647 P.2d 1292 (1982); State v. Saldana, supra; State v. Taylor, 663 S.W.2d 235 (Mo. 1984); State v. Liddell, ___ Mont. ___, 685 P.2d 918 (1984). In those cases, the testimony consisted of a description of both the stages of rape trauma and the victim's mental state and a conclusion that the victim exhibited the symptoms found by other rape victims. Two courts have found this testimony admissible, Marks, supra; Liddell, supra, and three have excluded it, Taylor, supra; Saldana, supra, Bledsoe, supra.

We do not find that Dr. McEldoon's testimony described this phenomenon. First, he never used the term "rape trauma syndrome." Second, he did not describe the two phases outlined in the Burgess Holmstrom article. Rather, he stated that the victim was initially distraught and then later began to calm down. His testimony centered more on general observations of stress than on a description of a unique psychological response and was admissible. Cf. Alphonso v. Charity Hosp. of Louisiana, 413 So.2d 982, 987 (La.App. 1982) (making a distinction between symptoms of post-traumatic stress disorder and rape trauma syndrome).

We realize that in certain situations the fact that a psychiatrist did not adequately describe rape trauma syndrome will not be a sufficient answer to the question of admissibility. In Saldana, supra, one of the cases excluding such evidence, the witness never used the term while giving his testimony. The court, however, found that this was essentially a description of rape trauma syndrome and then looked to the impact it would have on the jury: "[p]ermitting a person in the role of an expert to suggest that because the complainant exhibits some of the symptoms of rape trauma syndrome, the complainant was therefore raped, unfairly prejudices the appellant by creating an aura of special reliability and trustworthiness." Id. at 230. The court also expressed the belief that rape trauma syndrome as a fact-finding tool has not reached a sufficiently high level of reliability in the scientific community. Id. We recognize that a jury may give great weight to evidence where the expert, although not mentioning the words "rape trauma syndrome," gives a detailed list of its symptoms, compares them with the victim's mental state and then concludes that because of the similarities the victim was raped. The same problem may arise where the expert gives only a few of the symptoms outlined by Burgess Holmstrom, or states them incorrectly, but again uses them as an indicator that there was a rape. Cf. Taylor, supra at 240 ("[T]here are inherent implications from the use of the term `rape trauma syndrome,' for it suggests that the syndrome may only be caused by rape * * *.")

It does not follow, however, that evidence of a rape trauma may not be admissible when there is evidence of the intercourse and the defendant alleges consent. The Kansas Supreme Court discussed the matter in a case to prove the rape itself. As the Kansas Supreme Court stated:

An examination of the literature clearly demonstrates that the so-called "rape trauma syndrome" is generally accepted to be a common reaction to sexual assault. See McCombie, The Rape Crisis Intervention Handbook, pp. 124-26 (1980); Comprehensive Textbook of Psychiatry §§ 21.1d, 24.15, pp. 1519, 1804-05 (Kaplan, Freedman and Sadock 3rd ed. 1980); Warner, Rape Sexual Assault, pp. 145-49 (1980); Burgess Holmstrom, Rape: Crisis Recovery, pp. 35-47 (1979); Katz Mazur, Understanding the Rape Victim, pp. 215-31 (1979); E. Hilberman, The Rape Victim, p. 36 (1976); Burgess Holmstrom, Rape: Victims of Crisis, pp. 37-51 (1974). As such, qualified expert psychiatric testimony regarding the existence of rape trauma syndrome is relevant and admissible in a case such as this where the defense is consent.
State v. Marks, 231 Kan. at 654, 647 P.2d at 1299.

The Montana court has also held the same way. State v. Liddell, supra. Although we might have some difficulty in upholding the admissibility of rape trauma syndrome to prove the existence of a rape, we believe, however, if properly presented by a person qualified by training and experience such as a psychiatrist or psychologist, that such evidence is admissible to show lack of consent. This testimony would not invade the province of the jury. The expert would be subject to cross-examination and the jury could then determine what weight the evidence is to receive.

As the Montana Supreme Court stated: "Psychiatric testimony is admissible to aid a jury in determining whether there was consent to engage in a sexual act which all parties agree occurred. It remains up to the jury to determine whether the evidence is credible." State v. Liddell, ___ Mont. at ___, 685 P.2d at 923.

In the instant case, the question was one of consent. Therefore, testimony concerning rape trauma syndrome would have been admissible. We find no error.

We have searched the record for fundamental error pursuant to A.R.S. § 13-4035, Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967) and State v. Leon, 104 Ariz. 297, 451 P.2d 878 (1969) and have found none.

The convictions, judgments, and sentences of defendant are affirmed.

HOLOHAN, C.J., GORDON, V.C.J., and HAYS and FELDMAN, JJ.

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STATE v. HUEY
(May 21, 1985)