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AMICUS AI
Citation Codes
Neutral Citations
2004 INSC 534
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Section 11 of the Probation of Offenders Act, 1958
  • Section 11 commences with the expression "notwithstanding anything contained in the Code"
  • Sections 3/4 of the Act
  • Section 11(2) of the Code
  • The Code of Criminal Procedure, 1973
  • Sections 307, 323, 324 and 326 read with Section 149 of the Indian Penal Code, 1860
  • Section 11(2) of the Act, Section 3 or 4 of the Act
  • Section 11(2), Section 3 or Section 4 of the Act
  • Section 5 of the Act
  • Section 11(4) of the Act
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Cites
Cited by
Citation Codes
Neutral Citations
2004 INSC 534
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Section 11 of the Probation of Offenders Act, 1958
  • Section 11 commences with the expression "notwithstanding anything contained in the Code"
  • Sections 3/4 of the Act
  • Section 11(2) of the Code
  • The Code of Criminal Procedure, 1973
  • Sections 307, 323, 324 and 326 read with Section 149 of the Indian Penal Code, 1860
  • Section 11(2) of the Act, Section 3 or 4 of the Act
  • Section 11(2), Section 3 or Section 4 of the Act
  • Section 5 of the Act
  • Section 11(4) of the Act
Smart Summary

Factual and Procedural Background

The appellants were tried for offences under Sections 307, 323, 324, 326 read with Section 149 and Section 148 of the Indian Penal Code, 1860. The Sessions Judge, Karauli (Rajasthan) acquitted them of the Section 307 charges but convicted:

  • Prithvi Raj under Section 324 IPC.
  • The other accused under Section 324 read with Section 149 IPC.
  • Tej Raj under Section 323 IPC and the remaining accused under Section 323 read with Section 149 IPC.
  • All accused under Section 148 IPC.

Considering factors such as the absence of prior criminal records, the age and occupation of the accused (two were students and one was elderly), the trial court invoked Section 4 of the Probation of Offenders Act, 1958, placing each accused on probation for two years and directing payment of compensation.

The de facto complainant filed an appeal under Section 11(2) of the Act challenging the grant of probation and the underlying findings on the nature of the offences. The High Court allowed the appeal in part, held the accused guilty under Section 326 IPC and remitted the matter for sentencing. The accused therefore appealed to the Supreme Court.

Legal Issues Presented

  1. Whether a de facto complainant is entitled to file an appeal under Section 11(2) of the Probation of Offenders Act, 1958.
  2. Whether, in an appeal under Section 11(2) (read with Section 11(4)) challenging an order granting probation, the appellate court can alter the nature of the offence and impose a different conviction, or is limited to deciding the propriety of the probation order.

Arguments of the Parties

Appellants' Arguments

  • Section 11(4) limits appellate/revisional power to setting aside the probation order and, in lieu thereof, passing sentence; it does not permit alteration of the conviction itself.
  • A de facto complainant has no statutory right to appeal under Section 11(2); reliance placed on Parmal Ghosh v. State of W.B. (Calcutta High Court).

State's Arguments

  • Supported the appellants on the restricted scope of interference under Section 11(4), contending that the High Court exceeded its jurisdiction by converting the conviction to Section 326 IPC.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Rajkishore Jena v. Raja, AIR 1971 Ori 193 Held that a complainant may appeal under Section 11(2) of the Act. Approved by the Supreme Court to support the complainant’s right of appeal.
Baidyanath Prasad v. Awadhesh Singh, AIR 1964 Pat 358 Same proposition—maintainability of complainant's appeal. Approved; relied upon for recognising complainant’s standing.
Parmal Ghosh v. State of W.B., 1984 Cri LJ 1302 (Cal) Denied complainant's right to appeal; stated that only the State may challenge sentence. Expressly overruled by the Supreme Court.

Court's Reasoning and Analysis

1. Right of Appeal under Section 11(2)
Section 11(2) begins with “notwithstanding anything contained in the Code” and speaks in unqualified terms that “an appeal shall lie”. The statute does not restrict the right to the State or the accused. Given that the Code of Criminal Procedure permits a complainant to seek revision against an acquittal, the legislature could not have intended to exclude the complainant from appealing against a probation order. Therefore, the Court adopted the Orissa and Patna views, confirming that a complainant may appeal, and expressly disapproved the Calcutta view.

2. Scope of Appellate Power under Section 11(4)
Section 11(4) authorises the appellate or revisional court to “set aside such order [under Section 3 or 4] and in lieu thereof pass sentence on such offender according to law”, subject to the proviso against enhancing punishment beyond that available to the trial court. The provision speaks only to the propriety of the probation order; it does not empower the court to re-characterise the offence itself. Consequently, the High Court exceeded its jurisdiction when it converted the conviction to Section 326 IPC instead of reviewing only the grant of probation.

3. Adequacy of Trial Court’s Reasons
The trial court had articulated specific mitigating factors—absence of prior criminal history, age, and prospects of reform—to justify granting probation. These reasons were found adequate; hence, interference was unwarranted.

Holding and Implications

Appeal Allowed; High Court judgment set aside; Trial Court order restored.

Implications: The Supreme Court clarifies two points of law—(i) a de facto complainant possesses a statutory right to appeal against a probation order under Section 11(2) of the Probation of Offenders Act; and (ii) appellate/revisional courts, when entertaining such appeals, may only affirm or set aside the probation order and substitute an appropriate sentence for the same offence, but cannot alter the conviction to a different offence. This decision preserves the limited scope of Section 11(4) while simultaneously affirming complainants’ participatory rights in probation-related appeals.

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    Prithvi Raj And Others v. Kamlesh Kumar And Another

    Arijit Pasayat, J.— Two interesting questions both revolving around Section 11 of the Probation of Offenders Act, 1958 (in short “the Act”) are involved in this appeal. Though the questions are essentially of law, a brief reference to the factual aspect would be necessary:

    The appellants faced trial for alleged commission of offences punishable under Sections 307, 323, 324 and 326 read with Section 149 of the Indian Penal Code, 1860 (in short “IPC”). Learned Sessions Judge, Karauli, Rajasthan, held that though accusations relating to Section 307, Section 307 read with Section 149 were not proved against the accused persons, offence of Section 324 IPC was proved against accused-appellant Prithvi Raj while offence under Section 324 read with Section 149 IPC was proved against others. Offence in terms of Section 323 IPC was held to be proved against Tej Raj and offence under Section 323 read with Section 149 was proved against others. Offence under Section 148 IPC was also held to be proved. After hearing the accused persons on the question of sentence, it was noticed that there was no allegation of any earlier involvement in crime against any of the accused persons, the incident was an old one, two of the accused were students and accused Ratan was an aged person. Taking into account all these facts the trial court held that compelling reasons were there for the accused persons to reform in life. Accordingly, while imposing sentence the trial court extended benefits under the Act and held that they were to be on probation for two years, to keep good behaviour and were to execute personal security of Rs 3000 each with similar amount of bail bonds. Each was ordered to pay Rs 1500 as compensation, out of which Rs 7500 was directed to be paid to injured Radhey Shyam.

    2. An appeal purported to be under Section 11(2) of the Act was filed before the High Court by the complainant contending that the benefits of Sections 3/4 of the Act were wrongly extended to the accused persons. It is to be noted that an appeal was preferred by the accused persons against the direction for payment of compensation. Same was registered as SB Criminal Appeal No. 458 of 1998 and was dismissed. The High Court held that Section 5 of the Act permitted compensation to be awarded when benefit of Section 4 of the Act was extended.

    3. In appeal filed by the de facto complainant, apart from questioning benefits under the Act, correctness of the conclusions regarding nature of offence was also assailed. The High Court was of the view that the trial court was not justified in holding that no offence under Section 307 or 326 was made out. It was held that the accused persons were liable to be held guilty for offence punishable under Section 326 IPC. The matter was remitted to the trial court to award sentence for such offence.

    4. In support of the appeal Mr L. Nageswara Rao, learned Senior Counsel submitted that scope and ambit of sub-section (4) of the Act has not been kept in view by the High Court. In appeal filed in terms of Section 11(2) of the Act, the appellate court or the High Court, as the case may be, has jurisdiction to set aside the order made under Section 3 or Section 4 and in lieu thereof pass sentence according to law. There was no scope for altering the nature of offence. Additionally, it was submitted that a de facto complainant has no right to file an appeal under sub-section (2) of Section 11. Strong reliance was placed on the decision of the Division Bench of the Calcutta High Court in Parmal Ghosh v. State of W.B 1984 Cri LJ 1302, (1984) 1 CHN 329 (Cal) There was no appearance for Respondent 1 (complainant).

    5. Learned counsel for the State supported the stand of the appellants as regards the scope of adjudication under Section 11(4) of the Act.

    6. In order to appreciate the issue involved it would be proper to quote Section 11 so far relevant. The provisions read as:

    “11. Courts competent to make order under the Act, appeal and revision and powers of courts in appeal and revision.—(1) Notwithstanding anything contained in the Code or any other law, an order under this Act may be made by any court empowered to try and sentence the offender to imprisonment and also by the High Court or any other court when the case comes before it on appeal or in revision.
    (2) Notwithstanding anything contained in the Code, where an order under Section 3 or Section 4 is made by any court trying the offender (other than a High Court), an appeal shall lie to the court to which appeals ordinarily lie from the sentences of the former court.
    (3) In any case where any person under twenty-one years of age is found guilty of having committed an offence and the court by which he is found guilty declines to deal with him under Section 3 or Section 4, and passes against him any sentence of imprisonment with or without fine from which no appeal lies or is preferred, then, notwithstanding anything contained in the Code or any other law, the court to which appeals ordinarily lie from the sentences of the former court may, either of its own motion or on an application made to it by the convicted person or the probation officer, call for and examine the record of the case and pass such order thereon as it thinks fit.
    (4) When an order has been made under Section 3 or Section 4 in respect of an offender, the appellate court or the High Court in the exercise of its power of revision may set aside such order and in lieu thereof pass sentence on such offender according to law:
    Provided that the appellate court or the High Court in revision shall not inflict a greater punishment than might have been inflicted by the court by which the offender was found guilty.”

    7. The first question is whether a de facto complainant can prefer an appeal under sub-section (2) of Section 11. The provision only speaks of the forum in which such appeal is to be decoded. It does not specifically provide as to who can prefer an appeal. There is a divergence in view as regards maintainability of appeal by the complainant. The Orissa and Patna High Courts have held that it was maintainable at the instance of the de facto complainant. (See Rajkishore Jena v. Raja AIR 1971 Ori 193 and Baidyanath Prasad v. Awadhesh Singh AIR 1964 Pat 358, (1964) 2 Cri LJ 176.) It was held by the Patna High Court that the complainant can file revision against the order of acquittal under the Code of Criminal Procedure, 1973 (in short “the Code”). Consequently, it was observed that the complainant has interest in conviction and sentence. The Orissa High Court dismissed the revision petition filed by the complainant holding that it had right of appeal to the Sessions Court under Section 11(2) of the Act. The Calcutta High Court in Parmal Ghosh v. State of W.B 1984 Cri LJ 1302, (1984) 1 CHN 329 (Cal) has taken a different view and held that the State has a right to be heard at the time of imposition of sentence but not the complainant. The role of the State Government is to ensure that the accused person is punished for the offence committed and adequate sentence is imposed. If the State is of the view that the sentence is inadequate it can move the higher court as provided in the Code.

    8. The language of Section 11(2) is unrestricted as to the person who can prefer an appeal. Therefore, there is no justification for confining the right only with the convicted person or even to the State. The issue can be looked at from another angle. Under the revisional jurisdiction the High Court in an appropriate case can direct retrial though it cannot convert the order of acquittal to an order of conviction. When an application in revision is allowed by the court against the order of acquittal at the instance of the private party, the High Court is obliged in law to remand the appeal. But in all other circumstances the High Court is competent to pass any order that may be passed by a court of appeal.

    9. It is to be noted that sub-section (2) of Section 11 commences with the expression “notwithstanding anything contained in the Code” and provides in unqualified terms that “an appeal shall lie to the court”. Under the Code the appeal proceedings are concerned only with orders of acquittal or conviction. While the provisions in Section 11(2) of the Act deal with something distinct from the fact of conviction or acquittal. The appeal under Section 11(2) of the Act is not against acquittal or conviction but the propriety of the order passed under Section 3 or Section 4 of the Act. The intention of the legislature apparently is to confer such a right both on the prosecution and the accused. The interest of the complainant is not totally lost sight of by the legislature. It is statutorily provided that revision application can be filed by the complainant against an order of acquittal. That being so, the complainant can prefer an appeal under Section 11(2) of the Act questioning propriety of the order passed under Section 3 or 4 of the Act. The view expressed by the Patna and the Orissa High Courts is the correct view and that of the Calcutta High Court is not correct. The said view is nullified.

    10. That brings us to the pivotal issue as to the scope and limit of interference in an appeal under Section 11(2) of the Act. Section 11(4) makes the position clear that only the propriety of the order passed under Section 3 or 4 in respect of offenders can be dealt with by the appellate court or the High Court, as the case may be. The appellate court or the High Court exercising revisional power may set aside such order, meaning passed either under Section 3 or Section 4 and in lieu thereof pass sentence on such offender. Obviously, the sentence can be imposed only in respect of the offence relating to which the order under Section 3 or Section 4 of the Act has been passed. There is no scope of altering nature of offence and for directing that the accused shall be convicted for another offence. The High Court was, therefore, not justified in directing that the conviction of the appellants shall be under Section 326 IPC. We find that the trial court had given adequate reasons for passing the order under Section 4 of the Act. That being so, the High Court was not justified to interfere with the benefit extended by the trial court under the Act.

    11. The judgment of the High Court is set aside and that of the trial court is restored.

    12. The appeal is allowed.

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    Comments

    Prithvi Raj And Others v. Kamlesh Kumar And Another
    (Sep 20, 2004)