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AMICUS AI
Citation Codes
Neutral Citations
2002 INSC 364
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Section 86 of the Act in Chapter III
  • Section 86(1), Section 117 of the Act
  • Section 81 or Section 82 or Section 117 of the Act
  • The Act
  • Section 117(1) of the Representation of the People Act
  • Section 117 of the Representation of the People Act, 1951
  • Section 86 of the Representation of the People Act, 1951
  • Section 86(1) of the Representation of the People Act, 1951
  • Section 81 of the Representation of the People Act, 1951
  • Section 81(3) of the Representation of the People Act
  • Section 117(1) of the Act
  • Section 86(1), Section 117 of the Representation of the People Act
  • Section 82 of the Representation of the People Act, 1951
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Cites
Cited by
Citation Codes
Neutral Citations
2002 INSC 364
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Section 86 of the Act in Chapter III
  • Section 86(1), Section 117 of the Act
  • Section 81 or Section 82 or Section 117 of the Act
  • The Act
  • Section 117(1) of the Representation of the People Act
  • Section 117 of the Representation of the People Act, 1951
  • Section 86 of the Representation of the People Act, 1951
  • Section 86(1) of the Representation of the People Act, 1951
  • Section 81 of the Representation of the People Act, 1951
  • Section 81(3) of the Representation of the People Act
  • Section 117(1) of the Act
  • Section 86(1), Section 117 of the Representation of the People Act
  • Section 82 of the Representation of the People Act, 1951
Smart Summary

Factual and Procedural Background

The appellant was declared elected to the Karnataka Legislative Assembly from the 35-Sandur Constituency in the September 1999 elections. Respondent 5, Heroji Lad, was the runner-up. Shivaji Rao Poal, the election agent of Respondent 5, filed an election petition under Section 81 of the Representation of the People Act, 1951, alleging various irregularities and corrupt practices.

Upon service of notice, the appellant moved an application under Section 86 of the Act seeking dismissal of the election petition on the ground of non-compliance with Section 117 (failure to deposit security for costs). The Karnataka High Court, by order dated 28-11-2000 in I.A. No. 31 of 1999, rejected this preliminary objection and held the petition maintainable. The present civil appeal challenges that decision.

Legal Issues Presented

  1. Whether the election petition was liable to be dismissed under Section 86(1) of the Representation of the People Act, 1951, for non-compliance with Section 117 regarding deposit of Rs 2,000 as security for costs.

Arguments of the Parties

Appellant’s Arguments

  • The receipt (Exhibit P-5) showed the security deposit was made in the name of Respondent 5, not by the election petitioner, Shivaji Rao Poal; hence there was non-compliance with Section 117.
  • Compliance with Section 117 is mandatory; failure attracts automatic dismissal under Section 86(1).
  • Relied on precedents such as Aeltemesh Rein v. Chandulal Chandrakar, Charan Lal Sahu v. Nandkishore Bhatt, Rajendra Singh v. Usha Rani, and M. Karunanidhi v. H.V. Hande to stress strict adherence to statutory requirements.

Respondent’s Arguments

  • The object of Section 117 is merely to ensure a security deposit exists to discourage frivolous petitions; the statute does not stipulate who must physically make the deposit.
  • Evidence, including testimony of Respondent 5, established that the election petitioner himself deposited the amount; the erroneous appearance of Respondent 5’s name on the receipt was immaterial.
  • The High Court’s view was supported by earlier Supreme Court authority recognising that while the requirement to deposit is mandatory, the mode and person of deposit are directory.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Chandrika Prasad, AIR 1959 SC 827 Illustrates permissibility of treating deposits made in a different name as substantial compliance. Referenced by the High Court (and affirmed by Supreme Court) to uphold validity of the deposit.
Budhi Nath Jha (citation not fully provided) Same line of authority supporting liberal interpretation of deposit formalities. Used by the High Court; Supreme Court noted but did not elaborate further.
K. Kamaraja Nadar v. Kunju Thevar, AIR 1958 SC 687; 1959 SCR 583 Holds that the requirement to deposit security is mandatory, but ancillary particulars (e.g., in whose favour) are directory. Relied upon to show that the name appearing on the receipt is not decisive if the deposit itself is made.
M. Karunanidhi v. H.V. Hande, (1983) 2 SCC 473; 2 SCR 629 Confirms that depositing money through procedures laid down by the High Court amounts to compliance; stresses distinction between mandatory and directory parts of Section 117. Cited as direct authority that deposit through bank to the Registrar’s credit is valid, reinforcing that the present deposit met statutory requirements.
Charan Lal Sahu v. Nandkishore Bhatt, (1973) 2 SCC 530; (1974) 1 SCR 294 Non-deposit of security at presentation is fatal; Section 117 is mandatory. Distinguished: in the present case, a deposit was in fact made.
Aeltemesh Rein v. Chandulal Chandrakar, (1981) 2 SCC 689; (1981) 3 SCR 142 Where no deposit is actually made, petition must be dismissed. Distinguished on facts; here the deposit existed.
Rajendra Singh v. Usha Rani, (1984) 3 SCC 339; (1984) 3 SCR 22 Concerned Section 81(3) (attestation of copies), not Section 117. Held irrelevant to the present controversy.

Court's Reasoning and Analysis

The Supreme Court first reiterated that Section 117 makes the deposit of Rs 2,000 at the time of presenting an election petition mandatory. However, relying on a consistent line of authority, the Court emphasised that:

  • The fact of deposit is mandatory; the mode, manner, or identity of the depositor is governed by High Court rules and is directory.
  • Evidence on record—including testimony of both the election petitioner and Respondent 5—established that the sum of Rs 2,000 was deposited by the election petitioner himself, even though the receipt bore Respondent 5’s name.
  • Precedents such as M. Karunanidhi and Kamaraja Nadar support treating such procedural deviations as substantial compliance so long as the statutory purpose (availability of security for costs) is fulfilled.
  • Decisions like Charan Lal Sahu and Aeltemesh Rein, where no deposit was made at all, were distinguished because the factual premise in those cases (absence of deposit) was not present here.

On this reasoning, the Court upheld the High Court’s conclusion that Section 117 was complied with and that dismissal under Section 86(1) was unwarranted.

Holding and Implications

APPEAL DISMISSED. The election petition is maintainable; the High Court’s order stands affirmed.

Implications: The decision reinforces the principle that while the requirement to furnish security for costs is mandatory, technical defects in the manner or name under which the deposit is made will not defeat an election petition if the amount is in fact deposited in accordance with relevant High Court rules. No new legal doctrine is created, but existing jurisprudence favouring substantial compliance is reaffirmed.

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    M.Y Ghorpade v. Shivaji Rao M. Poal And Others

    G.B Pattanaik, J.— This appeal is directed against the order dated 28-11-2000 of the Karnataka High Court passed in Interlocutory Application No. 31 of 1999. The appellant was declared elected to the Karnataka Legislative Assembly from 35, Sandur Assembly Constituency in the election held during September 1999. Respondent 5 Heroji Lad had also contested the said election and had secured the second highest number of votes. Shivaji Rao Poal, who was the election agent of the said Respondent 5, filed an election petition under Section 81 of the Representation of the People Act, 1951 (hereinafter referred to as “the Act”) challenging the election of the appellant on various grounds including the ground of commission of corrupt practice. In accordance with the prescribed procedure, the appellant on being served with the notice of the election petition, appeared before the High Court and filed an application for dismissal of the election petition under Section 86 of the Act on the ground that there has been non-compliance with Section 117 of the Act. The High Court by the impugned order having rejected the preliminary objection and having held the election petition to be maintainable, the present appeal has been preferred. The only question that arises for consideration in the appeal is whether there has been non-compliance with Section 117 of the Act. Section 86 of the Act in Chapter III deals with the trial of election petition and Section 86(1) states that the High Court shall dismiss an election petition which does not comply with the provisions of Section 81 or Section 82 or Section 117. Section 117 of the Act deals with the security for cost and reads thus:

    “117. Security for costs.—(1) At the time of presenting an election petition, the petitioner shall deposit in the High Court in accordance with the Rules of the High Court a sum of two thousand rupees as security for the costs of the petition.
    (2) During the course of the trial of an election petition, the High Court may, at any time, call upon the petitioner to give such further security for costs as it may direct.”

    2. There cannot be any dispute that if the High Court comes to the conclusion that the election petition had not complied with the provisions of Section 117, then that election petition has to be dismissed.

    3. The appellant alleged that a sum of Rs 2000 had been deposited in the High Court of Karnataka by Heroji Lad, Respondent 5, and not by Shivaji Rao Poal, the election petitioner and, therefore, there has been non-compliance with Section 117 of the Act, inasmuch as under the aforesaid provision the requirement of law is that the petitioner shall deposit in the High Court in accordance with the rules of the High Court a sum of Rs 2000 as security for the cost of the petition. The High Court considered the averments made in the election petition to the effect that the petitioner had deposited the cost of Rs 2000 in the name of Respondent 5 and also the evidence of Respondent 5 indicating that he had never deposited the security amount of Rs 2000, and it is the election petitioner who had deposited and considered the provisions of the rules of the Karnataka High Court as well as the document Exhibit P-5, which had been enclosed with the election petition, and came to hold that the deposit in question had been made by the petitioner and the same has to be taken as security for the cost of the election petition, and as such there has been compliance with Section 117 of the Act. In coming to this conclusion the High Court relied upon the decisions of the Court in the cases of Chandrika Prasad AIR 1959 SC 827, Budhi Nath Jha, Kamaraja Nadar AIR 1958 SC 687, 1959 SCR 583 and M. Karunanidhi (1983) 2 SCC 473, (1983) 2 SCR 629.

    4. Mr S.S Javali, learned Senior Counsel appearing for the appellant contended with force that the conclusion of the High Court is wholly erroneous and by no stretch of imagination the amount deposited as cost under Exhibit P-5 can be construed to be a deposit made by the election petitioner Shri Shivaji Rao Poal, and therefore, the election petition ought to have been dismissed for non-compliance with the mandatory requirements of Section 117 of the Act as provided in Section 86(1). Mr Javali, the learned Senior Counsel relied upon the decisions of this Court in the cases of Aeltemesh Rein v. Chandulal Chandrakar (1981) 2 SCC 689, (1981) 3 SCR 142, Charan Lal Sahu v. Nandkishore Bhatt (1973) 2 SCC 530, (1974) 1 SCR 294, Rajendra Singh v. Usha Rani (1984) 3 SCC 339, (1984) 3 SCR 22 and M. Karunanidhi v. H.V Hande (1983) 2 SCC 473, (1983) 2 SCR 629. Mr Srinivasan, learned counsel appearing for the respondent, on the other hand contended, that the Act having provided for deposit of Rs 2000 as security for the cost with the sole purpose of discouraging frivolous election petition and for compensating the parties on the basis of the result of the election petition, and there being no requirement of law as to who could deposit the said amount, in the case in hand the amount having been deposited by the election petitioner himself, the High Court rightly came to the conclusion that there has been compliance with Section 117 of the Act, and therefore, the same need not be interfered with by this Court. According to the learned counsel the conclusion of the High Court is fortified by the evidence of Respondent 5 who unequivocally indicated that he had never deposited the sum of Rs 2000 though ostensibly his name appears to be on the receipt Exhibit P-5.

    5. Before examining the different decisions of this Court on which the parties have relied upon and looking at the provision of Section 117 of the Act, it is crystal clear to us that the aforesaid provision requires deposit of Rs 2000 as security for the cost has to be made at the time of presenting an election petition. The object of having the aforesaid provision could be to discourage entertaining frivolous election petitions and to make provision for cost in favour of the parties who ultimately succeed in the election petition. Sub-section (2) of Section 117 authorises the High Court to call upon an election petitioner during the course of the trial of an election petition, to give such further security which may be necessary, depending upon the facts and circumstances of the case. It would, therefore, be apparent that the requirement of making a security deposit of Rs 2000 is mandatory and the same has to be made while presenting an election petition, but the mode of deposit as well as the person who could make a deposit has to be complied with in accordance with the rules of the High Court in question and, as such has been held to be directory in several decisions of this Court.

    6. In Charan Lal Sahu v. Nandkishore Bhatt (1973) 2 SCC 530, (1974) 1 SCR 294 the appellant while presenting the election petition had not deposited the cost of Rs 2000, as required under Section 117 of the Act. The election petition having been dismissed by the High Court on that ground, the matter had been carried to this Court and this Court held that the provisions of Section 117 of the Act are mandatory and the High Court is not competent to reduce the amount of security deposited or to dispense with it, and consequently the non-deposit of security amount along with the election petition leaves no option to the Court but to reject the election petition. We fail to understand how this decision is of any assistance to the case in hand where it is not disputed, that a sum of Rs 2000 had been deposited by the election petitioner, as is apparent from the evidence of the election petitioner as well as the evidence of Respondent 5.

    7. In Aeltemesh Rein v. Chandulal (1981) 2 SCC 689, (1981) 3 SCR 142 the election petitioner had stated in the petition that the security amount of Rs 2000 was being deposited, but in fact no such deposit had been made and on that score the High Court dismissed the petition for non-compliance with the provisions of Section 117. On an appeal being carried, this Court upheld the order of the High Court on a conclusion that under Section 86(1) there is no option left for the High Court but to dismiss an election petition which does not comply with the provisions of Section 117. In our considered opinion, this decision also is of no application to the case in hand unless it is held that even though the amount was deposited by the election petitioner yet that would not enure to his benefit since the deposit had been made in the name of somebody else.

    8. The next decision relied upon by Mr Javali is the case of Rajendra Singh v. Usha Rani (1984) 3 SCC 339, (1984) 3 SCR 22. In this case the provisions of Section 117 of the Representation of the People Act had not come up for consideration and on the other hand the allegation was that there has been an infraction of Section 81(3) of the Act since the copy of the petition served upon the applicant was neither attested to be a true nor a correct copy of the original petition. Since this contention had not been raised by Mr Javali, learned counsel appearing for the appellant, we need not delve into the ratio of the aforesaid case.

    9. In M. Karunanidhi v. H.V Hande (1983) 2 SCC 473, (1983) 2 SCR 629 provisions of Section 117(1) of the Representation of the People Act directly came up for consideration. In this case the Assistant Registrar of the High Court directed that the amount of security be deposited to the credit of the Registrar of the High Court in Reserve Bank of India and in pursuance of the direction, the election petitioner deposited the sum of Rs 2000 with a pre-receipted challan issued by the Accounts Department to the credit of the Registrar of the High Court and Reserve Bank of India had made the endorsement that it had received in cash. The contention of the applicant assailing the maintainability of the election petition was that there has been non-compliance with Section 117(1) of the Act inasmuch as Rule 8 of the Election Petitions Rules provides that money should be deposited in the High Court in cash and that Rule must be held to be forming a part of sub-section (1) of Section 117. It was thus contended that the deposit of money in Reserve Bank of India to the credit of the Registrar, High Court cannot be construed to be a compliance with the mandatory requirements of Section 117(1) of the Act. This contention was repelled by this Court and it was held that there was nothing wrong in the procedure adopted in making the deposit and when the amount so deposited with a pre-receipted challan issued by the Accounts Department to the credit of the Registrar, High Court and Reserve Bank of India made the endorsement (received in cash), it must be regarded that the payment was made in the High Court and the pre-receipted challan bearing the endorsement must be treated as the receipt of the Registrar. This Court relied upon the earlier decision of this Court in the case of K. Kamaraja Nadar v. Kunju Thevar AIR 1958 SC 687, 1959 SCR 583 which was a case under the provisions of Section 117 of the Act, as it stood prior to its amendment, wherein also the receipt showed that the deposit had been made but did not show that the deposit had been made in favour of the Secretary to the Election Commission. One of the questions that arose was whether the expression “in favour of the Election Commission”, contained in Section 117, as it stood then, was mandatory in character or not, and this Court held that the first part of Section 117 though was mandatory, but not the later part. It is not necessary to multiply authorities on the point, but suffice it to say, that the sum of Rs 2000 must be deposited while filing an election petition and that is undoubtedly mandatory, but through whom the amount will be deposited etc. cannot be held to be mandatory. That being the position, and in the case in hand the evidence of the election petitioner as well as the evidence of Respondent 5 unequivocally pointing out that it is the election petitioner who deposited the amount of Rs 2000, we see no infirmity with the conclusion of the High Court that there has been compliance with Section 117 of the Act and consequently the election petition has been rightly held to be maintainable and could not have been dismissed under Section 86 on the ground of non-compliance with Section 117 of the Act. We, therefore, do not find any merit in the appeal, which is accordingly dismissed. There will be no order as to costs.

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    M.Y Ghorpade v. Shivaji Rao M. Poal And Others
    (Sep 4, 2002)