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AMICUS AI
Citation Codes
Neutral Citations
2000 INSC 247
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Section 3 of the U.P Public Services (Tribunal) Act, 1976
  • Article 311 of the Constitution
  • Article 16 of the Constitution
  • Article 311(2) of the Constitution
  • U.P Pradeshik Armed Constabulary Act, 1948
  • Article 226 of the Constitution
  • Section 5, Subsection 2 of the 1983 Income Tax Act
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Cites
Cited by
Citation Codes
Neutral Citations
2000 INSC 247
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Section 3 of the U.P Public Services (Tribunal) Act, 1976
  • Article 311 of the Constitution
  • Article 16 of the Constitution
  • Article 311(2) of the Constitution
  • U.P Pradeshik Armed Constabulary Act, 1948
  • Article 226 of the Constitution
  • Section 5, Subsection 2 of the 1983 Income Tax Act
Smart Summary

Factual and Procedural Background

The appellant was recruited on 1-10-1985 as a Constable in the 34th Battalion, Pradeshik Armed Constabulary, Uttar Pradesh, under the U.P. Pradeshik Armed Constabulary Act, 1948. After completing training on 6-9-1986 he was placed on a two-year probation, which ended on 5-9-1988 without adverse remarks.

On 24-6-1989, while the battalion was camping at Ghat Varanasi for flood-relief training, a quarrel broke out between two constables. A preliminary inquiry conducted by the Assistant Commandant found several constables, including the appellant, guilty of indiscipline. Relying on Rule 3 of the U.P. Temporary Government Servants (Termination of Service) Rules, 1975, the State issued an innocuously worded termination notice dated 19-7-1989.

The appellant challenged the order before the U.P. Public Services Tribunal, which on 18-1-1993 set it aside as punitive. The State’s writ petition succeeded before the High Court on 27-11-1997, leading to the present appeal before the Supreme Court.

Legal Issues Presented

  1. Whether a probationary/temporary constable acquires “permanent” status merely on expiry of the prescribed probationary period in the absence of a formal order of confirmation.
  2. Whether the order dated 19-7-1989 is a termination simpliciter permissible under Rule 3 of the 1975 Rules or a punitive order attracting the safeguards of Article 311(2) of the Constitution.
  3. Whether non-compliance with the procedure prescribed in paragraph 541 of the U.P. Police Regulations vitiates the termination of a probationer.

Arguments of the Parties

Appellant’s Arguments

  • The ostensibly innocuous termination is in substance punitive because it is founded on allegations of misconduct revealed in the preliminary inquiry.
  • Article 311(2) protections apply; a regular departmental inquiry was mandatory before removal.
  • The Tribunal’s finding on the punitive nature of the order is a finding of fact that the High Court could not disturb in writ jurisdiction.
  • After successful completion of probation, the appellant had effectively attained permanent status and could not be removed by notice alone.

Respondents’ Arguments

  • The appellant was a temporary employee whose services were terminable at any time on one month’s notice under the 1975 Rules.
  • The preliminary inquiry merely assessed general discipline; therefore the termination remained non-punitive.
  • No prior adverse material existed, so the State was entitled to dispense with his services in public interest.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Samsher Singh v. State of Punjab (1974) 2 SCC 831 “Motive” vs. “foundation” test; form of order not decisive. Reiterated to examine whether the order, though innocuous in form, was based on misconduct.
State of U.P. v. Kaushal Kishore Shukla (1991) 1 SCC 691 Preliminary inquiry alone does not make a termination order punitive. High Court relied on it; Supreme Court distinguished on facts.
State of Punjab v. Dharam Singh AIR 1968 SC 1210 No automatic confirmation on completion of probation. Used to reject appellant’s claim of automatic permanency.
Pratap Singh v. U.T. Chandigarh (1979) 4 SCC 263 Specific confirmation order necessary for permanent status. Cited for the same proposition.
Municipal Corporation, Raipur v. Ashok Kumar Misra (1991) 3 SCC 325 Reaffirmation of need for express confirmation. Supported conclusion that appellant remained probationer.
Parshotam Lal Dhingra v. Union of India AIR 1958 SC 36 Distinction between motive and foundation; protection under Art. 311(2). Framework adopted to test the impugned order.
State of Bihar v. Gopi Kishore Prasad AIR 1960 SC 689 Termination based on inquiry into misconduct is punitive. Analogous to appellant’s case; relied upon.
State of Orissa v. Ram Narayan Das AIR 1961 SC 177 Compliance with rule similar to para 541 avoids punitive label. Contrasted with present non-compliance.
Ranendra Chandra Banerjee v. Union of India AIR 1963 SC 1552 Notice under rule 55-B (akin to para 541) mandatory but non-punitive if followed. Used to show how compliance would have validated action.
Jagdish Mitter v. Union of India AIR 1964 SC 449 Form not conclusive; court may look behind order. Supports lifting the veil.
Madan Gopal v. State of Punjab AIR 1963 SC 531 Court can examine whether order is founded on misconduct. Relied upon in analysis.
Champaklal C. Shah v. Union of India AIR 1964 SC 1854 No Art. 311(2) protection where inquiry only assesses suitability. Distinguished; present inquiry targeted misconduct.
State of Punjab v. Sukh Raj Bahadur AIR 1968 SC 1089 Five propositions on termination of probationers/temporaries. Cited as guiding principles.
Union of India v. R.S. Dhaba (1969) 3 SCC 603 Reaffirmation of motive/foundation distinction. Part of survey of settled law.
State of Bihar v. Shiva Bhikshuk Mishra (1970) 2 SCC 871 Motive vs. foundation; form not conclusive. Included in historical review.
R.S. Sial v. State of U.P. (1975) 3 SCC 111 Same principle as above. Referenced in chain of authority.
State of U.P. v. Sughar Singh (1974) 1 SCC 218 Penal consequences render order punitive. Part of doctrinal backdrop.
Shri Madhav Laxman Vaikunthe v. State of Mysore AIR 1962 SC 8 Reversion/termination principles. Cited in context of penal consequences.
State of Bombay v. F.A. Abraham AIR 1962 SC 794 Similar to above. Referred to in discussion of penalties.
State of Punjab v. Prakash Singh Cheema (1975) 4 SCC 84 Concurrent finding that order was punitive upheld. Illustrative precedent.
State of U.P. v. Ram Chandra Trivedi (1976) 4 SCC 52 Clarified no conflict in precedent; foundation test decisive. Cited to show legal clarity.
Regional Manager v. Pawan Kumar Dubey (1976) 3 SCC 334 Ratio decidendi depends on facts; one extra fact can alter result. Quoted to explain apparent conflicts.
Commodore Commanding, SNA v. V.N. Rajan (1981) 2 SCC 636 Termination for unsuitability sans stigma is valid. Contrasted with present case involving stigma.
Gujarat Steel Tubes Ltd. v. GST Mazdoor Sabha (1980) 2 SCC 593 Courts may “lift the veil” to determine real nature of discharge. Approach followed.
ONGC v. Dr M.S. Iskender Ali (1980) 3 SCC 428 Reiteration of earlier tests. Part of jurisprudential survey.
Nepal Singh v. State of U.P. (1980) 3 SCC 288 Termination during drive to weed out unsuitable officers upheld. Distinguished on facts.
Nepal Singh v. State of U.P. (1985) 1 SCC 56 Termination on ground of corrupt reputation requires objective material. Used to emphasise need for care and fairness.
Anoop Jaiswal v. Govt. of India (1984) 2 SCC 369 Discharge based on misconduct is punitive. Supports appellant.
Shesh Narain Awasthy v. State of U.P. (1988) 2 LLJ 99 (SC) Termination for union activity held punitive. Illustrative precedent.
Ravindra Kumar Misra v. U.P. State Handloom Corp. 1987 Supp SCC 739 Transformation of motive into foundation examined case-wise. Referential support for test applied.
Commr., Food & Civil Supplies v. Prakash Chandra Saxena (1994) 5 SCC 177 Considered in Radhey Shyam Gupta on same theme. Part of survey of later cases.
Radhey Shyam Gupta v. U.P. State Agro Industries Corp. (1999) 2 SCC 21 Comprehensive review confirming absence of conflict and endorsing veil-lifting. Cited to reaffirm governing principles.

Court's Reasoning and Analysis

1. Status of the Appellant: Paragraph 541 of the U.P. Police Regulations requires an express order of confirmation; mere completion of two years’ probation does not confer permanency. Precedents such as Dharam Singh and Pratap Singh were invoked to reject the plea of automatic confirmation.

2. Scope of Article 311(2): Even temporary or probationary servants are protected if the order is punitive. The Court adopted the established “motive” versus “foundation” test drawn from Parshotam Lal Dhingra, Samsher Singh and successive cases.

3. Nexus between Preliminary Inquiry and Termination: The preliminary inquiry was not to gauge general suitability but to ascertain the appellant’s involvement in a specific act of misconduct (joining a quarrel, using filthy language and assault). The termination order, though innocuous in wording, was founded on that misconduct, rendering it punitive.

4. Non-compliance with Mandatory Procedure: Paragraph 541(2) mandates that a probationer be supplied with specific complaints and allowed to show cause before discharge. The appellant received no such notice; hence, even a non-punitive termination would have been invalid for procedural breach.

5. Distinguishing High Court Authority: The High Court’s reliance on Kaushal Kishore Shukla was misplaced because in the present case (a) the inquiry targeted misconduct, not general suitability, and (b) procedural safeguards under para 541 were ignored.

Holding and Implications

Holding: The Supreme Court ALLOWED the appeal, set aside the High Court’s judgment, and restored the Tribunal’s order quashing the termination.

Implications: The decision reinforces that (i) probationers do not attain permanency absent express confirmation, yet (ii) they enjoy Article 311(2) protection where termination is rooted in misconduct. It also underscores that compliance with paragraph 541 of the U.P. Police Regulations is mandatory; failure to supply notice and seek explanation invalidates the discharge. No new legal principle was created, but existing jurisprudence on “motive” versus “foundation” was affirmed and applied to Police service regulations.

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    Chandra Prakash Shahi v. State Of U.P And Others

    S. Saghir Ahmad, J.— Leave granted.

    2. What is “motive”; what is “foundation”; what is the difference between the two; these are questions which are said to be still as baffling as they were when Krishna Iyer, J. in Samsher Singh v. State of Punjab (1974) 2 SCC 831, (1975) 1 SCR 814, AIR 1974 SC 2192, observed as under:

    “Again, could it be that if you summarily pack off a probationer, the order is judicially unscrutable and immune? If you conscientiously seek to satisfy yourself about allegations by some sort of inquiry you get caught in the coils of law, however, harmlessly the order may be phrased. And so, this sphinx-complex has had to give way in later cases. In some cases the rule of guidance has been stated to be ‘the substance of the matter’ and the ‘foundation’ of the order. When does ‘motive’ trespass into ‘foundation’? When do we lift the veil of ‘form’ to touch the ‘substance’? When the court says so. These ‘Freudian’ frontiers obviously fail in the workaday world….”

    3. But, as we shall presently see, the law, on account of recent judgments concerning the services of a probationer, is fairly well settled and there is no cause for being confounded or bewildered. The perplexity which, at one time, surrounded the torrid question involved in this case has yielded to the clarity of reasons propounded by this Court from time to time in recent times to which a reference shall be made during the course of this discussion.

    4. The appellant was recruited on 1-10-1985 as a Constable in the 34th Battalion, Pradeshik Armed Constabulary, U.P under the U.P Pradeshik Armed Constabulary Act, 1948. He completed his training on 6-9-1986 and was, thereafter, placed on probation for a period of two years. He completed his period of probation on 5-9-1988 but a year later, on 19-7-1989, his services were terminated by a simple notice in terms of Rule 3 of the U.P Temporary Government Servants (Termination of Service) Rules, 1975. The order of termination was challenged by the appellant before the U.P Public Service Tribunal which, by its judgment dated 18-1-1993, allowed the claim petition and set aside the order dated 19-7-1989 by which the services of the appellant were terminated. Respondents 1 and 2, thereafter, approached the High Court through a writ petition which was allowed on 27-11-1997 and the judgment passed by the Tribunal was set aside.

    5. Learned counsel for the appellant has contended that the order by which the services of the appellant were terminated, though innocuous apparently, was, in fact, punitive in nature. The appellant, it is contended, could not have been removed from service without holding a regular departmental enquiry. It is further contended that the courts including the Tribunal constituted under the U.P Public Services (Tribunal) Act, 1976 have full jurisdiction to go behind the order to find out whether it was an order of termination simpliciter or it was an order passed by way of punishment. It is pointed out that this aspect of the matter was considered by the Tribunal which, on the basis of the facts set out in the counter-affidavit filed on behalf of the respondents as also the entire service record of the appellant which was produced before it, came to the conclusion that the order was punitive in nature. This finding, it is contended, could not have been disturbed by the High Court in a writ petition under Article 226 of the Constitution.

    6. Learned counsel for the respondents has, on the contrary, contended that the appellant was a temporary employee and, therefore, his services could be terminated at any time by giving him a month's notice in terms of the U.P Temporary Government Servants (Termination of Service) Rules, 1975. In the counter-affidavit filed before the Tribunal before which the order dated 19-7-1989 (termination order) was challenged by the appellant, it was, inter alia, stated that on 24-6-1989 while camping at Ghat Varanasi for Flood Relief Training, a quarrel had taken place between two Constables as a result of which Constable Arun Prakas Tewari used filthy and unparliamentary language against Constable Radhey Shyam Pandey. He also caused injuries to Constable Radhey Shyam Pandey by kicks and fists. He was joined by Constable Rajesh Kumar Pandey. Other Constables also joined the fray. A preliminary inquiry was conducted by Shri Kailash Chaube, Assistant Commandant, PAC and a few Constables including the appellant were found guilty of indiscipline and misbehaviour and it was for this reason that the services of the appellant were terminated. The respondents admitted in the counter-affidavit that there was no adverse material against the appellant before the incident in question. The original records which were produced before the Tribunal and were scrutinised by it indicated that the order by which the services of the appellant were terminated was passed on account of his alleged involvement in the quarrel between the Constables at the Ghat Varanasi Camp. The Tribunal has found as under:

    “The preliminary inquiry File No. Ja-2/89 relating to the petitioner and other Constables of the 34th Battalion, PAC, Varanasi from pp. 21/34 to 22/33 dated 26-6-1989 shows that the inquiry was conducted by Shri Kailash Chaube, Assistant Commandant, 34th Battalion, PAC, Varanasi and in the preliminary inquiry report he concluded at pp. 21/34 to 22/37 that the petitioner along with others had indulged in a misconduct of hurling blows and used filthy language to the superior officers of the Department and he was found guilty along with others for the said misconduct and misbehaviour. Thereafter on internal p. 6 the impugned order of termination dated 19-7-1989 was passed in respect of the petitioner and on the same day he was served the copy of the order.”

    7. It was in view of the above finding that the termination order was held to be punitive in nature and was consequently set aside by the Tribunal but the High Court relying upon the decision of this Court in State of U.P v. Kaushal Kishore Shukla (1991) 1 SCC 691, (1991) 16 ATC 498, (1991) 1 SCR 29 quashed the order of the Tribunal.

    8. The first contention of the learned counsel for the appellant is about the status of the appellant. Learned counsel has contended that the appellant could not have been legally removed from service, except by way of disciplinary action in accordance with the requirements of Article 311(2) of the Constitution. It is contended that after completion of the period of probation, the appellant had acquired “permanent” status and, therefore, his services could not have been terminated by a mere notice or a month's pay in lieu thereof. This argument cannot be accepted.

    9. An assertion that on completion of the period of probation the appellant had acquired “permanent” status is based on a misreading of the provisions of para 541 of the U.P Police Regulations, relevant portion of which is quoted below:

    “541. (1) Recruits will be on probation for a period of two years, except that—
    (a) those recruited directly in the Criminal Investigation Department or District Intelligence Staff will be on probation for three years, and
    (b) those transferred to the Mounted Police will be governed by the directions contained in para 84 of the Police Regulations.
    If during the period of probation their conduct and work have been satisfactory and they are approved by the Deputy Inspector General of Police at the end of the period of probation for service in the force the Superintendent of Police will confirm them in their appointment.”

    10. A perusal of the above provision would indicate that the period of probation is two years. The Regulation is silent as to the maximum period beyond which the period of probation cannot be extended. In the absence of this prohibition, even if the appellant completed two years of probationary period successfully and without any blemish, his period of probation shall be treated to have been extended as a “permanent” status can be acquired only by means of a specific order of confirmation.

    11. This Court in State of Punjab v. Dharam Singh AIR 1968 SC 1210, (1968) 3 SCR 1 ruled out the proposition of automatic confirmation on completion of the period of probation. This Court ruled that the “permanent” status can be acquired only by a specific order confirming the employee on the post held by him on probation. To the same effect is the decision in Pratap Singh v. Union Territory of Chandigarh (1979) 4 SCC 263, (1980) 1 SCR 487, AIR 1980 SC 57. In Municipal Corpn. Raipur v. Ashok Kumar Misra (1991) 3 SCC 325, (1991) 16 ATC 927, (1991) 2 SCR 320, AIR 1991 SC 1402 the same principles were reiterated. In view of the above, the contention that the appellant had acquired “permanent” status cannot be accepted. His status was that of a probationer.

    12. Now, it is well settled that the temporary government servants or probationers are as much entitled to the protection of Article 311(2) of the Constitution as the permanent employees despite the fact that temporary government servants have no right to hold the post and their services are liable to be terminated at any time by giving them a month's notice without assigning any reason either in terms of the contract of service or under the relevant statutory rules regulating the terms and conditions of such service. The courts can, therefore, lift the veil of an innocuously-worded order to look at the real face of the order and to find out whether it is as innocent as worded. (See: Parshotam Lal Dhingra v. Union of India AIR 1958 SC 36, 1958 SCR 828.) It was explained in this decision that inefficiency, negligence or misconduct may have been the factors for inducing the Government to terminate the services of a temporary employee under the terms of the contract or under the statutory Service Rules regulating the terms and conditions of service which, to put it differently, may have been the motive for terminating the services but the motive by itself does not make the order punitive unless the order was “founded” on those factors or other disqualifications.

    13. Following the decision of Parshotam Lal Dhingra case AIR 1958 SC 36, 1958 SCR 828 this Court in State of Bihar v. Gopi Kishore Prasad AIR 1960 SC 689, (1960) 1 LLJ 577 held that if the services of a probationer are terminated on the basis of an inquiry into the allegations of misconduct and inefficiency, the order would be punitive. It was pointed out that in the case of a probationer, it is always open to the Government to hold an inquiry merely to assess the merits of the employee to find out whether he was fit to be retained in service and confirmed. In another case relating to a probationer, namely, in State of Orissa v. Ram Narayan Das AIR 1961 SC 177, (1961) 1 SCR 606 where the services were governed by Rule 55-B of the Civil Services (Classification, Control and Appeal) Rules which provided that where the services of a probationer were intended to be terminated either during the period of probation or at the end of that period for any fault or on account of his unsuitability, he would be apprised of the grounds of unsuitability and would also be afforded an opportunity to show cause against it before orders are passed against him, it was held that the termination order would not become punitive merely because of an antecedent inquiry but the real object or purpose of the inquiry had to be found out whether it was held merely to assess the general unsuitability of the employee or it was held into charges of misconduct or inefficiency etc. In Ranendra Chandra Banerjee v. Union of India AIR 1963 SC 1552, (1964) 2 SCR 135 which again was a case relating to a probationer, it was held that on account of Rule 55-B of the Civil Services (Classification, Control and Appeal) Rules if the inquiry was held for the limited purpose of finding out whether the employee was fit to be retained or not, the said inquiry would not make the order punitive as the inquiry could not be related to any misconduct of the employee. This view was reiterated in Jagdish Mitter v. Union of India AIR 1964 SC 449, (1964) 1 LLJ 418. In Madan Gopal v. State of Punjab AIR 1963 SC 531, (1963) 3 SCR 716 the order by which the services of the employee were terminated was an order simpliciter in nature, which was innocuously worded, but it was held by this Court that the form of the order was not decisive and the Court could go behind that order to find out whether it was founded upon the misconduct of the employee.

    14. These cases, namely, State of Bihar v. Gopi Kishore Prasad AIR 1960 SC 689, (1960) 1 LLJ 577, State of Orissa v. Ram Narayan Das AIR 1961 SC 177, (1961) 1 SCR 606, Madan Gopal v. State of Punjab AIR 1963 SC 531, (1963) 3 SCR 716 and Jagdish Mitter v. Union of India AIR 1964 SC 449, (1964) 1 LLJ 418 were considered by this Court in Champaklal Chimanlal Shah v. Union of India AIR 1964 SC 1854, (1964) 5 SCR 190 where the services of the appellant, who was a temporary employee, were terminated by giving him a simple notice specifying therein that the services would stand terminated with effect from the date mentioned therein. But, before the termination of his services, he was called upon to explain certain irregularities and was also asked to submit his explanation, but no regular departmental enquiry was held. It was held that since no punitive action was taken against the appellant, there was no question of the applicability of Article 311(2) of the Constitution.

    15. In another significant decision in State of Punjab v. Sukh Raj Bahadur AIR 1968 SC 1089, (1968) 3 SCR 234 where the respondent, who was officiating in the Punjab Civil Service (Executive Branch) was reverted to his substantive post in the Delhi Administration after issuing him a charge-sheet to which a reply was submitted by the respondent but the disciplinary inquiry was not proceeded with, and an order of reversion was passed, it was held that the order could not be treated to have been passed by way of punishment. The Court laid down the following propositions:

    “1. The services of a temporary servant or a probationer can be terminated under the rules of his employment and such termination without anything more would not attract the operation of Article 311 of the Constitution.
    2. The circumstances preceding or attendant on the order of termination of service have to be examined in each case, the motive behind it being immaterial.
    3. If the order visits the public servant with any evil consequences or casts an aspersion against his character or integrity, it must be considered to be one by way of punishment, no matter whether he was a mere probationer or a temporary servant.
    4. An order of termination of service in unexceptionable form preceded by an inquiry launched by the superior authorities only to ascertain whether the public servant should be retained in service, does not attract the operation of Article 311 of the Constitution.
    5. If there be a full-scale departmental enquiry envisaged by Article 311, i.e, an enquiry officer is appointed, a charge-sheet submitted, explanation called for and considered, any order of termination of service made thereafter will attract the operation of the said article.”

    16. These principles as also the principle laid down in Champaklal case AIR 1964 SC 1854, (1964) 5 SCR 190 were reiterated by this Court in Union of India v. R.S Dhaba (1969) 3 SCC 603, State of Bihar v. Shiva Bhikshuk Mishra (1970) 2 SCC 871, (1971) 2 SCR 191, AIR 1971 SC 1011, R.S Sial v. State of U.P (1975) 3 SCC 111, (1974) 3 SCR 754, AIR 1974 SC 1317 and it was laid down that in order to attract the provisions of Article 311(2) it has to be seen whether the misconduct or negligence was a mere motive for the order of reversion or termination or whether it was the very foundation of that order. It was again reiterated that the form of the order was not conclusive of its true nature and the court has to examine the entirety of circumstances preceding or attendant on the order of termination. To the same effect is the decision of this Court in State of U.P v. Sughar Singh (1974) 1 SCC 218, (1974) 2 SCR 335, AIR 1974 SC 423 which related to reversion and in which reliance was placed on two earlier decisions in Madhav Laxman Vaikunthe v. State of Mysore AIR 1962 SC 8, (1962) 1 SCR 886 and State of Bombay v. F.A Abraham AIR 1962 SC 794, 1962 Supp (2) SCR 92. It was, however, laid down that if the order visits the employee with penal consequences, the order would be punitive. It was for this reason that the order of reversion in that case was held to be bad.

    17. In the same year, came the Seven-Judge Bench decision of this Court in Samsher Singh v. State of Punjab (1974) 2 SCC 831, (1975) 1 SCR 814, AIR 1974 SC 2192 in which “motive” and “foundation” theory was reiterated and it was laid down that the question whether an order terminating the services of a temporary employee or a probationer was by way of punishment or not would depend on the facts and circumstances of each case. The form of the order, it was observed, was not conclusive and an innocuously-worded order, terminating the services of a temporary employee or a probationer may, in the facts of the case, be found to have been passed on account of serious and grave misconduct in utter violation of Article 311(2) of the Constitution.

    18. This decision was followed in State of Punjab v. Prakash Singh Cheema (1975) 4 SCC 84, AIR 1975 SC 1096 and the termination order, regarding which a concurrent finding of fact was recorded by the trial court, the lower appellate court and also by the High Court in second appeal that it was punitive in nature, was held to be bad.

    19. While the judicial pronouncements stood at that stage, the entire case-law was reviewed by this Court in State of U.P v. Ram Chandra Trivedi (1976) 4 SCC 52, AIR 1976 SC 2547, (1977) 1 SCR 462 in which it was contended that the legal and constitutional position with regard to an order of termination was not settled as there were conflicting decisions of this Court on that question. This contention was not accepted and on a review of the entire case-law, including the Seven-Judge Bench decision in Samsher Singh case (1974) 2 SCC 831, (1975) 1 SCR 814, AIR 1974 SC 2192 it was laid down that the Court has consistently held that the “motive”, in passing an order of termination or reversion, operating in the minds of the Government was not a relevant factor for determining whether the order was passed by way of punishment. What was determinative of the true nature of the order was not its exterior form but the “foundation” on which it was based. If misconduct or negligence was the foundation of the order of termination, or for that matter, reversion, the order would be punitive in nature. The Court also referred to the decision in Regional Manager v. Pawan Kumar Dubey (1976) 3 SCC 334, AIR 1976 SC 1766, (1976) 3 SCR 540 in which it was observed as under:

    “7. We think that the principles involved in applying Article 311(2) having been sufficiently explained in Samsher Singh case (1974) 2 SCC 831, (1975) 1 SCR 814, AIR 1974 SC 2192 it should no longer be possible to urge that Sughar Singh case (1974) 1 SCC 218, (1974) 2 SCR 335, AIR 1974 SC 423 could give rise to some misapprehension of the law. Indeed, we do not think that the principles of law declared and applied so often have really changed. But, the application of the same law to the different circumstances and facts of various cases which have come up to this Court could create the impression sometimes that there is some conflict between different decisions of this Court. Even where there appears to be some conflict, it would, we think, vanish when the ratio decidendi of each case is correctly understood. It is the rule deducible from the application of law to the facts and circumstances of a case which constitutes its ratio decidendi and not some conclusion based upon facts which may appear to be similar. One additional or different fact can make a world of difference between conclusions in two cases even when the same principles are applied in each case to similar facts.”
    (emphasis supplied)

    20. Termination simpliciter of a temporary government servant on the ground of unsuitability does not attract the provisions of Article 16, nor is the protection under Article 311(2) of the Constitution available to a temporary government servant unless the termination involved “stigma”, was the dictum laid down by this Court in Commodore Commanding, Southern Naval Area v. V.N Rajan (1981) 2 SCC 636, AIR 1981 SC 965, (1981) 3 SCR 165.

    21. In Gujarat Steel Tubes Ltd. v. Gujarat Steel Tubes Mazdoor Sabha (1980) 2 SCC 593, AIR 1980 SC 1896, (1980) 1 LLJ 137, (1980) 2 SCR 146 it was laid down that a court or tribunal is entitled to find out the true nature of the termination order, namely, whether it is punitive or not. In this regard, the form of the order will not be decisive and the court can lift the veil to see the true nature of the order. The Court observed that the substance, not semblance, governs the decision. The Court further observed that what was decisive was the plain reason for the discharge and not the strategy of a non-inquiry. If the basis was not the misconduct, the order could be saved. The Court further observed that the mere fact that after being satisfied of the guilt the Government abandons the inquiry and proceeds to terminate the services by a simple order, would not be the relevant factor in considering the true nature of the order. Given an alleged misconduct and a live nexus between it and the termination of service, the conclusion would be “dismissal” even if full benefits, as on simple termination, are given and non-injurious terminology is used.

    22. The tests for determining whether termination was a termination simpliciter or by way of punishment laid down in earlier decisions were reiterated in Oil & Natural Gas Commission v. (Dr) Mohd. S. Iskender Ali (1980) 3 SCC 428, (1980) 2 LLJ 155, (1980) 3 SCR 603, AIR 1980 SC 1242 and Nepal Singh v. State of U.P (1980) 3 SCC 288, (1980) 2 LLJ 161, 1980 Lab IC 747 The latter was a case of termination simpliciter on account of the drive launched by the Inspector General of Police for weeding out police officers who were unsuitable or unfit to be continued in service. On the facts and circumstances of that case, it was held that the question whether the appellant, who was a temporary servant, should be retained in service, directly arose during the drive launched to weed out unsuitable officers and it was for this reason that the termination order was upheld, particularly as there was nothing to show that the termination order was made by way of punishment. In another decision which, incidentally, again is Nepal Singh v. State of U.P (1985) 1 SCC 56, AIR 1985 SC 84, (1985) 2 SCR 1, the Court held that where the services of a temporary government servant are terminated on the ground that his reputation for corruption makes him unsuitable for retention in the service, the State, or for that matter, any statutory employer, must take great care when proceeding to terminate a career on the ground of unsuitability, to ensure that its order is founded on definable material, objectively assessed and relevant to the ground on which the termination is effected. It was observed that the Court will view with great disfavour any attempt to circumvent the requirement of Article 311(2). In Anoop Jaiswal v. Govt. of India (1984) 2 SCC 369, (1984) 2 SCR 453, AIR 1984 SC 636 it was found on a consideration of the entire record that the real foundation for the order of discharge of the appellant probationer was the alleged act of misconduct. This, it was observed, made the impugned order punitive in nature and was, therefore, held to be bad.

    23. Shesh Narain Awasthy v. State of U.P (1988) 2 LLJ 99 (SC) was a case of a temporary Constable in the U.P Police whose services were terminated by an apparently innocuous order. On scrutiny it was found that the services were terminated on account of his alleged participation in activities of an unrecognised Police Karamchari Parishad. The termination order, therefore, was held to be bad as having been passed without following the procedure prescribed under Article 311(2) of the Constitution.

    24. In Ravindra Kumar Misra v. U.P State Handloom Corpn. Ltd. 1987 Supp SCC 739, (1988) 6 ATC 617, AIR 1987 SC 2408, (1988) 1 SCR 501 it was held that for finding out the effect of the order of termination, the concept of “motive” and “foundation” has to be kept in mind. It was further observed that no straitjacket test can be laid down to distinguish the two, namely, the “motive” and the “foundation”. Whether motive has become the foundation has to be decided by the court with reference to the facts of a given case. It was also observed that “motive” and “foundation” are certainly two points of one line — ordinarily apart but when they come together, “motive” gets transformed and merged into “foundation”. It was also observed that since in regard to a temporary employee or an officiating employee an assessment of the service is necessary, merely because the authority proceeds to make an assessment and records its views, it would not be available to be utilised to make the order of termination, following such assessment, punitive in character. It was observed by this Court that in the relationship of master and servant there is a moral obligation to act fairly. There should be an assessment of the work of the employee and if any defect is noted in his working, the employee should be made aware of the defect in his work and deficiency in his performance. Defects or deficiency, indifference or indiscretion may be with the employee by inadvertence and not by incapacity to work. Timely communication of the assessment of work in such cases may put the employee on the right track. Without any such communication, it was observed, it would be arbitrary to give a movement order to the employee on the ground of unsuitability.

    25. In State of U.P v. Kaushal Kishore Shukla (1991) 1 SCC 691, (1991) 16 ATC 498, (1991) 1 SCR 29 which has been relied upon by the High Court in the impugned judgment, it was held that merely because a preliminary inquiry was held against a temporary government servant, would not be a ground to hold that an order, otherwise innocuous on the face of it, by which the services were terminated, was punitive in nature. The decision in Nepal Singh v. State of U.P (1985) 1 SCC 56, AIR 1985 SC 84, (1985) 2 SCR 1 was held to be per incuriam as in that case, Champaklal case AIR 1964 SC 1854, (1964) 5 SCR 190 was not considered, but the Court did observe that if on an overall assessment of the work and conduct of the employee the authority competent in that behalf to terminate the service, is satisfied that on account of the employee's general unsuitability and inefficiency or misconduct it would not be in the public interest to retain him in service, it may either terminate the services by an innocuous order or may proceed to take punitive action by holding a regular departmental enquiry. The Court, however, emphasised that the termination has to be in accordance with the terms and conditions of service regulated by the relevant rules.

    26. In Radhey Shyam Gupta v. U.P State Agro Industries Corpn. Ltd (1999) 2 SCC 21, JT (1998) 8 SC 585 which related to a probationer, the whole legal position was reviewed by brother M. Jagannadha Rao, J., in an illuminating and research-oriented judgment and after considering various decisions including the decision in Kaushal Kishore Shukla case (1991) 1 SCC 691, (1991) 16 ATC 498, (1991) 1 SCR 29 and a still later decision in Commr., Food & Civil Supplies, Lucknow, U.P v. Prakash Chandra Saxena (1994) 5 SCC 177, (1994) 27 ATC 817, (1994) 3 Scale 12 so as to trace the development of law relating to this aspect of service jurisprudence, laid down that there has not been any conflict of opinion inter se various judgments including those laying down the “motive” and “foundation” theory. It was held that the question whether the order by which the services were terminated was innocuous or punitive in nature had to be decided on the facts of each case after considering the relevant facts in the light of the surrounding circumstances. The benefit and protection of Article 311(2) of the Constitution is available not only to temporary servants but also to a probationer and the court in an appropriate case would be justified in lifting the veil to find out the true nature of the order by which the services were terminated.

    27. The whole case-law is thus based on the peculiar facts of each individual case and it is wrong to say that decisions have been swinging like a pendulum; right, the order is valid; left, the order is punitive. It was urged before this Court, more than once including in Ram Chandra Trivedi case (1976) 4 SCC 52, AIR 1976 SC 2547, (1977) 1 SCR 462 that there was a conflict of decisions on the question of an order being a simple termination order or a punitive order, but every time the Court rejected the contention and held that the apparent conflict was on account of different facts of different cases requiring the principles already laid down by this Court in various decisions to be applied to a different situation. But the concept of “motive” and “foundation” was always kept in view.

    28. The important principles which are deducible on the concept of “motive” and “foundation”, concerning a probationer, are that a probationer has no right to hold the post and his services can be terminated at any time during or at the end of the period of probation on account of general unsuitability for the post in question. If for the determination of suitability of the probationer for the post in question or for his further retention in service or for confirmation, an inquiry is held and it is on the basis of that inquiry that a decision is taken to terminate his service, the order will not be punitive in nature. But, if there are allegations of misconduct and an inquiry is held to find out the truth of that misconduct and an order terminating the service is passed on the basis of that inquiry, the order would be punitive in nature as the inquiry was held not for assessing the general suitability of the employee for the post in question, but to find out the truth of allegations of misconduct against that employee. In this situation, the order would be founded on misconduct and it will not be a mere matter of “motive”.

    29. “Motive” is the moving power which impels action for a definite result, or to put it differently, “motive” is that which incites or stimulates a person to do an act. An order terminating the services of an employee is an act done by the employer. What is that factor which impelled the employer to take this action? If it was the factor of general unsuitability of the employee for the post held by him, the action would be upheld in law. If, however, there were allegations of serious misconduct against the employee and a preliminary inquiry is held behind his back to ascertain the truth of those allegations and a termination order is passed thereafter, the order, having regard to other circumstances, would be founded on the allegations of misconduct which were found to be true in the preliminary inquiry.

    30. Applying these principles to the facts of the present case, it will be noticed that the appellant, who was recruited as a Constable in the 34th Battalion, Pradeshik Armed Constabulary, U.P, had successfully completed his training and had also completed two years of probationary period without any blemish. Even after the completion of the period of probation under para 541 of the U.P Police Regulations, he continued in service in that capacity. The incident in question, namely, the quarrel was between two other Constables in which the appellant, to begin with, was not involved. When the quarrel was joined by few more Constables on either side, then an inquiry was held to find out the involvement of the Constables in that quarrel in which filthy language was also used. It was through this inquiry that the appellant's involvement was found established. The termination was founded on the report of the preliminary inquiry as the employer had not held the preliminary inquiry to find out whether the appellant was suitable for further retention in service or for confirmation as he had already completed the period of probation quite a few years ago but was held to find out his involvement. In this situation, particularly when it is admitted by the respondent that the performance of the appellant throughout was unblemished, the order was definitely punitive in character as it was founded on the allegations of misconduct.

    31. There is another aspect of the matter.

    32. Para 541 of the U.P Police Regulations provides as under:

    “541. (1) Recruits will be on probation for a period of two years, except that—
    (a) those recruited directly in the Criminal Investigation Department or District Intelligence Staff will be on probation for three years, and
    (b) those transferred to the Mounted Police will be governed by the directions contained in para 84 of the Police Regulations.
    If during the period of probation their conduct and work have been satisfactory and they are approved by the Deputy Inspector General of Police at the end of the period of probation for service in the force the Superintendent of Police will confirm them in their appointment.
    (2) In any case in which either during or at the end of the period of probation, the Superintendent of Police is of opinion that a recruit is unlikely to make a good police officer he may dispense with his services. Before, however, this is done the recruit must be supplied with specific complaints and grounds on which it is proposed to discharge him and then he should be called upon to show cause as to why he should not be discharged. The recruit must furnish his representation in writing and it will be duly considered by the Superintendent of Police before passing the orders of discharge.
    (3) Every order passed by a Superintendent under sub-para (2) above shall, subject to the control of the Deputy Inspector General, be final.”

    33. Where, therefore, the services of a probationer are proposed to be terminated and a particular procedure is prescribed by the Regulations for that purpose, then the termination has to be brought about in that manner. The probationer Constable has to be informed of the grounds on which his services are proposed to be terminated and he is required to explain his position. The reply is to be considered by the Superintendent of Police so that if the reply is found to be convincing, he may not be deprived of his services.

    34. If this procedure is followed and the services are terminated thereafter, it would not amount to a punitive action. The rule being mandatory in nature, compliance therewith would not alter the nature of the order passed against the probationer. This aspect was considered by this Court in two decisions, namely, State of Orissa v. Ram Narayan Das AIR 1961 SC 177, (1961) 1 SCR 606 and Ranendra Chandra Banerjee v. Union of India AIR 1963 SC 1552, (1964) 2 SCR 135 in terms of Rule 55-B of the Civil Services (Classification, Control & Appeal) Rules, which, in all respects, is akin to para 541 of the U.P Police Regulations quoted above. The relevant portion of Rule 55-B which was extracted in the case of State of Orissa v. Ram Narayan Das AIR 1961 SC 177, (1961) 1 SCR 606 is quoted below:

    “Where it is proposed to terminate the employment of a probationer, whether during or at the end of the period of probation, for any specific fault or on account of his unsuitability for the service, the probationer shall be apprised of the grounds of such proposal and given an opportunity to show cause against it, before orders are passed by the authority competent to terminate the employment.”

    35. Immediately after quoting the Rule, the Court observed:

    “Notice to show cause whether the employment of the respondent should be terminated was, by Rule 55-B made obligatory.”

    36. The Court, after considering that the State had complied with the requirements of Rule 55-B came to the conclusion that the order of termination of services of the probationer was not punitive in nature.

    37. In Ranendra Chandra Banerjee v. Union of India AIR 1963 SC 1552, (1964) 2 SCR 135 the Court, while considering the provisions of Rule 55-B, observed as under:

    “Therefore in a case covered by Rule 55-B all that is required is that the defects noticed in the work which make a probationer unsuitable for retention in the service should be pointed out to him and he should be given an opportunity to show cause against the notice, enabling him to give an explanation as to the faults pointed out to him and show any reason why the proposal to terminate his services because of his unsuitability should not be given effect to. If such an opportunity is given to a probationer and his explanation in reply thereto is given due consideration, there is in our opinion sufficient compliance with Rule 55-B. Generally speaking the purpose of a notice under Rule 55-B is to ascertain, after considering the explanation which a probationer may give, whether he should be retained or not and in such a case it would be sufficient compliance with that rule if the grounds on which the probationer is considered unsuitable for retention are communicated to him and any explanation given by him with respect to those grounds is duly considered before an order is passed.”
    (emphasis supplied)

    38. In two other cases, namely, State of Bihar v. Gopi Kishore Prasad AIR 1960 SC 689, (1960) 1 LLJ 577 and Samsher Singh v. State of Punjab (1974) 2 SCC 831, (1975) 1 SCR 814, AIR 1974 SC 2192 the question of termination of services of a probationer was considered and it was laid down that the form of the order was not conclusive and the court could go behind the order to find out the real foundation of that order. Radhey Shyam Gupta v. U.P State Agro Industries Corpn. Ltd. (1999) 2 SCC 21, JT (1998) 8 SC 585 which has been decided by brother Jagannadha Rao, J., was also a case where the services of a probationer were terminated.

    39. As we have already seen above, there has been total non-compliance with the provisions of para 541 of the U.P Police Regulations and services of the appellant were terminated without ever issuing him any notice intimating the grounds on which his services were proposed to be terminated nor was his explanation ever obtained. The services were terminated because he was found involved in a quarrel between two other Police Constables.

    40. For the reasons stated above, the appeal is allowed, the impugned judgment passed by the High Court is set aside and that of the U.P Public Services Tribunal is restored, but without any order as to costs.

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    Chandra Prakash Shahi v. State Of U.P And Others
    (Apr 25, 2000)