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Factual and Procedural Background

The plaintiff, a white female citizen of the United States and the State of California, over twenty-one years of age and a resident of Santa Cruz County, applied to the lower court for a writ of mandamus to compel the County Clerk of Santa Cruz County to register her name in the Great Register as a legal voter. The lower court denied the writ on the basis that, due to her sex, she was disqualified from voting under California law. The plaintiff appealed this decision.

Legal Issues Presented

  1. Whether the plaintiff, as a female citizen, is entitled under the Fourteenth Amendment to the United States Constitution to be registered as a voter despite state laws excluding persons of her sex from the elective franchise.
  2. Whether the privileges or immunities guaranteed by the Fourteenth Amendment include the right to vote.
  3. Whether the Fourteenth Amendment prohibits states from denying suffrage on grounds other than those enumerated in the Fifteenth Amendment.

Arguments of the Parties

Appellant's Arguments

  • The Fourteenth Amendment grants all citizens the broadest rights attaching to citizenship, including equal capacities before the law.
  • Suffrage is a fundamental right inherent to citizenship in a free government and cannot be denied by states once conferred.
  • The Fifteenth Amendment interprets the Fourteenth and prohibits states from restricting suffrage based on race but implies the Fourteenth Amendment alone precludes any state restriction on voting rights.
  • States may regulate the manner of voting but cannot abolish the fundamental right to vote guaranteed by the Constitution.

Respondent's Arguments

  • The respondent acknowledges the appellant's citizenship and age but asserts that under California law, specifically the state constitution and registry statutes, the County Clerk is not authorized to register a female voter.
  • State law explicitly excludes persons of her sex from voting, and therefore the clerk's refusal was lawful.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Live Stock Association v. Crescent City, 1 Abbott, 396 Broad rights of citizenship under the Fourteenth Amendment Cited by appellant to support the claim that the Fourteenth Amendment grants broad citizenship rights including suffrage.
Abbott v. Bailey, 2 Kent, Sec. 72 Suffrage as a fundamental right of citizenship Referenced by appellant to argue suffrage is inherent in citizenship.
Corfield v. Correll, 6 Pick. 42 Fundamental rights and privileges of citizenship Used to support the argument that suffrage is a fundamental privilege of citizenship.
Dred Scott v. Sanford, 19 How. 393 Citizenship status of slaves and their descendants prior to the Fourteenth Amendment The court cited this case to explain the purpose of the Fourteenth Amendment was to confer citizenship on formerly enslaved persons, not to create citizenship for white persons.
Campbell v. Morris, 3 Harr. & McH. 554 Meaning of "privileges and immunities" in the Constitution Quoted to demonstrate that "privileges and immunities" historically did not include the right to vote.
Judge Mills, Court of Appeals of Kentucky (1 Litt. R. 342) Distinction between political and civil rights Used to illustrate that suffrage is a political right which states may deny without affecting citizenship.

Court's Reasoning and Analysis

The court began by establishing that the plaintiff was a citizen of the United States and California by birth and residence, a status not conferred by the Fourteenth Amendment but existing prior to it. The Fourteenth Amendment was primarily designed to grant citizenship to formerly enslaved persons and their descendants who had been excluded from citizenship.

The court acknowledged that the amendment protects the privileges and immunities of citizens from abridgment by state laws but undertook a historical and textual analysis of what those privileges and immunities encompass. It traced the phrase "privileges and immunities" back to the Articles of Confederation and the original federal Constitution, noting that historically this phrase did not include the right to vote.

The court cited precedent and historical interpretation, including Campbell v. Morris and commentary by Judge Mills, to emphasize the distinction between political rights (such as suffrage) and civil rights (such as property ownership and legal protections), concluding that suffrage is a political right which states have traditionally regulated and may deny without affecting citizenship.

The court further reasoned that the second section of the Fourteenth Amendment implies states retain the power to deny voting rights to certain citizens because it provides for a reduction in congressional representation if voting rights are denied to male citizens over twenty-one. If the first section had completely prohibited states from denying suffrage, the penalty provision in the second section would be unnecessary and illogical.

Finally, the court observed that the Fifteenth Amendment, which prohibits denial of voting rights based on race, color, or previous condition of servitude, would be redundant if the Fourteenth Amendment already prohibited all state voting restrictions. This supports the conclusion that the Fourteenth Amendment does not guarantee the right to vote, and states may exclude voters on grounds other than those prohibited by the Fifteenth Amendment, such as sex.

Holding and Implications

The court affirmed the judgment of the lower court, holding that the Fourteenth Amendment does not guarantee the right of suffrage to female citizens, and that the State of California law excluding females from voting is valid.

The direct effect of this decision is to uphold the state's authority to exclude women from voting despite their citizenship status. The opinion clarifies that the Fourteenth Amendment's privileges and immunities clause does not encompass suffrage and confirms that the Fifteenth Amendment's protections do not extend to sex-based voting restrictions. No new precedent expanding voting rights was established; rather, the ruling reinforced the distinction between political and civil rights under the Constitution.

ELLEN R. VAN VALKENBURG v. ALBERT BROWN

The plaintiff applied to the Court below for a writ of mandamus against the defendant, who is the County Clerk of the County of Santa Cruz, to compel him to inscribe her name in the Great Register, and enroll her as a legal voter of said county. Judgment having been rendered refusing the writ, she brings this appeal.

It appears that she is "a white female resident and citizen of the United States and of the State of California, over the age of twenty-one years, and for more than one year last past a resident of Santa Cruz County," and was born within the limits and subject to the jurisdiction of the United States.

The Court below held that by reason of her sex she was disqualified to exercise the elective franchise; and it is admitted that if her claim in that respect is to be determined alone by the Constitution and laws of this State, excluding, as they do, persons of her sex from the exercise of the elective franchise, the judgment below is correct, and should be affirmed here.

But it is claimed that she is entitled to registration as a voter by reason of the first section of the recent amendment to the Federal Constitution of July 20th, 1868, known as the Fourteenth Amendment. That section is in the following words:

"Article 14, Section 1. All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States, nor shall any State deprive any person of life, liberty, or property, without due process of law, nor deny to any person within its jurisdiction the equal protection of the laws."

1. It is claimed that the plaintiff is a citizen of the United States and of this State. Undoubtedly she is. It is argued that she became such by force of the first section of the Fourteenth Amendment, already recited. This, however, is a mistake. It could as well be claimed that she became free by the effect of the Thirteenth Amendment, by which slavery was abolished; for she was no less a citizen than she was free before the adoption of either of these amendments. No white person born within the limits of the United States, and subject to their jurisdiction, or born without those limits, and subsequently naturalized under their laws, owes the status of citizenship to the recent amendments to the Federal Constitution. The history and aim of the Fourteenth Amendment is well known, and the purpose had in view in its adoption well understood. That purpose was to confer the status of citizenship upon a numerous class of persons domiciled within the limits of the United States, who could not be brought within the operation of the naturalization laws because native born, and whose birth, though native, had at the same time left them without the status of citizenship. These persons were not white persons, but were, in the main, persons of African descent, who had been held in slavery in this country, or, if having themselves never been held in slavery, were the native-born descendants of slaves. Prior to the adoption of the Fourteenth Amendment it was settled that neither slaves, nor those who had been such, nor the descendants of these, though native and free born, were capable of becoming citizens of the United States. ( Dred Scott v. Sanford, 19 How. 393.) The Thirteenth Amendment, though conferring the boon of freedom upon native-born persons of African blood, had yet left them under an insuperable bar as to citizenship; and it was mainly to remedy this condition that the Fourteenth Amendment was adopted.

This is recent history--familiar to all.

2. It is next claimed that, by whatever means the plaintiff became a citizen of the United States, her privileges and immunities as such citizen cannot be abridged by State laws; and this is true. The purpose and the effect of the amendment, in this respect, is to place the privileges and immunities of citizens of the United States beyond the operation of State legislation. Those immunities and privileges, whatever they may be, are guaranteed and protected in every State by this clause in the Federal Constitution.

3. It is urged that, among these privileges and immunities, is included the privilege of the plaintiff to exercise the elective franchise within the limits of this State, even in disregard of the Constitution and laws of the State, which unquestionably exclude persons of her sex. And this brings us to inquire what is meant by the phrase "privileges or immunities of citizens of the United States," as used in this amendment.

This phraseology was known in our history anterior to the formation of the present Federal Union. In the articles of confederation between the American States it was provided "that the free inhabitants of each of these States (paupers, vagabonds, and fugitives from justice excepted) shall be entitled to all privileges and immunities of free citizens of the several States, and the people of each State shall, in every other, enjoy all the privileges of trade and commerce, subject to the same duties, impositions, and restrictions as the inhabitants thereof respectively," etc. (Art. IV.) The term "privileges and immunities" was therefore not a new one when, in the second section of the fourth article of the Federal Constitution, as originally ratified, it was declared that "the citizens of each State shall be entitled to all privileges and immunities of citizens in the several States." The words " privileges and immunities" had at that time acquired a distinctive meaning and a well-known signification. They comprehended the enjoyment of life and liberty, and the right to acquire and possess property, and to demand and receive the protection of the Government in aid of these. They included the right to sue and defend in the Courts, to have the benefit of the writ of habeas corpus, and an exemption from higher taxes or heavier impositions than were to be borne by other persons under like conditions and circumstances.

The Federal Constitution went into operation in March, 1789, and within a few years thereafter--in 1797--a question came before the General Court in Maryland in respect to the meaning of the words "privileges and immunities" as thus employed in that instrument. The question was argued by the most eminent counsel in the State, and among them was the celebrated Luther Martin, then Attorney General. Upon this point the Court said: "Privilege and immunity are synonymous, or nearly so. Privilege signifies a peculiar advantage, exemption, immunity; immunity signifies exemption, privilege. The peculiar advantages and exemptions contemplated under this part of the Constitution may be ascertained, if not with precision and accuracy, yet satisfactorily. By taking a retrospective view of our situation antecedent to the formation of the first General Government, or the Confederation, in which the same clause is used verbatim, one of the great objects must occur to every person, which was the enabling of the citizens of the several States to acquire and hold real property in any of the States, and deemed necessary, as each State was a sovereign and independent State, and the States had confederated only for the purposes of general defense and security, and to promote the general welfare. It seems agreed from the manner of expounding or defining the words 'immunities and privileges' by the counsel on both sides, that a particular and limited operation is to be given to those words, and not a full and comprehensive one. It is agreed it does not mean the right of election, the right of holding office, the right of being elected. The Court are of opinion it means that the citizens of all the States shall have the peculiar advantage of acquiring and holding real as well as personal property, and that such property shall be protected and secured by the laws of the State in the same manner as the property of the citizens of the State is protected," etc. ( Campbell v. Morris, 3 Harr. & McH. 554.)

The expression, "privileges and immunities," had been found in the Constitution for a period of near eighty years prior to the adoption of the Fourteenth Amendment, and had never been supposed to include the right to the exercise of the elective franchise. Notwithstanding the citizens of each State were, during all that time, entitled to all the privileges and immunities of citizens in the several States, it was never supposed that the citizen of any State might, upon his removal into any other State, lawfully claim to vote there because he had exercised that privilege in the State from which he had just emigrated.

In point of fact the States have generally conferred the privilege of the elective franchise upon such of their male inhabitants as had become citizens of the United States, if of the requisite age, etc. This circumstance has given rise to a notion in some quarters that the privilege of voting and the status of citizenship are necessarily connected in some way--so that the existence of the one argues that of the other. But the history of the country shows that there was never any foundation for such a view. Thus citizens of the United States, resident in the State of Virginia, were prevented by State law from voting there, unless seized of a freehold estate; and citizens of the United States, resident in Massachusetts, were by the laws of that State denied the privileges of the elective franchise, unless owners of personal property to a designated amount. While the privilege of voting was thus, by State laws, withheld in those States from persons who were citizens of the United States, the elective franchise was in other States of the Union conferred by State laws upon persons who were not citizens. In New York and North Carolina, for instance, at an early day the privilege of voting was conferred upon negroes, persons of African descent, under certain conditions. These were not citizens of the United States, nor then even capable of becoming such. In Wisconsin and Michigan, though negroes were excluded, persons of the Indian blood were admitted; and in Indiana, Illinois, Minnesota, and other States, unnaturalized foreigners were by State laws allowed to vote--following in this respect the early policy of the Federal Government, who, in the ordinance of 1787, for the government of the Northwestern Territory, had permitted the elective franchise to the unnaturalized French and Canadians, of whom the population of that Territory was then largely composed. It will be found that from the earliest periods of our history the State laws regulated the privilege of the elective franchise within their respective limits, and that these laws were exactly such as local interests, peculiar conditions, or supposed policy dictated, and that it was never asserted that the exclusion of any class of inhabitants from the privilege of voting amounted to an interference with the privileges of the excluded class as citizens. As was well said by Judge Mills, of the Court of Appeals of Kentucky: "The mistake on the subject arises from not attending to a sensible distinction between political and civil rights. The latter constitute the citizen, while the former are not necessary ingredients. A State may deny all her political rights to an individual, and yet he may be a citizen. The rights of office and suffrage are political purely, and are denied by some or all the States to part of their population, who are still citizens. A citizen, then, is one who owes the Government allegiance, service, and money by way of taxation, and to whom the Government, in turn, grants and guarantees liberty of person and of conscience, the right of acquiring and possessing property, of marriage and the social relations, of suit and defense, and security of person, estate, and reputation. These, with some others which might be enumerated, being guaranteed and secured by Government, constitute a citizen. To aliens we extend these privileges by courtesy; to others we secure them--to male as well as female--to the infant as well as the person of hoary hairs." (1 Litt. R. 342.)

4. But the language of the second section of the Fourteenth Amendment itself demonstrates that the elective franchise is not one of the "privileges or immunities" mentioned in the first section, and as such not to be abridged or taken away by State laws.

The second section of the amendment (so far as material upon this point) is in the following words:

"Section 2. Representatives shall be apportioned among the several States, according to their respective numbers. But when the right to vote * * * is denied to any of the male inhabitants of such State, being twenty-one years of age, and citizens of the United States * * * the basis of representation therein shall be reduced" * * * etc.

It will thus be seen that by this second section of the Fourteenth Amendment it is expressly provided that if the State law shall deny the elective franchise to the citizens of the United States therein mentioned, the basis of Federal representation to which such State would otherwise be entitled shall be thereupon and in consequence of such denial readjusted and reduced in a designated ratio. If the power of the State to deny the elective franchise to a citizen of the United States had been absolutely taken away by the first section, then a State law enacted for that purpose would necessarily be absolutely void--as a bill of attainder passed or ex post facto law enacted, would be void, as being in contravention of the inhibitions of Article I, Section 10, of the Federal Constitution. But by the second section of the amendment under consideration it is provided that the action of the State authority denying the right of citizens of the United States to vote, so far from being null and void, shall furnish a new basis of Federal numbers in the State, upon which a new apportionment of representation in Congress is to follow. It is inconceivable that such constitutional consequences are to follow the doing of an act which the Constitution had just forbidden to be done at all.

5. The Fifteenth Amendment to the Constitution was adopted nearly two years after the Fourteenth. It provides that the right of a citizen of the United States to vote shall not be denied on account of race, color, or previous condition of servitude. If, under the Fourteenth Amendment already adopted, the right of a citizen to vote was not to be denied upon any ground whatsoever, what necessity or propriety in subsequently providing that it should not be denied upon either of three enumerated grounds? It will be seen that the construction claimed for the Fourteenth Amendment by the counsel for the plaintiff would leave nothing for the Fifteenth to operate upon.

Many other and hardly less cogent reasons might be mentioned going to show that the elective franchise is not one of the immunities or privileges secured by the first section of the Fourteenth Amendment. The mere power of the State to determine the class of inhabitants who may vote within her limits was not curtailed in the Fourteenth Amendment.

The Fifteenth Amendment took away her authority to discriminate against citizens of the United States on account of either race, color, or previous condition of servitude; but the power of exclusion upon all other grounds, including that of sex, remains intact.

Judgment affirmed.

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