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Smart Summary

Factual and Procedural Background

This case concerns Brian G., Jr., a child born in September 2007, whose parents are Shauntell C. (Mother) and Brian G., Sr. (Father, the appellant). On October 9, 2015, the Stewart County Juvenile Court adjudicated the child dependent and neglected, awarding temporary custody to the Tennessee Department of Children's Services (DCS). On June 15, 2016, DCS filed a motion to award permanent guardianship of the child to his foster parents, Billy M. and Tonya M. A hearing was held on June 26, 2017, after which the court took the matter under advisement. On July 12, 2017, the court entered an order granting permanent guardianship to the foster parents. Father filed a notice of appeal to this Court on August 9, 2017, twenty-eight days after the order. Father also filed a motion under Rule 52.01 of the Tennessee Rules of Civil Procedure seeking additional findings regarding DCS's duty of reasonable efforts, which the trial court denied, ruling that Father failed to show entitlement to relief under Rule 310 of the Tennessee Rules of Juvenile Practice and Procedure.

Legal Issues Presented

  1. Whether the trial court erred in granting permanent guardianship of the child to the foster parents.
  2. Whether this Court lacks jurisdiction to adjudicate this appeal.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Redwing v. Catholic Bishop for Diocese of Memphis, 363 S.W.3d 436 (Tenn. 2012) Subject matter jurisdiction is a threshold inquiry concerning a court's lawful authority to adjudicate a controversy. Established the principle that lack of subject matter jurisdiction requires dismissal when demonstrated.
Northland Ins. Co. v. State, 33 S.W.3d 727 (Tenn. 2000) Supports the principle regarding subject matter jurisdiction as fundamental. Used to reinforce the threshold nature of jurisdictional challenges.
Schmidt v. Catholic Diocese of Biloxi, 18 So.3d 814 (Miss. 2009) Explanation of subject matter jurisdiction as a threshold issue. Referenced for jurisdictional analysis.
Staats v. McKinnon, 206 S.W.3d 532 (Tenn. Ct. App. 2006) Burden on plaintiff to demonstrate court jurisdiction. Applied to place burden on appellant to show jurisdiction.
Dishmon v. Shelby State Cmty. Coll., 15 S.W.3d 477 (Tenn. Ct. App. 1999) Requirement to dismiss for lack of subject matter jurisdiction. Supported dismissal due to lack of jurisdiction.
Chapman v. DaVita Inc., 380 S.W.3d 710 (Tenn. 2012) Subject matter jurisdiction depends on the nature of the cause of action and relief sought. Used to analyze juvenile court jurisdiction over dependency and neglect matters.
Landers v. Jones, 872 S.W.2d 674 (Tenn. 1994) Subject matter jurisdiction principles. Referenced in jurisdictional analysis.
Kane v. Kane, 547 S.W.2d 559 (Tenn. 1977) Subject matter jurisdiction principles. Referenced in jurisdictional analysis.
In re Lillian F.W., No. M2012-01450-COA-R3-CV, 2013 WL 5498111 (Tenn. Ct. App. Sept. 30, 2013) Juvenile court retains exclusive jurisdiction until specified events occur. Applied to confirm continuing jurisdiction of the juvenile court over the child.
In re Conner C., No. M2016-01669-COA-R3-JV, 2017 WL 1049669 (Tenn. Ct. App. Mar. 20, 2017) Appeals from juvenile court dependency and neglect determinations are made to circuit court within ten days. Used to explain proper appellate procedure and timing.
In re Ravyn R., No. E2017-01001-COA-R3-JV, 2018 WL 1956488 (Tenn. Ct. App. Apr. 25, 2018) Final orders in dependency and neglect proceedings may be appealed to circuit court for de novo hearing. Supported the conclusion that the appeal should be to circuit court.
In re D.Y.H., 226 S.W.3d 327 (Tenn. 2007) Subsequent juvenile court custody decisions arise from dependency and neglect proceeding and appeal to circuit court. Confirmed that permanent guardianship order is part of dependency and neglect proceeding and appeal lies to circuit court.
In re T.M.C., No. M2004-02653-COA-R3-JV, 2005 WL 3555542 (Tenn. Ct. App. Dec. 28, 2005) Custody proceedings after dependency and neglect finding appealable to circuit court. Reinforced appellate jurisdiction principles.
Lokey v. Griffin, 322 S.W.2d 239 (Tenn. Ct. App. 1958) Future juvenile court orders on care, custody, and support appealable to circuit court. Supported jurisdictional analysis regarding appeals.
State ex rel. Smith v. Thorne, No. M2016-01966-COA-R3-JV, 2017 WL 1855172 (Tenn. Ct. App. May 8, 2017) Timely filing of notice of appeal within ten days allows transfer to circuit court. Distinguished timely appeals that may be transferred from untimely appeals requiring dismissal.
Bowden v. Newcomb, No. 1, 1987 WL 17873 (Tenn. Ct. App. Oct. 5, 1987) Untimely notice of appeal requires dismissal rather than transfer. Applied to dismiss the appeal filed beyond the ten-day period.
In re Estate of White, 77 S.W.3d 765 (Tenn. Ct. App. 2001) Transfer of cases mistakenly appealed to wrong court. Discussed transfer procedure but distinguished based on timeliness.
In re Ethan W., No. M2016-02313-COA-R3-JV, 2018 WL 2447046 (Tenn. Ct. App. May 31, 2018) Appellate jurisdiction attaches upon filing notice of appeal following final circuit court judgment. Used to clarify when this Court obtains jurisdiction.

Court's Reasoning and Analysis

The court began by emphasizing the fundamental nature of subject matter jurisdiction as the court's lawful authority to decide a case, citing multiple precedents that require dismissal if jurisdiction is lacking. The juvenile court obtained jurisdiction through the dependency and neglect adjudication and retained exclusive, continuing jurisdiction over the child until specific statutory events occur, none of which had happened here.

The motion for permanent guardianship was filed within the same dependency and neglect proceeding, effectively modifying the initial custody order. Tennessee law requires that appeals from juvenile court dependency and neglect final orders be taken to the circuit court within ten days. Although this appeal concerns the permanent guardianship order rather than the initial dependency determination, it is still a final order in the dependency and neglect proceeding and must be appealed to circuit court.

Father filed his notice of appeal twenty-eight days after entry of the guardianship order, exceeding the ten-day statutory limit. The court noted that while transfer to the proper court is generally appropriate when an appeal is taken to the wrong court, this remedy is only available if the notice of appeal was timely filed. Because Father's appeal was untimely, the court lacked jurisdiction and was compelled to dismiss the appeal. The court also clarified that Father's post-trial motion under Rule 52.01 of the Tennessee Rules of Civil Procedure did not toll the appeal deadline, as those rules do not apply in dependency and neglect proceedings and the motion was filed beyond the relevant time limits.

Holding and Implications

The appeal is DISMISSED.

The court's dismissal is based solely on lack of subject matter jurisdiction due to Father's untimely notice of appeal filed twenty-eight days after the juvenile court's final order awarding permanent guardianship. The direct effect is that Father's appeal to this Court is not considered, and costs are assessed against him. No new legal precedent was established; rather, the decision enforces existing procedural rules governing appeals in juvenile dependency and neglect cases.

IN RE BRIAN G., ET AL.

J. STEVEN STAFFORD, JUDGE

Appeal from the Juvenile Court for Stewart County
No. 81JC1-2015-DN-8

G. Andrew Brigham
, Judge Father appeals from an order of the juvenile court awarding permanent guardianship following an adjudication of dependency and neglect. Father filed his notice of appeal to this Court twenty-eight days following the trial court's order. Because Father's appeal was to circuit court and his notice of appeal was not filed within ten days of the trial court's order, we dismiss this appeal.

Tenn. R. App. P. 3 Appeal as of Right; Appeal Dismissed.

J. STEVEN STAFFORD, P. J., W.S., delivered the opinion of the court, in which FRANK G. CLEMENT, JR., P.J., M.S. and JOHN W. MCCLARTY, J., joined. James R. Potter, Clarkville, Tennessee, for the appellant, Brian G., Sr. Herbert H. Slatery, III, Attorney General and Reporter; Andreé S. Blumstein, Solicitor General; Kathryn A. Baker, Assistant Attorney General, for the appellee, State of Tennessee, Department of Children's Services. Crystal Morgan, Ashland City, Tennessee, Guardian ad Litem.

OPINION Background

This case involves the guardianship of one child, Brian G., Jr. ("Brian" or "the child"), born in September 2007. The parents of Brian are Shauntell C. ("Mother") and Appellant Brian G., Sr. ("Father"). On October 9, 2015, the Stewart County Juvenile Court ("the trial court") entered an order finding clear and convincing evidence that the child was dependent and neglected. As such, the trial court granted temporary legal and physical custody of the child to the Tennessee Department of Children's Services ("DCS").

This Court has a policy of protecting the identity of children in dependency and neglect cases by initializing their last names and those of their parents.

The child's half-sibling was also declared dependent and neglected. That child is not at issue in this appeal.

On June 15, 2016, DCS filed a motion in the dependency and neglect action to award permanent guardianship of the child to his foster parents, Billy M. and Tonya M. (together, "Foster Parents"). A hearing on the motion was held on June 26, 2017. Father and his counsel were present for the hearing. After hearing the proof, the trial court announced that it would take the matter under advisement. On July 12, 2017, the trial court entered a detailed order awarding permanent guardianship of the child to Foster Parents. Father filed a notice of appeal to this Court on August 9, 2017. On August 17, 2017, Father filed a motion in the trial court under the auspices of Rule 52.01 of the Tennessee Rules of Civil Procedure; therein, Father requested that the trial court make additional findings with regard to DCS's duty of reasonable efforts. DCS responded in opposition to the motion, arguing that it was procedurally improper. The trial court eventually denied the motion. In particular, the trial court ruled that it retained jurisdiction to consider Father's motion, but that Father failed to show that he was entitled to relief under Rule 310 of the Tennessee Rules of Juvenile Practice and Procedure.

Issues Presented

Father raises a single issue in this appeal: whether the trial court erred in granting permanent guardianship of the child to Foster Parents. DCS raises an additional issue: whether this Court lacks jurisdiction to adjudicate this appeal. Based on the foregoing, we conclude that this Court lacks subject matter jurisdiction over this matter; we therefore dismiss Father's appeal.

Discussion

Both Father and the guardian ad litem confine their arguments in this case to the substantive merits of the award of permanent guardianship. DCS, however, raises an additional argument: that this Court lacks subject matter jurisdiction over Father's appeal. A challenge to a court's subject matter jurisdiction calls into question "the court's 'lawful authority to adjudicate a controversy brought before it,' and, therefore, should be viewed as a threshold inquiry." Redwing v. Catholic Bishop for Diocese of Memphis , 363 S.W.3d 436, 445 (Tenn. 2012) (internal citation omitted) (citing Northland Ins. Co. v. State , 33 S.W.3d 727, 729 (Tenn. 2000); Schmidt v. Catholic Diocese of Biloxi , 2008-CA-00416-SCT (¶ 13), 18 So.3d 814, 821 (Miss. 2009)). "Whenever subject matter jurisdiction is challenged, the burden is on the plaintiff to demonstrate that the court has jurisdiction to adjudicate the claim." Id. (citing Staats v. McKinnon , 206 S.W.3d 532, 543 (Tenn. Ct. App. 2006)). "The lack of subject matter jurisdiction is so fundamental that it requires dismissal whenever it is raised and demonstrated." Dishmon v. Shelby State Cmty. Coll., 15 S.W.3d 477, 480 (Tenn. Ct. App. 1999) (citing Tenn. R. Civ. P. 12.08). "Subject matter jurisdiction depends on the nature of the cause of action and the relief sought, and can only be conferred on a court by the constitution or a legislative act." Chapman v. DaVita , Inc., 380 S.W.3d 710, 712 (Tenn. 2012) (internal citation omitted) (citing Landers v. Jones , 872 S.W.2d 674, 675 (Tenn. 1994); Kane v. Kane , 547 S.W.2d 559, 560 (Tenn. 1977)). The question of whether a court possesses subject matter jurisdiction is an issue of law. Id. at 712-13.

In order to determine this Court's jurisdiction, we must first consider the nature of the case in the trial court. The motion for permanent guardianship in this case was filed pursuant to Tennessee Code Annotated section 37-1-801, which provides that "[t]he juvenile courts of Tennessee are empowered to appoint an individual a permanent guardian[.]" The statute further provides that an order of permanent guardianship may be entered "in a child protection proceeding or a delinquency proceeding." Id. Indeed, Tennessee Code Annotated section 37-1-802(b) provides that permanent guardianship of a child may be awarded only if certain conditions are met, including that "[t]he child has been previously adjudicated dependent and neglected, unruly or delinquent[.]" Tenn. Code Ann. § 37-1-802(b)(1). Accordingly, the request in this case for permanent guardianship was filed in the same proceeding and under the same docket number as the dependency and neglect action.

This procedure was, of course, required because a juvenile court that obtains subject matter jurisdiction by virtue of a dependency and neglect action retains exclusive, continuing jurisdiction over matters involving the child until one or more of certain conditions are met. See generally Tenn. Code Ann. § 37-1-103(c). "Essentially, once jurisdiction is acquired in a dependency and neglect proceeding, the juvenile court's jurisdiction continues over the child until one of the following four events occurs: (1) the petition is dismissed, (2) the case is transferred, (3) an adoption petition is filed, or (4) the child reaches [eighteen]." In re Lillian F.W., No. M2012-01450-COA-R3-CV, 2013 WL 5498111, at *5 (Tenn. Ct. App. Sept. 30, 2013) (citing In re D.Y.H., 226 S.W.3d 327, 330 (Tenn. 2007)). The record on appeal does not indicate that any of the four events specified in section 37-1-103(c) have occurred in this case. As such, the juvenile court presiding over the dependency and neglect action had continuing, exclusive jurisdiction over matters involving the child.

Appeals from dependency and neglect proceedings are not directed to this Court. Rather, Tennessee law provides that "[a]n appeal from a juvenile court's dependency and neglect determination, which is a de novo appeal, shall be made to the circuit court within ten days following the entry of the juvenile court's dispositional order." In re Conner C., No. M2016-01669-COA-R3-JV, 2017 WL 1049669, at *2 (Tenn. Ct. App. Mar. 20, 2017) (citing Tenn. Code Ann. § 37-1-159(a)); see also Tenn. R. Juv. Prac. & Proc. 118 ("Appeals shall be taken pursuant to T.C.A. § 37-1-159.").

We concede that the appeal in this case is not related to the "juvenile court's dependency and neglect determination," which occurred months before this appeal was initiated. Rather, the appeal in this case involves the trial court's decision to grant DCS's motion to award permanent guardianship to Foster Parents. The statute makes clear, however, that the above rule regarding perfecting an appeal applies "from any final order or judgment in a delinquency proceeding, filed under this chapter[.]" Tenn. Code Ann. § 37-1-159(a) (emphasis added) (noting an exception not applicable in this case). As such, we have previously held that "[a]ny 'final order or judgment' in a dependency and neglect proceeding may be appealed to the circuit court for a de novo hearing." In re Ravyn R., No. E2017-01001-COA-R3-JV, 2018 WL 1956488, at *3 (Tenn. Ct. App. Apr. 25, 2018). Moreover, the Tennessee Supreme Court has made clear that "a subsequent decision by the juvenile court on whether to modify an initial custody order will also arise from and be a part of the dependency and neglect proceeding." In re D.Y.H., 226 S.W.3d 327, 331 (Tenn. 2007). "This is true even if a petition for a change of custody does not reference the dependency and neglect hearing and even if it is filed years after the final order is entered. Accordingly, any appeal from such a custody decision is to be made to circuit court." Id. (citing Tenn. Code Ann. § 37-1-159(a)); see also In re T .M.C., No. M2004-02653-COA-R3-JV, 2005 WL 3555542, at *2 (Tenn. Ct. App. Dec. 28, 2005) (holding that a custody proceeding in juvenile court occurring subsequent to a dependency and neglect finding was properly appealable to circuit court); Lokey v. Griffin , 45 Tenn. App. 236, 322 S.W.2d 239, 250 (Tenn. Ct. App. 1958) (holding that after the court acquires dependency and neglect jurisdiction, "any future order made by the Juvenile Court . . . concerning the care, custody and support of these children . . . will be subject to review by appeal to the Circuit Court").

The motion for permanent guardianship at issue in this case involves a nearly identical situation. Here, the trial court retained exclusive subject matter jurisdiction over the child at issue. DCS therefore properly filed its motion in the trial court asking that Foster Parents be awarded permanent guardianship. This motion essentially sought to modify the trial court's initial custody decision. See In re D .Y.H., 226 S.W.3d at 331. The trial court's order awarding permanent guardianship was therefore properly appealed to circuit court, rather than this Court. Id. As such, this Court has no jurisdiction to consider this appeal.

This Court's jurisdiction attaches when a notice of appeal is filed following a final judgment in circuit court. See, e.g., In re Ethan W ., No. M2016-02313-COA-R3-JV, 2018 WL 2447046, at *2 (Tenn. Ct. App. May 31, 2018) (involving an appeal to this Court from the circuit court's judgment in a de novo appeal from juvenile court).

Generally, the appropriate remedy when a party files an appeal to the incorrect court is transfer to the appropriate court. See Tenn. Code Ann. § 16-4-108(a)(2) ("Any case removed by mistake to the wrong court shall by that court be transferred to the court having jurisdiction of the case, direct."); see also In re Estate of White , 77 S.W.3d 765, 769 (Tenn. Ct. App. 2001) ("When a case has been appealed to the wrong appellate court, [section] 16-4-108(a)(2) provides that it should be 'transferred to the court having jurisdiction thereof.'"). In the context of appeals to this Court that are correctly directed to the circuit court, however, transfer is only appropriate where the notice of appeal at issue was filed within ten days of the juvenile court's final order. See State ex rel . Smith v. Thorne , No. M2016-01966-COA-R3-JV, 2017 WL 1855172, at *5 (Tenn. Ct. App. May 8, 2017) (noting that the appeal could be transferred to circuit court because "the State's notice of appeal was timely filed within the ten-day period provided by [section] 37-1-159(a) for appeals from juvenile court to circuit court"). Where the notice of appeal was not filed within ten days of the entry of the juvenile court's final order, the appeal must be dismissed. See Bowden v . Newcomb , No. 1, 1987 WL 17873, at *1 (Tenn. Ct. App. Oct. 5, 1987) ("It should be noted that if the notice of appeal had not been filed within ten days from the juvenile court judgment, our disposition of the case would have been limited to dismissal of the appeal instead of dismissal of the appeal with directions for perfection of the appeal in the circuit court."). Here, Father's notice of appeal was filed twenty-eight days after the entry of the trial court's final order awarding permanent guardianship to Foster Parents. Father's appeal was therefore not timely filed and this appeal must be dismissed. Id .

Although not argued by Father, we note that Father's post-trial motion makes no difference to our disposition. Here, Father filed his motion under the auspices of Rule 52.01 of the Tennessee Rules of Civil Procedure. The Rules of Civil Procedure, however, are not applicable in dependency and neglect actions. See generally Tenn. R. Juv. Prac. & Proc. 101(b) (providing that the rules apply in dependent and neglect proceedings). Under our juvenile rules, Rule 310 provides for modification or relief from judgments or orders in certain limited circumstances, none of which was raised in Father's motion. Indeed, Father does not raise the denial of his post-trial motion in this appeal. Moreover, Father's post-trial motion was filed more than thirty days following the entry of the trial court's final order of guardianship, well after the time for appealing had expired, and indeed past the time for filing a post-trial motion to alter or amend even if this case had been governed by the Tennessee Rules of Civil Procedure. See generally Tenn. R. Civ. P. 59.04 (stating that a motion to alter or amend must be filed within thirty days of the trial court's judgment). In this situation, we conclude that Father's motion had no effect on the time for filing an appeal under section 37-1-159(a). In reaching this result, we express no opinion as to whether Father's motion, if it had been filed within ten days of the trial court's order and correctly addressed matters allowed under Rule 310, would have tolled the time for taking a de novo appeal to circuit court. --------

Conclusion

Based on the foregoing, this appeal is dismissed. Costs are assessed against Appellant Brian G., Sr., for which execution may issue if necessary.

/s/_________


J. STEVEN STAFFORD, JUDGE

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In re Brian G.
(Aug 30, 2018)