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Smart Summary

Factual and Procedural Background

Respondents, owners and operators of a motion picture theatre in Boston, Massachusetts, exhibited the film I Am Curious (Yellow). On June 3, 1969, they were indicted by the Suffolk County Grand Jury for possessing the film with intent to exhibit it in violation of Massachusetts law prohibiting obscenity. Respondents filed suit in the United States District Court seeking to enjoin future prosecutions and to declare the Massachusetts statute unconstitutional. The District Court initially enjoined prosecution due to defective indictments, which were dismissed and replaced by new indictments. A request for a temporary injunction against the second prosecution was denied, with the court declining to assess obscenity as an evidentiary matter but inviting briefing on the statute's facial constitutionality. Respondents were convicted on November 12, 1969. The District Attorney did not consent to exhibition pending appeal and moved for the federal court to abstain from ruling on the statute's constitutionality until state courts resolved the issue. The District Court denied this motion and issued a temporary injunction barring interference with respondents' exhibition of the film pending final disposition. The District Attorney sought a stay of that injunction from the Supreme Court.

Legal Issues Presented

  1. Whether the federal court should stay the temporary injunction issued by the District Court that enjoined the District Attorney from interfering with respondents' exhibition of the film pending final disposition.
  2. Whether federal courts should interfere with ongoing state criminal prosecutions absent highly unusual circumstances.
  3. Whether the Massachusetts obscenity statute is facially unconstitutional under the First and Fourteenth Amendments (raised but not resolved in this order).

Arguments of the Parties

Applicant (District Attorney) Arguments

  • Requested the federal court to abstain from deciding the constitutionality of the Massachusetts statute until the state courts had resolved the issue.
  • Opposed allowing exhibition of the film pending appeal of respondents’ convictions, emphasizing respect for state criminal proceedings.
  • Moved for a stay of the District Court’s temporary injunction to prevent interference with state prosecution enforcement.

Respondents' Position (as inferred from procedural posture)

  • Sought to enjoin prosecution under the Massachusetts obscenity statute and to prevent repeated prosecutions for exhibiting the film.
  • Argued the statute was unconstitutional on its face and sought protection against further state interference pending resolution of constitutional issues.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Dombrowski v. Pfister, 380 U.S. 479 Federal courts may enjoin state prosecutions to protect constitutional rights when the state statute is overly broad and threatens repeated prosecutions. Distinguished because respondents here had already faced prosecution, and constitutional issues were being addressed in state courts, so the injunction did not interfere with the conviction.
Ex parte Young, 209 U.S. 123 Allows federal courts to enjoin state officials from enforcing unconstitutional statutes. The court noted that while enjoining a single prosecution might be permissible, more recent decisions counsel caution about federal interference in ongoing state prosecutions.
Douglas v. Jeannette, 319 U.S. 157 Limits federal injunctions against state criminal prosecutions. Referenced to underscore the court’s reluctance to enjoin ongoing state prosecutions absent exceptional circumstances.
Hague v. CIO, 307 U.S. 496 Recognizes federal protection against threats of repeated prosecutions that chill constitutional rights. Justice Douglas invoked this precedent to analogize the threat of repeated prosecutions as harmful to constitutional freedoms.
Ginsberg v. New York, 390 U.S. 629 (Douglas, J., dissenting) First Amendment does not permit censorship, including of obscenity (dissenting view). Justice Douglas cited his prior dissents emphasizing the view that the First Amendment bars all censorship, including obscenity.
Ginzberg v. United States, 383 U.S. 463 (Douglas, J., dissenting) Same as above. Reiterated the dissenting position against obscenity censorship.
Roth v. United States, 354 U.S. 476 (Douglas, J., dissenting) Same as above. Highlighted dissenting view that obscenity should not be excepted from First Amendment protection.
Memoirs v. Massachusetts, 383 U.S. 413 (Douglas, J., concurring) Obscenity is a recent legal construct, not an established First Amendment exception. Used to support the argument that censorship of obscenity requires constitutional amendment.
Roth v. Goldman, 2 Cir., 172 F.2d 788 Discusses limits of suppressing obscene materials based on social harm. Quoted to illustrate skepticism about constitutionally suppressing materials that merely arouse normal sexual desires.
Stromberg v. California, 283 U.S. 359 First Amendment applies to the States through the Fourteenth Amendment. Referenced in discussion of constitutional protections extending to states.
Near v. Minnesota, 283 U.S. 697 Prohibits prior restraints on publication by the states. Used to emphasize the constitutional protection of free press against state censorship.

Court's Reasoning and Analysis

The Supreme Court granted the motion to stay the temporary injunction issued by the District Court pending timely filing and disposition of an appeal. The stay would expire automatically if no appeal was filed or if the appeal was dismissed or summarily affirmed. If probable jurisdiction was noted or consideration of jurisdiction postponed, the stay would remain in effect pending final judgment.

The Court emphasized the general principle that federal courts should refrain from interfering in pending state criminal prosecutions except in highly unusual circumstances. The situation here did not present such circumstances because respondents had already been prosecuted and convicted in state court, and constitutional issues were being addressed there. The federal injunction did not interfere with the state conviction but only protected respondents from repeated prosecutions during ongoing litigation.

Justice Douglas dissented, arguing that the threat of repeated prosecutions posed a serious constitutional harm analogous to harassment in other First Amendment contexts. He also expressed his longstanding view that the First Amendment bars all censorship, including of obscenity, and cautioned against allowing government censorship regimes under the guise of obscenity regulation.

Justice Black concurred with the stay based on principles of federalism and respect for state criminal proceedings, expressing concern about federal courts prematurely intervening in ongoing state prosecutions.

Justice Stewart joined the stay decision on the same basis as Justice Black, emphasizing the absence of the "highly unusual and very limited circumstances" necessary to justify federal interference.

Holding and Implications

The Supreme Court granted a stay of the District Court's temporary injunction pending the filing and disposition of an appeal concerning the constitutional issues raised by the Massachusetts obscenity statute and related prosecutions.

The decision preserves the status quo by allowing the state criminal proceedings and appeals to proceed without premature federal interference, adhering to the principle that federal courts should avoid interfering in ongoing state prosecutions except under exceptional circumstances. The stay protects respondents from repeated prosecutions during litigation but does not overturn their state conviction nor resolve the constitutional questions at this stage. No new precedent was established by this procedural order.

Garrett Byrne v. Serafim Karalexis

There may in time be a collision between the two systems for us to resolve. Meanwhile I would let the two orderly processes go ahead. For I can imagine no better and smoother accommodation of the needs of the two regimes than that designed by the District Court.

Underlying the state case and the federal case is an important First Amendment question. Some people think that 'obscenity' is not protected by the Free Speech and Free Press Clauses of the First Amendment. They believe that both Congress and the States can set up regimes of censorship to weed out 'obscenity' from literature, movies, and other publications so as to rid the press of what they the judges deem to be beyond the pale.

I have consistently dissented from that course but not because, as frequently charged, I relish 'obscenity.' I have dissented before and now because I think the First Amendment bars all kinds of censorship. Ginsberg v. New York, 390 U.S. 629, 650, 88 S. Ct. 1274, 20 L. Ed. 2d 195 (Douglas, J., dissenting); Ginzberg v. United States, 383 U.S. 463, 482, 86 S. Ct. 942, 16 L. Ed. 2d 31 (Douglas, J., dissenting); Roth v. United States, 354 U.S. 476, 508, 77 S. Ct. 1304, 1 L. Ed. 2d 1498 (Douglas, J., dissenting). To impose a regime of censors requires, in my view, a constitutional amendment. 'Obscenity' is no exception. 'Obscenity' certainly was not an established exception to free speech and free press when the Bill of Rights was adopted. See my concurring opinion in Memoirs v. Massachusetts, 383 U.S. 413, 428-433, 86 S. Ct. 975, 16 L. Ed. 2d 1. It is a relatively new arrival on the American scene, propelled by dedicated zealots to cleanse all thought.

Prior to the Bill of Rights, state law, when it spoke of freedom of the press, meant only freedom from prior restraint. But an author or publishers could be held accountable for publishing what the state house thought was against 'the public good.' In other words, the First Amendment did not build on existing law; it broke with tradition, set a new standard, and exalted freedom of expression. There is no trace of a suggestion that 'obscenity,' however, defined, was excepted.

That does not mean that 'obscenity' is good or that it should be encouraged. It only means that we cannot be faithful to our constitutional mandate and allow any form or shadow of censorship over speech and press.

When our rewards go to people for thinking alike, it is no surprise that we become frightened at those who take exception to the current consensus. Then the hue and cry go up for censors; and that is the start of an ominous trend. What can be done to literature under the banner of 'obscenity' can be done to other parts of the spectrum of ideas when party or majoritarian demands mount and propagandists start declaiming the law.

The 'obscenity' issue raises large questions. To what extent may government watch over one's shoulder as he reads? Judge Jerome Frank said in Roth v. Goldman, 2 Cir., 172 F.2d 788, 792:

'I think that no sane man thinks socially dangerous the arousing of normal sexual desires. Consequently, if reading obscene books has merely that consequence, Congress, it would seem, can constitutionally no more suppress such books than it can prevent the mailing of many other objects, such as perfumes, for example, which notoriously produce that result. But the constitutional power to suppress obscene publications might well exist if there were ample reason to believe that reading them conduces to socially harmful sexual conduct on the part of normal human beings. * * * Macaulay, replying to demands for suppression of obscene books, said: 'We find it difficult to believe that in a world so full of temptations as this, any gentleman, whose life would have been virtuous if he had not read Aristophanes and Juvenal, will be made vicious by reading them.' Substitute 'Waggish Tales from the Czech' for 'Aristophanes and Juvenal,' and those remarks become relevant here.'

If 'obscenity' can be carved out of the First Amendment, what other like exceptions can be created? Is 'sacrilege' also beyond the pale? Are utterances or publications made with 'malice' unprotected? How about 'seditious' speech or articles? False, scandalous, and malicious writings or utterances against the Congress or the President 'with intent to defame' or to bring them 'into contempt or disrepute' or to 'excite' against them 'the hatred of the good people' or 'to stir up sedition,' or to 'excite' people to 'resist, oppose or defeat' any law were once made a crime. (1 Stat. 596-597.) Now that the First Amendment applies to the States, Stromberg v. California, 283 U.S. 359, 51 S. Ct. 532, 75 L. Ed. 1117; Near v. Minnesota, 283 U.S. 697, 51 S. Ct. 625, 75 L. Ed. 1357, may the States embark on such totalitarian controls over thought or over the press? May Congress do so?

We forget today that under our constitutional system neither Congress nor the States have any power to pass on the value, the propriety, the Americanism, the soundness of any idea or expression. It is that insulation from party or majoritarian control provided by the First Amendment—not our gross national product or mass production or pesticides or space ships or nuclear arsenal—that distinguishes our society from the other planetary regimes.

Opinion of Mr. Justice BLACK.

I agree completely with Mr. Justice Douglas that state criminal punishment of these respondents for showing an allegedly 'obscene' film is absolutely prohibited by the First and Fourteenth Amendments. That, however, does not end for me the constitutional problems involved. In this case a Federal District Court stepped into the middle of a pending state criminal prosecution, rendered an opinion in effect deciding the fundamental constitutional issue in the state case, and enjoined the initiation of new prosecutions of these defendants or the execution of any sentence imposed on them in the pending state case. One of the fundamental aspects of our federal constitutional system requires that federal courts refrain from interfering in pending state criminal prosecutions except in highly unusual and very limited circumstances. I do not think the facts of this case present an occasion for departure from that general rule. It is for that reason alone that I agree with the Court's decision to stay the injunction issued by the Federal District Court against the State.

Opinion of Mr. Justice STEWART.

Without reaching the First and Fourteenth Amendment issues discussed by Mr. Justice Black and Mr. Justice Douglas, I join the Court's decision to stay the injunction for the reason indicated by Mr. Justice Black—i. e., the general rule that 'requires that federal courts refrain from interfering in pending state criminal prosecutions. * * *' This case does not now present the 'highly unusual and very limited circumstances' that would justify a departure from that rule—such as would be presented by the threat or actuality of repetitive prosecutions for exhibition of the film in question.

John Hohenberg recently stated this First Amendment philosophy in a slightly different setting:

'As Aleksandr Solzhenitsyn wrote in bitter response to his removal from the rolls of the Russian Writers' Union late in 1969 following the West's sympathetic reception of two of his novels that he could not have published in his own country: 'It is time to remember that the first thing we belong to is humanity. And humanity is separated from the animal world by thought and speech, and they should naturally be free. If they are fettered, we go back to being animals. Publicity and openness, honest and complete that is the prime condition for the health of every society, and ours too.'

'Wherever freedom is denied, these words will live on.' Saturday Review, December 13, 1969, pp. 70, 72.

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Garrett Byrne v. Serafim Karalexis
(Aug 2, 1969)