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Summary of Opinion: United States v. Walter Yovany Vasquez Macias, 2d Cir., Docket No. 12–3908–cr. (Jan. 14, 2014)

Factual and Procedural Background

Walter Yovany Vasquez Macias ("Vasquez"), a citizen of Honduras, had a prior deportation in 2000 following a felony drug conviction and is alleged to have unlawfully reentered the United States thereafter. Around 2014 the government prosecuted Vasquez under 8 U.S.C. § 1326 for being "found in" the United States after deportation. The operative events are:

  • Vasquez had been detained in 1990, left voluntarily, illegally reentered, sold drugs in the late 1990s (leading to a conviction and deportation in 2000), and later again returned without authorization circa 2001 (that 2001 reentry is noted as not at issue in this case).
  • Vasquez traveled with a friend to Niagara Falls and walked across the Rainbow Bridge toward Canada without a passport or visa; Canadian Border Services Agency (CBSA) officers inspected him, deemed his explanations implausible, and refused him entry. CBSA issued an “Allowed to Leave” document but forcibly returned Vasquez in handcuffs into U.S. custody and handed him to U.S. Customs and Border Protection (CBP).
  • U.S. CBP ran records checks, discovered Vasquez's prior deportation and immigration history, and he was indicted for being "voluntarily present and found in the United States" under § 1326. Vasquez was convicted after trial.
  • Vasquez renewed (albeit untimely) a motion for judgment of acquittal contending that he was not "in the United States" when he was "found." The case proceeded on appeal to the Second Circuit, which was asked to interpret the meaning of "found in" and whether Vasquez was continuously "in the United States" for purposes of § 1326.
  • The Second Circuit (WESLEY, Circuit Judge; RAGGI concurs separately) concluded Vasquez's conviction was plainly erroneous, reversed the conviction, and remanded with instructions to enter a judgment of acquittal.

Legal Issues Presented

  1. What is the meaning of the statutory phrase "found in" the United States in 8 U.S.C. § 1326? Specifically, does it simply mean "present in" the United States, or does it require additional elements such as discovery by authorities and a lack of official restraint?
  2. When was Vasquez "found in" the United States for purposes of § 1326: (a) while physically on Canadian soil seeking admission to Canada, or (b) only after he was returned in custody to U.S. authorities?
  3. Does a defendant's involuntary return (forcible return by foreign officials) and lack of contemporaneous voluntary presence preclude conviction under § 1326's "found in" prohibition?
  4. Does § 1326's "found in" prohibition include a mens rea element requiring proof of voluntariness (general intent) to be in the United States when found, or that the defendant's discovery resulted from his last voluntary return?

Arguments of the Parties

Appellee (United States Government)

  • The Government argued that "found in" is synonymous with being "present in" the United States and that Vasquez effectively never left the United States for purposes of § 1326, so his discovery by U.S. authorities after returning from Canada satisfied the statute.
  • The Government advanced a continuity theory: Vasquez's earlier voluntary presence in the United States and the later discovery by authorities together satisfied the actus reus and mens rea of § 1326, treating the offense as continuing.
  • The Government relied on Ninth Circuit authority (e.g., Ambriz–Ambriz and Gonzalez–Diaz) that had treated similar returns from Canada as not constituting a departure from the United States for § 1326 purposes.

Appellant (Walter Yovany Vasquez Macias)

  • Vasquez argued that when CBSA officers inspected him on the Canadian side he was not in the United States and that he was only "found" in the United States when he was forcibly returned in restraints to U.S. custody; at that time he had neither a physical nor legal voluntary presence in the United States.
  • Vasquez contended that his involuntary return and lack of intent to be in the United States meant the Government failed to prove the statutory elements of § 1326 (i.e., he was not "found in" the United States within the meaning of the statute).

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
United States v. Rivera–Ventura, 72 F.3d 277 (2d Cir. 1995) That the offense of being "found in" depends on both the alien's conduct and acts/knowledge of federal authorities (discovery by authorities is part of the offense). Used to reject the Government's simple "present in" definition and to support that discovery by authorities is an element of the offense.
United States v. Acevedo, 229 F.3d 350 (2d Cir. 2000) Affirms that commission of the offense is not complete until authorities discover the illegal alien and know (or could have discovered) the illegality of his presence. Cited to reinforce that discovery by authorities is required before the offense is complete.
United States v. Williams, 733 F.3d 448 (2d Cir. 2013) Referenced as consistent authority on discovery/knowledge aspects of § 1326 "found in" analysis. Cited as additional support for the proposition that discovery by authorities is required.
United States v. Gonzalez–Diaz, 630 F.3d 1239 (9th Cir. 2011) Held under Ninth Circuit reasoning that an alien who sought admission to Canada but was returned was not treated as having left the United States for § 1326 purposes. Summarized and distinguished; the Second Circuit found the Ninth Circuit's rationales unpersuasive in this case.
United States v. Ambriz–Ambriz, 586 F.3d 719 (9th Cir. 2009) Ninth Circuit holding that an alien denied entry to Canada remained, for statutory purposes, continuously "in" the United States. Discussed at length; the court rejected the Ninth Circuit's rationales as not persuasive for the facts here and distinguished Ambriz–Ambriz on its facts.
United States v. Angeles–Mascote, 206 F.3d 529 (5th Cir. 2000) Official-restraint doctrine: where an alien is under official restraint at a port of entry, physical presence alone may be insufficient to constitute entry/"found in" liability. Relied on to support that presence under official restraint may not satisfy § 1326 and to analogize Vasquez's treatment to port-of-entry processing.
United States v. Canals–Jimenez, 943 F.2d 1284 (11th Cir. 1991) Supports the official-restraint principle that being presented at a U.S. port of entry under inspection may not make one "found in" the United States for § 1326. Cited alongside Angeles–Mascote to show circuit support for official-restraint doctrine.
Shaughnessy v. United States ex rel. Mezei, 345 U.S. 206 (1953) Illustrates that a person denied entry into the United States may be neither in the U.S. nor in any other country for certain legal purposes. Used to show precedent that physical presence at a border may not equal legal presence in any country and to analogize to Vasquez's possible status outside the U.S. while denied entry.
Zadvydas v. Davis, 533 U.S. 678 (2001) Quoted for the proposition that presence on U.S. territory (Ellis Island in that case) did not count as entry into the United States in certain contexts. Supported the court's point that denial of admission can leave a person neither legally in the U.S. nor in another country.
United States v. 1903 Obscene Magazines, 907 F.2d 1338 (2d Cir. 1990) Held that goods rejected by foreign customs are treated as entering from that foreign country for U.S. customs purposes. Extended by analogy: the court applied the reasoning to human reentry, concluding there is reason to treat the person as reentering the United States even if the foreign country rejected entry.
United States v. Snyder, No. 01–2382, 2002 WL 417278 (8th Cir. 2002) (unpublished) Unpublished authority holding that reentry after a failed excursion into Canada constituted a separate entry into the United States. Noted as at least one circuit taking a similar view to the magazines analogy; cited as additional support but not relied on as binding.
Rex v. Larsonneur, 24 Cr.App. R. 74 (Eng. 1933) Historical example where a person returned involuntarily was nonetheless convicted of being in the U.K. illegally. Mentioned as a cautionary example the court wishes to avoid by refusing to adopt an undesired legal fiction; discussed in policy context.
State v. Eaton, 168 Wash.2d 476, 229 P.3d 704 (2010) (Wash.) Referenced as a cautionary example in the opinion (contextual reference). Mentioned in the policy discussion cautioning against automatic criminalization of involuntary returns.
United States v. Thomas, 492 F.Supp.2d 405 (S.D.N.Y. 2007) Referenced for the proposition that not every unlawful stay should result in criminal conviction and to support policy concerns. Used in policy context to caution against creating disincentives for aliens to leave the United States.
United States v. Zavala–Mendez, 411 F.3d 1116 (9th Cir. 2005) Applied official-restraint doctrine in holding that presence under official restraint may not constitute entry/"found in." Cited as an example of Ninth Circuit application of the official-restraint doctrine and for comparison with Vasquez's circumstances.
United States v. Quintana–Torres, 235 F.3d 1197 (9th Cir. 2000) Referenced regarding mens rea issues where defendant was extradited against his will. Used in Judge Raggi's concurrence as an example supporting that involuntary extradition/return undermines mens rea for conviction.
United States v. Hernandez–Noriega, 544 F.3d 1141 (10th Cir. 2008) Described the "found in" offense as possibly continuing from voluntary return to discovery by authorities. Discussed in Judge Raggi's concurrence to explain when a continuing-offense theory has been recognized by other circuits.
United States v. Dixon, 327 F.3d 257 (3d Cir. 2003) Quoted for the proposition cited in Hernandez–Noriega that the act of returning must be voluntary but continuity may satisfy "found in". Cited in support of the continuing-offense theory discussion in Judge Raggi's opinion.
United States v. Newton, 677 F.2d 16 (2d Cir. 1982) Referenced as precedent declining to require proof of specific intent to disobey the law for related §§ crimes. Cited by Judge Raggi in discussing mens rea requirements for related § 1326 prohibitions.
United States v. Rodriguez, 416 F.3d 123 (2d Cir. 2005) Discussed in the context that attempted illegal reentry convictions do not require proof that defendant knew he needed permission to enter. Used by Judge Raggi to frame the scope of mens rea the court has previously required for § 1326 "enter/attempt" provisions.
United States v. Martus, 138 F.3d 95 (2d Cir. 1998) Holds that § 1326 is a general-intent crime requiring a voluntary act of reentry or attempted reentry not sanctioned by the Attorney General. Relied on by Judge Raggi to support that § 1326 requires proof of general intent for reentry provisions and to analogize to "found in" mens rea.
United States v. Champegnie, 925 F.2d 54 (2d Cir. 1991) Noted that § 1326 contains no explicit mental-state language, but cited in discussions about presumed mens rea. Cited by Judge Raggi regarding the statutory silence on mens rea and precedent that courts presume some mens rea absent clear contrary indication.
Morissette v. United States, 342 U.S. 246 (1952) Supreme Court authority on presumption of scienter in criminal law and limits on strict liability for serious penalties. Used by Judge Raggi to support the presumption that § 1326 requires some mens rea given potential for severe penalties.
Liparota v. United States, 471 U.S. 419 (1985) Supreme Court authority cited for the presumption of mens rea in criminal statutes that are not codifications of common-law crimes. Referenced in the mens rea analysis to support requiring at least general intent for serious federal offenses.
Conn. Bar Ass'n v. United States, 620 F.3d 81 (2d Cir. 2010) Cited for the proposition that, absent clear contrary indication in statutory language or legislative history, mens rea is presumed. Used to justify presuming a mens rea requirement for § 1326 given potential lengthy sentences.
United States v. Salazar–Robles, 207 F.3d 648 (9th Cir. 2000) Illustrates that the mens rea element for "found in" can be satisfied by a prior voluntary return even if the defendant is not voluntary at the time of discovery (e.g., imprisoned). Discussed by Judge Raggi to explain the alternatives for proving mens rea for a "found in" conviction (voluntariness at discovery or continuity from voluntary return).
Correa v. Thornburgh, 901 F.2d 1166 (2d Cir. 1990) Defines "free from official restraint" as required to prove entry/attempt to enter for § 1326 purposes. Cited by Judge Raggi to explain official-restraint doctrine and its relevance to entry/attempt statutes.
United States v. Munoz, 412 F.3d 1043 (9th Cir. 2005) Noted that the official-restraint doctrine has been held irrelevant to certain other immigration statutes (e.g., § 1324(a)(2)(B)). Mentioned in a footnote distinguishing the official-restraint doctrine's applicability across different immigration statutes.
United States v. Charleus, 871 F.2d 265 (2d Cir. 1989) Referenced for the allocation of burdens in duress defenses and related mens rea considerations. Used in a footnote describing that defendants bear the burden to establish duress elements if raised as a defense to § 1326.
Dixon v. United States, 548 U.S. 1 (2006) Discussed in relation to duress and mens rea issues (contextual citation). Cited in a footnote regarding the interplay of duress and mens rea in criminal statutes.
United States v. Ruiz–Lopez, 234 F.3d 445 (9th Cir. 2000) Quoted by the Ninth Circuit in related "found in" analyses concerning official restraint. Cited in the discussion of Ninth Circuit authorities (throughly discussed by Judge Raggi) to contrast approaches to official restraint and continuing-offense theories.
United States v. Hernandez–Noriega, 544 F.3d 1141 (10th Cir. 2008) Holding that although return must be voluntary, continued presence need not be voluntary at time of discovery for a continuing-offense theory. Cited as an example of continuing-offense precedent discussed by Judge Raggi.
Arriaga v. Mukasey, 521 F.3d 219 (2d Cir. 2008) Quoted on the principle that penal statutes must give adequate notice and courts should not expand criminal liability beyond statutory text. Invoked by Judge Raggi in a caution about judicially creating legal fictions that expand criminal culpability.
Lanzetta v. New Jersey, 306 U.S. 451 (1939) Quoted regarding due process notice principles for penal statutes. Used by Judge Raggi to emphasize that criminal statutes require clarity so individuals have notice of prohibited conduct.

Court's Reasoning and Analysis

The court's analysis proceeded in major steps as follows, stated in the opinion:

  1. Rejection of Government's Simplistic Definition: The Government urged that "found in" simply means "present in" the United States. The court rejected that interpretation, citing Second Circuit precedent (Rivera–Ventura, Acevedo, Williams) that makes discovery by authorities and their knowledge (or ability to discover illegality) an element of the offense.
  2. Dispute about Timing of "Found": The parties disputed when Vasquez was "found in" the United States. The Government claimed he never left the United States for § 1326 purposes; Vasquez argued he was first "found" only when he was forcibly returned to U.S. CBP custody. The court accepted that Vasquez was not in the United States while on Canadian soil and that the critical question was whether his subsequent forcible return could support a "found in" conviction.
  3. Consideration of Ninth Circuit Authorities: The court examined Ninth Circuit decisions (Ambriz–Ambriz and Gonzalez–Diaz) that had treated similar facts by employing a legal fiction of continuous presence in the United States. The Second Circuit found those rationales unpersuasive and declined to adopt them for this case.
  4. Official-Restraint Doctrine and Analogies: The court explored the official-restraint doctrine (as applied by other circuits in contexts where an alien was under inspection or custody at a port of entry), which can render physical presence insufficient for an "entry" or "found in" conviction if the person is under official restraint. The court determined that Vasquez's treatment at the border—handcuffed return and custody by CBSA then CBP—meant he lacked the freedom associated with voluntary presence.
  5. Analogy to Treatment of Rejected Goods: The court considered its prior decision about goods rejected by foreign customs (United States v. 1903 Obscene Magazines) and found reason to extend that reasoning to aliens' reentry; however, the court ultimately concluded that, in this context, Vasquez had neither a physical nor legal voluntary presence in the U.S. when "found" and that he had been returned involuntarily.
  6. Mens Rea Considerations (Judge Raggi's Concurrence): Judge Raggi's separate concurrence analyzed mens rea more explicitly. She concluded § 1326 contains an implicit mens rea component—at least general intent to be in the United States—and that such mens rea can be established either by (a) absence of official restraint at the time of being found, or (b) a voluntary return preceding discovery that continued uninterrupted until discovery. Because Vasquez was involuntarily returned and there was no evidence he intended to return after being denied Canada, the mens rea element was not satisfied under either test.
  7. Plain Error and Manifest Injustice: On the combined facts—Vasquez physically crossed into Canada, was refused entry, and was forcibly returned in handcuffs—the court concluded Vasquez was not "found in" the United States within the meaning of § 1326. The conviction therefore was plainly erroneous and allowing it to stand would constitute manifest injustice.

Holding and Implications

HOLDING: The judgment of conviction is REVERSED and the case is REMANDED with instructions to enter a judgment of acquittal.

Implications and immediate effects (as stated in the opinion):

  • The direct effect is that Vasquez's criminal conviction for being "found in" the United States in violation of 8 U.S.C. § 1326 is vacated, and the district court is instructed to enter a judgment of acquittal.
  • The opinion states that Vasquez remains subject to immigration enforcement and deportation notwithstanding the reversal of his criminal conviction; the court explicitly notes that reversal of the criminal conviction does not preclude administrative immigration consequences.
  • The court clarified, at least in this factual context, that a defendant who physically departs the United States and is subsequently returned involuntarily such that he lacks voluntary presence when discovered cannot be convicted under § 1326's "found in" prohibition on the theory that his prior voluntary presence continues to supply mens rea for the later discovery.
  • Judge Raggi's concurrence further articulates that § 1326 requires proof of general intent (voluntariness) for a "found in" conviction, and that an intervening physical departure breaks any continuing-offense theory unless the Government proves voluntary presence after the most recent return and before discovery.
  • Although the court addressed a question it described as new for this Circuit (criminal liability of previously-deported aliens denied admission into Canada and forcibly returned), it reversed on the facts before it and emphasized caution in creating legal fictions that expand criminal culpability; the opinion leaves broader legislative adjustments and policy changes to Congress rather than judicial extension.

Note: Judge Reena Raggi concurred in the judgment but wrote separately to explain her approach emphasizing mens rea and voluntariness. The majority opinion and Judge Raggi's concurrence together form the court's decision to reverse and remand for entry of acquittal.

UNITED STATES of America, Appellee, v. Walter Yo

WESLEY


Jayme L. Feldman (Tracey Hayes, on the brief), Federal Public Defender's Office, Western District of New York, Buffalo, NY, for Defendant–Appellant Walter Yovany Vasquez Macias. Stephan J. Baczynski, Assistant United States Attorney, (Monica Richards, Assistant United States Attorney, on the brief), for William J. Hochul, Jr., United States Attorney for the Western District of New York, Buffalo, NY, for Appellee United States of America.
Before: POOLER, RAGGI, AND WESLEY, Circuit Judges.

Judge RAGGI concurs in a separate opinion.

WESLEY, Circuit Judge:



Walter Yovany Vasquez Macias (“Vasquez”) is a citizen of Honduras with a checkered immigration history in the United States. He was detained in California in 1990, left voluntarily, illegally reentered the country, and then sold drugs to at least two undercover officers in the late 1990s (leading to one criminal conviction and deportation in 2000). Vasquez again returned to the United States without authorization in approximately 2001; he claims that he subsequently went straight and entered the antique business.

Although his 2001 unlawful reentry may have constituted a separate violation of 8 U.S.C. § 1326, it is not at issue in this case (and the statute of limitations on such a violation would already have expired).

For reasons not known to us, Vasquez decided to abandon the antique market and leave the United States. With a friend, he traveled from Texas to Niagara Falls, where they walked across the Rainbow Bridge to Canada. Canada Border Services Agency (“CBSA”) officers first saw Vasquez on the Canadian side of the bridge as he walked in the car lanes towards Canada; they brought him to their facility for inspection. Vasquez lacked a passport or visa to enter Canada and his explanations about the reasons for his travel were not plausible. A CBSA agent testified that he “refuse[d] [Vasquez's] entry” to Canada. The CBSA supplied Vasquez with an “Allowed to Leave” document, customarily created whenever someone from the United States attempts to enter Canada and is refused entry. Notwithstanding Canada's “allowing” Vasquez's departure, CBSA agents forcibly returned Vasquez to the United States in handcuffs.

CBSA agents handed Vasquez over to U.S. Customs and Border Protection (“CBP”) officials, who conducted an immigration investigation and records check. The CBP records check revealed that Vasquez was a Honduran citizen who had been asked to leave in 1990 and been deported in 2000 for his felony drug conviction. Vasquez was indicted for being “voluntarily present and found in the United States.” Having been in the United States illegally for approximately ten years, he was convicted based on his failed attempt to begin anew in Canada. After trial, Vasquez renewed, albeit untimely, an earlier motion for a judgment of acquittal, arguing that he was not in the United States when he was found.

This language from his indictment does not precisely mirror the statutory requirements of 8 U.S.C. § 1326; however, we presume that he was convicted of the crime alleged in the indictment, and the Government does not allege otherwise. If it did, then we would be forced to determine whether his conviction constituted a prejudicial variance from the terms of his indictment.

Discussion

The parties agree as to the facts of the case and as to most of the applicable law, but leave it to this Court to determine the meaning of “found in” and whether Vasquez was continuously “in the United States” within the meaning of 8 U.S.C. § 1326. Because Vasquez was not in the United States when he was “found” and, when “found in” the United States, was here involuntarily, Vasquez's conviction was plainly erroneous and it would constitute manifest injustice to allow it to stand.

This section indicates, in relevant part, that:
[A]ny alien who ... has been ... deported, or removed ... and thereafter ... enters, attempts to enter, or is at any time found in, the United States, unless ... the Attorney General has expressly consented to such alien's reapplying for admission; or ... such alien ... establish[es] that he was not required to obtain such advance consent ... shall be fined under Title 18, or imprisoned not more than 2 years, or both.

8 U.S.C. § 1326(a)
. Vasquez does not contend that he had the authority to enter or that his reentry did not require advance authorization.

I

The Government proposed that the term “found in[ ] the United States” is synonymous with “present in the United States.” We have previously rejected this interpretation. “The offense of being ‘found in’ the United States ... depends not only on the conduct of the alien but also on acts and knowledge of the federal authorities.” United States v. Rivera–Ventura, 72 F.3d 277, 281 (2d Cir.1995). “The commission of the offense is not complete ... ‘until the authorities both discover the illegal alien in the United States, and know, or with the exercise of diligence typical of law enforcement could have discovered, the illegality of his presence.’ ” United States v. Acevedo, 229 F.3d 350, 355 (2d Cir.2000) (alterations omitted) (quoting Rivera–Ventura, 72 F.3d at 282);see also United States v. Williams, 733 F.3d 448, 455 (2d Cir.2013).

II

The parties also disagree as to when Vasquez was “found in” the United States. The Government contends that, notwithstanding his physical presence north of the Canada / U.S. border, Vasquez never left the United States. Vasquez argues that the first time that he was both “found” and “in[ ] the United States” was upon his forcible return to the custody of U.S. CBP agents. Because Vasquez was not in the United States while he was on Canadian soil seeking admission into Canada, he was not “found in” the United States until the CBSA brought him across the border in restraints and the U.S. CBP “discovered” him.

Of course, this would mean that Vasquez was “found” by Canadian border officials in the United States. That seems a bit curious, but neither party has advanced the argument that being “found” by agents of a foreign government is not sufficient to trigger liability under the statute, and we therefore assume for the purposes of this case that the CBSA agents were capable of “finding” Vasquez.

Prior to this “discovery,” Vasquez physically crossed the border from the United States into Canada; at that point, he had neither a legal nor a physical presence in the United States. If found at this point, Vasquez was not “in[ ] the United States” pursuant to the requirements of 8 U.S.C. § 1326. Nevertheless, under similar circumstances the Ninth Circuit has twice held that the aliens were “found in” the United States pursuant to a theory that employed a legal fiction of their continuous presence in the United States after having crossed into Canadian territory. See United States v. Gonzalez–Diaz, 630 F.3d 1239,1243–44 (9th Cir.2011); United States v. Ambriz–Ambriz, 586 F.3d 719, 723–24 (9th Cir.2009). The Ninth Circuit lays out two rationales for its view; neither is persuasive.

Ambriz and Gonzalez–Diaz, appellants in the Ninth Circuit cases, also returned to the United States after seeking admission to Canada. By seeking refugee status, Gonzalez–Diaz actually secured an overnight stay 55 miles into Canada before being returned to the United States in custody. Gonzalez–Diaz, 630 F.3d at 1241. As in this case, in Gonzalez–Diaz “the indictment charged Gonzalez–Diaz only ... with being found in the United States.” Id. at 1242 (emphasis retained). Nevertheless, the Ninth Circuit held that he had not left the United States for the purposes of 8 U.S.C. § 1326. Id. at 1244.

First, the Ninth Circuit noted that Ambriz “was never legally in Canada, and thus, ... was not entering the United States from a foreign country.” 586 F.3d at 723;see also Gonzalez–Diaz, 630 F.3d at 1244. Two assumptions underlie this analysis: first, for purposes of the statute, physical presence is not synonymous with legal presence; second, Ambriz and Gonzalez–Diaz must have been legally either in Canada or in the United States. We disagree with the second proposition and therefore do not reach the first.

Aliens attempting to enter the United States, stopped in analogous circumstances, are not legally in the United States. See, e.g., United States v. Angeles–Mascote, 206 F.3d 529, 531 (5th Cir.2000); United States v. Canals–Jimenez, 943 F.2d 1284,1287–88 (11th Cir.1991). However, nothing cited in these cases, Ambriz–Ambriz, Gonzalez–Diaz, or the parties' briefs suggests that these aliens, turned away at a United States port of entry, were considered to be present in their countries of origin (while physically in a U.S. airport, border crossing, or port).

Indeed, the Supreme Court has recognized that a person, denied entry into the United States, might also not be present in any other country. See, e.g., Shaughnessy v. United States ex rel. Mezei, 345 U.S. 206, 209, 216, 73 S.Ct. 625, 97 L.Ed. 956 (1953). In Mezei, the Government detained and refused entry, for security reasons, to a once-resident alien returning from a trip to Hungary. Id. at 207–08, 73 S.Ct. 625. Every country consulted (France, through which he traveled en route to the United States; the United Kingdom; Hungary; and “about a dozen Latin American countries”) refused to take him. Id. at 209, 73 S.Ct. 625. “His presence on Ellis Island did not count as entry into the United States,” Zadvydas v. Davis, 533 U.S. 678, 693, 121 S.Ct. 2491, 150 L.Ed.2d 653 (2001); however, neither was he in France, Hungary, or elsewhere.

Two recent examples of a similar phenomenon include suspected traitor Edward Snowden, who had his passport rescinded as he fled the United States for Russia and was stranded in the “transit zone” of Sheremetyevo International Airport, “which is technically considered outside Russian territory,” Lukas I. Alpert, Four Days In, Fugitive's Airport Stay Falls Short of Many Terminal Cases,Wall. St. J.,, June 27, 2013, at A6; and Mehran Karimi Nasseri, who inspired the Steven Spielberg movie The Terminal. See Ethan Gilsdorf, Behind ‘The Terminal,’ A True Story,Christian Sci. Monitor,, June 21, 2004, at 11.

The possibility that Vasquez was outside the United States once he exited our borders finds mixed support in his treatment by customs officials at the border. A U.S. CBP official testified that Vasquez was treated, at least in some respects, as though he had never left the United States, but a CBSA agent testified that Vasquez made it far enough that he could not have turned around and returned to the U.S. side of the Rainbow Bridge. Vasquez was transported, in custody, under a status known as “immigration examination.” On his return, United States officials did not permit Vasquez to leave; they took his fingerprints and ran them through national databases, questioned him in secondary inspection, forced him to fill out customs paperwork, and ultimately arrested him.

Insofar as Vasquez's treatment mirrored U.S. CBP's customary treatment of immigrants seeking to enter through ports of entry, this would be insufficient to support Vasquez's conviction for entering the United States, based on the doctrine of “official restraint.” See, e.g., United States v. Zavala–Mendez, 411 F.3d 1116, 1119–20 (9th Cir.2005); Angeles–Mascote, 206 F.3d at 531. The official restraint doctrine requires “both physical presence in the country as well as freedom from official restraint” before an “attempted entry” becomes an “actual entry.” Angeles–Mascote, 206 F.3d at 531 (internal quotation marks omitted). The same principles apply to being “found in” the United States; if an alien's presence here (after she has left the country) is so attenuated that she has not yet “entered,” then it is insufficient to support “found in” liability.

The Ninth Circuit has held that “the official restraint doctrine ‘pertains to an individual entering the United States from a foreign country, and thus is inapplicable’ ” in cases like this one. Gonzalez–Diaz, 630 F.3d at 1243 (emphasis added) (quoting Ambriz–Ambriz, 586 F.3d at 723). Neither Gonzalez–Diaz nor Ambriz–Ambriz explains why the logic of the official restraint doctrine, which distinguishes between physical and legal presence, should not apply unless an alien is entering from another country. Id.; Ambriz-Ambriz, 586 F.3d at 723–24.

The criminal liability of previously-deported, undocumented aliens who are denied admission into Canada is a new question for this Court, but we have examined the treatment of goods that were taken into Canada and did not clear customs. See United States v. 1903 Obscene Magazines, 907 F.2d 1338, 1340 (2d Cir.1990). In Obscene Magazines, we held that “goods rejected by the Customs officials of a foreign country to which export is attempted are imported from that foreign country....” Id. at 1343 (internal quotation marks and alteration omitted). “Whether the magazines were accepted into Canada or denied entry and held by Canadian Customs is irrelevant. Regardless of their fate in Canada the objectionable publications were presented at the United States border for entry into the United States from without when they were seized.” Id. at 1342. The obscene magazines were entering the United States, regardless of whether or not they were in Canada. We see no reason not to extend this reasoning to aliens' reentry into the United States.

At least one other circuit has held (albeit in an unpublished opinion) that U.S. citizens' reentry into the United States after a failed attempt to take an excursion into Canada constituted a separate entry into the United States. United States v. Snyder, No. 01–2382, 2002 WL 417278, at *1 (8th Cir.2002).

III

The Ninth Circuit also justified its Ambriz–Ambriz decision because it believed that the “found in” prong was the only way that Ambriz could be prosecuted. 586 F.3d at 723 & n. 3. This assumes both that Ambriz (or Vasquez) could not be prosecuted for attempting to enter the United States and that the conclusion that no statute prohibits their conduct is an “untenable result.” Id. at 723 n. 3. We do not share our sister circuit's concern. While we recognize that criminal behavior should be punished, we are also mindful of the “cautionary example,” State v. Eaton, 168 Wash.2d 476, 483 n. 4, 229 P.3d 704 (2010), of the infamous case of Rex v. Larsonneur, 24 Cr.App. R. 74, [1933] 24 A.C. 74 (Eng.). Moreover, Congress has not outlawed all travel between sovereign nations, and not every unlawful stay in the United States—even by a previously-deported alien—can or should result in a criminal conviction. Cf. United States v. Thomas, 492 F.Supp.2d 405, 412 (S.D.N.Y.2007).

Criminal law scholars remember that in Larsonneur, a French woman lawfully in the United Kingdom was instructed to leave the country by March 22, 1933; she dutifully traveled to the Irish Free State (then a distinct entity). 24 Cr.App. R. at 76. Not only did the Irish Free State deny her admission, but “the defendant was forcibly brought back to the United Kingdom by police and then convicted of being in the U.K. illegally.” Ian P. Farrell and Justin F. Marceu, Taking Voluntariness Seriously, 54 B.C. L. Rev. 1545, 1589 (2013).

The law does not bend to meet the facts of each case. Although Vasquez undeniably broke the laws of the United States at some point after his 2000 deportation, he is not guilty of the crime of which he was convicted. We are not too troubled by this seeming oddity. Even though we reverse his criminal conviction, Vasquez will (again) be subject to deportation. Moreover, it seems equally anomalous to punish Vasquez for being “found in” the United States when he was only “found” based on his attempt to stop living in the United States unlawfully. This would create a disincentive for undocumented, previously-deported aliens to do the one thing that Congress would most like them to do—leave. Cf. Thomas, 492 F.Supp.2d at 409.

While a skeptical observer might ask what good deporting Vasquez will do, as he has returned without authorization at least once already, we note that in this case Vasquez's genuine attempt to leave might hint at his disinclination to return.

As referenced above, upon returning to the United States, Vasquez was more analogous to previously-deported aliens who seek to enter the United States at a port of entry. Like them, Vasquez was processed by U.S. CBP agents. And like the agents in Angeles–Mascote, the U.S. CBP agents here ran Vasquez's information through immigration databases and examined his prior immigration history. 206 F.3d at 530. Vasquez's indictment charged him only with being “found in” the United States, rather than also including the attempted entry prong of 8 U.S.C. § 1326.

In Angeles–Mascote, the indictment charged that Angeles–Mascote “knowingly[ ] and unlawfully entered and was found in the United States.” 206 F.3d at 530–31. Had the Government also indicted Vasquez for entering or attempting to enter the United States, we may have been faced with determining which prong of 8 U.S.C. § 1326, if any, applied to Vasquez's conduct.

Two primary but immaterial differences separate Vasquez from cases like Angeles–Mascote. First, unlike Angeles–Mascote, Vasquez was entering the United States after having been denied entry into another country, rather than after having been legally present in another country. Because nothing in 8 U.S.C. § 1326 requires entry into the United States following legal presence in another country, this distinction should not matter. Cf. Obscene Magazines, 907 F.2d at 1343. Second, unlike Angeles–Mascote, Vasquez did not wish to be inside the United States. Indeed, despite the indictment's (unnecessary) charge that Vasquez “was voluntarily present” in the United States, the only expression of Vasquez's will was his strong desire to get out of the country. This does not make Vasquez more susceptible to prosecution under 8 U.S.C. § 1326 than if he intended to enter the United States.

We note that Vasquez physically left the United States and was returned in handcuffs without manifesting a desire to stay—yet the Government charged him for his “voluntary” presence. If we felt it necessary to reach the specific mens rea requirement of 8 U.S.C. § 1326(a), we would likely agree with Judge Raggi's well-reasoned concurrence.

Vasquez and Angeles–Mascote were both not “in the United States” when they were found; like Angeles–Mascote, Vasquez is therefore entitled to judgment as a matter of law. It was plain error for Vasquez to be convicted of being “found in” the United States, and allowing his conviction to stand would constitute manifest injustice.

Conclusion

Although he had indisputably been present in the United States illegally for nearly a decade, Vasquez was not “found” while he was in this country. When he was found—admittedly not long after his departure from the United States—Vasquez had neither a physical nor a legal presence in this country. When he had been “found” and was “in[ ] the United States,” Vasquez had been returned involuntarily with neither a desire to enter, nor a will to be present in, the United States. As a result, Vasquez was not “found in[ ] the United States” within the meaning of 8 U.S.C. § 1326.

For the foregoing reasons, the judgment of conviction entered in the district court is REVERSED and the case is REMANDED with instructions to enter a judgment of acquittal. REENA RAGGI, Circuit Judge, concurring in the judgment:

The court today reverses defendant Vasquez's conviction for being “found in” the United States after deportation without the permission of the Attorney General in violation of 8 U.S.C. § 1326. I join in that judgment, but write separately because I reach that conclusion somewhat differently from my colleagues in the majority. Specifically, I construe § 1326 to require proof of a defendant's general intent to be in the United States. In the case of a defendant charged with being “found in” the United States illegally, that means proof either that a defendant was voluntarily in the United States when authorities found him physically present in this country, or that his presence in the United States at the time he was so found was a result of his last voluntary return to the United States. Neither circumstance is present here. When Vasquez was “found in” the United States by federal border authorities, he was not here voluntarily; rather, he was forcibly brought here by Canadian officials. It was this compelled return to the United States—not any earlier return preceding Vasquez's departure for Canada—that caused Vasquez to be “found” in this country. In these circumstances, I agree that the judgment of conviction must be reversed.

There is no need for me to repeat facts detailed by the majority. I note simply that Vasquez submits that, as a matter of law, he cannot stand convicted of having been “found in” the United States after a prior deportation because (1) United States authorities only found him in this country when he was involuntarily returned—in handcuffs—by Canadian officials who had just denied him legal entry into their country, and (2) to the extent he had voluntarily returned to the United States after deportation some years before crossing into Canada, he was never found in this country by United States officials during that time.

Neither at trial nor on appeal has the government disputed that a defendant's presence in the United States must be voluntary to support a § 1326 conviction. Indeed, the indictment so charges, and the jury was so instructed in this case. Rather, the government maintains that Vasquez's presence in the United States cannot be divorced into two parts, one before his unsuccessful entry into Canada, when he was voluntarily in this country but not yet “found” by United States officials, and the other after Canadian authorities returned him to this country in restraints, at which time he was “found” here by federal authorities. The government submits that defendant's § 1326 crime is properly viewed as continuing, so that his voluntary presence here before he left for Canada, and the government finding him here after his attempt to enter Canada, together satisfy the mens rea and actus reus elements of the crime of conviction. The district court's charge supported this theory of culpability, instructing the jury that “a person who is denied entry to a foreign country and is returned to the United States side of the port of entry did not leave the United States even if that person was physically on foreign territory before being brought back into the United States.” A–322.

In explaining why I cannot agree, I briefly consider the two elements of a § 1326 crime. As to the actus reus element of being “found in” this country after deportation, our precedent instructs that the crime is not complete until the government becomes aware of defendant's illegal presence in this country. See United States v. Williams, 733 F.3d 448, 453 (2d Cir.2013). Here, the government agrees that such awareness occurred only after Vasquez was returned in custody from Canada. At that time, Vasquez's person was plainly within the geographical borders of the United States. See 2 Leonard B. Sand et al., Modern Federal Jury Instructions: Criminal, Instr. 33A–36 (2011) (hereafter Sand) (“To be found in the United States means to be located in the United States following reentry.”). Nevertheless, a number of our sister circuits, in order to ensure against redundancy in the “enter,” “attempt to enter,” and “found in” prohibitions of § 1326, have held that, where a person unsuccessfully attempts to enter the country through a border point without deception, he cannot yet be “found in” the United States despite his physical presence within the country's borders because he is under official restraint. See United States v. Angeles–Mascote, 206 F.3d 529, 531 (5th Cir.2000) (holding that alien whose status as previously deported was discovered when he presented himself to immigration and customs authorities at airport was not “found in” United States); United States v. Canals–Jimenez, 943 F.2d 1284, 1287–88 (11th Cir.1991) (same); see also United States v. Zavala–Mendez, 411 F.3d 1116, 1120 (9th Cir.2005) (reaching same conclusion for alien approaching border station in motor vehicle). If we were to agree—a question we need not here decide—that reasoning might itself support reversal of Vasquez's conviction for being “found in” the United States illegally, on the theory that his conduct admitted at best an attempted reentry.

The government, however, maintains that Vasquez was not here attempting to enter the United States from a foreign country because Canada had, in fact, denied him entry. It argues that, despite his actual physical departure from United States soil and brief physical presence in Canada, Vasquez should be treated as never having left the United States.

Insofar as this argument distinguishes physical from legal presence in a foreign country, suggesting that the latter is necessary to preclude a defendant who has departed the United States from being “found in” this country upon even involuntary return, I am not convinced. Vasquez may not have been legally present in Canada when he physically crossed into that country, but neither was he ever legally present in the United States before crossing into Canada. The government's real argument seems to be that where, as here, a defendant surreptitiously enters this country illegally, he somehow remains in this country—even if no longer here physically—until he enters another country lawfully, or at least until he does so free from official restraint. I disagree.

The official restraint doctrine places a limit on our government in proving a § 1326 crime. Thus, to prove unlawful entry or attempted entry, the government must establish that a deported alien came, or tried to come, “into the United States from a foreign port or place while free from official restraint.” Sand at Instr. 33A–36. See Correa v. Thornburgh, 901 F.2d 1166, 1172 (2d Cir.1990) (holding that freedom from official restraint required to have entered United States for purposes of § 1326). Insofar as the statute's “found in” prohibition was included to cover defendants who surreptitiously entered the United States, courts have required the government to prove “that the defendant actually was in the United States free from official restraint.” Sand at Instr. 33A36, cmt. at 62 & n. 6 (collecting cases). I do not, however, think that the doctrine places a limit on an alien's ability to depart this country, so that his presence in the United States can fairly be said to continue uninterrupted at the same time that his person is in another country, albeit under restraint by its officials. Indeed, the conclusion borders on the metaphysical, raising concern about the adequacy of the statute's notice about the criminal conduct proscribed.

The official restraint doctrine has been held irrelevant to other criminal immigration laws. See United States v. Munoz, 412 F.3d 1043, 1049 (9th Cir.2005) (holding that alien smuggled to United States “comes to” the United States under 8 U.S.C. § 1324(a)(2)(B) when he crosses the border regardless whether under official restraint).

“Free from official restraint” has been defined to mean “free from observation or surveillance by government officials for any period of time after one enters the United States until the time one is apprehended or placed in custody.” Sand at Instr. 33A–36. See Correa v. Thornburgh, 901 F.2d at 1172.

This concern is only aggravated when one considers the crime's mens rea element. As already noted, the government does not dispute that § 1326 requires proof of mens rea. But as we consider precisely what intent is required to support a “found in” conviction—a matter not previously addressed by this court—we confront the challenge of a silent statutory text. See United States v. Champegnie, 925 F.2d 54, 55 (2d Cir.1991) (observing that § 1326 “contains no language requiring proof of a particular mental state”). The challenge is only enhanced by the fact that § 1326 does not codify a common law crime, where the law presumes a scienter requirement even where not expressly stated. See Morissette v. United States, 342 U.S. 246, 250–52, 72 S.Ct. 240, 96 L.Ed. 288 (1952); accord Liparota v. United States, 471 U.S. 419, 424–25, 105 S.Ct. 2084, 85 L.Ed.2d 434 (1985). Nevertheless, in construing statutes, courts assume that Congress intends to legislate consistently with the Constitution. The Due Process Clause admits only a narrow category of strict liability crimes, generally limited to regulatory measures where penalties are relatively small. See Morissette v. United States, 342 U.S. at 258–60, 72 S.Ct. 240.Section 1326(b)(2), however, admits the possibility of a 20–year sentence. In such circumstances, we can properly presume that § 1326 requires at least some proof of mens rea to support conviction. See generally Conn. Bar Ass'n v. United States, 620 F.3d 81, 102 (2d Cir.2010) (concluding that “absent clear indication in the language or legislative history of a contrary congressional purpose, mens rea is presumed to be an element of any federal crime”).

Certainly, that is the conclusion this court has reached in considering the statute's “enter” and “attempt to enter” prohibitions. While we have declined to construe these prohibitions to require proof of a defendant's specific intent to disobey the law, see United States v. Newton, 677 F.2d 16, 17 (2d Cir.1982); accord United States v. Rodriguez, 416 F.3d 123, 128 (2d Cir.2005) (holding that conviction for attempted illegal reentry does not require proof that defendant knew he needed Attorney General's permission to enter United States); see also Sand at Instr. 33A–36, cmt. at 63–64 (observing that “every circuit to address the question has held that the government need not prove that the defendant knew it was illegal for him to enter the United States” to support § 1326 conviction), we have held that the government must prove general intent, as evidenced by “a voluntary act of reentry or attempted reentry by the defendant that is not expressly sanctioned by the Attorney General.” United States v. Martus, 138 F.3d 95, 97 (2d Cir.1998); accord United States v. Champegnie, 925 F.2d at 55 (holding intent to reenter United States sufficient mens rea for attempted reentry despite common law's history of requiring specific intent for attempt crimes); see Sand at Instr. 33A–36, cmt. at 63 (explaining why “section 1326 is better viewed as a general intent crime requiring only that the defendant voluntarily enter the United States”).

There is no reason to construe § 1326's “found in” prohibition not to require similar proof of mens rea. Even though being “found in” a place might be viewed as a “passive act” by the defendant, see United States v. Salazar–Robles, 207 F.3d 648, 650 (9th Cir.2000), criminal culpability demands proof that the defendant was voluntarily in the United States either at the time he was found here or at some time after his last return to the United States before he was so found.

Voluntary presence at the time officials find a deported alien in this country does not require the government to prove how the defendant entered the United States. See Sand at Instr. 33A–36, cmt. at 62–63 & n. 7 (citing cases). At the same time, courts have held that § 1326 does not require proof of voluntary presence at the precise moment a defendant is found in the United States. In United States v. Salazar–Robles, 207 F.3d 648, the illegal alien was in state prison when federal authorities discovered that he was in this country. The Ninth Circuit recognized that “[a]s Salazar–Robles did not voluntarily put himself in Folsom State Prison, he did not voluntarily commit the act” of being found in the United States. Id. at 650. Nevertheless, that court upheld defendant's conviction, holding that the crime's mens rea element could be satisfied by proof that defendant was found in the United States (albeit in prison) as a result of his voluntary return to this country after deportation. See id.

In this respect, being “found in” the United States may be considered a continuing offense that begins with the alien's voluntary return to this country after deportation and is completed when federal authorities discover his presence. See United States v. Hernandez–Noriega, 544 F.3d 1141, 1143 (10th Cir.2008) (holding that “ ‘[a]lthough the act of returning to the United States must be voluntary, it is not relevant whether an alien's continued presence in the United States was voluntary at the moment of discovery’ ” (quoting United States v. Dixon, 327 F.3d 257, 259 (3d Cir.2003))). But I do not think the same continuing offense conclusion can apply where a defendant does not maintain a continuous physical presence in the United States between his voluntary return following deportation and authorities' discovery of his presence. An intervening departure from the United States effectively breaks the continuum that allows the defendant's discovery in the country at one point to be attributed to his voluntary return at an earlier time, so as to satisfy both the actus reus and mens rea elements of the “found in” crime. Thus, where a defendant is found in the United States only after an intervening physical departure, that discovery cannot be said to derive from the pre-departure return. Rather, to support a § 1326 “found in” conviction, the government must prove that the alien was voluntarily in the United States at some point between his most recent return to this country and his discovery by U.S. authorities.

That is not this case. There is no question that Canadian authorities returned Vasquez to this country in handcuffs, and that he remained so until he was surrendered to the U.S. authorities. Cf. United States v. Quintana–Torres, 235 F.3d 1197, 1200 (9th Cir.2000) (observing that mens rea requirement for “found in” conviction would not be satisfied where defendant was “extradited [to United States] against his will”). United States v. Ambriz–Ambriz, 586 F.3d 719 (9th Cir.2009), on which the government relies to argue that an alien denied entry into a foreign country never departs the United States, is distinguishable in that the alien there was allowed to return to the United States in his own car, whereupon he specifically—and falsely—identified himself to United States Customs officers as a United States citizen and produced a California driver's license. See id. at 720. Such conduct suggests that, having failed to achieve his first objective, to enter Canada, Ambriz's intent was to gain entry to the United States. Nothing in this case manifests that Vasquez had a similar intent to return to the United States after being denied entry into Canada. I recognize that the Ninth Circuit's decision in Ambriz–Ambriz does not depend on the circumstances I have highlighted. Nevertheless, these circumstances dissuade me from concluding, as the government urges, that, in the case of an alien who physically departs the United States but is denied entry to a foreign country, the mens rea element of § 1326 can be established based on the alien's voluntary entry into the United States prior to his physical departure.

Insofar as the mens rea requirement of voluntariness suggests the availability of a duress defense to a § 1326 charge, the burden would be on the defendant “to establish all elements of the defense, including the fact that the defendant surrendered to authorities at the first safe opportunity to do so.” Sand at Instr. 33A–36, cmt. at 64. See United States v. Charleus, 871 F.2d 265, 270 (2d Cir.1989). Cf. Dixon v. United States, 548 U.S. 1, 6–7, 126 S.Ct. 2437, 165 L.Ed.2d 299 (2006) (stating that existence of duress normally does not negate defendant's criminal state of mind when applicable offense requires defendant to have acted knowingly or willfully).

Indeed, neither Ambriz–Ambriz, nor the same court's decision in United States v. Gonzalez–Diaz, 630 F.3d 1239 (9th Cir.2011), discusses the voluntariness requirement of a § 1326 “found in” violation. In concluding that an alien who physically departed the United States and was held in custody overnight in Canada “neither departed the United States nor entered Canada” but remained always “ ‘in’ the United States” through the time “he was ‘found’ by U.S. immigration authorities,” Gonzalez–Diaz recognized “two sound general propositions” that supported defendant's arguments to the contrary. Id. at 1242–44. First, “an alien cannot be found in the United States if he has departed the United States before he is found.... [I]f an alien departs before his unlawful presence is discovered, the offense has not been committed.” Id. at 1243 (emphasis in original). Second, “when an alien is entering the United States from a foreign country and is discovered at the border, he cannot be found in the United States until he is free from official restraint.... ‘Rather, the government must also establish that the alien entered the United States free from official restraint at the time officials discovered or apprehended him.’ ” Id. (quoting United States v. Ruiz–Lopez, 234 F.3d 445, 448 (9th Cir.2000)). Nevertheless, the court concluded that Ambriz–Ambriz “dictated” the conclusion that Gonzales–Diaz had neither departed the United States nor entered Canada “in the sense contemplated” by the authorities supporting the two cited propositions. Id. Because we are not bound by Ambriz–Ambriz, which is in any event distinguishable from this case for reasons discussed in the text of the opinion, I do not reach a similar conclusion here.

In Ambriz–Ambriz, the Ninth Circuit candidly acknowledged that its decision was animated by a concern that if the defendant in that case could not be prosecuted for being “found in” the United States on his return from Canada, he would escape prosecution altogether.

Because Ambriz presumably did not have any intent to enter the United States, as he never legally left the country ..., it is doubtful that Ambriz could be successfully prosecuted ... for “entering” or “attempting to enter” the United States. Thus, if the court were to adopt Ambriz's argument that he cannot be prosecuted for being “found in” the United States, this could lead to the untenable result that the government could not prosecute Ambriz under any of the provisions of [§ 1326].
586 F.3d at 723 n. 3. Insofar as this case also presents us with a defendant who avoids prosecution despite years of unlawful presence in the United States, I share the Ambriz–Ambriz panel's general concern. But at the same time the Ninth Circuit recognized the mens rea problem raised in prosecuting Ambriz for entering or attempting to enter the United States, it failed to acknowledge, I respectfully submit, the mens rea problem raised in prosecuting a defendant for being “found in” this country following his voluntary and actual physical departure from the United States and his involuntary return.


The government would have us solve this mens rea problem by adopting the legal fiction that a person who is no longer physically in this country, in fact, remains here so as to commit a continuing crime in violation of § 1326. I decline to do so. To be sure, in protecting its borders, a country may well make decisions about who has or has not lawfully entered its territory in ways that do not comport with actual physical presence. But such matters are best left to the legislature, particularly when they implicate criminal culpability, where a court's task is not to fill gaps in the law but to ensure its provision of adequate notice of the conduct proscribed. See generally Arriaga v. Mukasey, 521 F.3d 219, 224 (2d Cir.2008) (“No one may be required at peril of life, liberty or property to speculate as to the meaning of penal statutes. All are entitled to be informed as to what the State commands or forbids.” (quoting Lanzetta v. New Jersey, 306 U.S. 451, 453, 59 S.Ct. 618, 83 L.Ed. 888 (1939))).

In sum, while reversal is an unsatisfactory outcome in this case for a defendant who lived unlawfully in this country for approximately a decade, I join my colleagues in the majority in concluding that Vasquez's conviction for being “found in” the United States unlawfully cannot stand because

(1) the crime has an implicit mens rea element requiring proof of voluntary presence in the United States as well as an explicit actus reus element of being found in the United States;

(2) that requisite mens rea can be established either by proof of (a) lack of official restraint at the time defendant is found in the United States, or (b) evidence of defendant's voluntary presence in the country at or after his most recent return to the United States, and

(3) as a matter of law, the mens rea element was not proved in this case because

(a) Vasquez was under official restraint when he returned to the United States from Canada,

(b) no record evidence was adduced indicating that, upon being denied entry into Canada, Vasquez's intent was to return to the United States, and

(c) Vasquez's voluntary return to the United States after deportation almost a decade before he was found in this country could not supply the requisite mens rea because he had physically departed this country and was returned only in restraint.

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