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Smart Summary

Factual and Procedural Background

Timothy Dwayne Curtis was tried by a jury and convicted of armed robbery, aggravated assault with a deadly weapon, aggravated assault with intent to rob, and cruelty to animals. The events arose from a dispute among Curtis, Quinton Rogers, and Stanley Wells, who were living together in Duluth, Georgia. Following an argument and physical altercation between Rogers and Wells, Curtis drove Rogers to obtain marijuana and returned with two men. These men entered the house and assaulted Wells, using a handgun to hit and pistol-whip him while robbing him of his wallet and cell phone. Wells escaped, was shot in the leg, and sought help from a neighbor who called 911. Police responded and found evidence of the assault and robbery, including injuries to Wells and a gunshot wound to one of two dogs found locked in a bedroom. At trial, Curtis contended ineffective assistance of counsel and sentencing errors. The jury found Curtis guilty on all counts, and he was sentenced to life imprisonment for armed robbery, concurrent ten-year terms for aggravated assault counts, and twelve months for cruelty to animals. Curtis appealed the denial of his motion for a new trial and challenged the failure to merge one aggravated assault count with the armed robbery count.

Legal Issues Presented

  1. Whether Curtis received ineffective assistance of counsel during his trial.
  2. Whether the trial court erred in failing to merge the aggravated assault with intent to rob count into the armed robbery count during sentencing.

Arguments of the Parties

Appellant's Arguments

  • Trial counsel was ineffective for failing to request transcription of opening statements, closing statements, and voir dire.
  • Trial counsel failed to subpoena witnesses to authenticate phone records that could impeach Wells's testimony.
  • Trial counsel failed to impeach several State witnesses with their prior felony convictions and failed to request a jury charge on impeachment by prior felony conviction.
  • Trial counsel failed to fully inform the jury of the terms and conditions of Rogers's plea deal to demonstrate Rogers's bias.
  • The trial court erred by not merging the aggravated assault with intent to rob count with the armed robbery count in sentencing.

Appellee's Arguments

  • Failure to transcribe counsel's arguments and voir dire does not constitute ineffective assistance because there is no legal requirement to do so in non-death penalty felony cases.
  • Even if counsel was deficient in failing to authenticate phone records, Curtis failed to show prejudice as no proffer or testimony was presented to establish what the records would show.
  • Decisions not to impeach witnesses with prior convictions were matters of trial strategy and did not prejudice Curtis because the jury was aware of relevant issues such as drug involvement.
  • The jury was sufficiently informed of Rogers's potential bias through his testimony about his guilty plea and expected sentencing benefits.
  • The aggravated assault with intent to rob merges into armed robbery because the former is a lesser included offense of the latter under the required evidence test.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Jackson v. Virginia, 443 U.S. 307 (1979) Standard of review on appeal from a criminal conviction; evidence viewed in light most favorable to the verdict. Applied to affirm the verdict based on the evidence presented at trial.
Strickland v. Washington, 466 U.S. 668 (1984) Two-prong test for ineffective assistance of counsel: deficient performance and resulting prejudice. Used to evaluate Curtis's ineffective assistance claims and found not met.
Brooks v. State, 323 Ga.App. 681 (2013) Presumption of adequate counsel and standards for ineffective assistance claims. Accepted trial court's findings and independently applied law to facts.
Brinkley v. State, 320 Ga.App. 275 (2013) No requirement to transcribe entire jury selection in non-death penalty felony cases. Supported rejection of ineffective assistance claim based on failure to request transcription.
Williams v. State, 323 Ga.App. 88 (2013) Failure to transcribe opening and closing statements does not constitute ineffective assistance. Confirmed no deficiency in counsel’s performance regarding transcription.
Dunlap v. State, 291 Ga. 51 (2012) Speculation about unrecorded statements insufficient to show prejudice or reversible error. Supported rejection of ineffective assistance claim on transcription issue.
Benjamin v. State, 322 Ga.App. 8 (2013) To show prejudice from failure to call a witness, defendant must proffer expected testimony. Applied to find Curtis failed to show prejudice regarding phone records witnesses.
Chance v. State, 291 Ga. 241 (2012) Impeachment by prior felony conviction is a matter of trial strategy. Supported that counsel’s decisions not to impeach witnesses or request related jury charge were reasonable.
Aburto v. State, 327 Ga.App. 424 (2014) Impeachment by prior convictions and its effect on credibility. Used to assess that failure to impeach Rogers did not prejudice Curtis.
Buchanan v. State, 273 Ga.App. 174 (2005) Effect of prior convictions on witness credibility. Supported conclusion that failure to impeach Rogers was not prejudicial.
Bradley v. State, 322 Ga.App. 541 (2013) Standard for ineffective assistance based on failure to request jury charge. Applied to conclude no deficiency in failing to request charge on impeachment by prior felony conviction.
Serrate v. State, 268 Ga.App. 276 (2004) Counsel not necessarily ineffective for failing to elicit all details of plea agreement. Supported finding that counsel’s cross-examination of Rogers was adequate to show bias.
Drinkard v. Walker, 281 Ga. 211 (2006) “Required evidence” test for merger of offenses. Applied to determine that aggravated assault with intent to rob merges into armed robbery.
Lucky v. State, 286 Ga. 478 (2010) Clarification that aggravated assault with intent to rob is a lesser included offense of armed robbery. Supported merger of aggravated assault with intent to rob into armed robbery count.
Gaither v. Cannida, 258 Ga. 557 (1988) Separate crimes if one completed before the other; timing can preclude merger. Distinguished on facts because assault and robbery occurred simultaneously.
Herrera v. State, 306 Ga.App. 432 (2010) Timing and location of offenses relevant to merger analysis. Used to support merger because both offenses occurred at the same place and time.

Court's Reasoning and Analysis

The court reviewed Curtis's ineffective assistance claims under the two-prong Strickland test, requiring deficient performance by counsel and resulting prejudice. It found that counsel’s failure to request transcription of opening/closing statements and voir dire was not deficient because the law does not require such transcription in non-death penalty felony cases. Regarding failure to subpoena witnesses to authenticate phone records, Curtis did not proffer testimony or evidence showing what the records would have established, thus failing to prove prejudice. The court also found counsel’s decisions not to impeach certain witnesses with prior felony convictions were reasonable trial strategies and did not prejudice Curtis, especially since the jury was aware of relevant credibility issues such as drug use. Counsel’s cross-examination of Rogers adequately disclosed his plea deal and potential bias, satisfying the requirement to inform the jury. On the sentencing issue, the court applied the “required evidence” test to determine merger of offenses. It found that aggravated assault with intent to rob is a lesser included offense of armed robbery because all elements of the former are included in the latter. The timing and location of the offenses supported merger, as the assault and robbery occurred simultaneously at the same place. Therefore, the aggravated assault with intent to rob count must merge into the armed robbery count, requiring vacatur of the former conviction and resentencing.

Holding and Implications

The Court of Appeals of Georgia affirmed in part, vacated in part, and remanded the case for resentencing. Specifically, the court affirmed the denial of Curtis's motion for new trial, rejecting his ineffective assistance of counsel claims. It vacated the conviction and sentence for aggravated assault with intent to rob, holding that this offense merges into armed robbery under the required evidence test. The case was remanded to the trial court with direction to merge the aggravated assault count into the armed robbery count and to conduct resentencing accordingly. No new precedent was established beyond the application of existing legal principles to the facts of this case.

CURTIS v. The STATE.

MILLER


Pamela Tillery Britt, Grayson, for Appellant. Daniel J. Porter, Dist. Atty., Christopher Michael Quinn, Asst. Dist. Atty., for Appellee.
MILLER, Judge.



Timothy Dwayne Curtis was tried by a jury and convicted of armed robbery (OCGA § 16–8–41(a)), aggravated assault with a deadly weapon (OCGA § 16–5–21(b)(2)), aggravated assault with intent to rob (OCGA § 16–5–21(b)(1)), and cruelty to animals (OCGA § 16–12–4(b)(1)). He appeals the trial court's denial of his motion for new trial, contending that his trial counsel was ineffective in numerous respects and that the trial court erred during sentencing by failing to merge one of the aggravated assault counts with the armed robbery count. We find that Curtis did not receive ineffective assistance of counsel. We also find that the offense of aggravated assault with intent to rob was factually merged into the offense of armed robbery. Accordingly, we affirm in part, vacate in part and remand this case for resentencing.

On appeal from a criminal conviction, we view the evidence in the light most favorable to the verdict. Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979). So viewed, the evidence showed that Curtis was living in Duluth with Quinton Rogers and Stanley Wells. On January 18, 2012, Wells and Rogers got into an argument and a physical altercation ensued. According to Rogers, Wells became aggressive and grabbed Rogers. Curtis and Rogers then decided to leave before things escalated further.

Curtis drove Rogers to an apartment complex in Norcross to obtain some marijuana. When Curtis returned to the car, he brought two men with him, one short and one tall. Rogers testified that, on the way back to his house, there was no discussion of Wells or of guns or violence toward Wells. When Rogers and Curtis returned to the house, they all started arguing again. Wells told Curtis and Rogers that they were going to have to leave. Wells testified that Curtis then called someone on his phone and said, “Y'all ready?” Immediately thereafter, the two men from Norcross came into the house. The shorter man pulled out a gun, pointed it at Wells, told him to get down on the floor, and hit him in the head with the gun when he failed to comply. They then pulled out Wells's pockets, and continued hitting him, taking his wallet and his cell phone. At some point, Wells heard Curtis say, “Give me that tool,” which he assumed meant the gun.

Wells escaped and started running toward the front of the house. The taller man started shooting at him, and Wells grabbed Curtis and used him as a shield. Curtis then ran out the back door, and Wells followed. Wells ran to a neighbor's house for help, and she called 911.

When City of Duluth police officer Andrew Brandenburg, responded to the 911 call, he observed pistol imprints on Wells's head. Officer Brandenburg testified that Wells was in shock and said, “I know who did it. It was four guys.” Wells was transported to the hospital and treated for lacerations on his head and two gunshot wounds on his leg.

Rogers testified that he was in his bedroom when he heard arguing, and when his bedroom door opened, he saw Wells on the floor with the shorter man standing over him. Rogers also testified that when he climbed out of his bedroom window and began walking to the bus station, he saw flashes coming from the window of the house and heard what sounded like three gunshots.

James Jackson, a neighbor, testified that he was driving past Wells' house and saw flashing lights coming from inside. He saw Wells running out of the house, limping, and then saw two or three other men come out of the house. He saw three or four men get into a car and drive up the street, stopping to pick up another man who was walking.

William Petty, a City of Duluth police officer, testified that he knew Wells and Rogers. Petty responded to the 911 call and observed shattered glass, an overturned chair, blood in the hallway, a bullet casing in the hallway, and a gun magazine in the bathroom. He also found two dogs in a locked bedroom and one of the dogs had what appeared to be a gunshot wound.

After hearing the evidence at trial, the jury issued a verdict of guilty on all four counts of the indictment, Curtis was sentenced to life imprisonment for armed robbery, ten years imprisonment for each count of aggravated assault, and twelve months imprisonment for cruelty to animals. The sentences for aggravated assault and cruelty to animals were to run concurrently with the sentence for armed robbery.

1. Curtis contends that his trial counsel was ineffective for failing to request that opening statements, closing statements, and voir dire be recorded; failing to impeach Wells's testimony with phone records; failing to impeach several of the State's witnesses with their prior felony convictions; and failing to inform the jury of the terms and conditions of Rogers's guilty plea. We find that Curtis has failed to make the requisite showing that his trial counsel provided ineffective assistance.

To establish an ineffective assistance of counsel claim, [Curtis] must show that the counsel's performance was deficient and that the deficient performance prejudiced the defense. Strickland v. Washington, 466 U.S. 668, 687(III), 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). [Curtis] must show that both prongs of the Strickland test are met. Further, a strong presumption exists that the counsel rendered adequate assistance and made all significant decisions in the exercise of reasonable professional judgment. Ineffectiveness claims are mixed questions of law and fact. We accept the trial court's findings of fact unless clearly erroneous and apply the law to the facts independently.
(Citation and punctuation omitted.) Brooks v. State, 323 Ga.App. 681, 684(2), 747 S.E.2d 688 (2013).


(a) Curtis contends that his trial counsel was ineffective for failing to have the opening and closing statements and voir dire transcribed. We disagree.

The arguments of counsel at trial are not required to be transcribed. OCGA § 17–8–5(a). And “[a]lthough objections and rulings thereon made during jury selection are required to be reported and made part of the trial record, there is no requirement that the entire jury selection be reported and made part of the record in a nondeath penalty felony case.” (Citation omitted.) Brinkley v. State, 320 Ga.App. 275, 280(4), 739 S.E.2d 703 (2013). Accordingly, the failure to request that opening and closing statements and voir dire be reported does not constitute a basis for an ineffective assistance of counsel claim. See Williams v. State, 323 Ga.App. 88, 90(2)(c), 746 S.E.2d 913 (2013); see also Dunlap v. State, 291 Ga. 51, 53(3), 727 S.E.2d 468 (2012) (defendant's speculation that error may have occurred during unrecorded opening or closing statements or voir dire “is insufficient to show any deficiency on the part of counsel, or prejudice therefore, and is insufficient to show reversible error.”) (citations omitted).

(b) Curtis contends that his trial counsel was ineffective for failing to subpoena the necessary witnesses to authenticate the phone records for Wells and Curtis, which could have been used to impeach Wells's testimony about phone calls he claimed were made from him to Curtis and from Curtis to one of the men who assaulted him. We disagree.

The day after the incident, Officer Petty interviewed Wells, and Wells told him that he called Curtis before the attack and that Curtis also called the men who attacked him. In an attempt to verify those calls, Officer Petty subpoenaed Wells's and Curtis's cellular phone records. The records were not introduced at trial and when Curtis's counsel sought testimony from Officer Petty about whether the records showed that the calls Wells testified about had actually been made, the trial court sustained the State's objection based on lack of foundation.

Even if Curtis's trial counsel was deficient for failing to subpoena witnesses to authenticate the phone records, Curtis has failed to show prejudice.

To prove the prejudice prong of Strickland on a claim that trial counsel failed to call a witness, a defendant must show the witness's expected testimony by presenting either live testimony of the witness, an affidavit from the witness, or a legally recognized substitute for the uncalled witness's testimony; a proffer by counsel is insufficient.
(Citations and punctuation omitted.) Benjamin v. State, 322 Ga.App. 8, 11(1)(b), 743 S.E.2d 566 (2013). At the motion for new trial hearing, the phone records were not proffered and the witnesses that Curtis claims should have been called at trial did not testify or provide a legally recognized substitute for such testimony. “Where, as here, the defendant fails to proffer the testimony of an uncalled witness, he cannot prove that there is a reasonable probability that the trial would have ended differently.” (Citations and punctuation omitted.) Brooks, supra, 323 Ga.App. at 684–685(2), 747 S.E.2d 688.


Curtis also contends that his trial counsel was ineffective in failing to make Wells admit to an inconsistency between Petty's testimony about his interview with Wells and Wells's trial testimony. According to Officer Petty, Wells said that Rogers had head-butted him during the initial argument about the power bill. Wells testified that he did not say that, but told Officer Petty that “[Rogers's] mouth touched my mouth, face to face.” Trial counsel made the jury aware of this inconsistency, and Curtis has not shown a reasonable probability that the outcome of his trial would have been different if Wells had admitted the inconsistency.

(c) Curtis contends that his trial counsel was ineffective for failing to impeach Rogers, Jackson and another witness, Carlyon John Price, with their prior felony convictions and for failing to request a jury charge on impeachment by prior felony conviction. We disagree.

(i) At the motion for new trial hearing, Curtis introduced copies of prior convictions for felony offenses obtained as a result of negotiated guilty pleas for Rogers (sale of cocaine), witness Price (escape, two convictions for possession of cocaine), and Jackson (three convictions for theft by taking). Trial counsel testified that she did not think it was necessary to introduce Rogers's prior drug conviction as it was obvious that the people who testified in the case were involved in drugs somehow. Trial counsel was aware that Price and Jackson might have criminal histories, but did not obtain any prior convictions for them because she did not think they would make a difference in the case. (a) Rogers's Testimony

“The decision whether to impeach a witness through introduction of certified copies of prior convictions is a matter of trial strategy.” (Citation and punctuation omitted.) Chance v. State, 291 Ga. 241, 246(7)(a), 728 S.E.2d 635 (2012). Despite the fact that he was a witness for the State, most of Rogers's testimony was favorable to Curtis insofar as it showed that Wells instigated the initial conflict and that there was no discussion of any plan to attack Wells before he and Curtis returned to the house with the other men. Thus, it is not clear what benefit Curtis would have obtained by impeaching Rogers with a prior drug conviction. Further, the jury was aware that Rogers used illegal drugs based on his own testimony at trial. As a result, any deficiency in failing to impeach Rogers's testimony with his prior felony conviction could not have prejudiced Curtis as it would not have made a significant difference in the jury's assessment of his credibility. See Aburto v. State, 327 Ga.App. 424, 430(3)(b), 759 S.E.2d 276 (2014); Buchanan v. State, 273 Ga.App. 174, 181–182(5), 614 S.E.2d 786 (2005).

(b) Price's Testimony

Price's testimony was limited to proof that Wells asked him to clean the house after the incident and that, while cleaning, he found a roll of duct tape in the back yard. Both Wells and Curtis testified that the two men used tape to try and wrap Wells's legs. Even if Price's prior convictions had been admitted and the jury had disregarded all or some part of his testimony, the remaining evidence was sufficient to authorize the jury's verdict. Accordingly, no reasonable probability exists that, but for trial counsel's failure to impeach Price with his prior convictions, the result of the trial would have been any different. See Chance, supra, 291 Ga. at 247(7)(a), 728 S.E.2d 635.

(c) Jackson's testimony

With respect to Jackson's convictions for theft by taking, his trial testimony was relevant to show that gunshots were fired inside the house. Rogers, however, also testified that he saw flashes of light coming from the house and there is no dispute that Wells was shot inside the house. Jackson also testified that he saw two or three men come out of the house and three or four men get into a car and drive up the street. Even if Jackson's prior convictions had been admitted and the jury had disregarded all or some part of his testimony, the remaining evidence was sufficient to authorize the jury's verdict. Curtis has therefore failed to show a reasonable probability that the outcome of his trial would have been different if Jackson had been impeached with his prior convictions. See Chance, supra, 291 Ga. at 247(7)(a), 728 S.E.2d 635.

(ii) Curtis also claims that his trial counsel was ineffective for failing to request a charge on impeachment by prior felony conviction.

When a claim of ineffective assistance is based on the failure to request a jury charge, the relevant inquiry is whether the charge, if it had been requested, was warranted by the evidence, and if it had been given, whether there is a reasonable probability that it would have changed the outcome of the trial.
(Citation omitted.) Bradley v. State, 322 Ga.App. 541, 545(3)(a), 745 S.E.2d 763 (2013). Because there was no impeachment by use of a prior felony conviction, Curtis would not have been entitled to an instruction on that basis and trial counsel was not deficient in failing to request it. See generally id. at 547(3)(a)(i), 745 S.E.2d 763.


(d) Curtis contends that his trial counsel was ineffective for failing to fully inform the jury of the terms and conditions of Rogers's plea deal in order to show Rogers's bias. We disagree.

“Although an attorney is permitted to thoroughly question a testifying co-defendant regarding the details of any plea agreement, it does not necessarily follow that counsel is ineffective for failing to elicit all details of the agreement.” Serrate v. State, 268 Ga.App. 276, 278(2)(c), 601 S.E.2d 766 (2004). At trial, Rogers wore jail clothing and testified that he was facing the same charges as Curtis and was waiting on sentencing pursuant to his guilty plea. Rogers acknowledged that he was testifying for the State, that he took a plea instead of going to trial, and that he expected a lighter sentence based on the testimony he gave at Curtis's trial. Thus, the jury was provided with evidence that Rogers was potentially biased and had motivation to testify against Curtis. Under the facts of this case, we cannot say that trial counsel's failure to ask about specific aspects of Rogers's plea deal was patently unreasonable. See Holder v. State, 319 Ga.App. 239, 249(3)(b), 736 S.E.2d 449 (2012).

At the motion for new trial hearing, trial counsel testified that she went over the fact that Rogers was getting a deal because he was coming to testify against her client and felt as though she had sufficiently covered the topic at trial even though she did not specifically mention the sentence Rogers could have faced if not for his plea deal.

2. Curtis contends that the trial court erred during sentencing by failing to merge Count 3 (aggravated assault with intent to rob) with Count 1 (armed robbery). We agree.

A defendant may not be convicted of more than one crime based on the same conduct if one crime is included in the other. OCGA § 16–1–7(a)(1). To determine whether the conviction for aggravated assault with intent to rob merges into the conviction for armed robbery, we apply the “required evidence” test, which provides “that where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.” (Punctuation and footnote omitted.) Drinkard v. Walker, 281 Ga. 211, 215, 636 S.E.2d 530 (2006). Armed robbery requires an intent to rob, use of an offensive weapon, and the taking of property from another person or that person's immediate presence. OCGA § 16–8–41(a). Aggravated assault with intent to rob requires an assault upon a person with an intent to rob. OCGA § 16–5–21(b)(1). Curtis was charged with armed robbery for taking Wells's wallet by use of a handgun and aggravated assault for hitting Wells in the head with a gun with the intent to rob. Because “the ‘assault’ element of aggravated assault with intent to rob is contained within the ‘use of an offensive weapon’ element of armed robbery and both crimes share the ‘intent to rob’ element, there is no element of aggravated assault with intent to rob that is not contained in armed robbery.” Lucky v. State, 286 Ga. 478, 482(2), 689 S.E.2d 825 (2010).

The State argues that the time lapse between the beating with the gun and the robbery precludes the counts from merging. See Gaither v. Cannida, 258 Ga. 557, 557–558(1), 372 S.E.2d 429 (1988) (where facts show one crime was completed before the second crime so that crimes are separate as a matter of law, there is no merger). At trial, however, Wells testified that he was still being pistol whipped while the men asked him, “what you got,” and took his wallet and cell phone The robbery by use of a handgun was completed at the same place and approximately the same time as the aggravated assault with a handgun. See Herrera v. State, 306 Ga.App. 432, 435(3), 702 S.E.2d 731 (2010). Thus, the timing of the offenses does not preclude their merger. Because the aggravated assault with intent to rob was established by proof of the same or less than all the facts required to prove armed robbery, the offenses merge. See id. Accordingly, we vacate the conviction and sentence for aggravated assault with intent to rob and remand the case for resentencing with direction to merge the aggravated assault with intent to rob into the armed robbery count.

Judgment affirmed in part and vacated in part, and case remanded for resentencing. DOYLE, P.J., and DILLARD, J., concur.
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Curtis v. State
(Mar 2, 2015)