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Case Summary: SCOTT et al. v. SCOTT, No. A11A1206 (Ga. App. Sept. 20, 2011)

Factual and Procedural Background

John and Josephine Scott filed a custody petition in Fulton County Superior Court on February 1, 2010, seeking custody of their two minor granddaughters. The petition alleged that on or about March 4, 2008 the children’s father, Ralph Clifton Scott, was murdered and that the children’s mother, Lona Lee Scott, was the person who found him shot and was on trial for his murder. The petition relied on OCGA §§ 19-7-1(b.1) and 19-9-2, alleged the grandparents were fit and proper custodians, and asked the court to find the mother unfit as a parent. The mother moved to dismiss for failure to state a claim and for insufficient service; the trial court granted dismissal on the ground the petition failed to allege that continued parental custody would cause physical or significant long-term emotional harm and concluded no provable set of facts existed to entitle the Scotts to relief. The Scotts appealed. The record also shows the Scotts previously filed a petition for grandparent visitation in DeKalb County (April 2008) which the DeKalb court denied on May 12, 2009.

Legal Issues Presented

  1. Whether the trial court erred in dismissing the Scotts' custody petition for failure to state a claim.
  2. Whether the doctrines of collateral estoppel or res judicata (including under OCGA § 19-9-40 et seq., the Uniform Child Custody Jurisdiction and Enforcement Act) bar the Scotts' custody petition.

Arguments of the Parties

Appellants' Arguments (John and Josephine Scott)

  • The petition gave fair notice and was sufficient to state a claim under OCGA §§ 19-7-1(b.1) and 19-9-2 based on the mother’s alleged murder of the father.
  • The trial court erred by requiring additional factual allegations at the pleading stage; evidence of parental unfitness may be considered even absent a conviction.
  • They asserted the mother had testified in her criminal trial that one child was present when she shot the father.

Appellee's Arguments (Lona Lee Scott)

  • The Scotts failed to make any sworn allegation of unfitness or to describe how the children's health or welfare was in jeopardy; the only allegation was that the mother killed the father and might be convicted and imprisoned.
  • Alternatively, the mother argued the dismissal should be affirmed for any reason, asserting collateral estoppel and res judicata based on the prior visitation proceeding and order.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
South Point Retail Partners v. North American Properties, 304 Ga.App. 419, 420, 696 S.E.2d 136 (2010) Standard of review: appellate review of a motion to dismiss is de novo. The court applied de novo review to the trial court's grant of the mother's motion to dismiss.
Stendahl v. Cobb County, 284 Ga. 525, 525–526(1), 668 S.E.2d 723 (2008) Standards for a motion to dismiss and pleading construction: complaints are construed most favorably to the pleader and doubts resolved in pleader's favor. The court cited these principles in evaluating whether the petition disclosed a provable set of facts to warrant relief.
Richter v. D & M Assoc., 228 Ga. 599, 604(1), 187 S.E.2d 253 (1972) Complaints need not allege facts sufficient to set forth a cause of action and are no longer to be construed most strongly against the pleader. The court relied on this principle to reject the trial court's requirement that the Scotts allege additional facts at the pleading stage.
Christner v. Eason, 146 Ga.App. 139, 140, 245 S.E.2d 489 (1978) It is no longer necessary for a complaint to set forth all elements of a cause of action to survive a motion to dismiss. Used to support the proposition that the Scotts' petition need not plead every element at the pleading stage.
Hill v. Lariscy, 118 Ga.App. 699, 699–700, 165 S.E.2d 315 (1968) Same principle that complaints need not set forth all elements to survive dismissal. Applied as part of the authority that a complaint may survive a motion to dismiss even if not all elements are pleaded.
Ga. Farm Bureau Mut. Ins. Co. v. Fowler, 177 Ga.App. 834, 341 S.E.2d 491 (1986) If, within the framework of the complaint, evidence may be introduced which will sustain a grant of relief, the complaint is sufficient. The court concluded the Scotts' allegations permitted a provable set of facts supporting relief and thus survived dismissal.
In the Interest of J.L.M., 204 Ga.App. 46, 47–48(1), 418 S.E.2d 415 (1992) Holding that the murder of one parent by another can be considered as evidence of parental unfitness. The court cited this case to support that the Scotts' allegation of the mother's murder of the father could be considered evidence of parental unfitness sufficient to survive a motion to dismiss.
Santora v. American Combustion, 225 Ga.App. 771, 772(1)(a), 485 S.E.2d 34 (1997) Principle that a judgment that is right for any reason will be affirmed. The mother invoked this authority to argue affirmance on any correct ground; the court addressed those alternative grounds on appeal.
City of Gainesville v. Dodd, 275 Ga. 834, 838–839, 573 S.E.2d 369 (2002) When parties brief issues and the trial court rules on them, the appellate court will address those issues. The court invoked this to justify addressing collateral estoppel and res judicata arguments raised and ruled on below.
Matherly v. Kinney, 227 Ga.App. 302, 304(2), 489 S.E.2d 89 (1997) Collateral estoppel precludes re-adjudication of an issue previously litigated and adjudicated on the merits between the same parties or their privies. The court applied this definition in evaluating whether the prior visitation ruling precluded the custody claims.
In re T.M.G., 275 Ga. 543, 544, 570 S.E.2d 327 (2002) Collateral estoppel also precludes issues that necessarily had to be decided for the previous judgment to have been rendered. The court used this to analyze whether issues decided in the visitation action were the same as those in the custody action and concluded they were not.
Rainey v. Lange, 261 Ga.App. 491, 491–492(1), 583 S.E.2d 163 (2003) Applied in the visitation context: clear and convincing evidence required to mandate grandparent visitation over a parent's objection showing actual physical, mental, or emotional harm would result if visitation denied. The court described the DeKalb court's reliance on this standard in denying the grandparents' visitation petition.
Clark v. Wade, 273 Ga. 587, 544 S.E.2d 99 (2001) Interpreting OCGA § 19-7-1(b.1): third party must prove by clear and convincing evidence that the child will suffer physical or emotional harm if custody remains with the biological parent, then show awarding custody to third party will best promote the child's welfare and happiness. The court cited this statutory interpretation to explain the different legal issues between a visitation action and a custody action and the burden required in a custody proceeding by a grandparent.
Tirado v. Shelnutt, 159 Ga.App. 624, 284 S.E.2d 641 (1981) (physical precedent only) Res judicata can prevent relitigation of issues already determined in a prior visitation order where the same facts and issues were decided. The court noted Tirado but explained it did not alter the result because the visitation order here decided different issues than a custody determination.

Court's Reasoning and Analysis

The Court of Appeals first applied de novo review to the trial court's grant of the mother's motion to dismiss. It reiterated governing principles for motions to dismiss: pleadings must be construed most favorably to the pleader and a complaint survives dismissal if, within its framework, evidence may be introduced that will sustain relief. The appellate court concluded the trial court erred by requiring the Scotts to allege additional facts at the pleading stage and by treating the mere request in the prayer to find the mother unfit as insufficient. The court held the Scotts' petition gave fair notice that custody was sought under OCGA §§ 19-7-1(b.1) and 19-9-2 based on the mother's alleged murder of the father and that those allegations were sufficient to survive a motion to dismiss, citing that the murder of one parent by another can be considered evidence of parental unfitness.

The court next addressed the mother's alternative defenses. It concluded collateral estoppel did not apply because the prior visitation action necessarily decided different issues—whether visitation must be granted to avoid harm if visitation were denied and whether visitation would be in the children's best interest while living with the custodial parent—whereas the custody action requires a showing that the children would suffer physical or emotional harm if custody remained with the mother and, if so, that awarding custody to the grandparents would best promote the children's welfare. The court further concluded res judicata under the Uniform Child Custody Jurisdiction and Enforcement Act (OCGA § 19-9-45) does not bar the petition because the prior DeKalb visitation order was not conclusive as to all issues that could have been litigated but only as to issues actually decided, and the visitation order addressed different legal issues than the custody claim. Because neither collateral estoppel nor res judicata barred the petition, the court declined to affirm the dismissal on a right-for-any-reason basis.

Holding and Implications

Holding: Judgment reversed.

Implications: The Court of Appeals reversed the trial court's dismissal of the Scotts' custody petition, concluding the petition sufficiently stated a claim to survive a motion to dismiss and that prior visitation litigation did not bar the custody proceeding under collateral estoppel or res judicata. The opinion does not announce a broader new precedent beyond applying existing pleading and family-law authorities; its direct effect is to reinstate the Scotts' claim for further proceedings consistent with the opinion.

SCOTT et al. v. SCOTT.

SMITH, Presiding Judge.

James S. Altman, Atlanta, for appellants.Larry Allen Ballew, Cumming, for appellee.

SMITH, Presiding Judge.

John and Josephine Scott appeal from the trial court's order dismissing their petition seeking custody of their two minor granddaughters. We reverse because the trial court erroneously concluded that the Scotts' petition failed to state a claim.

1. On appeal, we review the trial court's grant of a motion to dismiss de novo. South Point Retail Partners v. North American Properties, 304 Ga.App. 419, 420, 696 S.E.2d 136 (2010).

A motion to dismiss for failure to state a claim upon which relief can be granted should not be sustained unless (1) the allegations of the complaint disclose with certainty that the claimant would not be entitled to relief under any state of provable facts asserted in support thereof; and (2) the movant establishes that the claimant could not possibly introduce evidence within the framework of the complaint sufficient to warrant a grant of the relief sought. In deciding a motion to dismiss, all pleadings are to be construed most favorably to the party who filed them, and all doubts regarding such pleadings must be resolved in the filing party's favor. (Citations and punctuation omitted.) Stendahl v. Cobb County, 284 Ga. 525, 525–526(1), 668 S.E.2d 723 (2008). In this case, the Scotts' custody petition, filed on February 1, 2010, in Fulton County Superior Court, asserts in relevant part:

... 3.

On or about March 4, 2008, the father of the minor children, Ralph Clifton Scott, was brutally murdered, found shot in the parties' marital residence by the children's mother, Lona Lee Scott.

4.

The Defendant [Lona Lee Scott] is on trial for the murder in DeKalb County beginning Monday, February 1, 2010.

5.

Plaintiffs have standing to receive custody under OCGA § 19–7–1(b.1) and [are] authorized to seek custody by OCGA § 19–9–2.

6.

Plaintiffs are fit and proper parties to receive custody.

... 8.

Plaintiffs are the only fit and proper parties to this litigation into which custody may be vested at this time and it is necessary for the Court to make an award of custody so that the children can be cared for pending further proceedings before this Court.

In their prayer for relief, the petitioners asked the trial court to “[f]ind the Defendant to be unfit as a parent.”

In her answer filed on March 31, 2010, Lona Scott filed a one-sentence motion to dismiss based upon “failure to state a claim” and insufficient service. On May 3, 2010, the Scotts filed a written response to the motion in which they asserted that they filed the custody petition because the mother was “facing her initial trial for the murder of their son. Had Lona Scott been convicted, the children would be without parental care and control.”

It is undisputed that the trial resulted in a hung jury. The Scotts argued that the trial court could hear evidence of the mother's unfitness even in the absence of a conviction and asserted there was no dispute that the mother had killed their son. In a later brief, they stated that the mother testified in her criminal trial that one of the children was present in the home when she shot and killed her husband.

The mother responded that the Scotts failed “to make any sworn allegation of unfitness, either under the statute or the case law nor do they describe how the health or welfare of the children is in jeopardy. The only allegation in the complaint is that Lona Scott killed Cliff Scott and if she were tried, convicted, and imprisoned, the girls would be without a parent.”

In its order granting the mother's motion to dismiss, the trial court concluded:

[T]o succeed on their claim petitioners must show by clear and convincing evidence that parental custody would harm the child and that the award of custody to the parent is not in the best interest of the child. The harm which must be shown is physical harm or significant, long-term emotional harm. The current petition does not include any allegations that continued parental custody would harm the children at issue, much less any allegations that any such harm would be sufficiently significant to authorize the requested change in custody.... The only reference to the respondent's fitness as a parent is a request in the prayer for relief for the Court to find that the respondent is unfit as a parent. These allegations are not sufficient to support a claim to change custody from a parent to a grandparent. In addition, the length of time that has passed while the respondent's motion to dismiss for failure to state a claim has been pending, together with the fact that the petition has not been amended to address the shortcomings identified in the motion, convince the Court that no provable set of facts exists which would entitle the petitioners to the relief requested.

The trial court erred by concluding the Scotts were required to allege additional facts to survive the mother's motion to dismiss. “Complaints do not have to allege facts sufficient to set forth a cause of action and are no longer to be construed most strongly against the pleader.[Cit.]” Richter v. D & M Assoc., 228 Ga. 599, 604(1), 187 S.E.2d 253 (1972). And it is no longer necessary for a complaint to set forth all of the elements of a cause of action in order to survive a motion to dismiss for failure to state a claim. Christner v. Eason, 146 Ga.App. 139, 140, 245 S.E.2d 489 (1978); Hill v. Lariscy, 118 Ga.App. 699, 699–700, 165 S.E.2d 315 (1968). “If, within the framework of the complaint, evidence may be introduced which will sustain a grant of relief to the plaintiff, the complaint is sufficient.” (Citations and punctuation omitted.) Ga. Farm Bureau Mut. Ins. Co. v. Fowler, 177 Ga.App. 834, 341 S.E.2d 491 (1986).

In this case, the Scotts' custody petition gave fair notice that they sought custody of the child under OCGA §§ 19–7–1(b.1) and 19–9–2 based upon the mother's alleged murder of the father. These allegations are sufficient to survive a motion to dismiss. See In the Interest of J.L.M., 204 Ga.App. 46, 47–48(1), 418 S.E.2d 415 (1992) (murder of one parent by another can be considered as evidence of parental unfitness).

Without citation to the record, the mother asserts that she was acquitted in her retrial. We cannot consider this evidence on appeal, however, because the trial court expressly stated that it “excluded from its consideration all materials outside of the pleadings ....” Additionally, nothing in the record demonstrates that the trial court was aware of the mother's acquittal at the time it ruled on her motion to dismiss. Our review is therefore limited to whether the allegations in the Scotts' petition were sufficient to state a claim for custody.

2. In her brief, the mother asserts we should affirm the trial court's dismissal of the custody petition based upon a right for any reason analysis. See Santora v. American Combustion, 225 Ga.App. 771, 772(1)(a), 485 S.E.2d 34 (1997) (“judgment right for any reason will be affirmed”). She claims that the doctrines of collateral estoppel and res judicata apply to bar the Scotts' petition for custody because a previous court denied their request for visitation. The record shows that she raised these defenses in her answer and attached the previous order denying visitation as an exhibit to her answer. Because the parties briefed these issues and the trial court ruled upon them, we will address them on appeal. See generally City of Gainesville v. Dodd, 275 Ga. 834, 838–839, 573 S.E.2d 369 (2002).

(a) The trial court properly determined that collateral estoppel does not bar the Scotts' petition for custody. “Collateral estoppel precludes the re-adjudication of an issue that has previously been litigated and adjudicated on the merits in another action between the same parties or their privies.” (Citation and punctuation omitted.) Matherly v. Kinney, 227 Ga.App. 302, 304(2), 489 S.E.2d 89 (1997). “Collateral estoppel ... also precludes issues that necessarily had to be decided in order for the previous judgment to have been rendered.” (Citations and footnote omitted.) In re T.M.G., 275 Ga. 543, 544, 570 S.E.2d 327 (2002).

With regard to grandparent visitation, OCGA § 19–7–3(c) provides in relevant part:

... [T]he court may grant any grandparent of the child reasonable visitation rights if the court finds the health or welfare of the child would be harmed unless such visitation is granted, and if the best interests of the child would be served by such visitation. The court shall make specific written findings of fact in support of its rulings. There shall be no presumption in favor of visitation by any grandparent.... The record shows that the Scotts filed a petition for visitation in DeKalb County Superior Court in April 2008. On May 12, 2009, the DeKalb court issued a six-page order in which it concluded that it could not mandate grandparent visitation over the mother's objection unless clear and convincing evidence demonstrated that the children would “experience actual physical, mental, or emotional harm if visitation was denied.” (Citation, punctuation and footnote omitted.) See Rainey v. Lange, 261 Ga.App. 491, 491–492(1), 583 S.E.2d 163 (2003). After reviewing the evidence showing “animosity, whether warranted or not, that exists by the grandparents toward Lona Scott ... that ... may be affecting the children,” the oldest child's feeling that she was “in the middle between the mother and grandparents,” that the grandparents saw the children only on major holidays during the life of the father, and the lack of testimony about the bond between the grandparents and the children, the DeKalb court denied the petition for visitation. At the time of the visitation ruling, the mother was out on bond after being arrested in connection with her husband's death, but she had not yet been indicted.

The Scotts filed their petition for custody less than two years after filing their visitation petition. Under OCGA § 19–7–1(b.1), a grandparent may obtain custody from a parent if the trial court “determines that an award of custody to [a grandparent] is for the best interest of the child or children and will best promote their welfare and happiness.” In Clark v. Wade, 273 Ga. 587, 544 S.E.2d 99 (2001), the Georgia Supreme Court interpreted this statute “to mean that the third party must prove by clear and convincing evidence that the child will suffer physical or emotional harm if custody were awarded to the biological parent. Once this showing is made, the third party must then show that an award of custody to him or her will best promote the child's welfare and happiness.” Id. at 599(V), 544 S.E.2d 99.

Based on the above, it is clear that different issues were actually and necessarily decided in the visitation action. In that action, the issues were harm to the child if visitation was not granted and whether visitation would

be in the best interest of the children while they lived with their custodial parent, the mother. In the present action, the issues are whether the children will suffer physical or emotional harm if custody remains with their mother, and, only if that showing is made, whether it would be in their best interest for the trial court to award custody to the Scotts. The trial court properly concluded that collateral estoppel did not bar the Scotts' petition for custody.

(b) The mother claims that the trial court could have granted her motion to dismiss based upon the alternative ground of res judicata under the Uniform Child Custody Jurisdiction and Enforcement Act, OCGA § 19–9–40 et seq., which provides:

A child custody determination made by a court of this state that had jurisdiction under this article binds all persons ... who have submitted to the jurisdiction of the court, and who have been given an opportunity to be heard. As to those persons, the determination is conclusive as to all decided issues of law and fact except to the extent the determination is modified.

OCGA § 19–9–45. The Act defines “child custody determination” as “a judgment, decree, or other order of a court providing for the legal custody, physical custody, or visitation with respect to a child....” OCGA § 19–9–41(3).

This statute does not provide, however, that the judgment is conclusive as to all issues which could have been put in issue. Compare OCGA § 9–12–40 (res judicata generally). Instead, it is “conclusive as to all decided issues of law and fact.” OCGA § 19–9–45. Since the previous visitation order related to the grandparent's right to visitation, not custody, and the legal issues to be decided varied for the reasons stated in Division 2 (a) of this opinion, the trial court properly determined that res judicata did not bar the Scotts' petition for custody.

Our opinion in Tirado v. Shelnutt, 159 Ga.App. 624, 284 S.E.2d 641 (1981) (physical precedent only), does not alter this result. In Tirado, we held that res judicata prevented the mother from relitigating the issue of the father's molesting the child after that issue had already been determined based upon the same facts by another court in a previous visitation order. This result is consistent with the requirement of OCGA § 19–9–45 that child custody determinations be “conclusive as to all decided issues of law and fact.” Id.

Because neither the doctrine of collateral estoppel nor that of res judicata bars the Scotts' petition for custody, we cannot affirm the trial court's grant of the mother's motion to dismiss through a right for any reason analysis.

Judgment reversed.

MIKELL and DILLARD, JJ., concur. -------- Notes:

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Scott v. Scott.
(Sep 20, 2011)