Translate
Text Highlighter

Bookmark

PDF

Share

Report a problem
AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Smart Summary

Factual and Procedural Background

Wife filed for divorce on March 31, 2003, alleging separation and seeking equitable distribution. Husband did not initially answer. Wife filed an affidavit of consent under 23 Pa.C.S. § 3301(c) on August 8, 2006. Husband filed a counter-affidavit opposing entry of a divorce decree on August 25, 2008, asserting economic claims but did not file those claims with the Prothonotary as provided in Pa.R.C.P. 1920.72. Husband later filed an affidavit of consent on August 1, 2008, and died on August 19, 2008. More than four months after Husband's death, Wife filed a praecipe to discontinue the divorce; the Prothonotary discontinued the case on December 23, 2008. Husband's counsel filed multiple petitions to strike the discontinuance and, after procedural steps including substitution of the personal representative (Appellant), the trial court denied the petition to strike. This appeal followed.

Legal Issues Presented

  1. Whether the trial court erred or abused its discretion in denying Appellant's petition to strike the discontinuance in light of 23 Pa.C.S. § 3323(d.1) when grounds for divorce had been established.
  2. Whether the trial court erred or abused its discretion in ruling that 23 Pa.C.S. § 3323(d.1) is inapplicable because only Wife had raised a claim for equitable distribution and Husband did not raise his own economic claims.
  3. Whether the trial court erred or abused its discretion in determining that Husband did not properly raise a claim for equitable distribution and did not preserve his right to request a claim for equitable distribution.
  4. Whether the trial court erred or abused its discretion by relying on Pa.R.C.P. 229 to permit discontinuance despite grounds having been established under Section 3323(d.1), and whether reliance on Rule 229 denied Appellant an opportunity for a full hearing on Rule 229 standards.
  5. Whether the trial court erred or abused its discretion in finding Appellant did not establish that the discontinuance would result in unreasonable inconvenience, vexation, harassment, expense or prejudice pursuant to Pa.R.C.P. 229.

Arguments of the Parties

Appellant's Arguments

  • Section 3323(d.1) mandates that once parties have established grounds for divorce by filing affidavits of consent, economic claims must be resolved under the Divorce Code and thus the surviving spouse cannot voluntarily discontinue the divorce action under Pa.R.C.P. 229.
  • The trial court erred in concluding § 3323(d.1) was inapplicable; Appellant contends the statute preempts the Rules of Civil Procedure.
  • The trial court abused its discretion by failing to allow Appellant to present evidence under Rule 229(c) demonstrating prejudice from the discontinuance; Appellant asserts he was denied an opportunity for a full hearing on those issues.

Appellee/Wife's Position

  • The opinion indicates Wife filed the praecipe to discontinue and relied on Pa.R.C.P. 229 to terminate the action; the opinion does not detail further specific arguments by Wife.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Tosi v. Tosi, 507 MDA 2009, 4 A.3d 691 (unpublished memorandum) (Pa.Super. June 17, 2010) Standing and procedural consequences of a party's death when counsel failed to file required notices/substitutions. Explains prior panel quashed Husband's initial appeal for lack of standing because counsel did not file notice of death or substitute a personal representative.
Fancsali ex rel. Fancsali v. Univ. Health Ctr. of Pittsburgh, 563 Pa. 439, 761 A.2d 1159, 1162 (2000) Standard of appellate review for discretionary trial-court decisions; burden on party attacking discretion. Used to state that denial of motion to strike a discontinuance is reviewed for abuse of discretion and to describe the heavy burden on the appellant.
Hopewell v. Hendrie, 386 Pa.Super. 264, 562 A.2d 899, 900 (1989) Support for discretionary nature of striking a discontinuance and required showing under Rule 229(c). Cited as authority that striking a praecipe to discontinue is within trial court discretion and to support the requirement to show prejudice under Rule 229(c).
Paden v. Baker Concrete Constr., 540 Pa. 409, 658 A.2d 341, 343 (1995) Definition of "abuse of discretion." Quoted to explain what constitutes an abuse of discretion (law overridden or misapplied, manifestly unreasonable, partiality, etc.).
Brown v. Levy, –––Pa. ––––, 73 A.3d 514, 517 (2013) Standard of review for statutory interpretation (de novo) and plain-meaning rule. Used to state the appellate standard for interpreting § 3323(d.1).
Yelenic v. Clark, 922 A.2d 935, 938 (Pa.Super.2007) Historical rule that divorce actions abate on death, and discussion of post-amendment effects. Cited to note that while divorce actions historically abated on death, amendments now allow continuation if grounds established.
Gerow v. Gerow, 962 A.2d 1206, 1209 (Pa.Super.2008) Effect of amendments to the Divorce Code permitting continuation where grounds have been established. Supports the statement that recent amendments prevent automatic abatement when grounds have been established.
Taper v. Taper, 939 A.2d 969, 973 (Pa.Super.2007) Same as Gerow—amendments affecting abatement upon death. Used with Gerow and Yelenic to explain statutory amendments' effect.
Reece v. Reece, 66 A.3d 790, 793 (Pa.Super.2013) Directive that divorce actions conform to the Rules of Civil Procedure. Supports the notion that divorce actions should follow procedural rules such as Pa.R.C.P. 1920.1(b).
In re A.C., 991 A.2d 884, 897 (Pa.Super.2010) Waiver doctrine where appellate briefs fail to develop issues with authority. Cited for the proposition that undeveloped arguments may be waived, although the court declined to find waiver here.
In re T.P., 78 A.3d 1166, 1170 (Pa.Super.2013) Doctrine that an appellate court can affirm on any valid basis presented in the record. Invoked to justify not addressing subsidiary arguments after resolving the primary statutory issue.

Court's Reasoning and Analysis

The court first identified the relevant provisions: 23 Pa.C.S. § 3323(d.1) (providing that if one party dies after grounds are established but before decree, economic rights shall be determined under the Divorce Code) and Pa.R.C.P. 229 (governing discontinuances, with subsection (c) permitting the court to strike a discontinuance to protect parties from unreasonable prejudice).

The court applied statutory interpretation de novo, giving the statute its plain meaning. It concluded § 3323(d.1) does not expressly prohibit a surviving plaintiff from voluntarily discontinuing the divorce action prior to entry of a decree. The statute, in the court's view, merely allows the action to continue after a party's death to have economic claims resolved under the Divorce Code rather than probate law; it does not preempt the Rules of Civil Procedure governing voluntary discontinuance.

The court noted Appellant produced no authority supporting the contention that § 3323(d.1) is mandatory and preempts Rule 229. The court reviewed trial-court discretion standards and determined the trial court did not abuse its discretion in refusing to strike the praecipe to discontinue because Appellant failed to present evidence at the hearing showing the discontinuance would cause unreasonable inconvenience, vexation, harassment, expense, or prejudice as required by Pa.R.C.P. 229(c). The record shows Appellant's counsel relied solely on the statute and declined to pursue the Rule 229(c) evidentiary showing, so the trial court reasonably found Appellant failed to meet the Rule 229(c) burden.

Holding and Implications

HOLDING: The order of the trial court denying Appellant's petition to strike the discontinuance is AFFIRMED.

Implications: The court holds that where a defendant in a divorce action dies after grounds for divorce have been established but before entry of a decree, the surviving spouse may voluntarily discontinue the proceedings pursuant to Pa.R.C.P. 229(c). The trial court's denial of the petition to strike the discontinuance stands because Appellant did not present the evidentiary showing required by Rule 229(c). The opinion resolves the parties' dispute in this case and interprets § 3323(d.1) as not automatically precluding voluntary discontinuance; no broader change in precedent beyond this interpretation is announced by the court.

Lillian J. TOSI, Appellee v. Robert KIZIS, as Personal Representati

OPINION BY FITZGERALD


Helen E. Casale, Norristown, for appellant. Lawrence D. MacDonald, Wilkes Barre, for appellee.
BEFORE: BENDER, P.J., WECHT, and FITZGERALD, JJ.

OPINION BY FITZGERALD, J.:



Appellant, Robert Kizis, as personal representative of John J. Tosi, deceased, appeals from the order entered in the Luzerne County Court of Common Pleas denying Appellant's petition to strike the discontinuance of a divorce action. We hold that, where the defendant in a divorce action dies before a divorce decree is entered but after grounds for divorce are established, the surviving spouse may voluntarily elect to discontinue the proceedings pursuant to Pa.R.C.P. 229(c). Accordingly, we affirm.

John J. Tosi (“Husband”) and Lillian J. Tosi (“Wife”) were married on November 12, 1966. The parties separated on March 31, 2003, when Wife filed an action in divorce, raising a claim for equitable distribution of marital property. Husband did not file an answer in response to Wife's divorce complaint.

On August 8, 2006, Wife filed her affidavit of consent pursuant to 23 Pa.C.S. § 3301(c), alleging that the parties had been living separate and apart for more than two years and seeking the entry of a divorce decree. On August 25, 2008, Husband filed a counter-affidavit opposing the entry of a divorce decree pending the resolution of the equitable distribution proceedings. In the counter-affidavit, Husband also raised a claim for “economic relief” including the division of marital property. However, Husband did not file his economic claims with the Prothonotary as provided in the form counter-affidavit set forth in Pa.R.C.P. 1920.72.

Equitable distribution proceedings continued, which included the joining of additional defendants regarding rights in certain commercial property acquired by Husband and Wife during their marriage. On May 5, 2008, the trial court appointed a master to determine the parties' equitable distribution claims. A pre-trial conference took place in June 2008, but a date certain for trial was not set. On August 1, 2008, Husband filed his affidavit of consent, consenting to the entry of a divorce decree. On August 19, 2008, Husband died.

More than four months later, Wife filed a praecipe to discontinue the divorce action, and the case was discontinued by the Luzerne County Prothonotary on December 23, 2008. On January 9, 2009, Husband's counsel filed a petition to strike the discontinuance. The trial court denied the request to strike the discontinuance and Husband's counsel filed an appeal. A panel of this Court quashed the appeal finding that because Husband was deceased, and because Husband's counsel did not (1) file a notice of death with the Luzerne County Prothonotary as required by Pa.R.C.P. 2355(a) or (2) substitute a personal representative as Husband's successor in the divorce action, Husband lacked standing to appeal. See Tosi v. Tosi, 507 MDA 2009, 4 A.3d 691 (unpublished memorandum) (Pa.Super. June 17, 2010).

On remand, counsel filed a praecipe to substitute Appellant for Husband. On September 20, 2010, Appellant filed a second petition to strike the December 28, 2008 discontinuance. On December 2, 2010, Wife filed an answer, new matter, and claim for attorneys' fees. Subsequently, the judge assigned to the case recused himself and the matter was not rescheduled for a hearing. Appellant filed a third petition to strike the discontinuance on June 22, 2012, without a rule returnable for a hearing. Therefore, the trial court was not able to schedule a hearing on the petition. On August 17, 2012, Appellant filed a fourth petition to strike the discontinuance and a hearing was scheduled. Wife again filed an answer, new matter, and claim for attorneys' fees. Following argument on this petition, the trial court denied Appellant's request to strike the discontinuance. This timely appeal followed.

Appellant timely compiled with the trial court's January 17, 2013 order directing him to file a Pa.R.A.P. 1925(b) statement.

Five issues are presented on appeal:

Did the trial court err or abuse its discretion in denying [Appellant's] Petition to Strike Discontinuance in light of 23 Pa.C.S.A. § 3323(d.1) when grounds for divorce had been established?

Did the trial court err or abuse its discretion in ruling that 23 Pa.C.S.A. § 3323(d.1) is inapplicable because only [Wife] had raised a claim for equitable distribution and [Husband] did not raise his own economic claims?

Did the trial court err or abuse its discretion in determining that [Husband] did not properly raise a claim for equitable distribution and did not preserve his right to request a claim for equitable distribution?

Did the trial court err or abuse its discretion when it improperly relied on Rule 229 of the Pennsylvania Rules of Civil Procedure to discontinue the divorce matter wherein grounds had been established under Section 3323(d.1) of the Divorce Code and by relying on Rule 229, did the trial court fail to provide [Appellant] with an opportunity for a full hearing to prove the requirements of Rule 229 to strike a discontinuance?

Did the trial court err or abuse its discretion in finding that [Appellant] did not establish that the discontinuance would result in unreasonable inconvenience, vexation, harassment, expense or prejudice to [Appellant] pursuant to Pa.R.C.P. 229?
Appellant's Brief at 8.


Although Appellant presented five issues for this Court's review, Appellant's brief only contains three arguments in violation of Pa.R.A.P. 2119. Despite this briefing deficiency, we decline to find Appellant's issues waived.

“The argument shall be divided into as many parts as there are questions to be argued.” Pa.R.A.P. 2119(a).

Appellant first argues that the trial court erred when it concluded that Wife could voluntarily discontinue the divorce action pursuant to Pa.R.C.P. 229, even after grounds for the parties' divorce had been established. Appellant claims that once the parties filed their affidavits of consent to divorce, section 3323(d.1) of the Divorce Code mandates that the economic claims between them be resolved pursuant to the Divorce Code. Appellant also argues that the rationale employed by the trial court to conclude that section 3323(d.1) was inapplicable to the instant case was erroneous.

“Grounds for divorce are established when both of the parties have filed affidavits of consent to the divorce.” 23 Pa.C.S. § 3323(g).

Section 3323(d.1) provides that

[i]n the event one party dies during the course of divorce proceedings, no decree of divorce has been entered and grounds have been established as provided in subsection (g), the parties' economic rights and obligations arising under the marriage shall be determined under this part rather than under Title 20 (relating to decedents, estates and fiduciaries).
23 Pa.C.S. § 3323(d.1).


The right of a party to obtain a discontinuance of an action is governed by Rule 229. Rule 229 provides, inter alia, that

(a) A discontinuance shall be the exclusive method of voluntary termination of an action, in whole or in part, by the plaintiff before commencement of the trial.

* * *

(c) The court, upon petition and after notice, may strike off a discontinuance in order to protect the rights of any party from unreasonable inconvenience, vexation, harassment, expense or prejudice.
Pa.R.C.P. 229.


The decision to strike a praecipe to discontinue is within the sound discretion of the trial court and we will not reverse in the absence of an abuse of that discretion. Fancsali ex rel. Fancsali v. Univ. Health Ctr. of Pittsburgh, 563 Pa. 439, 761 A.2d 1159, 1162 (2000); Hopewell v. Hendrie, 386 Pa.Super. 264, 562 A.2d 899, 900 (1989). “When the trial court reaches a conclusion calling for the exercise of its discretion, the party complaining on appeal has a heavy burden.” Fancsali, 761 A.2d at 1162. “An abuse of discretion is not merely an error of judgment, but if in reaching a conclusion the law is overridden or misapplied, or the judgment exercised is manifestly unreasonable, or the result of partiality, prejudice, bias or ill-will, as shown by the evidence or the record, discretion is abused.” Id. (quoting Paden v. Baker Concrete Constr., 540 Pa. 409, 658 A.2d 341, 343 (1995)).

Statutory interpretation is a question of law, therefore our standard of review is de novo, and our scope of review is plenary. Brown v. Levy, –––Pa. ––––, 73 A.3d 514, 517 (2013). When ascertaining the meaning of a statute, if the language is clear, we give the words their plain and ordinary meaning. See id.

Instantly, the trial court determined that the power vested in Wife to discontinue the divorce action pursuant to Rule 229(a) was not abrogated by the fact of Husband's death or that the parties had established grounds for their divorce by filing affidavits of consent prior to Husband's death. “Pennsylvania courts have long held that an action in divorce abates upon the death of either party.” Yelenic v. Clark, 922 A.2d 935, 938 (Pa.Super.2007). However, recent amendments to the Divorce Code have ensured that a divorce action does not automatically abate at the death of one of the parties so long as the grounds for divorce have been established. See Gerow v. Gerow, 962 A.2d 1206, 1209 (Pa.Super.2008); Taper v. Taper, 939 A.2d 969, 973 (Pa.Super.2007); Yelenic, 922 A.2d at 938.

.Section 3323 of the Divorce Code was amended effective January 28, 2005, to include subsection (d.1).

Notwithstanding these amendments, we conclude the plain language of section 3323(d.1) bars Appellant's assertion that the statute is a mandatory provision that should preempt application of the Rules of Civil Procedure should the plaintiff in a divorce action wish to discontinue the case. Furthermore, Appellant cites no authority in support of this contention and we have found none. Instead, the language of the statute merely provides that in the event of a death of one of the parties in a divorce action, the action may continue and the economic claims of the parties shall be determined under equitable distribution principles rather than under the elective share provisions of the Probate Code. After examining the plain language of section 3323(d.1), we cannot conclude that the statute prohibits the surviving party from voluntarily discontinuing the action prior to entry of the divorce decree as Appellant suggests. We, therefore, hold that the trial court did not abuse its discretion in denying Husband's petition to strike discontinuance pursuant to Rule 229(c).

Generally, “[d]ivorce actions are to be in conformity with the rules of civil procedure.” Reece v. Reece, 66 A.3d 790, 793 (Pa.Super.2013); see alsoPa.R.C.P. 1920.1(b).

Although we note that, “where an appellate brief fails to provide any discussion of a claim with citation to relevant authority or fails to develop the issue in any other meaningful fashion capable of review, that claim is waived,” we decline to find waiver in the instant case. In re A.C., 991 A.2d 884, 897 (Pa.Super.2010) (citations omitted); see alsoPa.R.A.P. 2119(a).

Chapter 22 of Title 20.

Appellant's second argument challenges the trial court's conclusion that Husband did not properly raise a claim for equitable distribution, did not preserve his right to request a claim for equitable distribution and, for those reasons, that section 3323(d.1) of the Divorce Code is not controlling of the instant matter. However, having concluded that section 3323(d.1) is inapplicable because Wife was not precluded from exercising her rights under the Rules of Civil Procedure, we need not address the merits of these issues. See In re T.P., 78 A.3d 1166, 1170 (Pa.Super.2013) (“[I]t is a well-settled doctrine in this Commonwealth that a trial court can be affirmed on any valid basis”).

For his third argument, Appellant claims the trial court abused its discretion in finding that Appellant did not present any evidence demonstrating that a discontinuance would result in unreasonable inconvenience, vexation, harassment, expense, or prejudice to Appellant pursuant to Rule 229(c) because the trial court did not give Appellant the opportunity to present evidence on those issues.

The trial court stated in its Rule 1925(a) opinion:

[Appellant] had an opportunity during the hearing to prove the requirements of Pa.R.C.P. 229(c) to strike the discontinuance, but refused to do so. [Appellant] consistently argued and relied on 23 Pa.C.S.A. § 3323 [ (d.1) ] to strike the discontinuance of the divorce action and argued that Pa.R.C.P. 229 is inapplicable. [Appellant] could have relied on Pa.R.C.P. 229 as an alternative argument; however [Appellant] chose not to do so.
Trial Ct. Op., 3/11/13, at 6.


The record reveals that at the November 16, 2012 hearing on Appellant's petition to strike, in response to the trial court's query as to whether Appellant needed to testify as to how he had been prejudiced by the discontinuance, Appellant's counsel replied, “you never go down that analysis. You never get to the Rule 229 analysis because even though it's a petition to strike, the only information that the court needed was that this was a legal—legally it was the statute that governed. Not the rule.” N.T., 11/16/12, at 29. Our review of the record confirms that Appellant offered no evidence at the hearing as to how the discontinuance would result in unreasonable inconvenience, vexation, harassment, expense, or prejudice to him, as is required by Rule 229(c). Therefore, we conclude the trial court did not err or abuse its discretion in finding Appellant failed to establish grounds for striking the discontinuance. SeePa.R.C.P. 229(c); Hopewell, 562 A.2d at 900. Accordingly, Appellant is not entitled to relief.

Order affirmed.
-------- Notes:

Use AI to get other relevant cases.

Comments

Tosi v. Kizis
(Feb 6, 2014)