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Case Summary: Cooper (Administratrix) v. Monroe et al.

Supreme Judicial Court of Massachusetts, Suffolk; Hearing November 18, 1920; Decision January 7, 1921. Opinion by Crosby, J. Panel: Rugg, C.J., Braley, Crosby, Pierce, JJ.

Factual and Procedural Background

This is a bill in equity originally filed February 8, 1917, by Frederick F. Read (later prosecuted by his executrix and then by Helen S. Cooper, administratrix with the will annexed). The bill alleges that when William Marshall (the plaintiff's great-grandfather) died in 1860 his real estate went to his four children on a "condition" or "trust" that no part should be sold during any child's lifetime and that, upon the death of the survivor, the property would vest in the heirs of William Marshall then living. The plaintiff asserted that this condition created life estates in the children and a remainder in the plaintiff (as the then-only surviving heir), and that transfers and dispositions made by the children or by Josiah P.C. Marshall and his widow Elizabeth T. Marshall (through the defendant Monroe, an attorney) were fraudulent or otherwise invalid, depriving the plaintiff of property to which he claimed to be entitled.

The suit was referred three times to masters and finally to Frederic H. Chase, Esquire, who alone filed a report. The master stated he had heard the parties and examined evidence (and considered prior master's hearing transcripts and exhibits). The master found (inter alia) that: the paper alleged to be William Marshall's will was never probated and was excluded from evidence; William Marshall died intestate; no condition or trust was imposed on the real estate acquired by his children in 1860; the children took by descent in fee; and upon the 1915 death of Josiah P.C. Marshall the plaintiff took no property as heir of William Marshall. The master also made findings concerning specific conveyances (including delivery, dates of acknowledgment, and the grantor's mental capacity in 1915).

Following report, interlocutory decrees overruling exceptions to the master's report and denying recommittal were entered by De Courcy, J. A final decree confirmed the master's report and dismissed the bill. The plaintiff appealed only from the final decree. The Supreme Judicial Court affirmed the decree.

Legal Issues Presented

  1. Whether a bill in equity can be maintained to establish a trust, condition, or life estate in land allegedly created by the decedent William Marshall, when the master found that (a) the paper alleged to be his will was never probated and (b) William Marshall died intestate and no condition was imposed on the land.
  2. Whether a deed is rendered void where the acknowledgment was made before the grantee (i.e., whether an acknowledgment made before the grantee invalidates the conveyance).
  3. Whether specific conveyances by Josiah P.C. Marshall (including a sale shortly before his death) were invalid for lack of delivery, improper acknowledgment, or the grantor's alleged unsound mind.

Arguments of the Parties

Plaintiff's Arguments

  • The plaintiff contended that William Marshall's real estate was conveyed to his four children on a "condition" or "trust" that no part be alienated during any of their lifetimes and that, upon the death of the survivor, the property would vest in the then-living heirs of William Marshall; the plaintiff claimed to be the only surviving heir entitled to the remainder and fee.
  • The plaintiff sought to establish that certain conveyances and transactions by the surviving child Josiah P.C. Marshall, and by his widow Elizabeth T. Marshall (aided by the defendant Monroe), were fraudulent, void, or procured by undue influence, and thus the property or proceeds belonged to the plaintiff as remainderman or heir.
  • The plaintiff asserted rights both under the alleged condition/ trust arising from William Marshall and under the will of Josiah P.C. Marshall (which gave his wife a life interest with remainder to the plaintiff), claiming some conveyances were invalid (e.g., deed never delivered in 1891; deed acknowledged before the grantee in 1896; conveyance when grantor was of unsound mind in 1915).
  • The plaintiff attempted to introduce a writing alleged to be William Marshall's will (never probated) to prove the condition/trust or life estate claimed to have been created by William Marshall.

Defendants' Positions (as reflected in the record and the master's findings)

  • The master found the alleged will of William Marshall was never probated and was excluded; the master further found William Marshall died intestate and that no condition or trust was imposed on the land—findings that, as reflected by the record, defeated the plaintiff's foundational claim.
  • The master found the 1891 deeds were delivered and recorded; the 1896 deed to Monroe was acknowledged (the acknowledgment was made before Monroe but the deed was recorded and the master found the conveyance effective); and the sale in 1915 was made when the grantor was of sound mind. These findings reflect the defendants' factual position that the conveyances were valid and not void for the reasons alleged by the plaintiff.
  • The court (citing prior authority) affirmed the legal position that a deed duly signed, sealed and delivered transfers title as between original parties even if not acknowledged or recorded, and that an acknowledgment before the grantee does not render a conveyance void—positions that supported the defendants' defense against the plaintiff's attack on the deeds.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Palmer v. Paine, 9 Gray 56 Supports the proposition that a deed duly signed, sealed and delivered is sufficient as between original parties to transfer the whole title even if not acknowledged or recorded. Cited to support the court's statement that the absence of proper acknowledgment or recording does not invalidate a deed as between original parties; applied to uphold the validity of conveyances attacked by the plaintiff.
Dole v. Thurlow, 12 Met. 157 Same general principle regarding validity of a deed signed, sealed and delivered notwithstanding acknowledgment or recording defects. Cited in continuation of the rule reassuring that delivery constitutes transfer; applied to sustain the master's finding that the 1891 conveyances were delivered and effective.
Earle v. Fiske, 103 Mass. 491 Same general proposition about effectiveness of delivery of deed between original parties despite lack of acknowledgment or recordation. Used to reinforce the legal principle under which the court treated the challenged conveyances as valid.
Toupin v. Peabody, 162 Mass. 473 Same principle regarding sufficiency of a signed, sealed and delivered deed to transfer title between original parties. Cited to support the court's conclusion that improper form of acknowledgment does not necessarily void the conveyance.
Hayden v. Peirce, 165 Mass. 359 Same general rule on transfer of title by delivery of deed between original parties even if not acknowledged/recorded. Cited to support the court's treatment of the challenged deeds as valid and effective as between the parties.

Court's Reasoning and Analysis

The court's analysis proceeds from the master's express findings and the evidentiary record (or lack of it) before the master. The master reported that he had heard the parties, examined evidence and considered the transcript and exhibits from the earlier master's hearing. Central to the court's decision was the master's finding that the document alleged to be William Marshall's will was never probated and was excluded from evidence. Because that writing was not in evidence and was never probated, the master found—and the court accepted—that William Marshall died intestate and that no condition or trust was imposed by him on his real estate.

The court emphasized that the plaintiff's entire claim rested on proving a condition, trust, or life estate created by William Marshall; with the alleged testamentary writing excluded and no other proof of such a condition, the master’s finding that no such condition existed was dispositive. On that basis the plaintiff failed to prove the foundational element of entitlement to the remainder or to property purchased with proceeds of the original land.

The court also addressed the plaintiff's separate attacks on specific conveyances by Josiah P.C. Marshall. The master found that the 1891 deeds were delivered and recorded; that the apparent discrepancy in a certificate date was a mistake but that the deed was actually acknowledged on the record date; that a 1896 deed to Monroe was acknowledged before the grantee (Monroe), and that both 1896 deeds were recorded; and that the sale made a few days before Josiah's death in 1915 was executed when the grantor was of sound mind. The court applied established Massachusetts precedent that a deed duly signed, sealed and delivered is effective between the original parties even if not acknowledged or recorded, and that an acknowledgment made before the grantee does not render the conveyance void. Relying on these authorities and the master's factual findings, the court concluded the challenged conveyances were not invalid for the reasons asserted by the plaintiff.

Because the master found no condition or trust in favor of the plaintiff and made favorable findings regarding the validity of the challenged conveyances, the court held the plaintiff had not established entitlement to the relief sought. The plaintiff did not appeal interlocutory decrees overruling exceptions or denying recommittal; the appeal was only from the final decree confirming the master's report and dismissing the bill. The court found no error of law and affirmed the decree.

Holding and Implications

Holding: Decree affirmed. The final decree confirming the master's report and dismissing the bill was affirmed by the Supreme Judicial Court.

Implications:

  • Direct effect on the parties: The plaintiff's bill in equity was dismissed; the plaintiff did not obtain a declaration of a trust, condition, or life estate in the real estate of William Marshall, and the court upheld the master's findings regarding the validity of the challenged conveyances.
  • No broader or new legal precedent was created by this decision; the court applied existing Massachusetts authorities concerning the effectiveness of deeds signed, sealed and delivered and the sufficiency of the master's factual findings. The opinion contains no statement purporting to establish a new rule of law beyond application of established principles to the facts found.

Note: This summary is confined strictly to material contained in the provided opinion and does not add facts or inferences beyond the court's text.

HELEN S. COOPER, administratrix with the will annexed, vs. WILLIAM I. MONROE others.

Trust, What constitutes. Equity Jurisdiction, To establish trust, condition or life estate. Deed, Acknowledgment. Equity Pleading and Practice, Master.

A bill in equity, based upon alleged rights of the plaintiff arising out of a "trust" or "condition" or "life estate" under which real estate of the plaintiff's great-grandfather was given by him to his children and upon the death of the survivor of them would be received by the plaintiff as his only heir at law then living, cannot be maintained where a master, to whom the suit was referred, in a report which did not include a report of the evidence, finds that "the plaintiff claimed that a writing alleged to be a will of" his great-grandfather, "which was never probated, should be admitted in evidence as proof of the 'condition or 'trust' or 'life estate' in which he asserted the children of" the great-grandfather "took his real estate. This paper was marked for identification, and was excluded by the master;" and further finds that the great-grandfather died intestate and that "no condition of any kind was imposed upon the real estate . . . and the plaintiff . . . took no property as the heir of'' his great-grandfather.

The circumstance that a deed was acknowledged before the grantee does not render the conveyance void.

CROSBY, J.

This is an appeal from a final decree confirming a master's report and dismissing the bill. The bill was brought by Frederick F. Read who has since deceased, thereafter his executrix was substituted as plaintiff and upon her death the administratrix of his estate with the will annexed was admitted as a party plaintiff.

The master's report recites that he met the parties, "heard, their evidence, examined their papers, documents, and vouchers, and now make[s] report of . . . [his] findings to the court." He further states in the report: "The case was referred to me after it had been fully heard by a former master. Pursuant to the directions of the court I have considered the evidence introduced before that master in making my report, a complete transcript of the testimony and all the exhibits having been furnished to me."

Frederick F. Read, the original plaintiff, (who will hereafter be referred to as the plaintiff) was the grandson of Josiah P.C. Marshall and his first wife. The master found that William Marshall, the great-grandfather of the plaintiff, died intestate in the year 1860, leaving a widow, Susan Marshall; and as his only heirs at law his four children, — William F., John W.S., Josiah P.C., and Susan G.; that Susan Marshall, the widow, died in 1869; that William F. Marshall died in 1888, and John W.S. Marshall died in 1893; that both were unmarried and without issue; that Susan G. Marshall married Austin J. Coolidge whom she survived, and died without issue in 1895; that Josiah P.C. Marshall, by his first wife, had a daughter, Catherine Cooke Marshall, who was living at the time of the death of William Marshall in 1860; that she married William Read, and her son, the plaintiff, was born in 1873; she died in 1877. Josiah P.C. Marshall, after the death of his first wife, married Elizabeth Taylor. He died in 1915; his wife died in 1916 leaving no issue; the plaintiff died in 1917.

The bill in substance alleges, and the plaintiff contends, that the four children of William Marshall each took from him the real estate of which he died seised upon a "condition" or "trust" that no part of it should be alienated during the lifetime of any of the children and upon the death of the survivor of them it was to be vested in the heirs of William Marshall then living. It is also the contention of the plaintiff that, under the terms of the condition or trust, upon the decease of Josiah P.C. Marshall, the last surviving child, he became entitled to the remainder and the fee in all the realty of William Marshall which had originally vested in the four children in 1860 or the proceeds from the sale of such real estate, or other land bought with such proceeds. The bill seeks to establish a trust in the various parcels of real estate therein described and the plaintiff's title to the fee in the remainder thereof.

We do not deem it necessary to refer in detail to the many allegations of the bill or to the various parcels of real estate therein described, as the allegation that all the real estate left by William Marshall was subject to a "condition" or "trust" lies at the foundation of the plaintiff's claim.

It does not clearly appear from the bill in what manner the alleged condition or trust was created, none is alleged to have been established by William Marshall by any instrument, unless it is to be inferred that it was created by will. But the master found that William Marshall died intestate. He states that: "At the hearing the plaintiff claimed that a writing alleged to be a will of William Marshall, which was never probated, should be admitted in evidence as proof of the 'condition' or 'trust' or 'life estate' in which he asserted the children of William Marshall took his real estate. This paper was marked for identification, and was excluded by the master."

The finding that the alleged will was never probated makes it clear that the plaintiff could obtain no rights thereunder, and it was properly excluded. The plaintiff in his brief, however, contends that he offered at the hearing before the first master, the record of the probate of the will and that it was excluded subject to the plaintiff's exception; a careful examination of the voluminous record fails to show that such evidence was offered; neither the alleged will nor the record of its probate, if there is such a record, is before us.

It follows, as the evidence is not before us, that the finding that William Marshall died intestate, and the further finding that "no condition of any kind was imposed upon the real estate acquired from said William Marshall by his children in 1860, but that upon his death they took the same by descent in fee, and the plaintiff, upon the decease of Josiah P.C. Marshall in 1915, took no property as the heir of William Marshall" is conclusive, and as the plaintiff has failed to prove the condition or trust as alleged, he cannot prevail.

Josiah P.C. Marshall left a will in which he gave his wife, Elizabeth T. Marshall, a life interest in his real estate with remainder to the plaintiff in fee to which the plaintiff became entitled. Before this will was made, the testator conveyed two parcels of land by mesne conveyance through the defendant Monroe to his wife. The first of these conveyances was made in 1801 and is claimed by the plaintiff to be invalid because the deed to Monroe was never delivered by the grantor. The second was made in 1896 and is alleged to have been invalid because the deed to the defendant Monroe, through whom the title passed to Mrs. Marshall, was acknowledged before the grantee. A third parcel was sold by the testator a few days before his death in 1915; the plaintiff contends that this conveyance was invalid on the ground that, when it was executed, the grantor was of unsound mind. The master found that the two deeds executed in 1891 were delivered and recorded on November 6, 1891; that by a mistake the certificate of the justice of the peace before whom the first deed was acknowledged was dated October 6, 1891, although he finds that the deed was in fact acknowledged by the grantor on November 6, 1891; that of the deeds given in 1896, the one from the testator to Monroe was acknowledged before the latter, who on the same day made a certificate of acknowledgment as justice of the peace; and that both deeds were recorded in the registry of deeds. The circumstance that the acknowledgment of the deed to Monroe was made before him did not render the conveyance void. It is well settled that a deed duly signed, sealed and delivered is sufficient as between the original parties to it to transfer the whole title of the grantor to the grantee, although the instrument is not acknowledged nor recorded. Palmer v. Paine, 9 Gray, 56. Dole v. Thurlow, 12 Met. 157. Earle v. Fiske, 103 Mass. 491. Toupin v. Peabody, 162 Mass. 473. Hayden v. Peirce, 165 Mass. 359. As to the parcel of land sold by Josiah P.C. Marshall in 1915, a few days before his death, the master found that when the deed was executed the grantor was of sound mind.

The above findings dispose of the plaintiff's contentions that the deeds are invalid. The many allegations of the bill and the master's findings with reference thereto, have become immaterial by reason of the finding that no condition or trust in favor of the plaintiff was shown to have been established. It, therefore, is unnecessary further to consider them.

No appeal was taken to the interlocutory decree overruling the plaintiff's exceptions to the master's report or to the interlocutory decree denying the motion to recommit the report. The case is before us only on an appeal from the final decree confirming the report and dismissing the bill, and, as no error of law appears, the entry must be

Decree affirmed.

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COOPER v. MONROE
(Jan 7, 1921)