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Case Summary: Rose v. State, Court of Appeals of Maryland (Decided August 23, 1965)

Factual and Procedural Background

James Raphael Rose was indicted by a Baltimore grand jury on four counts: (1) burglary in the nighttime of the dwelling of Johanna Ciocconardi on June 12, 1964; (2) being a rogue and vagabond (Code, Art. 27, Section 490); (3) larceny of specified personal property (including a lady's yellow gold diamond cocktail ring, a gold wedding ring, a gold wristwatch, a Polaroid camera, an alligator make-up case, a portable typewriter, and two leather wallets); and (4) receiving the stolen goods named in count 3.

Judge Harlan, sitting without a jury in the Criminal Court of Baltimore, found Rose guilty on count 3 (larceny) and not guilty on counts 1, 2 and 4. The court sentenced Rose to three years in the Maryland Correctional Institution.

Relevant evidentiary events at trial included: Rose's arrest on June 14, 1964 (in connection with a stolen automobile investigation), a police inquiry into the burglary at 1745 East Pratt Street, testimony by the victim, Mrs. Ciocconardi, identifying missing items, and testimonial evidence from Mrs. Bonnie Meekins who described acquiring a ring and an overnight case from Rose (and her brother Douglas Sutton) in exchange for ten dollars. The ring and overnight case were later identified as belonging to Mrs. Ciocconardi and recovered by the police.

Officer Joseph Kelly, called as a witness, stated (over objection) that the police "learned from a series of people throughout the neighborhood that James Rose and Doug Sutton were frequent visitors of the apartment —" and was interrupted by counsel's objection. The trial court overruled that objection; counsel lodged no further objections to Officer Kelly's subsequent testimony. Rose did not testify; an alibi was offered through his mother and girlfriend, and no testimony explained how the stolen objects came into Rose's possession.

Legal Issues Presented

  1. Whether the admission at trial of the hearsay testimony by Officer Kelly prejudiced the appellant such that reversal is required.
  2. Whether the evidence was sufficient to sustain a conviction for larceny (count 3).

Arguments of the Parties

Appellant's Arguments

  • The appellant contended that the hearsay statement by Officer Kelly was prejudicial and warranted reversal.
  • The appellant argued that the evidence was insufficient to support a larceny conviction, asserting that possession of the stolen items was not shown to be exclusive to Rose; therefore the inference that he was the thief was not justified.
  • Appellant's counsel suggested that the single objection made to Officer Kelly's truncated statement preserved an objection to subsequent testimonial matters elicited from that witness.
  • The appellant relied on Frazier v. State of Texas and a cited secondary authority (52 C.J.S. Larceny, Sec. 107) to argue that nonexclusive possession by multiple persons precludes application of the general rule permitting an inference of guilt from possession soon after theft.

Appellee / State's Position (as reflected in the opinion)

  • The State's case rested on Mrs. Meekins' testimony that Rose sold a ring and overnight case identified as stolen property; the State treated that testimony as sufficient to show Rose's possession of stolen goods soon after the theft and to permit the inference that Rose was the thief absent a reasonable explanation.
  • The State (as noted in the opinion) contended or suggested that the Maryland precedent expressed in Felkner v. State was not necessarily inconsistent with Frazier; the Court did not have to resolve any inconsistency.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Hopkins v. State, 193 Md. 489, 69 A.2d 456 (1950) Supporting the proposition that certain erroneous hearsay admissions may be harmless under the circumstances. The Court cited Hopkins to support its conclusion that Officer Kelly's preliminary hearsay statement, even if assumed to refer to the victim's apartment, was at most harmless error and not prejudicial.
Madison v. State, 200 Md. 1, 87 A.2d 593 (1952) Preservation of evidentiary objections on appeal generally requires a timely and specific objection to the question eliciting the answer. The Court cited Madison to explain that the single objection to Kelly's interrupted remark did not preserve objections to subsequent testimony absent specific contemporaneous objections.
Davis v. State, 189 Md. 269, 55 A.2d 702 (1947) Same preservation principle regarding objections to evidence. Used alongside Madison to support the rule that specific objections must be made to preserve an evidentiary point for appeal.
Kares v. State, 215 Md. 396, 137 A.2d 712 (1958) Maryland Rule (here referred to Rule 885): appellate courts ordinarily will not decide points that do not plainly appear to have been tried and decided in the lower court. Cited to justify declining to decide evidentiary questions not preserved at trial.
State Roads Commission v. Bare, 220 Md. 91, 151 A.2d 154 (1959) Interpretation and effect of Maryland Rule 522 (objections to admissibility must be made when evidence is offered); counsel should obtain rulings on each objection to preserve issues for appeal. The Court quoted Bare to explain the necessity of making specific, contemporaneous objections (or a continuing objection) to preserve appellate review.
Felkner v. State, 218 Md. 300, 146 A.2d 424 (1958) Principle: Possessor of stolen goods soon after theft must give a reasonable explanation for possession or face the inference of guilt. The Court relied on Felkner as the controlling Maryland authority permitting the trial court to infer theft from possession soon after the crime when no reasonable explanation is offered.
Frazier v. State of Texas, 88 Tex.Crim. 411, 227 S.W. 324 (1921) Authority cited by appellant to argue that nonexclusive possession by multiple persons without evidence of concert negates the Felkner-type inference. The Court acknowledged Frazier as the appellant's supporting authority but distinguished the facts of this case (finding evidence of concert and reasonably inferable exclusive possession by Rose) and declined to resolve any conflict between Felkner and Frazier.
Jacobs v. State, 238 Md. 648, 210 A.2d 722 (1964) Rule 886(a): in non-jury trials, appellate courts will not set aside findings unless clearly erroneous and deference is due to the trial court's opportunity to judge credibility. Cited to support the proposition that the trial court's credibility determinations should be respected and that the findings here were not clearly erroneous.
Wesbecker v. State, 240 Md. 41, 212 A.2d 737 (1965) See-also authority concerning judicial deference in non-jury cases (consistent with Jacobs and Rule 886(a)). Offered as supporting authority for the principle that appellate review gives due regard to the trial court's credibility assessments.

Court's Reasoning and Analysis

The Court addressed the two issues in turn.

I. Hearsay Admission

The contested testimony was an interrupted statement by Officer Kelly that the police "learned from a series of people throughout the neighborhood that James Rose and Doug Sutton were frequent visitors of the apartment —" Counsel objected, the court overruled, and counsel lodged no further objections to the officer's later testimony.

The Court analyzed the hearsay issue as follows:

  • The officer's statement did not identify the apartment as the victim's and counsel's objection interrupted the testimony before the statement was completed.
  • Even assuming, arguendo, that the officer meant the victim's apartment, the statement did not allege any misconduct by Rose on prior visits; it merely indicated that Rose and Sutton were frequent visitors. The Court characterized it as preliminary and part of the investigative steps leading to Mrs. Meekins' testimony.
  • Because the statement did not suggest prior wrongful acts by Rose and only furnished a preliminary investigatory fact, the Court found it nonprejudicial and, at most, harmless error, citing Hopkins v. State.
  • Regarding preservation of the objection, the Court applied Maryland precedents (Madison, Davis) and Maryland Rule 885 to hold that a general or isolated objection to an interrupted remark does not preserve objections to subsequent testimony; counsel must object to the specific questions eliciting the allegedly inadmissible answers or claim a continuing objection under Rule 522. The Court quoted State Roads Commission v. Bare to emphasize the requirement of obtaining rulings on each objection to preserve issues for appeal.
  • Because no contemporaneous objections were made to the remainder of Officer Kelly's testimony and counsel did not indicate that the initial objection was intended to be continuing, the Court concluded no appellate issue was preserved with respect to the subsequent testimony. The Court added that, in any event, the later testimony was not prejudicial to Rose.

II. Sufficiency of the Evidence

The Court reviewed the evidence supporting the larceny conviction (count 3): Mrs. Meekins testified that she paid Rose ten dollars and received a ring and an overnight case; those items were later identified as belonging to the victim and were recovered by police. Rose did not offer testimony explaining his possession of the items; his mother and girlfriend offered an alibi that the trial judge did not credit.

The Court applied the following analytical steps:

  • Applied the Maryland rule (quoted from Felkner) that possession of stolen goods soon after a theft triggers a requirement that the possessor provide a reasonable explanation or the inference of guilt is permissible.
  • Addressed the appellant's contention that possession was not exclusive because Mrs. Meekins' testimony suggested both Rose and his brother had the items; the appellant relied on Frazier and a C.J.S. treatise to argue that nonexclusive possession defeats the Felkner-type inference.
  • The Court found Mrs. Meekins' testimony reasonably susceptible of the interpretation that Rose had exclusive possession of the items: she was told the items belonged to "his girl friend," that "he" (Rose) needed the money and received the money, and that for the ten dollars "he" turned over the ring and overnight case. The Court concluded that testimony could imply concerted action between Rose and his brother, distinguishing Frazier.
  • The Court declined to resolve any broader doctrinal conflict between Felkner and Frazier, limiting its holding to the facts before it.
  • Concerning credibility, the Court reiterated the standard governing non-jury trials (Maryland Rule 886(a) as discussed in Jacobs): appellate courts give due regard to the trial judge's opportunity to observe witnesses and will not reverse unless findings are clearly erroneous. Applying that standard, the Court found the trial judge's determinations supported by the evidence.

Holding and Implications

HOLDING: The judgment of the Criminal Court of Baltimore was AFFIRMED; the conviction on count 3 (larceny) and the three-year sentence were upheld.

Implications:

  • The admission of Officer Kelly's preliminary hearsay remark was deemed nonprejudicial and, at most, harmless error; no reversal was warranted on that basis.
  • The evidence (principally Mrs. Meekins' testimony and the absence of a reasonable explanation from Rose) was sufficient to permit the trial court to infer guilt from possession of stolen goods soon after the theft.
  • The Court emphasized procedural rules for preserving evidentiary objections on appeal (Maryland Rules 522 and 885 and related authorities): counsel must make timely, specific objections to questions eliciting objectionable answers or indicate a continuing objection to preserve the issue for appellate review.
  • This opinion did not announce a new rule of law; it applied existing Maryland precedent (notably Felkner and the rules governing preservation of objections and appellate deference in non-jury trials) to the facts and upheld the trial court's judgment.

This summary is based exclusively on the text of the provided opinion and does not supplement or interpret beyond the content of that opinion.

ROSE v. STATE

EVIDENCE — Criminal Case — Hearsay Statement — Held Not Prejudicial And Harmless Error At Most Under Circumstances Here — No Objection Made To Subsequent Testimony Of Witness. In the present larceny case, where a police officer testified over objection upon the ground that it was hearsay, that it had been "learned from a series of people" that the defendant was a frequent visitor to an apartment, this Court held that even if it assumed that the apartment referred to was that of the victim of the crime, the statement was not prejudicial to the defendant because it did not suggest that he had been guilty of any misconduct upon the prior visits. The statement was merely preliminary in nature and gave only one of the steps in the investigation leading ultimately to the witness whose testimony resulted in the conviction. It did not injure the defendant and at most was harmless error. While it was claimed that the objection to the statement was sufficient to raise an objection to the later testimony of the officer, the Court held that under the circumstances here no issue was preserved upon appeal with respect to the following testimony. There was no objection made to the subsequent testimony, which was not prejudicial to the defendant in any event, nor any indication by counsel that the objection made to the statement discussed above also was made to subsequent testimony. To preserve an issue upon appeal with respect to the admissibility of evidence, generally there must be an objection made to the question eliciting the allegedly objectionable answer. pp. 68-70

LARCENY — Non-Jury Case — Evidence Held Sufficient To Convict. The testimony in the present larceny case was held to be sufficient to justify the trial court in finding that the defendant was in possession of the stolen goods involved soon after the theft, and in the absence of a reasonable explanation as to how he came into such possession, the trial court could draw the inference (as it did) that he had stolen the objects. While the defendant argued that his possession was not exclusive, the Court further held that the testimony of one of the witnesses could reasonably have been taken by the trial court to indicate that he had exclusive possession. Nor did the Court find the testimony of this witness to be so "improbable" that it should not have been accepted by the trial court. Consequently the finding of the trial court that the defendant was guilty of larceny was not clearly erroneous and was supported by the evidence. pp. 70-71

Decided August 23, 1965.

BARNES, J., delivered the opinion of the Court.

The appellant, James Raphael Rose, a resident of Baltimore City, was indicted by the grand jury on four counts: 1) for burglary, in the night time, on June 12, 1964 of the dwelling of Johanna Ciocconardi at 1745 East Pratt Street; 2) for being a rogue and vagabond in violation of Code, Art. 27, Sec. 490; 3) larceny of one lady's yellow gold diamond cocktail ring valued at $500.00, a gold wedding ring valued at $35.00, a gold wristwatch valued at $80.00, a Polaroid Land Camera, valued at $100.00, a brown alligator make-up case valued at $250.00, a portable typewriter, valued at $70.00 and two leather wallets; and, 4) receiving the stolen goods mentioned in count 3. Judge Harlan, sitting without a jury in the Criminal Court of Baltimore, found the appellant guilty on count 3 and not guilty on the other three counts. A sentence of three years in the Maryland Correctional Institution was imposed.

The appellant was arrested on June 14, 1964 in connection with the investigation of a stolen automobile. After his arrest, the police investigated a burglary at 1745 East Pratt Street. Neither Mrs. Ciocconardi nor her husband heard the thief enter their second floor apartment and steal the personal property mentioned in count 3 of the indictment. Mrs. Ciocconardi testified in regard to the objects lost and their value.

The principal witness for the State was Mrs. Bonnie Meekins, sister of Douglas Sutton. During the summer of 1964 — "it could have been" the month of June — Sutton and Rose came to her home. Speaking of Rose, she testified:

"A. He came in the house with my brother, Douglas and told me that he had a ring and an overnight case that belonged to his girl friend and they needed twenty dollars. He wants to sell it. I told him all I had was ten dollars. So I give him ten dollars for it.
Q. What did he give you for the ten dollars?
A. A ring and overnight case."

The ring and overnight case were three weeks later identified as the property of Mrs. Ciocconardi and were taken into custody by the police.

On cross-examination, Mrs. Meekins testified, in reply to the question: "Isn't it a fact you actually made this transaction with your brother? `No. Him and Jimmy Rose, both.'" She then testified that her brother was carrying the overnight (make-up) case and Rose was carrying the ring. She gave the money to Rose. She could not recall which of the two told her how much was wanted for the items but she did recall that Rose told her "they belonged to his girl friend; he needed the money."

Officer Joseph Kelly, after testifying in regard to the investigation of the stolen car in which Rose was arrested, stated:

"A. After we took the report we learned from a series of people throughout the neighborhood that James Rose and Doug Sutton were frequent visitors of the apartment — "

At this point, counsel for Rose stated, "Objection, your Honor." The trial court overruled the objection. There were no further objections to the testimony of Officer Kelly.

The appellant Rose did not testify at the trial in his own defense. His mother and his girl friend testified to an alibi; but no testimony was given to explain how the stolen objects came into Rose's possession.

The questions raised by the appellant in this appeal may be summarized as follows:

1. Was the appellant prejudiced by the admission of certain hearsay testimony given at the trial?

2. Was there sufficient evidence on which the trial court could properly arrive at a verdict of guilty on count 3?

In our opinion, there was no prejudice to the appellant by the admission of the hearsay evidence and there was sufficient evidence to support the trial court's verdict of guilty on count 3.

I.

In regard to the hearsay statement of Officer Kelly, it should first be pointed out that the apartment referred to was not stated to be the apartment of Mrs. Ciocconardi. Officer Kelly was interrupted by the objection of counsel before completing the statement. Even assuming, arguendo, that the apartment referred to was that of the victim, the statement was not prejudicial as it did not suggest that Rose had been guilty of any misconduct on the prior visits. This statement was merely preliminary and only gave one of the steps in the investigation leading ultimately to the witness, Mrs. Meekins, whose testimony resulted in the conviction of the appellant on count 3. It did not injure the appellant and, at the most, was harmless error. See Hopkins v. State, 193 Md. 489, 499-500, 69 A.2d 456 (1950), appeal dismissed, 339 U.S. 940, 70 S.Ct. 797, 94 L.Ed. 1357 (1950).

Counsel for the appellant in this Court suggests that the objection of counsel in the trial court, quoted above, was sufficient to raise an objection (even though unstated) to Officer Kelly's testimony which followed, but we cannot agree with this contention. To preserve an issue on appeal in regard to the admissibility of evidence, generally speaking there must be an objection made to the question eliciting the allegedly objectionable answer. Madison v. State, 200 Md. 1, 14, 87 A.2d 593 (1952); Davis v. State, 189 Md. 269, 55 A.2d 702 (1947).

Under the provisions of Maryland Rule 885, we will not ordinarily decide any point or question which does not plainly appear by the record to have been tried and decided by the lower court. This Rule applies to criminal cases as well as to civil cases. Kares v. State, 215 Md. 396, 137 A.2d 712 (1958). See Davis v. State, supra.

If counsel desires to preserve an objection to a line of testimony, this must be stated to the trial court and a continuing objection indicated. This is the effect of Maryland Rule 522. As Judge Prescott, for the Court, aptly pointed out in the State Roads Commission v. Bare, 220 Md. 91, 94, 151 A.2d 154 (1959):

"Rule 522 d 2 reads that `[e]very objection to the admissibility of evidence shall be made at the time when such evidence is offered, or as soon thereafter as the objection to its admissibility shall have become apparent, otherwise the objection shall be treated as waived.' The committee's note states: `Counsel are cautioned that in the light of the Court of Appeals construction of its former Rule 17, which is the foundation for Rule 522, a ruling of the court must be obtained upon each objection, in order to lay the proper foundation for an appeal.' Generally speaking, specific objection should be made to each question propounded, if the answer thereto is claimed to be inadmissible."

As already indicated, there was no objection made to any of Officer Kelly's testimony subsequent to the objection quoted above and there was no indication by counsel for Rose that the objection was made to the subsequent testimony. Under these circumstances no issue is preserved on appeal in regard to that testimony. It may be added, however, that, in our opinion, the subsequent testimony of Officer Kelly was not prejudicial to Rose in any event.

II.

In regard to the sufficiency of the evidence to justify a conviction on count 3, it should be pointed out that Rose does not dispute that the ring and overnight case were among the items stolen from the victim. The testimony of Mrs. Meekins was, in our opinion, quite sufficient to justify the trial court in finding that Rose was in possession of the stolen goods soon after the theft and, in the absence of a reasonable explanation of how Rose came into the possession of the stolen goods, the trial court could draw the inference (as it did) that Rose had stolen the objects. As Judge Hammond, for the Court, stated in Felkner v. State, 218 Md. 300, 305, 146 A.2d 424, 428 (1958):

"The possessor of stolen goods soon after the theft must give a reasonable explanation of how he came into possession or face the inference that he is the thief."

Counsel for the appellant seeks to distinguish the case at bar from the general rule by arguing that Rose's possession of the stolen objects was not exclusive, but the objects were in the possession of two persons without evidence of concert of action between them, relying on Frazier v. State of Texas, 88 Tex.Crim. 411, 227 S.W. 324 (1921) and 52 C.J.S. Larceny, Sec. 107 at page 929, to indicate that under these circumstances the general rule does not apply.

In our opinion, Mrs. Meekins' testimony could reasonably be taken by the trial court to indicate that Rose had the exclusive possession of the stolen objects. They were allegedly the property of his girl friend. He needed the money. He received the money. For the ten dollars, he turned over the ring and overnight case to Mrs. Meekins. Such testimony of Mrs. Meekins which might be said to indicate the possible possession of her brother also, would imply a concert of action between Rose and the brother and this would distinguish the case at bar from the Frazier case. We do not reach the question of whether our decision in Felkner v. State, supra, is inconsistent with the decision in Frazier v. State of Texas, supra, as suggested by counsel for the State.

The trial judge indicated that he did not believe the testimony in regard to the purported alibi.

Counsel for the appellant also urges that the testimony of Mrs. Meekins is "improbable" and should not have been accepted by the trial court. As we stated in Jacobs v. State, 238 Md. 648, 650, 210 A.2d 722, 723-724 (1964):

"* * * [W]here the case is tried before the trial court without a jury the trial court's `judgment will not be set aside on the evidence unless clearly erroneous and due regard will be given to the opportunity of the lower court to judge the credibility of the witnesses.' Maryland Rule 886 (a)." See also Wesbecker v. State, 240 Md. 41, 212 A.2d 737 (1965).

It is clear to us that the findings of the trial court were not clearly erroneous, but were supported by the evidence.

Judgment affirmed.

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ROSE v. STATE
(Aug 23, 1965)