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Case Summary: Ray Begley v. State of Indiana, No. 780S196 (Supreme Court of Indiana, Feb. 20, 1981)

Docket: No. 780S196

Court: Supreme Court of Indiana

Date Filed: February 20, 1981

Appeal From: Marion Superior Court, Criminal Division IV, Judge Patricia J. Gifford

Result at Trial: Conviction of voluntary manslaughter; sentence 15 years' imprisonment

Counsel: Walter E. Bravard, Jr. for appellant; Theodore L. Sendak, Attorney General, and Michael Gene Worden, Assistant Attorney General, for appellee

Factual and Procedural Background

The defendant, Ray Begley, was tried in Marion Superior Court and convicted by a jury of voluntary manslaughter, a class B felony, and sentenced to fifteen years' imprisonment. The defendant appealed. This opinion addresses the direct appeal of that conviction.

As summarized by the Court in the record most favorable to the State: on October 28, 1979, the victim, Richard Terry, was killed with a shotgun. Earlier the same afternoon Begley and Terry had a fist fight; Begley was severely beaten and, according to the record, told Terry, "I'm going to kill you." Shortly thereafter Begley returned with a gun, found Terry on a front porch, and shot him once in the abdomen while the victim was on the porch ledge. Begley testified he was afraid of Terry, said he intended only to "scare" Terry and expected Terry to run when he saw the gun, and stated he did not remember firing the gun. Other witnesses testified that the victim's reputation for violence was "very bad."

The Supreme Court of Indiana reviewed four issues on direct appeal: exclusion of certain testimony about the victim's reputation; refusal to give a jury instruction on self-defense; sufficiency of the evidence to support the verdict; and whether the defendant's right to an impartial jury trial was denied because jurors had prior service on other cases.

Legal Issues Presented

  1. Whether the trial court's exclusion of certain testimony about the victim's reputation was reversible error.
  2. Whether the trial court's refusal to instruct the jury on self-defense was reversible error.
  3. Whether the verdict was supported by substantial evidence.
  4. Whether the defendant's right to an impartial jury trial was denied by use of a regular jury panel whose members had served on numerous cases.

Arguments of the Parties

Appellant's (Defendant's) Arguments

  • The trial court erred by excluding testimony from witnesses concerning specific acts of violence inflicted upon them by the victim; the defendant contends such testimony was relevant to a self-defense claim.
  • The court erred in refusing to instruct the jury on self-defense.
  • The evidence was insufficient to support the conviction for voluntary manslaughter.
  • The defendant's right to an impartial jury trial was violated because members of the jury panel had previously served on numerous cases; a "virgin" jury would afford a better chance of acquittal, he argued.

Appellee's (State's) Position

  • The record as summarized for the State showed events inconsistent with a valid self-defense claim: the defendant threatened to kill the victim after a fist fight, returned with a loaded shotgun, and shot the victim in the abdomen at close range; the evidence was therefore sufficient to support a finding that the killing was knowing and intentional.
  • The State did not present evidence supporting self-defense; the State did not object to defendant's later testimony about victim's character, and the court allowed some general reputation testimony after defendant's testimony.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Teague v. State (1978), 269 Ind. 103, 379 N.E.2d 418 Establishes that evidence of the deceased's general reputation as dangerous is inadmissible absent an issue of self-defense; requires appreciable evidence of the deceased's aggression before specific reputation evidence is admissible. Applied to conclude that, because there was not appreciable evidence of the deceased's aggression supporting self-defense, testimony about specific acts of violence by the victim was properly excluded.
Madison v. State (1971), 256 Ind. 353, 269 N.E.2d 164 Supports the general rule that character of the deceased is generally not admissible in homicide trials except when self-defense is at issue. Reinforced the court's statement of the general rule limiting admission of deceased's character evidence.
Brames v. State (1980), 273 Ind. 565, 406 N.E.2d 252 Trial courts are accorded wide latitude in rulings on relevancy of evidence. Used to uphold the trial court's exclusion of testimony about the reason a van was parked near the shooting as irrelevant and within the court's discretion.
Williams v. State (1979), 270 Ind. 573, 387 N.E.2d 1317 Also supports deference to trial court rulings on relevancy. Cited with Brames to support finding no abuse of discretion on relevancy rulings.
Miller v. State (1978), 267 Ind. 635, 372 N.E.2d 1168 Failure to tender a proposed jury instruction in writing waives any error in failing to give that instruction. Applied to hold that the defendant's failure to tender a written self-defense instruction waived error, if any, in not giving such an instruction.
Short v. State (1968), 250 Ind. 459, 237 N.E.2d 258 Also states the rule that failure to tender a written instruction waives the error of omission. Applied with Miller to bar the claim that refusal to instruct on self-defense was reversible error.
McDonald v. State (1975), 264 Ind. 477, 346 N.E.2d 569 It is error to instruct the jury on legal principles not applicable to the evidence in the case. Invoked to support the conclusion that it was proper not to give a self-defense instruction where there was no evidence warranting it.
Wofford v. State (1979), 271 Ind. 518, 394 N.E.2d 100 Confirms standard of review for sufficiency: appellate courts consider evidence most favorable to the State and will not reweigh credibility. Used to state the standard under which the Court reviewed sufficiency of evidence and upheld the verdict.
Poindexter v. State (1978), 268 Ind. 167, 374 N.E.2d 509 Also addresses the standard for reviewing sufficiency of evidence (favoring state's evidence and reasonable inferences). Cited with Wofford in assessing sufficiency of the evidence supporting conviction.
Hardin v. State (1980), 273 Ind. 459, 404 N.E.2d 1354 Holds that voluntary manslaughter is a lesser included offense of murder; jury may find defendant guilty of voluntary manslaughter based on evidence of knowing or intentional killing. Applied to justify the jury's ability to convict for voluntary manslaughter as a lesser included offense in this case.
Blood v. State (1980), 272 Ind. 417, 398 N.E.2d 671 State of mind (intent) may be established by surrounding circumstances and method of killing. Used to support the conclusion that evidence (including circumstances and method) was sufficient to establish the requisite state of mind for voluntary manslaughter.
Brown v. State (1977), 266 Ind. 82, 360 N.E.2d 830 Prior jury service of jurors does not, by itself, disqualify them from serving on subsequent juries. Applied to reject the claim that members of a regular panel who had prior service were disqualified or gave rise to reversible error.
Webb v. State (1972), 259 Ind. 101, 284 N.E.2d 812 Issues not raised at trial generally cannot be raised for the first time on appeal absent blatant fundamental error. Invoked to support the Court's refusal to consider the jury-panel objection raised for the first time on appeal absent supporting evidence of bias or prejudice.

Court's Reasoning and Analysis

The Court addressed each issue in turn and applied established Indiana law.

I. Exclusion of Testimony About Victim's Reputation

The Court began with the settled general rule that the character of the deceased is not an issue in a homicide trial and that evidence showing the deceased's general reputation as dangerous is inadmissible except where self-defense is an issue. The Court cited Teague and Madison for this proposition and emphasized that there must be appreciable evidence of the deceased's aggression before specific reputation or specific-act testimony becomes relevant and admissible.

Applying that rule to the record, the Court observed that witnesses to the killing offered no evidence to support a self-defense theory: defendant threatened the victim after being beaten, returned with a gun, and then shot the victim; defendant did not testify that he acted in self-defense but instead stated he intended to scare the victim and did not remember firing. Because the record lacked appreciable evidence of the victim's aggression or any indication that the victim was armed, the trial court properly excluded testimony relating to specific acts of violence by the victim while allowing testimony of general reputation only after the defendant had put character at issue by his testimony. The Court therefore found no error in the exclusion.

The Court also upheld exclusion of a witness's cross-examination on the victim's reputation (because the witness testified before defendant had testified about character) and sustained the trial court's exclusion of testimony about the reason for a van being parked near the shooting scene as irrelevant, citing Brames and Williams for the deference given to relevancy rulings.

II. Refusal to Instruct on Self-Defense

The Court rejected the claim that refusing to give a self-defense instruction was reversible error for two independent reasons. First, the defendant had not tendered any written instruction on self-defense; under Miller and Short, failure to tender an instruction in writing waives any error in not giving it. Second, the Court reiterated that there was no evidence in the record to support a self-defense theory; McDonald was cited to state the principle that a court should not instruct the jury on legal principles not applicable to the evidence. Both grounds supported affirmance on this point.

III. Sufficiency of the Evidence

The Court set forth the governing standard that it will not reweigh evidence or judge witness credibility and will consider only evidence most favorable to the State and reasonable inferences therefrom (citing Wofford and Poindexter). The Court reviewed the facts most favorable to the State: defendant threatened to kill the victim after being beaten, obtained a shotgun that same afternoon, returned to where the victim was seated on the porch and shot him in the chest from two or three feet. The Court found that, absent evidence supporting self-defense, these facts were sufficient to support a finding that the defendant knowingly and intentionally killed the victim.

The Court further explained that voluntary manslaughter and murder can both be proved by evidence of a knowing or intentional killing, so the jury could permissibly find the defendant guilty of voluntary manslaughter as a lesser included offense (citing Hardin). The Court relied on Blood to note that state of mind may be established by surrounding circumstances and method of killing. Accordingly, the Court found sufficient evidence to uphold the verdict for voluntary manslaughter.

IV. Allegation of Denial of Impartial Jury Due to Prior Jury Service

The Court observed that the defendant made no contemporaneous objection at trial to the jury panel and provided no evidence (only unsupported opinion) that the panel was biased or prejudiced. The Court cited Brown for the proposition that prior jury service does not, by itself, disqualify jurors and Webb for the rule that matters not raised at trial ordinarily cannot be raised for the first time on appeal absent blatant fundamental error. On this record, and given the absence of any showing of actual bias or prejudice, the Court found no error in allowing jurors who had prior service to sit on the panel.

Holding and Implications

Holding: The judgment of the trial court is AFFIRMED. The Supreme Court of Indiana found no reversible error with respect to exclusion of testimony about the victim's specific acts, the refusal to give a self-defense instruction, sufficiency of the evidence for voluntary manslaughter, or the use of a jury panel with members who had prior service.

Implications: The direct consequence is that the defendant's conviction for voluntary manslaughter and the fifteen-year sentence were upheld. The opinion applies and reinforces existing Indiana precedent on (1) the limited admissibility of deceased's character evidence in homicide cases absent appreciable evidence of aggression supporting self-defense; (2) deference to trial court relevancy rulings; (3) waiver rules for failure to tender written instructions; (4) refusal to instruct on legal principles not supported by the evidence; (5) standards for sufficiency review favoring the State's evidence; and (6) the non-disqualification of jurors based solely on prior jury service. The opinion does not announce a new doctrinal rule but rather affirms application of established authorities to the facts of this case.

Disposition: Judgment affirmed.

RAY BEGLEY v. STATE OF INDIANA.

1. EVIDENCE — Character of the Deceased — Admissibility. — Unless there is appreciable evidence of the deceased's aggression which would substantiate a self-defense claim, evidence of the character of the deceased that shows his general reputation as a dangerous and violent man is inadmissible. p. 237.

2. EVIDENCE — Relevancy — Trial Court Discretion. — Trial court rulings on the relevancy of evidence are accorded wide latitude and will not be disturbed absent a showing of abuse of the trial court's discretion. p. 239.

3. JURIES — Instructions — Failure to Tender to Court. — The failure to tender a proposed jury instruction to the court in writing is a waiver of error, if any, of not giving the requested instruction. p. 239.

4. JURIES — Instructions — Law Applicable to the Evidence. — It is error for the trial court to instruct the jury upon principles of law not applicable to the evidence and not involved in the case. p. 239.

5. EVIDENCE — Sufficiency — Standard of Review. — Where defendant is charged with murder and the evidence shows: defendant threatened to kill the victim; on the same day as the threat defendant returned to the victim's residence with a loaded shotgun; defendant fired the gun at the victim's chest; and no evidence is produced to support a self-defense theory, there is sufficient evidence of probative value to find that defendant knowingly and intentionally killed the victim. p. 240.

6. CRIMINAL LAW — Murder — Lesser Included Offenses — Voluntary Manslaughter. — Since both murder and voluntary manslaughter can be proved by evidence of the knowing or intentional killing of another human being, the jury has the right to find defendant guilty of voluntary manslaughter as a lesser included offense of murder. p. 240.

7. CRIMINAL LAW — Murder — State of Mind. — The state of mind of the defendant may be established by the circumstances surrounding the killing as well as the method of killing. p. 240.

8. JURIES — Impaneling — Prior Jury Service. — It is not error for the trial court to allow the impaneling of a jury, some or all of whose members have previously served on a jury; especially where the defendant made no objection at the time of trial and offers nothing but unsupported opinion that the panel was biased or prejudiced. p. 241.

HUNTER, J.

The defendant, Ray Begley, was convicted by a jury of voluntary manslaughter, a class B felony, Ind. Code § 35-42-1-3 (Burns 1979 Repl.), and was sentenced to fifteen years' imprisonment. His direct appeal raises the following issues:

1. Whether the trial court's exclusion of certain testimony about the victim's reputation was reversible error;

2. Whether the trial court's refusal to instruct the jury on self-defense was reversible error;

3. Whether the verdict was supported by substantial evidence; and

4. Whether defendant's right to an impartial jury trial was denied when he was tried by members of a regular jury panel who had already sat on numerous cases.

A summary of the facts most favorable to the state shows that the victim, Richard Terry, was killed with a shotgun in the afternoon of October 28, 1979. Defendant and Terry had a fist fight earlier that afternoon in the backyard of a friend's home. After defendant had been severely beaten and knocked to the ground, he said to Terry, "I'm going to kill you." Defendant returned with a gun in a short time and found Terry and some friends sitting on the front porch. Terry jumped up on the ledge of the porch when he saw defendant. Then defendant shot Terry once in the abdomen.

Defendant testified that he was afraid of Terry and that he expected Terry to run as soon as he saw the gun. He said he only intended to scare Terry and did not remember firing the gun. Other witnesses testified that Terry's reputation for violence was "very bad."

I.

Defendant first contends that the exclusion of certain testimony about the victim's reputation was reversible error. First, he argues that the court erred by excluding testimony from witnesses concerning specific acts of violence inflicted upon them by the victim. The witnesses were allowed to testify about the general reputation of the victim but not about specific acts of misconduct. The trial court ruled that the defense had not put on any evidence of self-defense and therefore such testimony was irrelevant and inadmissible. Defendant now argues that there was evidence of self-defense presented and that the testimony should not have been excluded.

It is well settled in Indiana that as a general rule the character of the deceased is not an issue in a trial for homicide, and evidence to show his general reputation as a [1] dangerous and violent man is inadmissible. An exception to the general rule is the existence of the issue of self-defense. Teague v. State, (1978) 269 Ind. 103, 379 N.E.2d 418; Madison v. State, (1971) 256 Ind. 353, 269 N.E.2d 164. However, there should be appreciable evidence of the deceased's aggression substantiating the self-defense issue before such testimony is relevant and admissible. Teague v. State, supra.

In the instant case, the witnesses to the killing offered no evidence in support of a self-defense theory. One witness testified that defendant had threatened to kill the victim after the fist fight earlier in the afternoon. Defendant himself testified that his intention was to "scare" the victim. He testified that he thought the victim would run when he saw the gun and that he planned to shoot up in the air over the victim's head. He did not testify that he shot in self-defense, but rather that he didn't intend to kill anyone and didn't remember pointing the gun or pulling the trigger. Defendant said that he was afraid of the victim because of his bad reputation for violence. He knew he would have to do something or the fights would keep happening again.

Defendant now argues that the fact that the victim jumped up on the ledge of the porch was evidence which would support his theory of self-defense. However, there is no other evidence in the record to support this theory. There is no evidence that the victim was armed in any way. Defendant's own testimony as well as the other evidence supports the conclusion that defendant had the gun in order to scare the victim, not to protect himself.

After defendant had testified, the trial court agreed to allow further testimony as to the general character of the victim since the state had not objected to defendant's testimony about his character. However, the court would not allow testimony of specific acts of misconduct of the victim, as there was no evidence of self-defense which would support such testimony. We find no error in the trial court's refusal of this testimony as we agree that under the facts shown by the record there was not sufficient evidence of self-defense presented to support such testimony. Teague v. State, supra.

Defendant further alleges that the trial court erroneously refused to permit a state's witness to be cross-examined as to the victim's reputation for violence. We find no error here since this witness testified before the defendant had testified about the victim's character, and as discussed above there was no basis for the admission of reputation evidence at that time.

Defendant also alleges that it was error for the court to refuse to allow this witness to testify about the reason a certain van was parked at the rear of the property where [2] the shooting occurred. The court found that this testimony would be irrelevant and therefore denied it. Rulings of a trial court on the relevancy of evidence are accorded wide latitude. Brames v. State, (1980) 273 Ind. 565, 406 N.E.2d 252; Williams v. State, (1979) 270 Ind. 573, 387 N.E.2d 1317. Since there was no foundation establishing any connection of the van with the instant crime, we find no abuse of discretion by the trial court in its ruling.

II.

Defendant next contends that it was reversible error for the trial court to refuse to give the jury an instruction on self-defense. This argument must fail for two reasons. [3] First, defendant did not tender any written instruction on self-defense. It is well settled that failure to tender an instruction in writing waives the error, if any, of not giving the requested instruction. Miller v. State, (1978) 267 Ind. 635, 372 N.E.2d 1168; Short v. State, (1968) 250 Ind. 459, 237 N.E.2d 258.

Furthermore, as discussed under Issue I, above, there was no evidence in the record to support the theory of self-defense. It is error for the trial court to instruct the jury upon [4] principles of law not applicable to the evidence and not involved in the case. McDonald v. State, (1975) 264 Ind. 477, 346 N.E.2d 569. We find no error here.

III.

Defendant next contends that there was insufficient evidence to support the jury's verdict of guilty of voluntary manslaughter. We have consistently held that this Court does not reweigh the evidence or judge the credibility of witnesses and will consider only that evidence most favorable to the state and all reasonable inferences drawn therefrom. When there is substantial evidence of probative value to support each element of the offense, the verdict of the jury will not be disturbed. Wofford v. State, (1979) 271 Ind. 518, 394 N.E.2d 100; Poindexter v. State, (1978) 268 Ind. 167, 374 N.E.2d 509.

In this case, the defendant was charged with murder. The evidence shows that defendant threatened to kill the victim after defendant had been beaten up in a fist fight. On this same [5] afternoon, defendant got a shotgun and returned to the house where the victim was sitting on the porch. Defendant fired the gun into the victim's chest from a distance of two or three feet. Although defendant testified that he was afraid of the victim, there was no other evidence to support a theory that defendant had to shoot the victim in self-defense. The evidence was sufficient to support the jury's verdict that defendant killed the victim knowingly and intentionally.

Since both murder and voluntary manslaughter can be proved by evidence of the knowing or intentional killing of another human being, the rule is well established that the jury has [6, 7] the right to find defendant guilty of voluntary manslaughter as a lesser included offense. Hardin v. State, (1980) 273 Ind. 459, 404 N.E.2d 1354. State of mind may be established by the circumstances surrounding the killing and the method of killing. Blood v. State, (1980) 272 Ind. 417, 398 N.E.2d 671. There was sufficient evidence in this case to support the conviction of voluntary manslaughter.

IV.

Defendant finally contends that his right to an impartial jury trial was denied when he was tried by members of a regular jury panel who had already sat on numerous cases. He argues that an accused would have a superior chance of acquittal with a "virgin" jury rather than with jurors selected from the regular jury panel who had served on other cases. However, defendant made no objection to the panel of jurors at his trial and does not cite any authority in support of his theory.

A similar argument was refused by this Court in Brown v. State, (1977) 266 Ind. 82, 360 N.E.2d 830, where we said:

"When a juror is summoned to present himself for jury duty, it is expected that he or she may serve on a jury in more than one case during his or her term of service. . . . The prior jury service of the jurors in this case would not, by itself, disqualify them from service in this case." Id. at 89.

Since defendant made no objection to the panel of jurors at the time of his trial and now offers no evidence other than an unsupported opinion that the panel was biased or [8] prejudiced, we find no error here. We do not find any "blatant" or fundamental error which would deny defendant his due process rights and require us to go against the well established rule that a matter cannot be raised for the first time on appeal. Webb v. State, (1972) 259 Ind. 101, 284 N.E.2d 812.

For all of the foregoing reasons, there was no trial court error and the judgment of the trial court should be affirmed.

Judgment affirmed.

Givan, C.J., DeBruler, Prentice and Pivarnik, JJ., concur.

NOTE — Reported at 416 N.E.2d 824.

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BEGLEY v. STATE
(Feb 20, 1981)