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Case Summary: Johnny Eddings v. State of Alabama

Factual and Procedural Background

Johnny Eddings was indicted for third-degree burglary under § 13A-7-7, Code of Alabama 1975. He was granted youthful offender status and, following a non-jury trial, was found guilty and sentenced to three years' imprisonment.

Prior to trial, defense counsel filed a motion to quash the indictment on the ground that the foreman of the grand jury which returned the indictment, Barry N. McCrary, was a law partner of the assistant district attorney, Julian M. King — a potential conflict of interest alleged by the defense. This court initially remanded the case to the trial court for a hearing to determine whether the law partner/foreman possessed any disqualifying or confidential knowledge regarding the prosecution.

On remand the trial court made written findings of fact concluding that McCrary possessed no disqualifying knowledge when the grand jury convened and therefore was competent to serve as foreman. The Court of Criminal Appeals accepted those findings with respect to the grand jury issue.

Separately, the appellate court considered whether Eddings' waiver of his Miranda rights and his subsequent confession were voluntary. Evidence at a pretrial suppression hearing established that the store owner discovered a burglary, observed Eddings and his brother pointing to the entry point, police officers took the boys to the station where the officers read Miranda warnings and obtained statements, and that psychological and school records showed Eddings had an IQ of 49 and was classified as trainable mentally retarded (TMR). Teachers and school officials testified regarding his reading/writing limitations and suggestibility.

Legal Issues Presented

  1. Whether the law partner of the assistant district attorney who served as foreman of the grand jury possessed disqualifying knowledge or a conflict of interest that required quashing the indictment.
  2. Whether the appellant's waiver of Miranda rights and his subsequent confession were voluntary, knowing, and intelligent given the appellant's mental capacity and suggestibility.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Ervin v. State, 442 So.2d 123 (Ala.Cr.App. 1983) Remand procedure: when a similar conflict issue exists, the case should be remanded for a hearing with the appellant and counsel present and for the trial judge to make written findings whether confidential information was exchanged. The court relied on the procedure adopted in Ervin and remanded this case initially for a hearing on whether the law partner foreman had disqualifying knowledge; the court later treated the trial court's written findings under the standard articulated in Ervin.
Costello v. United States, 350 U.S. 359 (1956) Fifth Amendment requires an indictment by a legally constituted and unbiased grand jury. Cited to justify the remand and the requirement that a grand juror (and foreman) be free of disqualifying knowledge or bias; the court invoked the constitutional necessity of an unbiased grand jury when addressing the partnership question.
Terry v. State, 424 So.2d 710 (Ala.Cr.App. 1982) Authority addressing similar conflict-of-interest/grand jury service questions. The court referred to Terry in concluding that the facts found by the trial court showed no conflict and that the law partner was competent to serve as a grand juror/foreman.
Garrett v. State, 369 So.2d 833 (Ala. 1979) Confessions are prima facie involuntary; the State must prove a defendant's waiver and confession were understandingly, knowingly, and intelligently made. Used to frame the legal standard for evaluating the voluntariness and validity of the appellant's Miranda waiver and confession.
Hines v. State, 384 So.2d 1171 (Ala.Cr.App.), cert. denied, 384 So.2d 1184 (Ala. 1980) Mental deficiency is a factor in the "totality of the circumstances" test for voluntariness of confessions; the more severe the mental deficiency the greater its importance in determining whether the defendant understood rights and could validly waive them. The court relied on Hines' discussion to conclude that, given appellant's mental limitations and suggestibility, the officers' mere reading of Miranda warnings (without adequate explanation) was insufficient to establish a knowing and intelligent waiver.
Dover v. State, 227 So.2d 296 (Miss. 1969) Example precedent recognizing the importance of mental deficiency in confession voluntariness analysis. Cited in Hines' quoted material as illustrative authority; used as part of the body of authorities showing mental deficiency can be controlling in waiver analysis.
People v. Langston, 57 Mich. App. 666, 226 N.W.2d 686 (1975) Example precedent recognizing the role of mental capacity in assessing voluntariness of confessions. Cited in Hines' quoted material and relied upon as part of the jurisprudential context supporting the court's analysis of the appellant's mental condition and waiver capacity.
Redwine v. State, 258 Ala. 196, 61 So.2d 724 (1952) Earlier authority on mental deficiency's relevance to voluntariness of a confession. Cited in Hines' quoted material to support the proposition that mental deficiency may critically affect voluntariness and the validity of a waiver.
Miranda v. Arizona, 384 U.S. 436 (1966) Requirement that waiver of rights be knowing and intelligent for a confession to be admissible. Invoked (through Hines and other citations) as the constitutional baseline requiring a knowing and intelligent waiver; central to the court's conclusion that the appellant could not knowingly and intelligently waive Miranda rights given his mental abilities.

Court's Reasoning and Analysis

The court's analysis proceeded in two principal stages corresponding to the two central issues.

1. Grand Jury Foreman / Conflict of Interest

- The court followed the procedure set out in a prior decision (Ervin) and remanded for a hearing to ascertain whether the law partner foreman (Barry McCrary) possessed any disqualifying or confidential knowledge regarding the prosecution. The remand required that the appellant and his counsel be present and that the trial judge make written findings.

- On return from remand, the trial court made detailed written findings enumerating seven factual conclusions: (1) Assistant District Attorney King did not confer with McCrary about the prosecution before the grand jury convened; (2) King had no knowledge of the case before January 10, 1983; (3) King did not participate at the grand jury session on January 10, 1983 (he was hospitalized and did not appear until January 12 or 13); (4) McCrary did not confer with King or other DA staff about the prosecution prior to convening; (5) McCrary had no knowledge of charges or grand jury presentation prior to January 10; (6) McCrary and King did not confer about the prosecution while the grand jury was in session; and (7) McCrary had no preconceived bias or prejudice related to the case by virtue of his partnership or otherwise.

- Based on those factual findings and authority such as Terry, the court concluded there was no conflict of interest, no statutory or ethical violation under the cited Alabama statutes and code of ethics, and that McCrary was competent to serve as grand juror and foreman. Consequently, the trial court properly denied the motion to quash.

2. Voluntariness of Waiver and Confession

- The court began from the proposition (supported by Garrett and Hines) that confessions are prima facie involuntary and that the State bears the burden of proving a defendant's waiver and confession were made understandingly, knowingly, and intelligently.

- The factual record at the suppression hearing included: the store owner discovered a burglary and observed Eddings and his brother pointing repeatedly to the hole in the wall where the air conditioner had been removed; police located the boys and asked them to come to the station; officers read Miranda warnings and a waiver and the boys indicated they understood; the appellant then made incriminating statements; later, Detective Brasher again read Miranda warnings and obtained a written statement, which the transcriber described as being given while the appellant was extremely nervous.

- The court then examined evidence of the appellant's mental capacity: school records and psychological testing showed an IQ of 49 and classification as trainable mentally retarded (TMR); school testimony indicated the appellant could not read or write (could copy but not comprehend), would not understand key vocabulary in Miranda such as "waiver" or "rights," and would likely say he understood merely to please an adult asking the question.

- Applying the "totality of the circumstances" framework discussed in Hines (and related authorities), the court emphasized that while mental deficiency is typically one factor among many, it can be the controlling factor in some cases. Here, the court concluded the appellant's mental limitations and demonstrated suggestibility were decisive. Although officers read warnings slowly and were aware the appellant could not read or write, they did not adequately explain the meaning of the warnings or the rights involved, nor did they take steps to ensure meaningful comprehension given his cognitive limitations.

- Because the appellant could not understand the relevant Miranda words and the concept of waiver, and because of the high likelihood that he would say he understood merely to please the officers, the court held the State did not prove a knowing, intelligent, and voluntary waiver. Therefore the confession was involuntary and inadmissible.

Dissenting Analysis

Judge Hubert Taylor, joined by Judge Sam W. Taylor, dissented. The dissent argued that police officers should not be required to determine precise mental capacities; their duty is to advise Miranda rights and refrain from coercion. The dissenters concluded those duties were satisfied, noted a relative was present during the statement and the store owner corroborated the statement, and stated it was not within the appellate court's role to hold the trial court abused its discretion in finding the confession voluntary.

Holding and Implications

Holding:

  • The trial court's written findings established that the assistant district attorney's law partner did not possess disqualifying knowledge and was competent to serve as a member of and foreman of the grand jury; the motion to quash the indictment was properly denied.
  • The appellant did not knowingly, intelligently, and voluntarily waive his Miranda rights given his demonstrated mental capacity and suggestibility; the appellant's confession was involuntary and inadmissible. Accordingly, the conviction was reversed and the case was remanded for a new trial.

Implications:

  • Direct effect: The appellant's conviction was reversed and the cause remanded to the trial court for a new trial. The indictment itself was upheld because the grand juror/foreman was found competent and not disqualified.
  • Precedential effect: The decision applies established constitutional and state-law principles (as discussed in the opinion) to the facts of this case; the court did not purport to announce a new rule beyond application of existing authority concerning grand jury impartiality and the voluntariness standard for waivers/confessions in the context of mental deficiency.

Disposition: REVERSED AND REMANDED; judges Bowen, Tyson and Harris concurred; Judge Hubert Taylor filed a dissent joined by Judge Sam W. Taylor.

Johnny EDDINGS v. STATE of Alabama.

TYSON, Judge.

Johnny Eddings appeals his conviction in the Circuit Court of Talladega County, Alabama, had pursuant to § 13A-7-7, Code of Alabama 1975. Following a guilty verdict, a sentence of three years' imprisonment was imposed.

I

Just prior to trial, appellant's counsel filed a motion to quash raising the issue of the fact that a law partner of the assistant district attorney had served as foreman of the Grand Jury which returned the indictment in this cause. The Honorable Barry N. McCrary is, in fact, a law partner of the assistant district attorney, the Honorable Julian M. King.

At the hearing on the plea and the motion in which this issue was discussed, the following occurred: (R. 34).

"2/15/83 Pretrial motion to bring Steve Eddings to Court as witness granted. All other pretrial motions filed by defendant denied after hearing. JLF"

(s/Jerry L. Fielding).

This court on August 2, 1982, in the case of Ervin v. State, 442 So.2d 123 (Ala.Cr.App. 1983), has ruled on this very issue involving these same parties. In Ervin we remanded that case to the circuit court with directions that the appellant and his counsel be present and a hearing conducted on the issue as originally raised. We further directed that a transcript of this hearing be prepared, with appropriate findings set forth in writing by the trial judge, determining whether or not there had been confidential information with reference this cause exchanged between the law partner and the district attorney and any full or part time member of his staff.

As with Ervin, should the trial judge find that the law partner possessed no disqualifying knowledge when the Grand Jury was convened, then he was, in fact, competent to serve as a member of and to be the foreman of the Grand Jury. Ervin, supra.

Because of the necessity to clarify this issue, i.e., whether or not there existed a conflict of interest in this case, we hereby remand this cause with directions that a full hearing be conducted on the issue as herein set forth and that a transcript of such proceeding be promptly returned to this court. Costello v. United States, 350 U.S. 359, 363, 76 S.Ct. 406, 100 L.Ed. 397 (1956).

The Fifth Amendment to the United States Constitution requires an indictment by a legally constituted and unbiased grand jury.

REMANDED WITH DIRECTIONS.

All the Judges concur.

TYSON, Judge.

ON RETURN FROM REMAND

TYSON, Judge.

Johnny Eddings was indicted for burglary in the third degree in violation of § 13A-7-7, Code of Alabama 1975. The appellant was granted youthful offender status and following a non-jury trial, he was found guilty as charged and sentenced to three years in the custody of the Alabama Department of Corrections.

I

This case was remanded to the trial court with directions that it make a factual determination as to whether the law partner of the assistant district attorney, who served as foreman of the grand jury which returned the indictment in this case, possessed any disqualifying information relative to this case. The trial court submitted its written findings to this court which revealed:

"that Barry McCrary possessed no disqualifying knowledge when this Grand Jury that indicted Johnny Eddings was convened on January 10, 1983, and was therefore competent to serve as a member of and to be foreman of the Grand Jury based on the following findings of fact:
"(1) That Assistant District Attorney King did not confer with his partner, Barry McCary relative to the prosecution of Johnny Eddings at any time prior to the convening of the Grand Jury on January 10, 1983 or subsequent to the convening thereof in which Johnny Eddings was indicted.
"(2) That Assistant District Attorney King had no knowledge that Johnny Eddings had been charged with any crime or that his case was to be presented to a Grand Jury for its consideration prior to January 10, 1983.
"(3) That Assistant District Attorney King did not participate in prosecution of Johnny Eddings at this Grand Jury during this session. In fact, Mr. King was in the hospital when this Grand Jury was convened by Judge William C. Sullivan on January 10, 1983. That a true bill was rendered by this Grand Jury as to Johnny Eddings on January 10, 1983 and Assistant District Attorney King did not make an appearance at this Grand Jury until January 12 or January 13, 1983.
"(4) That the law partner to Assistant District Attorney King, namely Barry McCrary, did not confer with Assistant District Attorney King or any other member of the District Attorney's staff including the District Attorney, Robert Rumsey, relative to the prosecution of Johnny Eddings at any time prior to the convening of this Grand Jury on January 10, 1983, that indicted Johnny Eddings.
"(5) That Attorney Barry McCrary had no knowledge that Johnny Eddings had been charged with any crime or that this case was to be presented to a Grand Jury for its consideration prior to January 10, 1983.
"(6) That Attorney Barry McCrary and Assistant District Attorney King did not confer with each other after the convening of this Grand Jury relative to the prosecution of Johnny Eddings while this Grand Jury was in session.
"(7) That Attorney McCrary had no preconceived bias or prejudice as a Grand Juror in this case either because of his partnership with Assistant District Attorney King or for any other reason presented to this Court."

From the above recitation, this court finds that what appeared to have been a possible conflict of interest was, in fact, no conflict whatever. See Terry v. State, 424 So.2d 710 (Ala.Cr.App. 1982). We can find no violation of §§ 12-16-207, 209, Code of Alabama 1975 or the Code of Ethics for Lawyers. Therefore, we hold the assistant district attorney's law partner was competent to serve as a member of and to be foreman of the Grand Jury which returned the indictment in the case at bar. The appellant's motion to quash the indictment was properly denied by the trial judge.

II

The issue we must now examine is whether the appellant's waiver of his constitutional rights and his subsequent confession were voluntary. Since confessions are prima facie involuntary, we must look to see if the State proved, in fact, the appellant's waiver and confession were understandingly, knowingly and intelligently made. Garrett v. State, 369 So.2d 833 (Ala. 1979); Hines v. State, 384 So.2d 1171 (Ala.Cr.App.), cert. denied, 384 So.2d 1184 (Ala. 1980).

Mary Hawthorne, the owner of Krystal Service Station, testified that on the morning of August 21, 1982, she arrived at her store and discovered it had been burglarized. Entry into the store was gained through a hole in the wall where the air conditioner had been removed. That day she observed the appellant and his brother, Richard Eddings, go around to the back of the station and point to the hole where the air conditioner had been. The boys did this five or six times throughout the course of the day, so she called Theodore Wilson of the Sylacauga Police Department and complained.

Wilson found the two boys in the area of the store so he asked them to go to the police station with him to talk over the matter and they agreed. On the way to the station, Wilson stopped at the appellant's house and asked his stepfather to accompany them to the station which he did.

At the station, Wilson read the boys their Miranda rights and a waiver of these rights and they indicated they understood what was read to them. The appellant then told Wilson that he and his brother were riding around on the night of the burglary and went to the service station. They removed the air conditioner, entered the store and took some beer and cigarettes.

Wilson then turned the boys over to Detective Ken Brasher. On August 23, 1982, Brasher read the boys their Miranda rights and obtained a statement from them. Mary Thomas, the person who transcribed the appellant's statement, testified he was extremely nervous when he gave his statement and when she read it back to him.

Prior to trial, a hearing was held on the appellant's motion to suppress his statement. At the hearing, Horace Pope, the Director of Special Education for the Talladega County Schools, testified that the special education students' records were kept in his custody, and he brought with him to trial court, the psychological evaluations of the appellant and his brother, Richard. The evaluations were done every three years and the appellant had last been tested on April 9, 1981, and withdrew from school on March 23, 1982. The test revealed the appellant's IQ was 49 which places him in the trainable mentally retarded (TMR) classification. Persons in this classification are only able to learn basic skills that will help them function in society, such as the ability to count change, take a bus, shop in grocery stores, etc. A TMR would be able to understand simple instructions but would not understand complex instructions involving more than two things without in-depth training. Pope further testified that neither the appellant's abilities nor his IQ would have improved over time without any additional training.

Betty Milam, a teacher of educable mentally retarded (EMR) students at B.B. Comer High School, testified the appellant was in her class for the two and a half years before he quit school. The appellant could not read or write but could copy. However, he could not understand what he was copying.

In her opinion, the appellant would not understand the Miranda rights without further explanation. Milam testified the appellant would not understand the words "waiver", "coercion", or "rights". She also stated that if the appellant were asked whether he understood something, he would probably answer yes in order to please the person asking the question.

"`[I]n most cases, the defendant's mental deficiency will be but one factor to be considered in the `totality of the circumstances' surrounding the confession. In some cases, however, it may be the most important or controlling factor. See e.g. Dover v. State, 227 So.2d 296 (Miss. 1969); People v. Langston, 57 Mich. App. 666, 226 N.W.2d 686 (1975). See also Redwine v. State, 258 Ala. 196, 61 So.2d 724 (1952). The importance of this factor increases with the degree of the accused's mental retardation because he must be able to understand his right to remain silent and to an attorney before he can waive them. It is a knowing and intelligent waiver that is required. Miranda v. State of Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966)'; Garrett v. State, 369 So.2d 833, 836 (Ala. 1979)." (Footnote omitted.)
Hines v. State, 384 So.2d 1171 (Ala.Cr.App.), cert. denied, 384 So.2d 1184 (Ala. 1980).

Although in very few cases will the mental deficiency of the appellant be the controlling factor in the determination as to whether the appellant's confession was voluntary, we believe this case is such a case. Officers Brasher and Wilson were well aware of the fact the appellant could not read or write but stated they did not know he was "slow". Both officers said they read the Miranda warning and the waiver to the appellant slowly, but this is not enough. Hines v. State, supra. In this case, it is clear from the record that the appellant could not understand his constitutional rights without adequate explanation. However, neither officer attempted to explain what they were reading to him even though they knew he was unable to read or write and was extremely nervous.

Furthermore, the suggestibility of this appellant must be taken into account. See Hines v. State, supra. Since the appellant's teacher testified he would be willing to say he understood a statement, even if he did not understand it in order to please the person asking the question, we believe there is a strong possibility the appellant made the statement at issue for this reason.

It is obvious from the testimony that the appellant would not understand certain key words in the Miranda warnings or what the word "waiver" meant. Since it is impossible for the appellant to knowingly, intelligently and voluntarily waive his constitutional rights without understanding their meaning or the consequences of the waiver of those rights, we must hold the appellant did not, in fact, knowingly, intelligently and voluntarily waive his constitutional rights. Therefore, we find that the appellant's confession was involuntary and inadmissible at trial and his conviction must be reversed for this reason.

This cause is due to be and is hereby reversed and remanded to the trial court for a new trial.

REVERSED AND REMANDED.

BOWEN, P.J., and TYSON and HARRIS, JJ., concur.

HUBERT TAYLOR, J., files dissent in which SAM W. TAYLOR, J., joins.

HUBERT TAYLOR, Judge (dissenting).

The judgment of the trial court should be affirmed. A police officer should not have the burden of determining the mental skills of an accused. His duty is to (1) advise the accused of his rights under Miranda, and (2) not use force, coercion, or any undue pressure, mental or physical, in obtaining a statement. These standards were fully complied with by the police officers. A relative of the accused was present at the time the statement was made. The statement was supported by the store owner. Under these circumstances, it is not for this court to hold the trial court abused its discretion in finding the confession to be voluntary.

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EDDINGS v. STATE
(Jan 13, 1984)