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Court of Appeals — Opinion Summary (Simons, J.)

Factual and Procedural Background

On the July 4 weekend in 1977, plaintiffs Susan Cohen and her four-year-old daughter Samantha were bathing in a stream on private property in Woodstock, New York. Defendant James Krieger took photographs of them without their consent. Krieger sold the photographs to defendant Herbal Concepts, Inc., which used one of the photographs in an advertisement for a product called Au Naturel. The advertisement ran in House and Garden (two editions), House Beautiful, and Cosmopolitan, which are published by defendants Conde Nast Publications, Inc. and Hearst Corporation.

Ira Cohen, Susan's husband, recognized his wife and daughter in one of the magazines and plaintiffs then brought suit under section 51 of the Civil Rights Law seeking compensatory and exemplary damages for unauthorized use of their likenesses; Susan and Samantha also asserted privacy causes of action, and Ira Cohen asserted derivative claims for loss of consortium and loss of his daughter's services. Defendants moved for summary judgment on the defamation and derivative claims, and Special Term granted those motions. Defendants then moved for summary judgment on Susan and Samantha Cohen's Civil Rights Law (privacy) causes of action, and Special Term granted those motions and dismissed the complaint in its entirety.

Plaintiffs appealed the dismissal of the privacy causes of action to the Appellate Division, which reversed and reinstated the privacy causes of action. Defendants Hearst and Conde Nast appealed to the Court of Appeals. The central factual dispute at summary judgment concerned whether the particular photograph (showing the nude mother and child from behind and to the right, without faces visible) made the plaintiffs identifiable such that their Civil Rights Law §51 claim could survive.

Legal Issues Presented

  1. Whether a photograph of nude plaintiffs (mother and child) showing their bodies in full length from a position behind and to the right, without showing their faces, reveals sufficiently identifiable likenesses to withstand defendants' motions for summary judgment under Civil Rights Law section 51.
  2. Whether Ira Cohen's affidavit identifying his wife and daughter in the advertisement is probative on the issue of identification, given that he was present when the photograph was taken (and thus had independent knowledge of the photographing).

Arguments of the Parties

Plaintiffs' Arguments

  • Plaintiffs asserted that the photograph depicted Susan and Samantha Cohen and was used for advertising purposes without written consent in violation of Civil Rights Law section 51.
  • Plaintiffs relied in part on Ira Cohen's affidavit stating that he "recognized [his] wife and daughter immediately" when viewing the magazine advertisement, which they submitted as evidence of identification sufficient to defeat summary judgment.

Defendants' Arguments

  • Defendants contended that even if the photograph depicted the plaintiffs, the persons in the photograph were not identifiable from the picture and therefore there was no appropriation of plaintiffs' likeness under section 51.
  • Defendants argued that Ira Cohen's affidavit was not probative of identification because he was present when the photograph was taken and therefore his claimed recognition was tainted by independent knowledge of the event.
  • Defendants relied on prior decisions involving books, plays, and motion pictures to argue that the statute was not violated where the publication did not publish plaintiffs' names or pictures or where the similarities were coincidental and insufficient to identify plaintiffs.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Shields v. Gross, 58 N.Y.2d 338 Historical recitation of New York's privacy statute (Civil Rights Law §§50–51). Referenced as part of the background discussion on the history of the statute; not individually applied to the facts.
Arrington v. New York Times Co., 55 N.Y.2d 433 Historical recitation of the privacy statute and its interpretation. Included among authorities describing the statutory origins and scope of privacy claims under §§50–51.
Flores v. Mosler Safe Co., 7 N.Y.2d 276 Statement that the interest protected is a person's identity and "sentiments, thoughts and feelings" rather than reputation. Quoted to explain the interest protected by §§50–51 and to note plaintiffs did not present evidence of self-identification by Susan or Samantha.
Prosser & Keeton, Torts (5th ed.), ch. 20 General tort authority on privacy and appropriation topics. Listed among background authorities describing the forms of the privacy tort and contextualizing the statute.
Restatement (Second) of Torts §652A et seq. Comparative authority showing privacy torts in other jurisdictions (not New York statute-based approach). Noted for contrast: New York privacy claims rest solely on Civil Rights Law §§50–51.
Allen v. Gordon, 86 A.D.2d 514; aff'd 56 N.Y.2d 780 Support for requirement that a plaintiff be capable of identification from the material itself. Used to support the proposition that the statute implicitly requires identifiability from the objectionable material; later distinguished on facts in court's analysis of other cases.
Wojtowicz v. Delacorte Press, 58 A.D.2d 45; aff'd 43 N.Y.2d 858 Illustration of cases where no statutory violation occurred because names or pictures were not published. Quoted both for background history and later distinguished as factually different from the present case.
Loftus v. Greenwich Lithographing Co., 192 App. Div. 251 Authority referenced among cases addressing the meaning of "portrait" and "picture" under the statute. Cited in the course of explaining the statute's reach to pictures that do not show faces.
Ali v. Playgirl, Inc., 447 F. Supp. 723 Example where accompanying copy aided recognition (use of phrase under image identified as Muhammad Ali). Used to illustrate that publishing context or copy can enhance identifiability; cited to support the court's point that copy or pairing of persons may assist recognition.
Negri v. Schering Corp., 333 F. Supp. 101 Example where use of a known person's photograph for advertising aided identifiability. Also cited as an example showing that circumstances surrounding use can enhance identifiability.
Levey v. Warner Bros. Pictures, 57 F. Supp. 40 Authority cited among decisions addressing identifiability and appropriation. Listed as supporting authority in the discussion of identifiable characteristics and appropriation principles.
Branson v. Fawcett Publications, 124 F. Supp. 429 Case where witness identification was found to be based on independent knowledge because the photograph lacked sufficient identifying characteristics. Distinguished by the court: Branson involved a photograph in which the plaintiff was not visible at all; court held Branson's reasoning did not control here.
Brauer v. Globe Newspaper Co., 351 Mass. 53 Similar to Branson: witness identification was tainted by independent knowledge when photograph showed only one ear/partial outline. Distinguished on the ground that the photographs in Brauer lacked sufficient identifying characteristics, unlike the present photograph.
Toscani v. Hersey, 271 App. Div. 445 Case involving books/plays where plaintiffs' names or pictures were not published and statute not violated. Distinguished because in Toscani the statute was not violated for lack of published name or picture; court found the present facts different.
Allen v. Gordon (again) — discussed later Example where similarities were coincidental and insufficient to identify plaintiff. Distinguished because in Allen the parallels were mere coincidence; here the photograph actually depicted the plaintiffs.
People v. Scribner's Sons, 205 Misc. 818 Referenced as a comparable authority on when details are sufficiently identifiable. Cited by way of analogy in assessing whether photograph details were sufficiently identifiable.
Richardson, Evidence (10th ed.), §364 Evidence authority supporting that a witness's recognition may be prima facie sufficient. Used to state that Ira Cohen's affidavit was prima facie sufficient to show identification for summary judgment purposes.

Court's Reasoning and Analysis

The court framed the statutory purpose of Civil Rights Law §§50–51 as protecting a person's identity — not merely a property interest in the words "name," "portrait," or "picture." From that premise the court concluded the statute implicitly requires that the plaintiff be capable of identification from the objectionable material itself.

The court explained that the term "portrait" would ordinarily connote a facial reproduction, but the statute's separate use of the term "picture" contemplates that liability may attach even when a face is not shown, provided the image nonetheless permits recognition. Conversely, if the nonconsensual use depicts only a limited body part (e.g., a hand or foot) without identifying features, there can be no appropriation of identity.

The court set out a summary-judgment standard specific to identifiability: identification ordinarily is a question for the jury, but to survive a motion for summary judgment the plaintiff must (1) satisfy the court that the person in the photograph is capable of being identified from the advertisement alone, and (2) show that the plaintiff has in fact been so identified (i.e., there is evidence of recognition).

The court then applied that standard to the photograph at issue. It assessed the "quality and quantity of the identifiable characteristics" visible in the advertisement — including photograph clarity, extent to which identifying features are visible, and the distinctiveness of those features. The court found the photograph to be of good quality, with unobstructed views of the subjects' backs and right sides, and with visible identifying features such as hair, bone structure, body contours, stature, and posture. The court concluded a jury could find that someone familiar with the persons in the photograph could identify them from the advertisement.

The court considered plaintiffs' proffered identification evidence: Ira Cohen's affidavit stating he "recognized [his] wife and daughter immediately." The court described that affidavit as prima facie sufficient evidence of identification for summary-judgment purposes under an evidence treatise cited.

In response to defendants' contention that Ira Cohen's testimony was tainted because he was present at the taking of the photograph, the court observed that while his presence might have increased his ability to identify, his presence alone did not disqualify him from testifying that he also recognized them from the photograph. The court deemed the cases defendants relied upon (Branson, Brauer) to be distinguishable because in those cases the photographs plainly lacked sufficient identifying characteristics.

The court also distinguished other authorities relied on by defendants (cases involving books, plays, or fictional characters such as Wojtowicz, Toscani, and Allen) because in those cases there was either no publication of plaintiffs' names or pictures or the similarities were mere coincidence; by contrast, here it was conceded that the photograph depicted the plaintiffs and the question was whether the image was sufficiently identifiable.

Holding and Implications

Holding: The Court affirmed the Appellate Division's order reinstating the privacy causes of action. The court expressly held that a photograph which does not show the subjects' faces may nonetheless reveal a sufficiently identifiable likeness to defeat a motion for summary judgment. The court therefore answered the certified question in the affirmative and affirmed the Appellate Division's order, with costs.

Implications: The direct effect of the decision is to reinstate Susan and Samantha Cohen's Civil Rights Law §51 privacy causes of action and to permit the claims to proceed because triable questions exist as to identifiability. The court clarified the legal standard for summary judgment on §51 identifiability: a plaintiff must show that the person in the photograph is capable of being identified from the advertisement alone and that there is evidence the plaintiff was so identified. The opinion distinguishes prior cases in which lack of published name/picture or wholly insufficient identifying characteristics were dispositive. The opinion does not purport to announce limitations beyond the articulated standard and focuses on the immediate effect for the parties (reinstatement and remand for further proceedings); no broader rule beyond the court's stated holdings is set forth beyond the court's interpretation of identifiability under §§50–51.

SUSAN COHEN et al., Respondents, v. HERBAL CONCEPTS, INC., et al., Defendants, and THE HEARST CORPORATION et al., Appellants.

SIMONS, J.

Plaintiffs bring this action pursuant to section 51 of the Civil Rights Law seeking damages from defendants for publishing photographs of them for advertising purposes. It is conceded for purposes of this appeal that plaintiffs are the persons shown in the photographs and that defendants used the photographs as claimed without their consent. The legal issue submitted is whether a photograph of the nude plaintiffs, mother and child, which shows their bodies full length as viewed from a position behind and to the right of them, and which does not show their faces, reveals sufficiently identifiable likenesses to withstand defendants' motions for summary judgment. We hold that it does.

The action arises from these facts.

On the July 4th weekend in 1977, plaintiffs were visiting friends in Woodstock, New York, and Susan Cohen and her four-year-old daughter, Samantha, went bathing in a stream located on their friends' private property. Without their consent, defendant James Krieger took photographs of plaintiffs and subsequently sold them to defendant Herbal Concepts, Inc., a seller and advertiser of consumer products. Herbal Concepts used one of the photographs in an advertisement for Au Naturel, a product designed to help women eliminate body cellulite, those "fatty lumps and bumps that won't go away". The advertisement appeared in two editions of House and Garden, which is published by defendant Conde Nast Publications, Inc., and in single editions of House Beautiful and Cosmopolitan, which are published by defendant Hearst Corporation. Ira Cohen subsequently recognized his wife and daughter in the advertisements while reading one of the magazines and this action followed.

Plaintiffs Susan and Samantha Cohen alleged causes of action seeking compensatory and exemplary damages based upon violations of section 51 of the Civil Rights Law and defamation and plaintiff Ira Cohen alleged causes of action seeking damages for loss of his daughter's services and loss of consortium. Defendants moved first for summary judgment on the defamation and derivative causes of action and Special Term granted those motions. They then moved for summary judgment on Susan and Samantha Cohen's causes of action based upon section 51 of the Civil Rights Law. Special Term granted those motions also and dismissed the complaint in its entirety. Plaintiffs appealed to the Appellate Division from the second order. It reversed and reinstated the privacy causes of action and granted defendants Hearst and Conde Nast leave to appeal to this court.

Special Term dismissed the privacy actions because it concluded "the identities of the plaintiffs cannot be determined from the picture." Although the Appellate Division Justices were unanimous for reversal, they differed in their reasons for doing so. Two Justices held that section 51 requires only an identifiable likeness capable of being recognized by others, not an identifiable facial representation. They thus concluded that the identification of plaintiffs was a question for the jury. Two other Justices concurred, stating that in their view it was sufficient that the picture was of the plaintiffs and that plaintiffs could identify it as such. Justice Asch agreed with Special Term that plaintiffs' privacy causes of action lacked merit because neither person in the advertisement was capable of being identified. He concurred in the result, however, after finding that plaintiffs possessed a valid claim for unjust enrichment.

The history of New York's privacy statute has been recited before and need not be repeated here (see Shields v Gross, 58 N.Y.2d 338; Arrington v New York Times Co., 55 N.Y.2d 433, cert den 459 U.S. 1146; Flores v Mosler Safe Co., 7 N.Y.2d 276, 280-281; Prosser and Keeton, Torts [5th ed], ch 20). Although the tort has assumed various forms in other jurisdictions (see Restatement, Torts 2d, § 652A et seq.), in New York privacy claims are founded solely upon sections 50 and 51 of the Civil Rights Law. The statute protects against the appropriation of a plaintiff's name or likeness for defendants' benefit. Thus, it creates a cause of action in favor of "[a]ny person whose name, portrait or picture is used within this state for advertising purposes or for the purposes of trade without * * * written consent". The action may be brought to enjoin the prohibited use and may also seek damages for any injuries sustained including exemplary damages for a knowing violation of the statute. We are concerned in this case with the appropriation of plaintiffs' likenesses. Defendants claim that there has been no wrong because even if the photograph depicts plaintiffs, they are not identifiable from it.

The statute is designed to protect a person's identity, not merely a property interest in his or her "name", "portrait" or "picture", and thus it implicitly requires that plaintiff be capable of identification from the objectionable material itself (see Allen v Gordon, 86 A.D.2d 514, 515, affd 56 N.Y.2d 780; Wojtowicz v Delacorte Press, 58 A.D.2d 45, 48, affd 43 N.Y.2d 858; Loftus v Greenwich Lithographing Co., 192 App. Div. 251; Ali v Playgirl, Inc., 447 F. Supp. 723, 726; Negri v Schering Corp., 333 F. Supp. 101, 103; Levey v Warner Bros. Pictures, 57 F. Supp. 40, 42; see, generally, Prosser and Keeton, Torts [5th ed], pp 849-854). That is not to say that the action may only be maintained when plaintiff's face is visible in the advertising copy. Presumably, by using the term "portrait" the Legislature intended a representation which includes a facial reproduction, either artistically or by photograph, but if we are to give effect to all parts of the statute, it applies also to the improper use of a "picture" of plaintiff which does not show the face. Manifestly, there can be no appropriation of plaintiff's identity for commercial purposes if he or she is not recognizable from the picture and a privacy action could not be sustained, for example, because of the nonconsensual use of a photograph of a hand or a foot without identifying features. But assuming that the photograph depicts plaintiff, whether it presents a recognizable likeness is generally a jury question unless plaintiff cannot be identified because of the limited subject matter revealed in the photograph or the quality of the image. Before a jury may be permitted to decide the issue, to survive a motion for summary judgment, plaintiff must satisfy the court that the person in the photograph is capable of being identified from the advertisement alone and that plaintiff has been so identified.

The sufficiency of plaintiff's evidence for purposes of the motion will necessarily depend upon the court's determination of the quality and quantity of the identifiable characteristics displayed in the advertisement and this will require an assessment of the clarity of the photograph, the extent to which identifying features are visible, and the distinctiveness of those features. This picture depicts two nude persons, a woman and a child, standing in water a few inches deep. The picture quality is good and there are no obstructions to block the view of the subjects. The woman is carrying a small unidentified object in her left hand and is leading the child with her right hand. Neither person's face is visible but the backs and right sides of both mother and child are clearly presented and the mother's right breast can be seen. The identifying features of the subjects include their hair, bone structure, body contours and stature and their posture. Considering these factors, we conclude that a jury could find that someone familiar with the persons in the photograph could identify them by looking at the advertisement. Although we do not rely on the fact, it is also reasonable to assume that just as something in the advertising copy may aid recognition (see, e.g., Ali v Playgirl, Inc., 447 F. Supp. 723, supra [use of phrase "The Greatest" under drawing identified as Muhammad Ali]; Negri v Schering Corp., 333 F. Supp. 101, supra [use of motion picture actress Pola Negri's photograph to advertise Polaramine Repetab Tablets]), identifiability may be enhanced also in a photograph depicting two persons because observers may associate the two and thus more easily identify them when they are seen together.

The plaintiffs also submitted evidence that they were identified as the persons in defendants' advertisement by Ira Cohen's affidavit in which he stated that while leafing through one of defendants' magazines he "recognized [his] wife and daughter immediately." That was prima facie sufficient (see Richardson, Evidence [10th ed], § 364, subd [a]).

While it might be sufficient for plaintiffs to identify themselves since the interest protected by sections 50 and 51 of the Civil Rights Law is their own "sentiments, thoughts and feelings" ( Flores v Mosler Safe Co., 7 N.Y.2d 276, 280) rather than their reputations in the eyes of others, as in defamation, we do not reach the issue because plaintiffs presented no evidence by Susan or Samantha Cohen that they recognized themselves.

Defendants contend Mr. Cohen's affidavit is not probative on the issue of identification because he was present when the photograph was taken, as indeed he was. He was not only present, he was incensed by the photographer's intrusion and chased him away. Essentially, defendants' contention is that Mr. Cohen's identification is tainted by this independent knowledge that plaintiffs were photographed by defendant Krieger while bathing. Although Mr. Cohen's presence when the photograph was taken may have increased his ability to identify his wife and child, the motion court or the jury at trial could conclude that he also recognized them from the photograph and his presence when it was taken, standing alone, does not disqualify him from offering evidence that he did so. The cases cited by defendants on the point are neither controlling nor persuasive. In Branson v Fawcett Pub. ( 124 F. Supp. 429) and Brauer v Globe Newspaper Co. ( 351 Mass. 53), the courts found the witnesses in question were incapable of identifying the plaintiffs absent independent knowledge of the photographing because neither photograph contained sufficient identifying characteristics of plaintiffs. In Branson the plaintiff was not visible at all, and in Brauer the photograph depicted only one ear and the partial outline of the back of a boy's head.

Finally, defendants rely on three cases involving books, plays, and motion pictures in support of their motion for summary judgment. They, too, are readily distinguishable. In both Wojtowicz v Delacorte Press ( 43 N.Y.2d 858, affg 58 A.D.2d 45, supra) and Toscani v Hersey ( 271 App. Div. 445), defendants had not violated the statute because neither plaintiffs' names nor their pictures were published. In Allen v Gordon ( 86 A.D.2d 514, affd 56 N.Y.2d 780, supra), the only similarities between the plaintiff and the fictional character in the book were that both had the name "Dr. Allen" and both practiced psychiatry in Manhattan. The record demonstrated that these similarities were mere coincidence and that defendant's fictional portrayal of "Dr. Allen" did not identify plaintiff and thus violate his right of privacy. In this case, the similarity of the details between plaintiffs and the persons appearing in the photograph is complete because concededly plaintiffs were the persons in the picture, not fictional characters. The only question was whether the details were sufficiently identifiable so that plaintiffs could be recognized (cf. People v Scribner's Sons, 205 Misc. 818, 822-823).

Accordingly, the order of the Appellate Division should be affirmed, with costs, and the question certified answered in the affirmative.

Chief Judge COOKE and Judges JASEN, JONES, WACHTLER, MEYER and KAYE concur.

Order affirmed, etc.

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COHEN v. HERBAL CONCEPTS
(Nov 20, 1984)