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Smart Summary

Factual and Procedural Background

The decedent was under the care of Dr. Guido J. Di Benedetto for an alleged work-related injury. He was admitted to Doctors' Hospital in Staten Island with acute lower back pain and underwent an exploratory laparotomy performed by Dr. Krant, following a diagnosis of a leaking abdominal aneurysm. Postoperatively, Dr. Krant allegedly informed the decedent's family that the internal bleeding had been repaired. Despite this, the decedent's condition worsened, and he died on July 5, 1977, with the medical examiner's autopsy report stating the cause of death as a ruptured arteriosclerotic aneurysm of the abdominal aorta with retroperitoneal hemorrhage.

On December 4, 1979, the decedent's wife, Madeline De Rosa, as administratrix, commenced a medical malpractice action seeking damages for conscious pain and suffering, wrongful death, and loss of services. The defendants asserted the two-year Statute of Limitations as an affirmative defense to the wrongful death claim. Multiple motions for partial summary judgment and motions to amend the complaint ensued, focusing on allegations of fraudulent concealment and misrepresentation by the defendants. The plaintiff was later substituted by the decedent's daughter, Lorraine McIvor, after Mrs. De Rosa's death in November 1982. Following discovery, the defendant Di Benedetto moved for partial summary judgment dismissing the wrongful death claim against him based on depositions that purportedly negated justifiable reliance on misrepresentations and concealment.

Legal Issues Presented

  1. Whether the doctrine of equitable estoppel bars the defendant physician from asserting the Statute of Limitations as an affirmative defense to the wrongful death claim based on allegations of fraudulent concealment and misrepresentation.
  2. Whether, as a matter of law, the plaintiff possessed "timely knowledge" sufficient to place her under a duty to inquire and discover the malpractice before the expiration of the Statute of Limitations.
  3. Whether justifiable reliance upon the defendant's alleged misrepresentations existed to prevent the plaintiff from timely discovering the malpractice claim.

Arguments of the Parties

Appellant's Arguments

  • The defendant Di Benedetto contended that depositions of Mrs. McIvor and her sister demonstrated that she had timely knowledge of the decedent's continued internal bleeding and thus could not justifiably rely on any alleged misrepresentations or concealment.
  • The defendant argued that the plaintiff had a duty to inquire and ascertain the relevant facts before the Statute of Limitations expired, negating the applicability of equitable estoppel.
  • The defendant maintained that the omission of the Statute of Limitations defense in the amended answer did not constitute waiver given the procedural history and absence of prejudice to the plaintiff.

Respondent's Arguments

  • The plaintiff alleged that postoperative statements and diagnoses constituted fraudulent misrepresentations and that the true cause of death was concealed until discovered during a workers' compensation hearing in 1979.
  • The plaintiff argued that these misrepresentations and concealment prevented timely discovery of the malpractice claim and justified equitable estoppel against the Statute of Limitations defense.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Simcuski v. Saeli, 44 N.Y.2d 442, 449 Equitable estoppel may bar assertion of Statute of Limitations where there is purposeful concealment and misrepresentation of malpractice facts. Supported the principle that equitable estoppel applies if misrepresentation prevented timely discovery of malpractice.
Immediate v. St. John's Queens Hosp., 48 N.Y.2d 671 Equitable estoppel doctrine in medical malpractice context. Reinforced the applicability of equitable estoppel under certain evidentiary facts.
Krol v. Valone, 80 A.D.2d 997, 998 Justifiable reliance on intentional misrepresentation is necessary to invoke equitable estoppel. Emphasized that reliance must have prevented discovery or induced refraining from suit.
Ramsay v. Mary Imogene Bassett Hosp., 113 A.D.2d 149, 153 Timely knowledge imposes duty to inquire before statute expires, barring equitable estoppel. Applied to determine plaintiff had sufficient knowledge to inquire about malpractice.
Augstein v. Levey, 3 A.D.2d 595, 598; affd 4 N.Y.2d 791 Timely knowledge and duty to investigate relevant facts before limitations period ends. Supported the court’s finding that plaintiff’s knowledge negated equitable estoppel.
De Rosa v. Di Benedetto, 86 A.D.2d 648 Procedural rulings on motions for summary judgment and amended complaint. Referenced procedural history denying and granting motions related to concealment claims.
Rogoff v. San Juan Racing Assn., 77 A.D.2d 831 Failure to plead a defense does not necessarily constitute waiver under certain circumstances. Supported court’s ruling that omission of statute of limitations defense was not waiver.
Furlo v. Cheek, 20 A.D.2d 939, 940 Consideration of waiver and prejudice in procedural defenses. Used as a comparative authority regarding waiver and prejudice.
Zook v. Hartford Acc. Indem. Co., 64 A.D.2d 701, 702 Denial of summary judgment is not necessarily res judicata or law of the case. Permitted successive summary judgment motions based on new facts.
Harding v. Buchele, 59 A.D.2d 754 Discouragement of successive summary judgment motions based on facts known at outset. Noted but distinguished due to new evidence obtained post prior motions.
Powell v. Trans-Auto Sys., 32 A.D.2d 650 Same as Harding: successive summary judgment motions and appellate review. Allowed appellate court to consider merits of current motion.
Graney Dev. Corp. v. Taksen, 62 A.D.2d 1148 Review of summary judgment motions and new factual assertions. Supported appellate court's authority to review successive motions.
Pigott Constr. Intl. v. Contractors Ornamental Steel Co., 75 A.D.2d 988, 989-990 Appellate discretion in reviewing summary judgment denials. Referenced for appellate review standards.
Greenock v. Rush Presbyt. St. Luke's Med. Center, 65 Ill. App.3d 266, 382 N.E.2d 321 Access to autopsy reports and discovery in malpractice claims. Supported that autopsy reports could have been obtained within limitations period.
Demille v. Franklin Gen. Hosp., 107 A.D.2d 656; affd 65 N.Y.2d 728 Access to medical information relevant to malpractice claims. Provided comparative authority on access to facts.
Arbutina v. Bahuleyan, 101 A.D.2d 696 Access to medical and autopsy information in malpractice context. Further supported availability of relevant medical information.
Schirano v. Paggioli, 99 A.D.2d 802, 804 Equitable estoppel as a question of fact, generally not decided as a matter of law. Noted as general rule, but distinguished in this case.

Court's Reasoning and Analysis

The court reviewed the doctrine of equitable estoppel, which may bar a defendant from asserting the Statute of Limitations if there is purposeful concealment or misrepresentation preventing the plaintiff from timely discovering the malpractice claim, coupled with justifiable reliance by the plaintiff. However, the court found that the plaintiff, Mrs. McIvor, had "timely knowledge" of the decedent's continued internal bleeding and postoperative complications prior to his death. Her own deposition admissions, corroborated by testimony from medical personnel and the receipt of a death certificate listing hemorrhage as cause of death, demonstrated that she was sufficiently informed to inquire further within the limitations period.

The court emphasized the absence of any specific allegations of misrepresentations by the defendant Di Benedetto and noted that the plaintiff did not allege inability to obtain the autopsy report during the limitations period. These facts negated, as a matter of law, the essential element of justifiable reliance necessary for equitable estoppel to apply. Although equitable estoppel is generally a question of fact for trial, the admissions in this case precluded its application against the defendant.

The court also addressed procedural issues, ruling that the omission of the Statute of Limitations defense in the amended answer did not constitute waiver, given the procedural history and lack of prejudice to the plaintiff. The court further held that it was appropriate to consider the merits of the defendant's successive motion for partial summary judgment based on new evidence obtained after prior motions.

Holding and Implications

The court REVERSED the order insofar as appealed by the defendant Di Benedetto, granted his motion for partial summary judgment, and dismissed the second cause of action for wrongful death asserted against him as barred by the two-year Statute of Limitations.

The defendant was awarded one bill of costs payable by the respondent. The decision directly affects the parties by terminating the wrongful death claim against the defendant Di Benedetto on statute of limitations grounds. The court did not establish new precedent but applied established equitable estoppel principles to the facts, emphasizing the necessity of justifiable reliance and timely knowledge in malpractice claims involving concealment allegations.

LORRAINE McIVOR, Respondent, v. GUIDO J. DI BENEDETTO et al., Appellant, et al., Defendants.

Order reversed insofar as appealed from by the defendant Di Benedetto, on the law, his motion granted, and the second cause of action to recover damages for wrongful death dismissed insofar as it is asserted against him.

The appellant Di Benedetto is awarded one bill of costs payable by the respondent.

The doctrine of equitable estoppel may bar a defendant physician from asserting the Statute of Limitations as an affirmative defense to the plaintiff's cause of action to recover damages for wrongful death of a decedent where there are evidentiary facts which show purposeful concealment and misrepresentation of the facts and consequences of malpractice (see, Simcuski v. Saeli, 44 N.Y.2d 442, 449; Immediate v. St. John's Queens Hosp., 48 N.Y.2d 671), and justifiable reliance upon the defendant's intentional misrepresentation which prevented the plaintiff from discovering the malpractice or induced him or her to refrain from bringing suit (see, Krol v. Valone, 80 A.D.2d 997, 998). The doctrine of equitable estoppel will not apply if the plaintiff possesses "timely knowledge" sufficient to place him or her under a duty to make inquiry and ascertain all the relevant facts prior to the expiration of the applicable Statute of Limitations (see, Ramsay v. Mary Imogene Bassett Hosp., 113 A.D.2d 149, 153; Augstein v. Levey, 3 A.D.2d 595, 598, affd 4 N.Y.2d 791). Such is the case here.

The plaintiff's decedent had been under the care of the appellant for an alleged work-related injury. He was admitted to Doctors' Hospital in Staten Island complaining of acute lower back pain. After consultations between the appellant and Dr. Krant, the latter performed an exploratory laparotomy due to the possibility of internal bleeding. The preoperative diagnosis was a leaking abdominal aneurysm and the postoperative diagnosis was retroperitoneal hemorrhage probably secondary to trauma, undisclosed, with no evidence of a leaking aneurysm. It is alleged that after the surgery, Dr. Krant told members of the decedent's family that "he found bleeding internally, but that he was able to repair the damage, stop the bleeding and that the condition was taken care of". Additionally, Dr. Krant allegedly told the decedent's daughter, Lorraine McIvor, not to be concerned with blood draining out the tubes connected to the decedent because it was not new blood, but blood that had escaped before the bleeding was stopped. The decedent's condition continued to deteriorate and he died on July 5, 1977, while still a patient at the hospital. The medical examiner's autopsy report states the cause of death as a ruptured arteriosclerotic aneurysm of the abdominal aorta with retroperitoneal hemorrhage.

On December 4, 1979, the decedent's wife, Madeline De Rosa, as administratrix, commenced the instant medical malpractice action to recover damages for conscious pain and suffering, wrongful death and loss of services. Issue was joined and the defendants interposed the two-year Statute of Limitations (EPTL 5-4.1) as an affirmative defense to the cause of action to recover damages for wrongful death.

Thereafter, the defendants separately moved for partial summary judgment dismissing Mrs. De Rosa's wrongful death cause of action as barred by the Statute of Limitations and Mrs. De Rosa cross-moved for leave to serve an amended complaint alleging misrepresentation and fraudulent concealment of the malpractice claim. On appeal from Special Term's disposition of the respective motions, we denied the cross motion for leave to serve an amended complaint, without prejudice to renewal, upon the submission of proper papers, and also denied the defendants' respective motions for partial summary judgment without prejudice to renewal (see, De Rosa v. Di Benedetto, 86 A.D.2d 648). Thereafter, Mrs. De Rosa renewed her motion for leave to amend the complaint to allege that Dr. Krant's aforenoted postoperative statements and the postoperative diagnosis were fraudulent misrepresentations, that all the defendants intentionally withheld from the decedent and the family members the true cause of his ailment and ensuing death, and that the true cause (a ruptured aneurysm) was not discovered until September of 1979, during a workers' compensation hearing. An affidavit from the decedent's wife, containing these conclusory allegations, was submitted in support of the motion. All the defendants cross-moved for partial summary judgment. By order, dated May 21, 1982, Special Term (Rubin, J.), granted Mrs. De Rosa's motion and denied the defendants' respective cross motions, finding a question of fact existed as to whether or not the defendants' alleged concealment and misrepresentations prevented Mrs. De Rosa from discovering the defendants' alleged malpractice before the statute had expired. No appeal from this order was taken and the appellant served an amended answer, which omitted the affirmative defense of the Statute of Limitations.

Subsequently, Mrs. De Rosa died in November of 1982 before her deposition could be taken and the decedent's daughter, Lorraine McIvor, was substituted as the plaintiff. After discovery was completed in this action, the appellant made the instant (third) motion for partial summary judgment, contending that depositions of Mrs. McIvor and her sister negate, as a matter of law, justifiable reliance upon the purported misrepresentations and belie any claim that the alleged concealment of the cause of death prevented Mrs. McIvor from discovering the malpractice claim prior to the expiration of the Statute of Limitations. Special Term (Sullivan, J.), after reviewing the merits, denied the motion.

Initially, we note that the omission of the Statute of Limitations defense in the appellant's amended answer does not constitute a waiver in view of the procedural history of this case, nor would an adjudication of this partial summary judgment motion based upon this unpleaded defense result in surprise to the plaintiff. Under the unusual circumstances of this case and in the absence of prejudice to the plaintiff, who never raised the issue of waiver, postponement of an adjudication of the appellant's motion would serve no purpose (see, Rogoff v. San Juan Racing Assn., 77 A.D.2d 831; cf. Furlo v. Cheek, 20 A.D.2d 939, 940).

We further note that "`[a] denial of a motion for summary judgment is not necessarily res judicata or the law of the case that there is an issue of fact in the case that will be established at the trial'" (Zook v. Hartford Acc. Indem. Co., 64 A.D.2d 701, 702). Although the practice of making successive motions for summary judgment, each based upon new factual assertions and proofs, which were available to the movant from the outset, is to be discouraged (see, Harding v. Buchele, 59 A.D.2d 754; Powell v. Trans-Auto Sys., 32 A.D.2d 650; Graney Dev. Corp. v. Taksen, 62 A.D.2d 1148), the instant motion is based upon information possessed by Mrs. McIvor and obtained by the appellant from depositions conducted after the denial of his second motion for partial summary judgment. As an appellate court, we are not precluded from addressing the merits of the motion (see, Graney Dev. Corp. v. Taksen, supra; Powell v Trans-Auto Sys., 32 A.D.2d 650, supra; see also, Pigott Constr. Intl. v. Contractors Ornamental Steel Co., 75 A.D.2d 988, 989-990 [dissent by Hancock, Jr., J.]).

Regardless of Dr. Krant's misrepresentation that he had stopped the internal bleeding, Mrs. McIvor admitted at her deposition that she knew after the operation and prior to her father's death that he continued to bleed internally from the stomach area, that his postoperative problems were attributable to the internal bleeding, and this fact was confirmed by Dr. Howe, a nurse, and a resident intern in the intensive care unit. Additionally, Mrs. McIvor's sister testified that a death certificate was received within a month after the decedent's death and that it listed the cause of death as a "hemorrhage". While there is a distinction between a ruptured arteriosclerotic aneurysm of the abdominal aorta and retroperitoneal hemorrhage, both are associated with hemorrhage. The death certificate was obtained within the applicable limitations period. Mrs. McIvor's observations of blood continuing to drain from tubes attached to her father during his hospitalization after the operation, and representations by other physicians and nurses that her father continued to bleed internally, constitute "timely knowledge" sufficient to place her under a duty to make inquiry and to ascertain all the relevant facts (see, Ramsay v. Mary Imogene Bassett Hosp., 113 A.D.2d 149, 153, supra). Noteworthy is the absence of any allegation that if Mrs. McIvor had pursued such an inquiry, she could not have obtained, upon request, during the two-year period immediately following the death of the decedent, the medical examiner's autopsy report, which states as the cause of death a ruptured aneurysm and retroperitoneal hemorrhage (see, Greenock v. Rush Presbyt. St. Luke's Med. Center, 65 Ill. App.3d 266, 382 N.E.2d 321; cf. Demille v. Franklin Gen. Hosp., 107 A.D.2d 656, affd 65 N.Y.2d 728; Arbutina v. Bahuleyan, 101 A.D.2d 696). We further note that no allegations of specific misrepresentations made by the appellant are found in the record.

Generally, the issue of whether a defendant should be equitably estopped from asserting the Statute of Limitations as an affirmative defense to the plaintiff's complaint is not a question of law, but rather a question of fact, which should be fully developed and determined upon the trial of the action (see, Schirano v. Paggioli, 99 A.D.2d 802, 804). However, this is a rare case where the admissions of the plaintiff, Mrs. McIvor, at her deposition, negate, as a matter of law, an essential element of equitable estoppel, i.e., justifiable reliance upon the appellant's intentional misrepresentations which prevented her from discovering the malpractice or induced her to refrain from bringing suit. Accordingly, the appellant's motion for partial summary judgment, dismissing the wrongful death cause of action insofar as it is asserted against him as barred by the two-year Statute of Limitations, is granted. Thompson, J.P., Bracken, Rubin and Eiber, JJ., concur.

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McIVOR v. DI BENEDETTO
(Jun 16, 1986)