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Smart Summary

Factual and Procedural Background

The defendant, Gerald W. Howe, was charged with operating a motor vehicle while under the influence of intoxicating liquor. The complaint was filed and sworn to on December 16, 1985, in the Wareham Division of the District Court Department. Upon transfer to the jury session of that court, a motion to dismiss was heard and ultimately the case was tried before a judge. The Supreme Judicial Court of Massachusetts transferred the case from the Appeals Court on its own initiative for review.

On December 13, 1985, the defendant was driving erratically on a public way in Middleborough, Plymouth County, when he was stopped by Plymouth County deputy sheriffs who activated flashing lights and sirens. After field sobriety tests, a Middleborough police officer took the defendant into custody. The defendant challenged the legality of his arrest by the deputy sheriffs, arguing they lacked authority to arrest him without a warrant for operating under the influence.

Legal Issues Presented

  1. Whether the arrest of the defendant by a Plymouth County deputy sheriff without a warrant for operating a motor vehicle while under the influence was lawful.
  2. Whether the trial court properly admitted the results of the defendant's blood alcohol test into evidence.
  3. Whether the prosecutor's closing argument regarding the blood alcohol test results was proper.

Arguments of the Parties

Defendant's Arguments

  • The arrest was unlawful because the deputy sheriffs lacked authority to arrest without a warrant for operating under the influence.
  • Deputy sheriffs in recent times do not typically perform arrests for breaches of the peace and lack significant law enforcement training.
  • The prosecutor's argument that the defendant's blood alcohol content was inconsistent with his testimony about beer consumption was improper, especially without expert testimony.

Commonwealth's Arguments

  • The Plymouth County deputy sheriffs were authorized to stop and arrest the defendant for operating under the influence based on common law and statutory authority.
  • The blood alcohol test results were properly admitted as evidence under Massachusetts General Laws.
  • The prosecutor's closing argument was a proper inference from the blood alcohol test results and the defendant's testimony.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Commonwealth v. Grise, 398 Mass. 247 (1986) Authority of deputy sheriffs as peace officers and their power to arrest without warrant for breaches of the peace. Used to support that deputy sheriffs have common law authority to arrest for operating under the influence as a breach of the peace.
Commonwealth v. Gorman, 288 Mass. 294 (1934) Definition of peace officer arrest powers without a warrant for misdemeanors involving breach of the peace. Applied to establish that operating under the influence is a breach of the peace and arrest without warrant is justified if offense is continuing and observed.
Muniz v. Mehlman, 327 Mass. 353 (1951) Support for peace officer authority to arrest for breaches of the peace. Reinforced the common law arrest authority of peace officers relevant to deputy sheriffs.
Commonwealth v. Conway, 2 Mass. App. Ct. 547 (1974) Peace officer arrest powers for breaches of the peace. Supported the principle that deputy sheriffs acting as peace officers may arrest without warrant.
Commonwealth v. Hogg, 365 Mass. 290 (1974) Admissibility of blood alcohol test results and chain of custody issues. Used to hold that minor custody gaps affect weight, not admissibility, of blood alcohol evidence.
State v. Fornier, 103 N.H. 152 (1961) Similar to Hogg, regarding blood alcohol test evidence admissibility. Supported the principle that chain of custody concerns affect evidentiary weight, not admissibility.
Commonwealth v. Lamrini, 392 Mass. 427 (1984) Proper prosecutorial inference regarding blood alcohol content and consumption testimony. Validated the prosecutor's argument that blood alcohol content inconsistent with defendant's claimed consumption was proper for jury consideration.
Harborview Residents' Comm., Inc. v. Quincy Hous. Auth., 368 Mass. 425 (1975) Statutory interpretation principle that express mention of one excludes others by implication. Referenced in dissent to argue that statutes explicitly authorizing arrests exclude deputy sheriffs from authority to make warrantless traffic stops.
Forcier v. Hopkins, 329 Mass. 668 (1953) Statutory construction supporting expressio unius est exclusio alterius. Used in dissent to support limitation of deputy sheriffs' arrest powers to those expressly granted by statute.
General Elec. Co. v. Commonwealth, 329 Mass. 661 (1953) Statutory interpretation regarding exclusion by implication. Referenced in dissent on statutory limits to deputy sheriffs' arrest authority.
Boston Albany R.R. v. Commonwealth, 296 Mass. 426 (1937) Statutory interpretation and authority of officers. Used in dissent for the principle of express statutory limitation.
Ela v. Smith, 5 Gray 121 (1857) Historical context of deputy sheriff authority to call militia to preserve peace. Dissent cited to argue that G.L.c. 37, § 13 is outdated and does not grant modern arrest powers for traffic stops.
Whithead v. Keyes, 3 Allen 495 (1862) Discusses sheriff's liability and duties of deputies. Dissent used to show antiquated context of deputy sheriff powers.

Court's Reasoning and Analysis

The court first addressed the legality of the defendant’s arrest by Plymouth County deputy sheriffs. It found that the deputy sheriffs were authorized both under common law and statutory authority to stop and arrest the defendant for operating under the influence. The court reasoned that operating a vehicle under the influence is a misdemeanor involving a breach of the peace, justifying a warrantless arrest when the offense is committed in the officer’s presence and is ongoing. The deputy sheriffs’ conduct—observing erratic driving, activating lights and sirens, and stopping the defendant—fell within this authority.

The court also found that the blood alcohol test results showing 0.18% were properly admitted. The chain of custody was sufficiently established to admit the evidence, with any gaps affecting only the weight of the evidence, not its admissibility.

Regarding the prosecutor’s closing argument, the court held that it was proper for the prosecutor to argue that the blood alcohol content was inconsistent with the defendant’s testimony about consuming only three twelve-ounce "lite" beers. Although no expert testified on the effect of this consumption on blood alcohol levels, the inference was reasonable for the jury to consider.

In dissent, Chief Justice Liacos argued that the deputy sheriffs lacked statutory authority to make a warrantless traffic stop and arrest for operating under the influence. The dissent emphasized that the Massachusetts statutory scheme explicitly grants arrest powers to police officers but not to deputy sheriffs for such offenses. It further argued that the cited statutes and case law relied upon by the majority do not support the deputy sheriffs’ authority in this context, and that the Legislature, not the courts, should decide on any change to deputy sheriffs' arrest powers.

Holding and Implications

The Supreme Judicial Court affirmed the defendant’s conviction.

The court held that Plymouth County deputy sheriffs had lawful authority to stop and arrest the defendant without a warrant for operating a motor vehicle while under the influence of intoxicating liquor. The admission of the blood alcohol test results was proper, and the prosecutor’s closing argument was appropriate. The decision directly upholds the conviction and affirms the scope of deputy sheriffs’ arrest authority under common law and statute in Massachusetts. The opinion does not establish new precedent beyond this case but clarifies the existing legal framework for deputy sheriffs' authority in similar circumstances.

COMMONWEALTH vs. GERALD W. HOWE.

Arrest. Motor Vehicle, Operating under the influence. Sheriff. Evidence, Blood alcohol test. Practice, Criminal, Argument by prosecutor.

A county deputy sheriff was authorized in his county to stop an automobile and to arrest the driver for operating a motor vehicle while under the influence of intoxicating liquor. [333-335] LIACOS, C.J., dissenting. At the trial of a complaint for operating a motor vehicle while under the influence of intoxicating liquor, the judge properly admitted the results of a blood alcohol test. [335] At the trial of a complaint for operating a motor vehicle while under the influence of intoxicating liquor, the prosecutor properly argued to the jury that the defendant's blood alcohol test result of 0.18% was inconsistent with the defendant's testimony he had consumed only three twelve-ounce cups of "lite" beer. [335-336]

WILKINS, J.

The defendant, convicted by a jury of operating a motor vehicle while under the influence of intoxicating liquor, presents three issues in his appeal, which we transferred here on our own motion. He first claims that his arrest was unlawful because a deputy sheriff arrested him without authority to do so. The other two issues concern the admission of the results of a blood alcohol test and objections to the prosecutor's closing jury argument. We affirm the judgment.

1. We summarize the stipulated facts bearing on the lawfulness of the defendant's arrest by a deputy sheriff. The defendant was operating a motor vehicle on a public way in Middleborough, in Plymouth County, on December 13, 1985, when he saw flashing blue lights behind him. He pulled his vehicle to the side of the road. A Plymouth County deputy sheriff dressed in a uniform and conspicuously displaying a badge came to the driver's window and asked for the defendant's license and registration. About three minutes later a Middleborough police officer arrived and took the defendant to the Middleborough police station.

We know from evidence at the trial that two deputy sheriffs in separate, marked vehicles were following the defendant's vehicle which the defendant was operating erratically on Route 44 in Middleborough. The deputy sheriffs activated their flashing lights and then their sirens. The defendant stopped, and the deputy sheriffs placed one vehicle in front and one in back of the defendant's vehicle. The deputy sheriffs summoned a Middleborough police officer who had been on Route 44 and had seen the three vehicles pass by him. The police officer took the defendant into custody after the defendant failed field sobriety tests.

The defendant moved to dismiss the complaint, alleging that his arrest by Plymouth County deputy sheriffs was illegal. The record shows that the defendant based his argument solely on the alleged lack of authority of a deputy sheriff to arrest a person without a warrant for operating a motor vehicle while under the influence of intoxicating liquor.

It is too late for the defendant to argue here for the first time that, because there was no evidence presented to the motion judge showing that the deputy sheriffs had probable cause to stop the defendant's vehicle, the motion judge should have allowed the motion to dismiss. The defendant presented no such claim in his motion to dismiss or in his memorandum in support of that motion. If he had raised the issue, evidence of his erratic driving could have been presented.

The deputy sheriff was authorized in Plymouth County to stop the defendant's vehicle and to arrest him for operating a motor vehicle while under the influence of intoxicating liquor. A deputy sheriff has authority to act that a private person would not have in similar circumstances. See Commonwealth v. Grise, 398 Mass. 247, 251-252 (1986).

At common law, "[a] peace officer, in the absence of statute . . . may arrest without a warrant for a misdemeanor which (1) involves a breach of the peace, (2) is committed in the presence or view of the officer . . . and (3) is still continuing at the time of the arrest or only interrupted, so that the offense and the arrest form parts of one transaction" (citations omitted). Commonwealth v. Gorman, 288 Mass. 294, 297 (1934). Accord Muniz v. Mehlman, 327 Mass. 353, 357 (1951); Commonwealth v. Conway, 2 Mass. App. Ct. 547, 550 (1974). Operating an automobile while under the influence of alcohol is a misdemeanor which involves a breach of the peace. Commonwealth v. Gorman, supra at 299. See Commonwealth v. Grise, supra at 249 n. 2 (1986). It is apparent that the alleged traffic offense occurred in the presence or view of the deputy sheriffs and continued until they stopped the defendant's vehicle. Thus, if a deputy sheriff is a common law "peace officer," the warrantless stop and arrest was justified on this theory. The implication of our opinions is that a deputy sheriff is such a peace officer. See Commonwealth v. Gorman, supra at 296-297; Hartley v. Granville, 216 Mass. 38, 39 (1913) (constable). See also 3 Op. Att'y Gen. 488 (1912); 1 W.H. Anderson, Sheriffs, Coroners, and Constables § 153 (1941).

In any event, the authority of a deputy sheriff to make the arrest in this case is recognized by statute. An officer "authorized to make arrests" who is in uniform or conspicuously displaying his badge of office may arrest without a warrant any person who, the officer has probable cause to believe, has operated or is operating a motor vehicle while under the influence of intoxicating liquor. G.L.c. 90, § 21 (1986 ed.). A deputy sheriff's authority to make an arrest of a person for a breach of the peace is inherently recognized in G.L.c. 37, § 13 (1986 ed.), which provides that sheriffs and their deputies "may require suitable aid . . . in the apprehending or securing of a person for a breach of the peace." See G.L.c. 268, § 24 (1986 ed.), which makes it a crime to refuse to aid a sheriff to secure a person for a breach of the peace. Such statutes make sense only if a deputy sheriff has the authority to make arrests for breaches of the peace.

The defendant argues that deputy sheriffs, in recent times, have not made arrests for breaches of the peace; that they generally serve process and transport prisoners and have no significant training or established qualifications in law enforcement; and that State and local police have taken over the duties once performed by sheriffs and their deputies. It is for the Legislature, however, to decide whether to eliminate the long-standing authority of a deputy sheriff to arrest for a breach of the peace occurring in his presence in the county of his authority.

2. The judge properly admitted the results of a blood alcohol test conducted by a chemist of the Massachusetts Department of Public Safety showing a blood alcohol content of 0.18%. See G.L.c. 90, § 24 (1) ( e) (1986 ed.). The jury could have found that shortly after the defendant's arrest a physician took blood from the defendant in the presence of a police officer who tagged two vials of blood. There was evidence that a police officer took the vials to Boston five days later and gave them to a chemist. Thereafter a certificate of the test results was issued. The defendant's objection that the Commonwealth did not adequately show the custody of the two vials goes to the weight of the evidence of test results, not to their admissibility. See Commonwealth v. Hogg, 365 Mass. 290, 294-295 (1974); State v. Fornier, 103 N.H. 152, 154-155 (1961).

3. The defendant objected to the prosecutor's closing argument to the jury that the existence of a blood alcohol content of 0.18% was "completely inconsistent" with the defendant's testimony that he had had only three twelve-ounce cups of "lite" beer at the race track. The judge charged the jury, without objection, that they would be warranted in inferring that a person was under the influence of intoxicating liquor if his blood alcohol content was 0.10% or greater. See G.L.c. 90, § 24 (1) ( e) (1986 ed.). Although there was no expert testimony concerning the effect on blood alcohol content of the consumption of three twelve-ounce beers in the circumstances of this case, the prosecutor's argument was proper. The inference that, because of the results of his blood alcohol tests, the defendant had had more than three twelve-ounce cups of beer was one that the prosecutor was warranted in asking the jury to draw. See Commonwealth v. Lamrini, 392 Mass. 427, 431 (1984).

Other objections to the prosecutor's argument were adequately handled by the judge's focused instructions.

Judgment affirmed.

LIACOS, C.J. (dissenting).

The court concludes that the authority of a deputy sheriff to make an arrest in this case is recognized by statute, and implicit in our opinions. I disagree.

The Massachusetts statutory scheme, in fact, makes clear that the deputy sheriff in this case lacked the authority to arrest the defendant. Statutes which grant police officers the power to arrest do so explicitly. See G.L.c. 22B, § 7 (1986 ed.) ("capitol police shall have the same power to make arrests as the state police officers," specifically in the enforcement of traffic rules); G.L.c. 41, § 98 (1986 ed.) ("police officers of all cities and towns" have the power to make arrests). Furthermore, the circumstances in which a deputy sheriff is authorized to make arrests are limited and enumerated. See, e.g., G.L.c. 160, § 220 (1986 ed. 1987 Supp.) (deputy sheriff may, without warrant, arrest person unlawfully riding on freight car, caboose, or railroad car); G.L.c. 60, § 34 (1986 ed.) (deputy sheriff may, with warrant, arrest person whose assessed taxes remain unpaid after fourteen days); G.L.c. 64C, § 8 (deputy sheriff may, without warrant, arrest person illegally transporting cigarettes); G.L.c. 138, § 56 (1986 ed.) (deputy sheriff may, without warrant, arrest person illegally manufacturing, selling, or transporting alcoholic beverages); G.L.c. 271, § 23 (1986 ed.) (deputy sheriff may arrest persons found gambling); G.L.c. 272, §§ 65, 67, 69 (1986 ed.) (deputy sheriff shall, without warrant, arrest "tramps," "vagrants," and "vagabonds"). This court has repeatedly recognized that the express mention of one matter in a statute excludes by implication other similar matters. See, e.g., Harborview Residents' Comm., Inc. v. Quincy Hous. Auth., 368 Mass. 425, 432 (1975); Forcier v. Hopkins, 329 Mass. 668, 671 (1953); General Elec. Co. v. Commonwealth, 329 Mass. 661, 664 (1953); Boston Albany R.R. v. Commonwealth, 296 Mass. 426, 434 (1937). Although the numerous Massachusetts statutes cited above authorize a deputy sheriff to arrest in specific contexts, nowhere in the Massachusetts statutory scheme is a deputy sheriff explicitly given the power to make a warrantless traffic stop.

The court relies heavily on G.L.c. 37, § 13 (1986 ed.), which states that deputy sheriffs "may require suitable aid in the execution of their office in a criminal case, in the preservation of the peace . . . and in cases of escape or rescue of persons arrested upon civil process." Section 13 was last modified in 1902 (R.L. 1902, c. 24, §§ 16, 17), and last discussed by this court in the mid-1800's, and then only in the antiquated context of a deputy sheriff's power to call out the organized militia of the Commonwealth to aid in preserving public peace and in enforcing the laws. Ela v. Smith, 5 Gray 121 (1857). See Whithead v. Keyes, 3 Allen 495, 497-498 (1862) (discussing sheriff's liability for an escape suffered by his deputy). See also 3 Op. Att'y Gen. 488, 515 (1912) (deputy sheriff could direct any commander of a brigade, regiment, battalion, corps of cadets, or company, to aid in suppressing violence, or to quell imminent danger of riot or breach of peace). General Laws c. 37, § 13, lends no support to the Commonwealth's argument that deputy sheriffs have the power to make traffic stops.

General Laws c. 90, § 21 (1986 ed.), sets forth in detail a police officer's authority to make a warrantless stop and arrest of any person operating a motor vehicle while under the influence of intoxicating liquor. Section 21 demonstrates the explicit and specific language the Legislature uses when discussing arrest powers: "Any officer authorized to make arrests, provided such officer is in uniform or conspicuously displaying his [or her] badge of office, may arrest without warrant . . . whoever upon any way or place to which the public has the right of access, . . . or who the officer has probable cause to believe has operated or is operating a motor vehicle while under the influence of intoxicating liquor . . ." (emphasis added). Although G.L.c. 90, § 1, defines an "officer" as "any constable or other officer authorized to make arrest or serve process, provided he [or she] is in uniform or displays his [or her] badge of office, "§ 21 refers specifically only to officers "authorized to make arrests" (emphasis added). See G.L.c. 37, § 12 (1986 ed.) (stating that deputy sheriff "may serve . . . demands, notices and citations not required by law to be served by an officer"). There is no suggestion in the language of § 21 that a deputy sheriff is included in its grant of authority. See Harborview Residents' Comm., Inc. v. Quincy Hous. Auth., supra at 432 (statutory expression of one thing is an implied exclusion of other things omitted from statute.)

The court additionally relies on two of our cases to support the conclusion that a deputy sheriff has the power to make an arrest of a person operating an automobile while under the influence. Such reliance is misplaced. Commonwealth v. Gorman, 288 Mass. 294, 297-298 (1934), does not discuss the powers of deputy sheriffs but rather concerns the authority of a State police officer to make a warrantless arrest of a person operating a motor vehicle while under the influence of intoxicating liquor. Id. at 295. Similarly, Hartley v. Granville, 216 Mass. 38, 39 (1913), discusses only the general duties of a constable.

I conclude that a deputy sheriff lacks the authority to make a warrantless traffic stop and arrest. I would reverse the judgment.

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COMMONWEALTH v. HOWE
(Jul 10, 1989)