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Smart Summary

Factual and Procedural Background

Ronald G. Medley filed a medical malpractice lawsuit against James A. Davis, M.D., alleging negligence in psychiatric care and treatment. Between October 1986 and August 1990, Medley was under Davis' care for psychological disorders and physical symptoms. Medley claimed Davis misdiagnosed him with a psychotic or paranoid condition and prescribed excessive psychotropic medications, notably Stelazine, which allegedly caused severe and permanent side effects impairing Medley's mental capacities. Medley asserted Davis failed to properly diagnose, obtain a complete history, monitor medication, and provide adequate care. Davis denied negligence, asserting he met the applicable standard of care. Both parties filed motions for summary judgment. The district court denied Medley’s partial summary judgment, granted Davis’ motion, and dismissed the case. Medley appealed.

Legal Issues Presented

  1. Whether there existed a genuine issue of material fact regarding whether Dr. Davis met the required standard of care in treating Medley.
  2. Whether the district court properly excluded the unsigned affidavit of William Logan, M.D., offered by Medley.
  3. Whether the district court erred in granting summary judgment in favor of Davis and dismissing Medley’s malpractice claim.

Arguments of the Parties

Appellant's Arguments

  • Medley contended that Davis was negligent in diagnosing and treating his condition, prescribing excessive medication without proper monitoring, and failing to obtain a full medical history or conduct a mental status exam.
  • Medley submitted an affidavit from Dr. John Y. Donaldson, who opined that Davis’ care did not meet the usual medical standard, and attempted to submit an unsigned affidavit from Dr. William Logan, which was excluded.
  • Medley argued the district court erred in excluding Logan’s affidavit and in denying his motion for partial summary judgment.

Appellee's Arguments

  • Davis asserted he met the applicable standard of care and denied negligence.
  • He supported his motion for summary judgment with his own affidavit stating he practiced according to the standard of care for psychiatrists in Omaha and similar communities during the relevant period.
  • Davis objected to the unsigned Logan affidavit and contended Medley failed to produce sufficient evidence to create a genuine issue of material fact.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Maloley v. Shearson Lehman Hutton, Inc., 246 Neb. 701, 523 N.W.2d 27 (1994) Standard for appellate review of summary judgment: viewing evidence in the light most favorable to the nonmoving party and giving all reasonable inferences to that party. Used to guide the court’s review of summary judgment motions, ensuring Medley was given benefit of all reasonable inferences.
Young v. First United Bank of Bellevue, 246 Neb. 43, 516 N.W.2d 256 (1994) Same as above: appellate review standard for summary judgment. Reinforced the standard for viewing evidence on appeal.
Gravel v. Schmidt, ante p. 404, 527 N.W.2d 199 (1995) Summary judgment granted only when no genuine issue of material fact exists and moving party entitled to judgment as a matter of law. Applied to determine if summary judgment was appropriate in this medical malpractice case.
Heath Consultants v. Precision Instruments, ante p. 267, 527 N.W.2d 596 (1995) Same as above: criteria for summary judgment. Supported the court’s standard for summary judgment.
Healy v. Langdon, 245 Neb. 1, 511 N.W.2d 498 (1994) Burden of proof on movant to show no genuine issue of material fact and entitlement to judgment as a matter of law. Referenced to clarify burdens in summary judgment context.
Barelmann v. Fox, 239 Neb. 771, 478 N.W.2d 548 (1992) Requirement that opposing affidavits be served prior to hearing on summary judgment motions. Applied to exclude the unsigned affidavit of Logan for failure to comply with procedural rules.
Wachtel v. Beer, 229 Neb. 392, 427 N.W.2d 56 (1988) Allows opposing party to show good cause or reasonable excuse by affidavit to justify inability to present evidence opposing summary judgment. Used to assess whether Medley had good cause for not submitting Logan’s affidavit timely; court found no abuse of discretion in exclusion.
Universal Assurors Life Ins. Co. v. Hohnstein, 243 Neb. 359, 500 N.W.2d 811 (1993) Prima facie case by movant shifts burden to opposing party to produce evidence raising genuine issue of fact. Guided the burden-shifting analysis after Davis’ affidavit made prima facie showing.
Reifschneider v. Nebraska Methodist Hosp., 222 Neb. 782, 387 N.W.2d 486 (1986) Expert testimony generally required to prove negligence in professional medical treatment. Supported the court’s consideration of Donaldson’s expert affidavit as evidence of a genuine issue of fact.
Metro. Tech. Community College v. South Omaha Industrial Park, 207 Neb. 472, 299 N.W.2d 535 (1980) Summary judgment should not deprive litigants of a trial if genuine issues of fact exist. Used to justify reversal and remand for further proceedings due to factual disputes.

Court's Reasoning and Analysis

The court began by reiterating the standard for appellate review of summary judgment motions, emphasizing that evidence must be viewed in the light most favorable to the nonmoving party, here Medley, with all reasonable inferences drawn in his favor. The court reviewed procedural compliance and found Medley failed to timely submit a signed affidavit from Dr. Logan, and no good cause was shown to excuse this failure. Consequently, the district court properly excluded Logan’s affidavit.

The court then examined the remaining evidence, notably the affidavits of Dr. Donaldson (Medley’s expert) and Dr. Davis. Davis’ affidavit established a prima facie case that he met the standard of care, shifting the burden to Medley to produce evidence raising a genuine factual dispute. Donaldson’s affidavit, as an expert in psychiatry familiar with the local standard of care, opined that Davis’ treatment did not meet the usual medical standard. Donaldson highlighted the absence of a proper medical history, mental status exam, and diagnosis before prescribing high doses of Stelazine, and noted the unusual practice of prescribing medication without formally identifying Medley as a patient.

The court found that these facts, viewed in Medley’s favor, created a genuine issue of material fact regarding whether Davis met the applicable standard of care. Because summary judgment is improper when such factual disputes exist, the court concluded the district court erred in granting summary judgment for Davis and dismissing the case.

Holding and Implications

The Supreme Court of Nebraska REVERSED the district court’s summary judgment in favor of Davis and REMANDED the case for further proceedings.

This decision directly reinstates Medley’s malpractice claim for trial, emphasizing that summary judgment is inappropriate when expert testimony raises genuine factual disputes regarding the standard of care. The opinion does not establish new legal precedent beyond affirming existing summary judgment standards and evidentiary requirements in medical malpractice cases.

RONALD G. MEDLEY, APPELLANT, v. JAMES A. DAVIS, M.D., APPELLEE.

1. Summary Judgment: Appeal and Error. In appellate review of a summary judgment, the court views the evidence in a light most favorable to the party against whom the judgment is granted and gives such party the benefit of all reasonable inferences deducible from the evidence.

2. Summary Judgment. Summary judgment is to be granted only when the pleadings, depositions, admissions, stipulations, and affidavits in the record disclose that there is no genuine issue as to any material fact or as to the ultimate inferences that may be drawn from those facts and that the moving party is entitled to judgment as a matter of law.

3. Summary Judgment: Proof. The party moving for summary judgment has the burden to show that no genuine issue of material fact exists and must produce sufficient evidence to demonstrate that the moving party is entitled to judgment as a matter of law.

4. Summary Judgment: Evidence. A movant for summary judgment makes a prima facie case by producing enough evidence to demonstrate that the movant is entitled to a judgment if the evidence were uncontroverted at trial. At that point, the burden of producing evidence shifts to the party opposing the motion.

5. Malpractice: Physicians and Surgeons: Expert Witnesses: Proof. Whether a specific manner of treatment or exercise of skill by a physician, surgeon, or other professional demonstrates a lack of skill or knowledge or failure to exercise reasonable care is a matter that, usually, must be proved by expert testimony.

WRIGHT, J.

Ronald G. Medley brought this medical malpractice action against James A. Davis, M.D. The district court overruled Medley's motion for partial summary judgment, sustained Davis' motion for summary judgment, and dismissed the action. Medley appeals.

SCOPE OF REVIEW

In appellate review of a summary judgment, the court views the evidence in a light most favorable to the party against whom the judgment is granted and gives such party the benefit of all reasonable inferences deducible from the evidence. Maloley v. Shearson Lehman Hutton, Inc., 246 Neb. 701, 523 N.W.2d 27 (1994); Young v. First United Bank of Bellevue, 246 Neb. 43, 516 N.W.2d 256 (1994).

Summary judgment is to be granted only when the pleadings, depositions, admissions, stipulations, and affidavits in the record disclose that there is no genuine issue as to any material fact or as to the ultimate inferences that may be drawn from those facts and that the moving party is entitled to judgment as a matter of law. Gravel v. Schmidt, ante p. 404, 527 N.W.2d 199 (1995); Heath Consultants v. Precision Instruments, ante p. 267, 527 N.W.2d 596 (1995).

FACTS

Medley's amended petition alleged that between October 17, 1986, and August 1990, Medley placed himself under the medical care and treatment of Davis, relying upon Davis' apparent professional advice, care, treatment, and diagnosis for the treatment of certain psychological disorders and physical symptoms. Medley alleged that Davis diagnosed him as having a psychotic or paranoid condition and prescribed certain psychotropic or neuroleptic drugs and medications in such amounts and combinations as to effectively diminish Medley's mental capacities to such an extent that he was incompetent and unable to carry on the normal functions of an adult male.

Medley claimed that Davis was negligent in the following particulars: failing to properly diagnose Medley's condition; failing to obtain a complete patient history; misdiagnosing Medley as psychotic or paranoid; failing to properly care for and treat Medley's psychiatric condition; prescribing excessive amounts of psychotropic drugs over an extended period of time, which Davis knew or should have known would cause severe, debilitating, and permanent side effects; and failing to monitor Medley's drug consumption. Davis denied the allegations and asserted that he exercised that degree of care and skill expected of a physician practicing his profession in Omaha, Nebraska, or similar communities.

Both parties eventually requested summary judgment. Among Medley's exhibits was the affidavit of John Y. Donaldson, M.D. Medley sought treatment from Donaldson in February 1991 after leaving Davis' care. Medley also offered the purported affidavit of William Logan, M.D., which was unsigned, to which Davis objected. The district court ruled that Medley had failed to show good cause for not having secured Logan's signed affidavit prior to the hearing on the summary judgment motions. Davis offered his own affidavit in support of his motion for summary judgment.

The district court concluded that Medley had failed to establish that Davis' care was below the standard required in psychiatry in the community. The court found that Davis' affidavit established that he had met the required standard of care. The court overruled Medley's motion for partial summary judgment, sustained Davis' motion for summary judgment, and dismissed the action.

ASSIGNMENTS OF ERROR

Medley claims the district court erred in sustaining Davis' motion for summary judgment, in overruling Medley's motion for partial summary judgment, in sustaining Davis' objection to the purported affidavit of Logan, and in overruling Medley's motion for new trial.

ANALYSIS

We must determine whether there is a genuine issue of material fact as to whether Davis met the required standard of care in his treatment of Medley during the periods alleged in Medley's amended petition. See Healy v. Langdon, 245 Neb. 1, 511 N.W.2d 498 (1994). In appellate review of a summary judgment, the court views the evidence in a light most favorable to the party against whom the judgment is granted and gives such party the benefit of all reasonable inferences deducible from the evidence. Maloley v. Shearson Lehman Hutton, Inc., 246 Neb. 701, 523 N.W.2d 27 (1994). Summary judgment is to be granted only when the pleadings, depositions, admissions, stipulations, and affidavits in the record disclose that there is no genuine issue as to any material fact or as to the ultimate inferences that may be drawn from those facts and that the moving party is entitled to judgment as a matter of law. Gravel v. Schmidt, ante p. 404, 527 N.W.2d 199 (1995).

Medley's amended petition was filed in March 1992, and his motion for partial summary judgment was filed on February 18, 1993. Davis' motion for summary judgment was then filed on March 15. The hearing regarding the motions was held on May 25. Medley did not attempt to offer the purported affidavit of Logan until the day of the hearing. Under Neb. Rev. Stat. § 25-1332 (Reissue 1989), the adverse party must serve opposing affidavits prior to the date of the hearing. See Barelmann v. Fox, 239 Neb. 771, 478 N.W.2d 548 (1992). In addition, the unsigned document did not meet the requirements of Neb. Rev. Stat. § 25-1241 (Reissue 1989), which provides: "An affidavit is a written declaration under oath, made without notice to the adverse party." Therefore, the unsigned document was not admissible. Since Medley failed to comply with either § 25-1332 or § 25-1241 and did not show good cause for his failure to secure Logan's signed affidavit prior to the hearing, the district court properly excluded the affidavit.

Neb. Rev. Stat. § 25-1335 (Reissue 1989) provides an additional safeguard against a premature grant of summary judgment. Wachtel v. Beer, 229 Neb. 392, 427 N.W.2d 56 (1988). The party opposing the summary judgment may by affidavit show a reasonable excuse or good cause why the party is presently unable to offer evidence essential to justify opposition to the motion for summary judgment. Id. Medley failed to request a continuance of the hearing in order to obtain Logan's signature. Under such circumstances, we cannot say that the district court abused its discretion.

Next, we review the evidence offered at the hearing in a light most favorable to Medley and give Medley the benefit of all reasonable inferences deducible from the evidence. See Maloley v. Shearson Lehman Hutton, Inc., supra. Because the affidavit from Logan was properly excluded, we consider only the evidence which was properly admitted. This includes affidavits from Donaldson and from Davis.

In his affidavit, Donaldson states that he has professional knowledge of the facts and circumstances surrounding Medley's condition because Medley was his patient. Attached to the affidavit are copies of Donaldson's office records and a February 7, 1992, medical report. The affidavit notes that the statements and/or opinions contained in the attachments are based upon Donaldson's training, education, and experience as a physician engaged in the medical specialty of psychiatry and are based upon a reasonable medical certainty.

Donaldson stated that when he began treating Medley in February 1991, Medley exhibited symptoms of depression and serious side effects to Stelazine, including restlessness, tremors, sedation, and localized stiffness in various parts of the body. Because Davis had prescribed as much as 50 milligrams of Stelazine per day for Medley, Donaldson believed that Davis assumed Medley was suffering from paranoid schizophrenia. The usual dosage of Stelazine for treating anxiety is 4 to 6 milligrams per day. Stelazine is normally given in doses of 30 to 50 milligrams per day only for treatment of severe schizophrenia.

Donaldson, however, believed that Medley was suffering from a major depressive disorder, possibly with psychosis, rather than schizophrenia. During his twenties and thirties, Medley had obtained a master's degree and had taught at the high school and college levels. Donaldson said it was atypical for a person with schizophrenia to function at such a high level at that age. Donaldson stated that he gradually increased antidepressant medication and gradually withdrew Stelazine. By May 1991, Donaldson was certain that Medley was depressed and was not suffering from paranoid schizophrenia. Donaldson stated in a February 1992 medical report to Medley's attorney that Medley's disability resulted from a combination of Stelazine side effects and untreated depression.

Medley told Donaldson that Medley had been too disabled to work regularly since 1986, when Davis began prescribing medication for Medley. Yet the record shows that in 1986, Davis wrote a letter of recommendation for Medley which indicated essentially no psychiatric illness. In 1989, Davis wrote a letter indicating that Medley had some anxiety and depression, with a diagnosis of adjustment disorder of adult life.

The records offered by Davis show that he never billed Medley for his treatment. Donaldson stated that this might indicate that Davis prescribed medication for Medley while treating Medley's wife, who was a patient of Davis'. Donaldson indicated that Davis may not have had Medley complete the process of becoming an identified patient. Medley told Donaldson that Medley accompanied his wife to her appointments with Davis and that Medley's wife frequently reported his medical complaints to Davis. According to Donaldson, this was an "unusual approach" in providing medication for any patient, and if that was indeed the case, it would not meet the usual medical standard of care.

In Donaldson's opinion, before a psychiatrist prescribes Stelazine, the usual standard of care requires that a thorough medical history be taken and recorded, that a mental status exam be conducted, and that the psychiatrist reach a diagnosis of intractable generalized anxiety disorder or schizophrenia. Once on the medication, the patient should be seen for regular followups to monitor for any neurologic side effects and other potential problems such as impaired immunity or hepatic dysfunction. Davis offered no prescription records or documentation of medications for Medley.

In his affidavit, Davis stated that he was a physician licensed to practice medicine in the State of Nebraska with a specialization in psychiatry. Davis stated that he was familiar with Medley's care and treatment. Davis indicated that he initially saw and evaluated Medley in November 1986 as a collateral patient with his wife. Based on his examination and observations, Davis began treating Medley with Stelazine in 1987 due to Medley's physical and mental condition. Davis noted that Medley developed extrapyramidal syndrome, which Davis treated with Cogentin. Attached to Davis' affidavit are progress notes for Medley's wife, beginning on February 3, 1987. The notes, which continue through January 2, 1990, relate strictly to Medley's wife. Medley is mentioned only in regard to his relationship with his wife.

Davis stated in his affidavit that he was familiar with the standard of care for psychiatrists in Omaha and similar communities as it existed from 1986 through 1990 and to the time of the affidavit. Based upon a review of his records; his experience, education, and training; his knowledge of the circumstances of Medley's care and treatment; and the allegations of negligence contained in Medley's amended petition, Davis was of the opinion to a reasonable degree of medical certainty that he was not negligent in the care and treatment rendered to Medley, that he met the standard of care for psychiatrists in his treatment of Medley, and that any alleged injury that occurred between 1986 and 1990 was not the result of negligence.

The party moving for summary judgment has the burden to show that no genuine issue of material fact exists and must produce sufficient evidence to demonstrate that the moving party is entitled to judgment as a matter of law. Healy v. Langdon, 245 Neb. 1, 511 N.W.2d 498 (1994). A movant for summary judgment makes a prima facie case by producing enough evidence to demonstrate that the movant is entitled to a judgment if the evidence were uncontroverted at trial. At that point, the burden of producing evidence shifts to the party opposing the motion. Universal Assurors Life Ins. Co. v. Hohnstein, 243 Neb. 359, 500 N.W.2d 811 (1993).

Although Davis' affidavit in support of his motion for summary judgment contained conclusions as to negligence, which we disregard, Medley conceded that Davis' affidavit made a prima facie showing that if Davis' evidence were uncontroverted at trial, he would be entitled to summary judgment. Davis' affidavit stated that he met the standard of care in his treatment of Medley. Therefore, Davis' affidavit shifted the burden to Medley to produce evidence of a factual issue regarding whether or not Davis met this standard of care.

Whether a specific manner of treatment or exercise of skill by a physician, surgeon, or other professional demonstrates a lack of skill or knowledge or failure to exercise reasonable care is a matter that, usually, must be proved by expert testimony. Reifschneider v. Nebraska Methodist Hosp., 222 Neb. 782, 387 N.W.2d 486 (1986). We therefore consider Donaldson's affidavit, since Logan's purported affidavit was properly excluded. The district court found that Donaldson's affidavit was insufficient to refute Davis' prima facie showing that his treatment met the standard of care required. We disagree. Reviewing the medical report prepared by Donaldson and giving all reasonable inferences to Medley, as we are required to do, the report states that the care provided by Davis did not meet the usual medical standard.

Donaldson, a graduate of the University of Nebraska College of Medicine (UNMC), was a clinical associate professor at UNMC. He was a member of the American Board of Psychiatry and Neurology. He had served as a director of psychiatric programs at the Nebraska Psychiatric Institute and the Lincoln Regional Center and had maintained a private practice in Omaha. Therefore, we can reasonably infer that Donaldson was familiar with the standard of care required in the practice of psychiatry in Omaha.

Donaldson reported that the usual standard of care before prescribing Stelazine requires that the psychiatrist obtain a thorough medical history, conduct a mental status exam, and make a diagnosis of intractable generalized anxiety disorder or schizophrenia. Donaldson stated:

I really don't know what unfolded in Dr. Davis's office but if there were no billings for Mr. Medley he may well have prescribed for Mr. Medley while caring for Mrs. Medley. In that case he may not have had Mr. Medley go through the process of becoming an identified patient with full history, mental status exam, etc. This would be an unusual approach in providing medication for any patient. If that were indeed the case, it would not meet the usual medical standard. You may want to request Mrs. Medley's records to see if mention is made in those of care for Mr. Medley.

A reasonable inference from the facts presented is that this "unusual approach" was indeed the case. Davis acknowledged that he had no documents, office notes, or reports which pertained to Medley other than the progress notes concerning Medley's wife. Davis had no prescription records or other documentation of medications prescribed to Medley. Thus, it is reasonable to infer that Davis' failure to obtain a full history and conduct a mental status exam did not meet the usual standard of care, and there exists a material question of fact as to whether Davis' treatment failed to meet the standard of care required.

Summary judgment should not be used to deprive a litigant of a formal trial if there is a genuine issue of fact. Metro. Tech. Community College v. South Omaha Industrial Park, 207 Neb. 472, 299 N.W.2d 535 (1980). We therefore reverse the judgment of the district court and remand the cause for further proceedings.

REVERSED AND REMANDED FOR FURTHER PROCEEDINGS.

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MEDLEY v. DAVIS
(Mar 24, 1995)