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Summary of Opinion: United States v. City of New York, Nos. 98-6146, 98-6162 (2d Cir. Dec. 16, 1999)

Factual and Procedural Background

The United States sued the City of New York and the New York City Department of Environmental Protection to enforce obligations under the Safe Drinking Water Act ("SDWA") and the Surface Water Treatment Rule ("SWTR") requiring filtration of surface water supplies. The dispute centers on the Croton watershed, which serves about 700,000 consumers. In 1992 the City and the New York State Department of Health entered a stipulation in which the City agreed to provide filtration and disinfection of the Croton watershed. In 1993 the EPA determined that the SWTR required the City to pursue filtration; the City did not request a public hearing and took no site-selection or other substantive steps thereafter, though it publicly acknowledged the violation and indicated an intention to build a filtration plant.

The United States filed the present enforcement action on April 24, 1997, seeking injunctive relief, compliance with the 1993 EPA determination, and civil penalties. The State of New York intervened as a plaintiff. The City proposed settlement and the case was referred for settlement discussions. On June 6, 1997, the Croton Watershed Clean Water Coalition and related individuals (collectively, "Coalition") moved to intervene as defendants, seeking to prevent filtration and asserting procedural and substantive objections to the decision to require filtration. The district court denied intervention (both as of right under Fed. R. Civ. P. 24(a) and permissive intervention under Rule 24(b)) in a written opinion dated May 6, 1998, and later entered a consent decree on November 24, 1998. The Coalition appealed the denial of intervention; the Second Circuit affirmed.

Legal Issues Presented

  1. Whether the district court abused its discretion in denying the Coalition's motion to intervene as of right under Federal Rule of Civil Procedure 24(a).
  2. Whether the district court abused its discretion in denying the Coalition's motion for permissive intervention under Federal Rule of Civil Procedure 24(b).

Arguments of the Parties

Appellants' Arguments (Coalition)

  • The Coalition sought to intervene to prevent any filtration of the Croton water supply.
  • They contended that the administrative procedure leading to the decision to require filtration was deficient.
  • They asserted concrete harms to their members: financial harms to water ratepayers who would pay for filtration and health harms to water consumers who claim filtration is dangerous.
  • They alleged additional, more remote harms: higher taxes and environmental impacts to suburban residents, demographic/developmental effects allegedly adverse to City minorities, and contamination risks to City's minority residents.
  • They argued (below) that the SDWA private-attorney-general provision, 42 U.S.C. § 300j-8, conferred an unconditional right to intervene under Rule 24(a)(1) (a claim the panel observed appeared to be abandoned on appeal but addressed briefly).

Note: The opinion does not contain a detailed, separate catalog of appellees' opposing arguments on the intervention motion beyond the district court's reasoning and the parties' positions as reflected in the record described above.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Catanzano v. Wing, 103 F.3d 223, 232 (2d Cir. 1996) Standard of review: denial of intervention reviewed for abuse of discretion; also cited for the four-part test for intervention as of right. The court invoked Catanzano to state that the district court's denial is reviewed for abuse of discretion and to quote the four-part Rule 24(a)(2) test.
United States v. Hooker Chems. Plastics Corp., 749 F.2d 968, 990-91 (2d Cir. 1984) Supports abuse of discretion standard for intervention motions, especially in government enforcement actions; also cited regarding government acting as parens patriae and the showing required to prove inadequacy of representation. The court relied on Hooker Chems. to justify deference to the district court's discretionary determination and to note that a strong showing of inadequacy is required where government acts as parens patriae.
New York Pub. Interest Research Group v. Regents of the Univ. of the State of NY, 516 F.2d 350, 351-52 (2d Cir. 1975) Example that certain financial stakes can support intervention as of right. The court cited this decision as showing that some types of financial interests may support intervention, but observed that the Coalition's asserted interests, though of a type that might support intervention in other circumstances, were insufficient here.
Washington Elec. Coop. Inc. v. Massachusetts Mun. Elec. Co., 922 F.2d 92, 96 (2d Cir. 1990) Defines need for a "direct, substantial, and legally protectable" interest for intervention as of right (citing Donaldson). The court used Washington Elec. to articulate the required character of the intervenor's interest and to support the conclusion that the Coalition's interests were collateral and not of the required quality.
Donaldson v. United States, 400 U.S. 517, 531 (1971) Authority for the requirement of a "direct, substantial, and legally protectable" interest. The court cited Donaldson (via Washington Elec.) when explaining the legal standard for an interest sufficient to permit intervention as of right and applied it to find the Coalition's challenge collateral.
New York News, Inc. v. Kheel, 972 F.2d 482, 485-86 (2d Cir. 1992) Intervention cannot be used to inject collateral issues into an existing action. The court relied on New York News to reject the Coalition's attempt to make collateral challenges to the administrative process an issue in the enforcement action.
Farmland Dairies v. Commissioner, 847 F.2d 1038, 1043 (2d Cir. 1988) Failure to satisfy any one of the Rule 24(a)(2) requirements suffices to deny intervention. The court quoted Farmland Dairies to note that failing any single Rule 24(a)(2) element is dispositive and used that principle in affirming the denial.
United States v. City of New York, 179 F.R.D. 373, 379, 380-81 (E.D.N.Y. 1998) District court opinion denying intervention and denying permissive intervention; specific findings that Coalition's asserted interests were not properly raised in the action and that intervention would unduly delay adjudication. The Second Circuit relied on and summarized the district court's findings (timeliness found, but interests not properly raised and permissive intervention denied for undue delay) and held that the district court did not abuse its discretion.
Martin v. Wilks, 490 U.S. 755, 762 (1989) Principle that a judgment or decree among parties does not bind the rights of non-parties (i.e., strangers to the proceedings may still challenge actions taken under a decree). The court cited Martin to explain that non-parties are not foreclosed from challenging a consent decree and that the Coalition could bring an independent action to enjoin construction.
Weisman v. Darneille, 89 F.R.D. 47, 51 (S.D.N.Y. 1980) Failure to bring a prior action within the statute of limitations does not make the harm attributable to the court's disposition of the present suit for purposes of Rule 24(a)(2). The court relied on Weisman to conclude that the Coalition's potential time-barred challenge to earlier administrative determinations did not demonstrate impairment caused by the present suit; therefore impairment prong was not met.
Village of Scarsdale v. Jorling, 91 N.Y.2d 507, 516 (1998) Describes the New York City Water Board's rate-setting process, including public hearing rights available to users and review. The court cited Scarsdale to explain that ratepayers have an opportunity to challenge rate increases through public hearings and administrative/judicial review, undermining the argument of impairment from denial of intervention.
Orange Env't Inc. v. County of Orange, 817 F. Supp. 1051, 1061 (S.D.N.Y.), aff'd, 2 F.3d 1235 (2d Cir. 1993) Differing views on facts, law, or strategy do not by themselves establish inadequate representation. The court invoked Orange Env't to hold that the governmental parties' representation was not inadequate merely because they had different approaches or remedies in mind.
Comer v. Cisneros, 37 F.3d 775, 801 (2d Cir. 1994) Authority concerning Rule 24(b) and permissive intervention. The court cited Comer in connection with the standard for permissive intervention and the appropriate deference to district courts in those determinations.
United States v. Pitney Bowes, Inc., 25 F.3d 66, 73-74 (2d Cir. 1994) High deference to district courts' denials of permissive intervention; undue delay/prejudice considerations. The court relied on Pitney Bowes to emphasize the particular deference accorded denials of permissive intervention and to support the district court's conclusion that intervention would unduly delay adjudication in light of the case's posture.

Court's Reasoning and Analysis

Standard of review: The court reviewed the district court's denial of intervention for abuse of discretion, citing Catanzano and Hooker Chems. The court considered both intervention of right under Rule 24(a) and permissive intervention under Rule 24(b).

Rule 24(a)(1): The Coalition contended that 42 U.S.C. § 300j-8 (the SDWA private-attorney-general provision) conferred an unconditional right to intervene. The panel rejected that claim, explaining that legislative history shows the SDWA was intended to limit private suits to supplemental enforcement of administratively established criteria and to prevent individuals from using the courts to set standards. Because the Coalition sought to block enforcement rather than enforce administrative criteria, it had no statutory right to intervene under Rule 24(a)(1).

Rule 24(a)(2): The court applied the four-part test (timeliness; interest; impairment; adequacy of representation). Timeliness was undisputed and conceded to have been satisfied by the district court. The panel focused on the remaining three elements.

Interest: The court explained that a proposed intervenor must have a "direct, substantial, and legally protectable" interest. The Coalition's asserted interests (financial burdens on ratepayers, alleged health risks, and various more remote environmental and demographic harms) were, at most, collateral to the enforcement action. The United States sought compliance with statutory and regulatory mandates that require filtration; the Coalition sought generally to prevent filtration and to challenge the decision-making that led to filtration. The court held those concerns "are simply not at issue in this action" and thus that the Coalition lacked the requisite interest to intervene as of right.

Legal protectability: The court noted that the filtration requirement is statutorily and regulatorily mandated (citing 42 U.S.C. § 300g-1(b)(7)(C)(i) and the SWTR and related CFR provisions), casting doubt on whether the Coalition's frontal challenge to filtration is legally protectable in this enforcement action. The court rejected the Coalition's argument that the district court could refuse to order filtration under the SDWA equitable authority, explaining that the court's equitable power is focused on ensuring compliance rather than reworking statutory/regulatory determinations.

Impairment: The court found the Coalition failed to show that disposition of the enforcement action would impair their interests. The panel observed three independent avenues available to the Coalition: (1) directly challenge the 1992 stipulation or the 1993 EPA determination (subject possibly to statutes of limitations, but any time-bar is not attributable to the present suit); (2) bring an independent action to enjoin construction of a filtration plant (non-parties to the consent decree may challenge it; the Coalition had filed such a suit); and (3) challenge any rate increases through the New York City Water Board process and subsequent administrative or judicial review. Because these alternative avenues existed, the court concluded the impairment requirement was unmet.

Adequacy of representation: The court explained that where the government acts as parens patriae, a proposed intervenor must make a particularly strong showing of inadequate representation. The government plaintiffs shared the Coalition's general concerns about safety and cost and were not inadequate merely because they pursued different procedures or remedies. The court held representation was adequate.

Permissive intervention (Rule 24(b)): The Coalition alleged a common question (the propriety of filtration). The district court concluded the Coalition's claimed interests were extraneous to the action's issues and that permitting intervention would unduly delay adjudication. The appellate panel emphasized the particularly deferential standard on review of denials of permissive intervention (citing Pitney Bowes and Hooker Chems.) and concluded that the district court did not abuse its discretion in denying permissive intervention, especially given the passage of years since the relevant administrative decisions and the advanced stage of settlement.

Holding and Implications

Holding: The Court of Appeals affirmed the district court's denial of the Coalition's motion to intervene both as of right and for permissive intervention. Affirmed.

Implications: As a direct consequence, the Coalition was not permitted to intervene in the United States' enforcement action and the district court's denial of intervention stands. The district court had determined the consent decree between the original parties was proper and ordered it entered; this appeal, limited to the denial of intervention, was resolved in favor of the district court. The opinion does not announce or adopt any new, broad legal rule beyond applying established Rule 24 standards and precedent to the facts presented.

UNITED STATES OF AMERICA, PLAINTIFF-APPELLEE, v. CITY OF NEW YORK STATE OF NEW YORK and BARBARA A. DEBUONO, M.D., AS COMMISSIONER OF THE NEW YORK STATE DEPARTMENT OF HEALTH, PLAINTIFFS-INTERVENORS-APPELLEES,

WALKER, Circuit Judge:

Appellants Croton Watershed Clean Water Coalition et al. ("Coalition") sought to intervene as defendants in this action brought by the United States to enforce the obligations of New York City ("City") under federal law to ensure the safety of its drinking water. The Coalition contends that the district judge erred in denying its motion to intervene under Federal Rule of Civil Procedure 24. We disagree and thus affirm the district court's denial of the motion.

BACKGROUND

The history of this case begins with a statutory and regulatory scheme enacted in the 1980s. In 1989, pursuant to a 1986 amendment to the Safe Drinking Water Act ("SDWA"), 42 U.S.C. § 300g-1 et seq., the United States Environmental Protection Agency ("EPA") promulgated the Surface Water Treatment Rule ("SWTR"), 40 CFR §§ 141.70-75. These two provisions effectively mandated filtration for public water systems using surface water, with some limited exceptions.

The dispute that underlies this case has centered on the Croton watershed, which provides drinking water for approximately 700,000 consumers in New York City and its environs. In 1991, a City report concluded that, although water quality in the Croton watershed was currently high enough to avoid the federal filtration mandate, this would not always be true and filtration would be required in the future . On October 30, 1992, the City and the New York State Department of Health ("DOH") entered into a stipulation in which the City agreed to provide filtration and disinfection of the Croton watershed. On January 13, 1993, the EPA determined that the SWTR required the City to pursue filtration and disinfection. Although the EPA stated that the City could request a public hearing on the determination, the City never requested one. Despite the stipulation and the EPA determination, the City never chose a site and took no further steps to advance the project. The City did provide regular public notification of its violation of federal and state environmental laws and indicated its intention to build a filtration plant.

On April 24, 1997, the United States brought the present action against the City and its Department of Environmental Protection ("DEP"). The complaint alleged that the City's failure to construct a facility to provide filtration treatment for the Croton watershed violated the SDWA and the SWTR. The United States sought to enjoin future violations, compel compliance with the 1993 EPA determination, and assess civil penalties for violations of the SDWA and SWTR.

Soon thereafter, New York State ("State") was permitted to intervene as a plaintiff "on behalf of itself and as parens patriae, trustee, guardian and representative on behalf of all residents and citizens of New York, particularly those individuals who obtain their drinking water from the Croton system." The State alleged that the City was violating state health requirements with respect to the Croton watershed, and sought injunctive relief requiring the City to meet its obligations under the 1992 stipulation.

On May 2, 1997, the City proposed to settle the case, and the district court referred the parties to Magistrate Judge Gold for settlement discussions.

By letter dated June 6, 1997, the Coalition informed the district court that it desired to intervene as a defendant. In an affirmation by its attorney, the Coalition represented itself to the district court as "a membership corporation that includes consumers of drinking water from the Croton watershed including people of color from New York City, water rate payers, taxpayers and residents of New York City and the watershed counties of Westchester and Putnam, and many other individuals interested in the preservation of water quality in the Croton Watershed." The Coalition's purpose in intervening was to prevent any filtration of the Croton water supply. It argued, among other things, that: (1) the procedure leading to the decision to order filtration was deficient; and (2) the Coalition's members would be harmed both as users of water and as ratepayers because "filtration . . . is [both] dangerous to consumers [and] fiscally wasteful."

On May 6, 1998, the district court, in a written opinion, denied the Coalition's motion to intervene. Applying the standards for intervention as of right under Rule 24(a), the district court concluded that appellants' interests were not relevant to this action. According to the district court, "the Coalition does not claim that the interests of its membership are at stake in the current action so much as it asserts that those interests were illegitimately disregarded in the course of the administrative determinations that form the background on this action." United States v. City of New York, 179 F.R.D. 373, 379 (E.D.N.Y. 1998). The district court also denied permissive intervention to appellants. See id. at 380-81.

The Town of Yorktown and the City of Yonkers also unsuccessfully moved to intervene in the district court. They have not appealed.

On May 27, 1998, the existing parties filed a consent decree with the district court. The consent decree was available for public comment for 30 days thereafter. By opinion dated November 24, 1998, the district court determined that the decree was proper and ordered that it be entered. See United States v. City of New York, 30 F. Supp.2d 325, 331 (E.D.N.Y. 1998). This appeal, which concerns solely the district court's denial of appellants' motion to intervene, followed. We affirm.

DISCUSSION

It is now well-settled that we review a district court's order denying intervention for abuse of discretion. See Catanzano v. Wing, 103 F.3d 223, 232 (2d Cir. 1996); United States v. Hooker Chems. Plastics Corp., 749 F.2d 968, 990-91 (2d Cir. 1984). "[T]he great variety of factual circumstances in which intervention motions must be decided, the necessity of having the `feel of the case' in deciding these motions . . . particularly in government enforcement actions . . . support an abuse of discretion standard of review." Hooker Chems., 749 F.2d at 991.

Rule 24 of the Federal Rules of Civil Procedure provides for both (1) intervention of right and (2) permissive intervention. Since appellants moved on both grounds and have appealed on both grounds, we will examine each in turn.

I. Intervention of Right

The Federal Rules provide for intervention of right upon timely application:

(1) when a statute of the United States confers an unconditional right to intervene; or (2) when the applicant claims an interest relating to the property or transaction which is the subject of the action and the applicant is so situated that the disposition of the action may as a practical matter impair or impede the applicant's ability to protect that interest, unless the applicant's interest is adequately represented by existing parties.
Fed.R.Civ.P. 24(a).

Appellants argued below that the "private attorney general" provision of the SDWA, 42 U.S.C. § 300j-8, conferred on them an unconditional right to intervene under Rule 24(a)(1). Although they appear to have abandoned this claim on appeal, we will discuss it briefly. Section 300j-8 authorizes private suits for enforcement of the SDWA, and authorizes intervention as of right by private parties in suits that could have been brought by the parties but for the fact that they are being pursued by the United States or a state. See 42 U.S.C. § 300j-8(b)(1)(B). However, as this court has stated, the legislative history of the SDWA indicates that it was intended "to limit private suits to supplemental enforcement of administratively established criteria, and to prevent individuals from invoking the power of the courts to set as well as enforce standards." Hooker Chems., 749 F.2d at 980. Under this standard, the Coalition could not properly use the private attorney general provisions of the SWDA to pursue its claims. The Coalition does not seek to enforce administratively established criteria; it seeks to block such enforcement. Thus, the Coalition has no statutorily conferred right to intervene under Rule 24(a)(1).

Appellants' primary contention on appeal is that the district court improperly denied their motion to intervene under Rule 24(a)(2). The standards governing intervention as of right under this subsection are well-established:

"[A]n applicant must (1) timely file an application, (2) show an interest in the action, (3) demonstrate that the interest may be impaired by the disposition of the action, and (4) show that the interest is not protected adequately by the parties to the action."

Catanzano, 103 F.3d at 232 (quoting New York News, Inc. v. Kheel, 972 F.2d 482, 485 (2d Cir. 1992)). "`Failure to satisfy any one of these requirements is a sufficient ground to deny the application.'" Id. (quoting Farmland Dairies v. Commissioner, 847 F.2d 1038, 1043 (2d Cir. 1988)).

The district judge explicitly applied the foregoing legal standards in her order. Although she found the Coalition's application to be timely, she concluded that the asserted interests of the members of the Coalition were not "properly raised in this action," United States v. City of New York, 179 F.R.D. at 379, thus finding that the second requirement for intervention as of right was not met. We must determine only whether the district court abused its discretion. Since there is no dispute as to the timeliness of appellants' motion for intervention, our discussion will focus on the three remaining requirements.

Appellants must first demonstrate a sufficient interest in the subject matter of the action to warrant intervention. According to the Coalition, its members have several concrete interests supporting intervention in this case. It asserts the financial interest of water ratepayers in the Coalition who may be forced to pay higher rates to finance the filtration project; and the health interest of water consumers in the Coalition who claim that filtration will adversely affect water safety. The Coalition also alleges interests that are more remote: that Coalition members who are residents of suburban New York counties will pay higher taxes and suffer adverse environmental impacts because filtration will encourage development in their region; that this very encouragement of development in the largely white suburbs will adversely affect minorities in New York City by discouraging development in the City; and that filtration will contaminate the water supply of the City's largely minority residents. Appellants argue that these interests were not taken into proper account when governmental authorities decided in favor of filtration in the early 1990s, and they seek to vindicate these interests in this proceeding. However, while at least some of appellants' interests are of the type that may support intervention under proper circumstances, see, e.g., New York Pub. Interest Research Group v. Regents of the Univ. of the State of NY, 516 F.2d 350, 351-52 (2d Cir. 1975) (finding pharmacists' financial stake in upholding a regulation banning advertising of prescription drug prices sufficient to support intervention of right), they are insufficient to support intervention of right in this action.

Under Rule 24(a)(2), the proposed intervenor must have a "direct, substantial, and legally protectable" interest in the subject matter of the action. Washington Elec. Coop. Inc. v. Massachusetts Mun. Elec. Co., 922 F.2d 92, 96 (2d Cir. 1990) (citing Donaldson v. United States, 400 U.S. 517, 531 (1971)). In particular, "[i]ntervention . . . `cannot be used as a means to inject collateral issues into an existing action.'" New York News, 972 F.2d at 486 (quoting Washington Elec., 922 F.2d at 97).

Appellants' interests in preventing filtration in the Croton watershed are only collaterally related to the subject matter of this enforcement action. The United States seeks compliance with the SDWA, the SWTR, and the 1993 EPA determination, all of which mandate filtration; the State seeks compliance with the 1992 stipulation, which similarly requires filtration. The Coalition, by contrast, generally challenges the wisdom of filtration under any circumstances and in particular questions the validity of the decision to filter in this case. Although at an abstract level both the government's action and appellants' interests can be said to involve filtration, the Coalition's concerns — the costs and dangers of filtration and the process by which filtration was chosen for the Croton watershed — are irrelevant to this compliance action. As the district judge held, these topics "are simply not at issue in this action and, as a proposed intervenor, the Coalition cannot make them an issue." United States v. City of New York, 179 F.R.D. at 379.

Moreover, we doubt whether some of the Coalition's interests — especially its frontal challenge to filtration — are even legally protectable. The filtration mandate is firmly established in federal law. The SDWA required the EPA to "promulgate national primary drinking water regulations specifying criteria under which filtration . . . is required as a treatment technique for public water systems supplied by surface water sources." 42 U.S.C. § 300g-1(b)(7)(C)(i). Pursuant to this statutory mandate, the EPA promulgated the SWTR, which required such water systems to provide filtration by and after June 29, 1993, unless they met and continued to adhere to specific filtration avoidance criteria by December 30, 1991. See 40 CFR § 141.70-71. Thus, the decision to filtrate or not is a policy choice that Congress seems to have made and that, in any event, is beyond our judicial function.

Our conclusion is not altered by appellants' interesting, but ultimately unpersuasive, argument that, since the SDWA authorizes a court to enter "such judgment as protection of public health may require," 42 U.S.C. § 300g-3(b), the district court has the power to refuse to order filtration in this action; and therefore appellants' head-on challenge to filtration is centrally relevant to the action. We think that the equitable power vested in the district court by the SDWA is more circumscribed than intervenors propose; it is available to ensure compliance with the statute and the regulations promulgated thereunder, not to rework or reject these legislative and regulatory determinations. Indeed, the very statutory provision on which appellants rely focuses almost entirely on compliance issues. See id. (instructing courts to consider "the time necessary to comply" and authorizing the imposition of civil penalties where "there has been a violation of the regulation or schedule or other requirement").

In sum, appellants have not demonstrated an interest in the subject matter of this action sufficient to justify intervention as of right.

Our evaluation of the third and fourth requirements for intervention as of right under Rule 24 reinforces our conclusion that appellants are not entitled to intervene. The Coalition has not shown that its members' interests will be impaired by the disposition of this action in its absence. The proposed intervenors have or will have had at least three opportunities to raise their concerns independent of this enforcement action.

First, they could have directly challenged the validity of the 1992 stipulation or the 1993 EPA determination. To be sure, their claims may now be time-barred given that six to seven years have passed since the decisions to which they object were made. However, any failure on their part to act within the applicable statutes of limitations does not sufficiently impair their interests to warrant intervention under Rule 24(a)(2); rather, the harm to their interests must be attributable to the court's disposition of the suit in which intervention is sought. See Weisman v. Darneille, 89 F.R.D. 47, 51 (S.D.N.Y. 1980). Here, the failure to bring an action within the applicable limitations period is in no way attributable to the court's disposition of the present case.

Second, appellants may still bring an independent action to enjoin the construction of a filtration plant for Croton water. Those who are not parties to a consent decree are free to challenge the decree and actions taken under it. See Martin v. Wilks, 490 U.S. 755, 762 (1989) ("A judgment or decree among parties to a lawsuit resolves issues as among them, but it does not conclude the rights of strangers to those proceedings.") (superceded by statute, 1991 Civil Rights Act § 108, 42 U.S.C. § 2000e-2(n), but only for employment-related claims). In fact, appellants recently have filed such a lawsuit in the district court below, and the case was transferred to the same district judge who is assigned to this case. See Croton Watershed Clean Water Coalition v. Browner, No. 99-CV-3904 (E.D.N.Y. transferred July 12, 1999). Appellants have expressed concern that the district judge may be predisposed to defend the Consent Decree, presumably by denying their claims. However, since they have presented no evidence of bias by the district judge and the judge has expressed no view on the merits of their claims, we decline to find assignment of their independent case to the same judge to be an impairment sufficient to justify intervention as a matter of right in this case.

Third, Coalition members who are ratepayers may attack any rate hikes attributable to the filtration plant's construction in a subsequent proceeding. The New York City Water Board, responsible for financing the City's water and sewer system, sets water rates for both City and non-City users only after a "public hearing at which the users of the water system . . . and others interested, have had an opportunity to be heard." N.Y. Pub. Auth. L. § 1045-j(3). These rates are then subject to state administrative or judicial review. See Village of Scarsdale v. Jorling, 91 N.Y.2d 507, 516 (1998). Thus, the denial of intervention here does not amount to a foreclosure of opportunities for appellants to seek to vindicate their claims in more appropriate settings.

Finally, to the extent that the proposed intervenors have remaining interests in the present litigation, any such interests can be adequately represented by the existing parties. The proponent of intervention must make a particularly strong showing of inadequacy in a case where the government is acting as parens patriae. See Hooker Chems., 749 F.2d at 985. Representation is not inadequate simply because "the applicant would insist on more elaborate . . . pre-settlement procedures or press for more drastic relief," id., or where the applicant and the existing party have different views on the facts, the applicable law, or the likelihood of success of a particular litigation strategy, see Orange Env't Inc. v. County of Orange, 817 F. Supp. 1051, 1061 (S.D.N.Y.), aff'd, 2 F.3d 1235 (2d Cir. 1993). The governmental parties to this litigation share appellants' concerns about safety and cost, and their representation is not inadequate simply because they have different ideas about how best to achieve these goals. Thus, we cannot say that appellants' interests are "not protected adequately by the parties to th[is] action," as required by Rule 24. Catanzano, 103 F.3d at 232 (quotation marks omitted).

In sum, after considering the requirements of Fed.R.Civ.P. 24(a)(2) in the context of this appeal, we conclude that the district court did not abuse its discretion in denying the Coalition's motion to intervene as of right.

II. Permissive Intervention

The district court also denied permissive intervention. The Federal Rules provide for permissive intervention upon timely application:

(1) when a statute of the United States confers a conditional right to intervene; or (2) when an applicant's claim or defense and the main action have a question of law or fact in common. . . . In exercising its discretion the court shall consider whether the intervention will unduly delay or prejudice the adjudication of the rights of the original parties.

Fed.R.Civ.P. 24(b). Accord Comer v. Cisneros, 37 F.3d 775, 801 (2d Cir. 1994). We review a district court's ruling on permissive intervention for abuse of discretion, and our review in this area is particularly deferential. See United States v. Pitney Bowes, Inc., 25 F.3d 66, 73 (2d Cir. 1994) ("Reversal of a district court's denial of permissive intervention is a very rare bird indeed, so seldom seen as to be considered unique."); Hooker Chems., 749 F.2d at 990 n. 19 ("[A] denial of permissive intervention has virtually never been reversed.").

As we have noted, the Coalition does not contend that a federal statute confers on it or its members any right to intervene. The Coalition does allege, however, a common question — the propriety of filtration. Nevertheless, the district court found that, "[since] the claimed interests of the proposed intervenors, although broadly related to the subject matter of this action, are extraneous to the issues before the court, . . . intervention would indeed unduly delay the adjudication of the rights of the existing parties to the action." United States v. City of New York, 179 F.R.D. at 381. This was not an abuse of discretion, as our earlier discussion indicates. It was also reasonable for the district court to deny the motion on the grounds of undue delay, see Pitney Bowes, 25 F.3d at 74, given that many years had passed since the City publicly acknowledged a duty to filter and the existing parties to the action were on the verge of resolving their differences when the district court ruled on the motion to intervene.

CONCLUSION

For the foregoing reasons, the judgment of the district court is affirmed.

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U.S. v. CITY OF NEW YORK
(Dec 16, 1999)