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IN THE MATTER OF DAVID J. WITHERSPOON, AN ATTORNEY AT LAW.

MEMORANDUM AND OPINION

LEE H.ROSENTHAL, District Judge.

This is an employment discrimination case. The defendants are Jacobs Field Services North America, Inc. and ExxonMobil Corporation. The plaintiff, Kimberly Boutin, was an employee of Jacobs Field Services, which had a services contract at an ExxonMobil chemical plant. Boutin alleges that Jacobs and ExxonMobil fired her from her job with Jacobs at the ExxonMobil plant because of her sex and in retaliation for complaining about sexual harassment at work. The defendants deny any discrimination and assert that Jacobs fired Boutin after marijuana was found in her car during a routine search for contraband, which, as a matter of policy, required her to be barred from the plant premises. The defendants have moved for summary judgment. (Docket Entry Nos. 26, 45). Both defendants argue that there is insufficient evidence to create a fact issue on all three of Boutin's claims. ExxonMobil also argues that it cannot be liable as a matter of law because it was not Boutin's employer. Boutin has responded to both motions, arguing that the record creates disputed fact issues material to liability and that ExxonMobil and Jacobs were her "joint employers." (Docket Entry Nos. 43, 47). Both defendants have replied. (Docket Entry Nos. 44, 52). Based on the motions, responses, and replies; the summary judgment record; and the applicable law, this court grants both defendants' motions for summary judgment. Final judgment is entered by separate order. The reasons are explained in detail below.

I. Background

A. Boutin's Work for Jacobs

In 2003, Kimberly Boutin began working for Jacobs Field Service North America, a company that contracts to provide services to industrial plants in the Texas Gulf Coast region. One of the plants Jacobs contracted to serve was the Mount Belvieu Plastics Plant (the "MBPP") owned by the ExxonMobil Corporation. The MBPP is a chemical facility that produces polyetheyne. The contract between Jacobs and ExxonMobil stated that Jacobs is "an independent contractor controlling and supervising its personnel and equipment used" in performing the contract. (Docket Entry No. 26, Ex. 2, Smith Decl., Ex. A at 2). The contract also stated that ExxonMobil has the right to request that any Jacobs employee be removed from the MBPP for any reason, so long as it is "in compliance with applicable law." ( Id. at 7).

According to Kendra Smith, the Human Resources Manager for ExxonMobil at the MBPP while Boutin worked there, ExxonMobil had a written policy prohibiting "possess[ion] of controlled substances" in the workplace. ( Id., Ex. 2, Smith Decl., ¶ 11). She stated that ExxonMobil also required its "contractors to implement their own contraband policies." ( Id., ¶ 10). Indeed, ExxonMobil gave contractors specific minimum requirements for these policies. Contractors were required to prohibit their personnel from, among other things:

A. Using, possessing, selling, manufacturing, distributing, concealing, or transporting while on or handling ExxonMobil Property or during performance of Third-Party Services any of the following items:
I. Any Prohibited Substance including full or empty alcoholic beverage containers;
ii. Contraband, including firearms, ammunition, explosives, weapons and cameras (with or without film);
iii. Illicit drug equipment or paraphernalia

( Id., Ex. 2, Smith Decl., Ex. D). The written policy also stated that ExxonMobil may conduct searches of a contractor's employees' property or persons at any time, including with scent-trained dogs. ( Id.). "Any Contractor Personnel found in violation of Contractor's Policy or who refuses to cooperate with the searches and tests included in Contractor's Policy shall be permanently removed by Contractor from ExxonMobil Property and from performing work for ExxonMobil." ( Id.). ExxonMobil also developed and documented a standardized set of actions it would take in the event that a contractor's employee was found to have violated any premises rules. ( Id., Ex. 2, ¶ 11). This document stated that if a contractor's employee was found to be in possession of illegal drugs, he or she would be denied "future access to all ExxonMobil sites" after only one such incident. ( Id., Ex. 2, Smith Decl., Ex. E at 2). This zero-tolerance approach was in contrast to other violations, which were addressed with progressive discipline. An employee found to have a firearm or ammunition would be denied access to all ExxonMobil sites for three workdays on the first infraction and denied access permanently on the second infraction. ( Id. at 4).

Jacobs had its own written policies and disciplinary guidelines. Drug possession "on company premises" would result in discharge upon the first offense, as would "[p]ossession of illegal weapons or firearms on company premises." (Docket Entry No. 47, Ex. 20).

It is undisputed that Boutin was subject to the ExxonMobil contractor policies while working at the MBPP. Jacobs disputes that its own policies applied because the MBPP was not Jacobs's "premises."

Boutin began working at the MBPP in the Packaging and Shipping Department, where she held two different positions. (Docket Entry No. 45, Ex. 6, Pettus Decl., ¶ 4; Docket Entry No. 47, Ex. 3, Boutin Depo. at 23). In late 2006, Boutin applied for the Catalyst Yardmaster job in the MBPP's Catalyst Unit. Tom Pettus, Jacobs's on-site manager at the MBPP, and Kris Fields, ExxonMobil's "first line supervisor," interviewed and selected Boutin for the position. Pettus stated that it was his decision. Boutin testified in her deposition that Pettus told her that he decided to hire her for the job in consultation with Fields. Pettus recalled that there were "approximately" five other applicants for the position, four of whom were men. The previous Catalyst Yardmaster was a man. (Docket Entry No. 45, Ex. 6, Pettus Decl., ¶ 5; Docket Entry No. 47, Ex. 3, Boutin Depo. at 24-25).

Jacobs was Boutin's employer for all three of the positions she held at the MBPP. ExxonMobil did not issue her paychecks, pay payroll taxes for her employment, or provide her any benefits. Boutin worked a different schedule than ExxonMobil employees and had different vacation allocations. (Docket Entry No. 26, Ex. 2, Smith Decl., ¶ 4; Ex. 1, Boutin Depo. at 96, 131-33). ExxonMobil did have some supervisory role in Boutin's work. Although Boutin's vacation requests were signed by Jacobs personnel, she testified in her deposition that she would also have to clear her chosen vacation dates with ExxonMobil because "[i]n catalyst, you don't have a backup." ( Id., Ex. 1, Boutin Depo. at 139-40).

B. Boutin's Allegations of Sexual Harassment

Boutin began working as Catalyst Yardmaster in October 2006. That same month, she began having problems with an ExxonMobil employee, George Dorsey. Boutin claims that when Dorsey gave her a tour of the Catalyst Department, he told her that she was required to perform duties that she felt were outside her job description. After she made this clear to Dorsey, she claims that he yelled at her. (Docket Entry No. 26, Ex. 1, Boutin Depo. at 27-29 Ex. 5). Later that same day, Boutin claims that Dorsey moved some portable tanks, blocking a path that Boutin had cleared for unloading a truck that was set to arrive. Boutin testified in her deposition that this "didn't mess up my timing because I went out there and double-checked it and moved them." ( Id. at 32). According to Boutin, when the truck arrived, Dorsey made snide remarks to her in front of the driver and told the driver that he was teaching Boutin how to do her job. ( Id. at 31).

Boutin claims that on November 7, 2006, when a truck arrived to deliver cargo that she was supposed to unload, Dorsey could not find her and unloaded the truck himself. Dorsey was not qualified to sign the bill of lading and he asked Karen Adams, ExxonMobil's supply-chain coordinator, to ensure that the paperwork was completed. Boutin testified in her deposition that although she was the only one qualified to sign for the shipment, when Adams asked her to do so, she instead suggested that Dorsey sign the bill of lading because he had unloaded the truck. Boutin claims that Dorsey responded by saying: "[J]ust sign it and get this man on the road. It don't take an act of Congress to get this done." ( Id., Ex. 1, Boutin Depo. at 33-35, 134 Ex. 5).

Boutin asserts that another incident with Dorsey occurred on February 8, 2007. Dorsey was working on a hose filled with pressurized nitrogen, or catalyst. He released the nitrogen in a series of bursts that created dust clouds. These dust clouds drifted upward to a platform where Boutin was standing. Boutin could not escape the area and covered her face with her shirt and stepped to the rear part of the platform to avoid the dust. Boutin claims that this last incident was intentional. She testified in her deposition that Dorsey looked at her and continued to blow the catalyst in her direction, and that he could have shut off the valve at any time. ( Id. at 35-37; Docket Entry No. 45, Ex 4, Dorsey Decl., ¶ 7). Dorsey stated in his declaration that he "depressured the lines in a series

of slow releases to minimize any dust clouds that would result" and than he did not wear a respirator while doing so. (Docket Entry No. 45, Ex. 4, Dorsey Decl., ¶ 7).

Boutin reported this incident to Pettus; to the Jacobs safety manager, Josh Lesher; to the Jacobs trainer, Katie Belcher; to ExxonMobil's Karen Adams; and to ExxonMobil supervisor Bill Gifford. Boutin also documented the incident in a shipping-and-receiving log. (Docket Entry No. 26, Ex. 1, Boutin Depo. at 35-38). Pettus in turn informed Karen Ratcliff, the ExxonMobil superintendent in charge of the catalyst unit, who responded — as Pettus paraphrased it — that she had "already spoken with Ms. Boutin and had referred the complaint to ExxonMobil's Human Resources office for investigation." (Docket Entry No. 45, Ex. 6, Pettus Decl., ¶ 7).

ExxonMobil investigated the February 2007 incident. The investigation was led by Kendra Smith, the Jacobs Human Resources Manager. Smith interviewed Boutin, Dorsey, and others. She also reviewed a handwritten narrative from Boutin. This narrative did not mention any sex-based comments made by Dorsey. In the interview, however, Boutin told Smith that Dorsey had said that "women should be at home" and "not out here working in a plant environment." Boutin stated that she was "not offended by these comments." (Docket Entry No. 26, Ex. 2, Smith Decl., Ex. C). Pettus, Jacobs's on-site supervisor, contacted Ratliff three times to keep in touch with the status of the investigation. (Docket Entry No. 47, Ex. 7, Pettus Depo. at 26-29). Eleven days after the nitrogen incident, on February 19, 2007, Smith prepared a report describing her investigation. On April 13, 2007, ExxonMobil issued Dorsey a written reprimand and placed him on probation. (Docket Entry No. 26, Ex. 2, Smith Decl., ¶¶ 7-8).

Smith testified that she did not receive any further complaints from Boutin and was not aware that anyone else did. ( Id., ¶ 9). In her deposition, however, Boutin identified additional instances of harassment. She testified that six or seven times, both before and after her complaint in February 2007, she heard Dorsey tell other people that "[a] woman is supposed to be at home having babies." ( Id., Ex. 1, Boutin Depo. at 45-46). Twice after Boutin complained, she heard Dorsey tell other men that Boutin was "taking food out of another man's family's mouth." ( Id. at 43-44). Boutin also heard, "[p]robably in `07," Dorsey say six or seven times that lifting heavy objects "was a man's job." ( Id. at 45, 47-49). Boutin estimated that about twice a week after she had complained, Dorsey commented loudly to anyone who would listen that he had been punished for his religious beliefs about women. ( Id. at 65-66). Boutin testified that near the end of 2007, Dorsey tried to make her job more difficult by refusing to move a tank loaded with catalyst. Boutin testified that she was working past the time her shift usually ended to complete a particular project when Dorsey called Boutin on the radio to ask her to move the tank that he had just loaded. Boutin refused, saying that she was still at work only to finish a specific project. She told Dorsey to move it himself, just as he would on any other day at that time. Dorsey did not move the tank and it sat outside overnight. Boutin told Bill Gifford about this incident who, after confirming that it was not Boutin's responsibility to move the tank, told her to "leave it alone." ( Id. at 50-52). Boutin also testified that on two occasions, labels that she placed on portable tanks were removed. She suspected that Dorsey was responsible for removing the labels and complained to Karen Adams. These two events occurred in July or August 2007 and November 2007. ( Id. at 53-56). Finally, Boutin alleged that Dorsey once ignored a request she made on the radio for him to help her, when plant protocol required that he do so. She testified that Dorsey instead went on the radio and asked other people if they needed help. The date of this incident is unclear. ( Id. at 41).

C. The Contraband Search and Boutin's Job Termination

On January 29, 2008, ExxonMobil conducted a search for contraband at the MBPP. According to Ernie Davis, an Operations Section Supervisor of ExxonMobil at the MBPP, the search was conducted because a major maintenance operation known as a "turnaround" was underway at the plant. The turnaround required additional contractors at the MBPP. ExxonMobil wanted to "enforce its contraband policy and deter these contractors from bringing prohibited items into the plant." (Docket Entry No. 45, Ex. 3, Davis Decl., ¶ 4). ExxonMobil hired Interquest Detection Canines to search the entire plant complex, including the parking lots and vehicles entering the lots, with scent-trained dogs. ( Id.). On January 29, one of the dogs alerted on the car Boutin had parked in the lot. Boutin was called and confirmed that she owned the car. The car was a Chevy Malibu that was no longer operational but that ExxonMobil had allowed Boutin to leave in the lot. She unlocked the car at Interquest's request. Interquest found two marijuana seeds and a marijuana bud inside. Interquest informed Davis that the substance found was marijuana. Davis was present for the search. ( Id., ¶¶ 5-7 Ex. A). Davis informed Pettus that, based on the information from Interquest, "Boutin was barred from ExxonMobil's premises." ( Id., ¶ 8). Davis stated in his declaration that "[t]he only reason I determined that Ms. Boutin should be barred from ExxonMobil's premises is because the Company guidelines required it." ( Id., ¶ 10). Davis stated that he was unaware that Boutin had ever made any complaints against or had any issues with Dorsey. Davis never spoke to Dorsey or Smith about Boutin. ( Id., ¶ 11).

After Davis informed Pettus that Boutin was barred, Pettus contacted Billy Roberts, the off-site Human Resources Manager for Jacobs, to discuss the appropriate course of action. Pettus decided that Boutin's employment should be terminated because, without access to the MBPP, she "could no longer perform her job." ( Id., Ex. 6, Pettus Decl., ¶ 11). According to Pettus, Roberts told him that "because Ms. Boutin had possessed marijuana at the workplace, her termination would have to be characterized as a violation of company policy." ( Id, ¶ 11). Pettus stated in his declaration that he fired Boutin because the marijuana was found in her car, that neither "gender nor her complaints about Mr. Dorsey played any part," and that Dorsey had no role in the decision. ( Id, ¶ 12).

After Boutin was fired, Pettus interviewed two male candidates and one female candidate for the Catalayst Yardmaster position. He selected the female candidate. ( Id., ¶ 13).

On the same day Boutin's car was searched, dogs alerted at other cars containing prescription and over-the-counter drugs, both of which are contraband unless the employee is authorized to have them. Alcohol was found in other cars. Dogs also alerted at some cars for no apparent reason. Marijuana was found in two other vehicles. One belonged to a male employee of another contractor. This employee was also barred from the MBPP premises. The other vehicle belonged to a male ExxonMobil employee. He was subject to different policies because he was not a contractor employee. ( Id., Ex. 3, Davis Decl., ¶ 9). He was placed on suspension and later fired a short time later, after he refused to take a drug text. (Docket Entry No. 47, Ex. 15). During the search, a loaded gun and ammunition was found in a car owned by a Jacobs employee with the initials K.A. ( Id., Ex. 13). K.A., who is male, was suspended from work for three days but was not fired. Boutin testified that shotgun shells were found in vehicles owned by two other male Jacobs employees who she did not believe were disciplined. ( Id., Ex. 3, Boutin Depo. at 109-10).

D. The Lawsuit

Boutin filed an EEOC charge of discrimination against both Jacobs and ExxonMobil on February 15, 2008. She checked the boxes for retaliation and discrimination based on sex. ( Id., Ex. 21). Boutin filed suit on February 4, 2009, alleging that both Jacobs and ExxonMobil were liable for a sexually hostile work environment, sex discrimination, and retaliation under Title VII. She alleged that she was fired because of her sex and in retaliation for her complaints about harassment. (Docket Entry No. 1).

Jacobs and ExxonMobil have both moved for summary judgment. (Docket Entry Nos. 26, 45). Both defendants argue that the alleged sexual harassment was not severe or pervasive; that Boutin's claim for much of the alleged conduct is time-barred; and that they responded to her complaints appropriately. On the discrimination and retaliation claims, they argue that there is no evidence that Boutin was fired for any reason other than her violation of the written policy. ExxonMobil also argues that the claims against it should be dismissed because it was not Boutin's employer.

Boutin has responded to both motions. (Docket Entry Nos. 43, 47). She argues that ExxonMobil was her joint employer and contests both defendants' arguments that the record is insufficient to create factual issues. On the discriminatory and retaliatory termination claims, Boutin urges disparate discipline as the basis for a disputed fact issue. She focuses on K.A., arguing that he was allowed to keep his job after being found with a loaded gun because he was male and had not complained. The defendants have replied. (Docket Entry Nos. 44, 52).

Both motions and Boutin's responses are analyzed below in light of the record evidence and the applicable law.

II. The Applicable Law

Summary judgment is appropriate if no genuine issue of material fact exists and the moving party is entitled to judgment as a matter of law. FED. R. CIV. P. 56(c). "The movant bears the burden of identifying those portions of the record it believes demonstrate the absence of a genuine issue of material fact." Triple Tee Golf, Inc. v. Nike, Inc., 485 F.3d 253, 261 (5th Cir. 2007) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 322-25 (1986)).

If the burden of proof at trial lies with the nonmoving party, the movant may satisfy its initial burden by "`showing' — that is, pointing out to the district court — that there is an absence of evidence to support the nonmoving party's case." See Celotex, 477 U.S. at 325. While the party moving for summary judgment must demonstrate the absence of a genuine issue of material fact, it does not need to negate the elements of the nonmovant's case. Boudreaux v. Swift Transp. Co., 402 F.3d 536, 540 (5th Cir. 2005) (citation omitted). "A fact is `material' if its resolution in favor of one party might affect the outcome of the lawsuit under governing law." Sossamon v. Lone Star State of Texas, 560 F.3d 316, 326 (5th Cir. 2009) (quotation omitted). "If the moving party fails to meet [its] initial burden, the motion [for summary judgment] must be denied, regardless of the nonmovant's response." United States v. $92,203.00 in U.S. Currency, 537 F.3d 504, 507 (5th Cir. 2008) (quoting Little v. Liquid Air Corp., 37 F.3d 1069, 1075 (5th Cir. 1994) (en banc)).

When the moving party has met its Rule 56(c) burden, the nonmoving party cannot survive a summary judgment motion by resting on the mere allegations of its pleadings. The nonmovant must identify specific evidence in the record and articulate how that evidence supports that party's claim. Baranowski v. Hart, 486 F.3d 112, 119 (5th Cir. 2007). "This burden will not be satisfied by `some metaphysical doubt as to the material facts, by conclusory allegations, by unsubstantiated assertions, or by only a scintilla of evidence.'" Boudreaux, 402 F.3d at 540 (quoting Little, 37 F.3d at 1075). In deciding a summary judgment motion, the court draws all reasonable inferences in the light most favorable to the nonmoving party. Connors v. Graves, 538 F.3d 373, 376 (5th Cir. 2008).

III. Jacobs's Motion for Summary Judgment

A. Hostile Work Environment

The Supreme Court has held that a hostile work environment claim arises when racial or sexual harassment is so severe and prolonged that it affects a term, condition, or privilege of employment. See Meritor Savings Bank, FSB v. Vinson, 477 U.S. 57, 64-67, 106 S.ct. 2399 (1986); Harris v. Forklift Systems, Inc., 510 U.S. 17, 21-23, 114 S.ct. 367 (1993). The prima facie elements of a hostile work environment claim are that: (1) the plaintiff belongs to a protected group; (2) was subjected to unwelcome harassment; (3) the harassment complained of was based on membership in the protected group; (4) the harassment affected a term, condition, or privilege of employment; and (5) the defendant knew or should have known of the harassment, yet failed to take prompt remedial action. Felton v. Polles, 315 F.3d 470, 484 (5th Cir. 2002).

For harassment to affect a term, condition, or privilege of employment, it must be "sufficiently severe or pervasive to alter the conditions of the victim's employment and create an abusive working environment." Ramsey v. Henderson, 286 F.3d 264, 268 (5th Cir. 2002) (internal quotation marks and citation omitted); Watkins v. Texas Dept. of Criminal Justice, 269 F.App'x. 457, 463-464 (5th Cir. 2008) (per curiam) (unpublished). The Supreme Court has explained that courts must consider "the frequency of the discriminatory conduct; its severity; whether it is physically threatening or humiliating, or a mere offensive utterance; and whether it unreasonably interferes with the employee's work performance." Harris, 510 U.S. at 23. "To be actionable, the challenged conduct must be both objectively offensive, meaning that a reasonable person would find it hostile and abusive, and subjectively offensive, meaning that the victim perceived it to be so." Harvill v. Westward Communications LLC, 433 F.3d 428, 434 (5th Cir. 2005) (quoting Shepherd v. Comptroller of Pub. Accounts, 168 F.3d 871, 874 (5th Cir. 1999) (quotation marks omitted)). The Supreme Court has repeatedly stated that "simple teasing, offhand comments, and isolated incidents (unless extremely serious) will not amount to discriminatory changes in the `terms and conditions of employment.'" Faragher, 524 U.S. at 788 (citing Oncale v. Sundowner Offshore Servs., Inc., 523 U.S. 75, 82 (1998)).

As an initial matter, instances of harassment that are either time-barred or not based on sex must be identified. See, e.g., Stewart v. Miss. Transportation Commission, 586 F.3d 321, 330 (5th Cir. 2009) ("Because any pre-October 2004 harassment cannot constitute a continuing violation in conjunction with the alleged 2006 harassment, Stewart may rely only upon Loftin's 2006 conduct to prove a hostile work environment."); Baker v. FedEx Ground Package Sys. Inc., 278 F.App'x 322, 329 (5th Cir. 2008) (per curiam) (unpublished) ("The phrases `fired girl walking' and `stupid' are not `based on race' and, thereby, do not sustain a race-based hostile work environment claim."); Gupta v. Florida Bd. of Regents, 212 F.3d 571, 583 (11th Cir. 2000), abrogated on other grounds by Burlington Northern Santa Fe Ry. Co. v. White, 548 U.S. 53, 68, 126 S.Ct. 2405 (2006) ("Innocuous statements or conduct, or boorish ones that do not relate to the sex of the actor or of the offended party (the plaintiff), are not counted."); Vallecillo v. U.S. Dept. of Housing Urban Devel., 155 F.App'x 764, 767-68 (5th Cir. 2005) (per curiam) (unpublished) (filtering out statements that were not based on race or national origin before determining whether the harassment was severe or pervasive).

Because Title VII bars recovery for acts occurring more than 300 days before the plaintiff files a discrimination charge, any harassment that occurred before April 21, 2007 does not provide a basis for relief. See 42 U.S.C. § 2000e-5(e)(1); Frank v. Xerox Corp., 347 F.3d 130, 136 (5th Cir. 2003). Boutin has not responded to Jacobs's limitations argument. Even if she had, the continuing violation doctrine would not apply here because an employer's intervening action "will sever the acts that preceded it from those subsequent to it." Stewart, 586 F.3d at 328. Dorsey was reprimanded on April 13, 2007, just one week before the 300-day period began.

Any claim based on conduct that occurred before April 2007 is barred by limitations. Even if it was not barred, none of the conduct that formed the basis for Boutin's complaint in February 2007 can support her hostile work environment claim because Jacobs took prompt remedial action to address Boutin's complaint about this conduct. See Stewart, 586 F.3d at 329. Pettus reported Boutin's complaint immediately to ExxonMobil, Dorsey's employer. Pettus stayed in contact with ExxonMobil as it investigated, issued a report within 11 days of Boutin's claim, and, within two months, reprimanded Dorsey and placed him on probation.

Even within the limitations period, some of Dorsey's conduct is not actionable. Even assuming that the evidence raises a fact issue as to whether the conduct was based on sex, Boutin's claim that Dorsey may have removed two labels she had placed on containers and failed to respond to a radio call for assistance are largely based on Boutin's speculation. The remaining evidence of harassment is a series of comments Dorsey made to other people that Boutin overheard. The evidence is that six or seven times, both before and after Boutin's complaint about Dorsey in February 2007, she heard Dorsey tell other people that "a woman is supposed to be at home having babies." ( Id., Ex. 1, Boutin Depo. at 45-46). Twice after Boutin complained, she heard Dorsey tell other men that Boutin was "taking food out of another man's family's mouth." ( Id. at 43-44). She also heard, "[p]robably in `07," Dorsey say six or seven times that lifting heavy objects "was a man's job." ( Id. at 45, 47-49). Boutin also estimates that twice a week after she complained, Dorsey

commented loudly to anyone who would listen that he had been punished for his religious beliefs about women. ( Id. at 65-66).

Such "second-hand" harassment carries less evidentiary weight in a hostile work environment case than actions or remarks that are directed at the plaintiff herself. See Johnson v. TCB Const. Co., Inc., 334 F.App'x 666, 671 (5th Cir. 2009) (per curiam) (unpublished); see also, e.g., Moser v. Indiana Dep't of Corr., 406 F.3d 895, 903 (7th Cir. 2005) (stating that "second-hand harassment," although relevant, carries less weight than remarks or actions directed at the plaintiff); Jennings v. Univ. of N.C., 444 F.3d 255, 272 (4th Cir. 2006) (same); McKenzie v. Milwaukee County, 381 F.3d 619, 624-25 (7th Cir. 2004) (holding that the plaintiff's hostile work environment claim failed because many of the incidents complained of were not directed toward her); Bainbridge v. Loffredo Gardens, Inc., 378 F.3d 756, 759-60 (8th Cir. 2004) (holding that the plaintiff had failed to present sufficient evidence that the harassment was severe because the alleged comments were not directed toward him, did not refer to him, and in some instances were merely overheard by him); Black v. Zaring Homes, Inc., 104 F.3d 822, 826 (6th Cir. 1997) (the fact that most of the comments were not directed at the plaintiff contributed to the conclusion that the evidence was insufficient to show a hostile work environment).

Title VII bars "conduct that is so severe and pervasive that it destroys a protected class member's opportunity to succeed in the workplace." Conduct that "sporadically wounds or offends but does not hinder [an] employee's performance" is not actionable. Weller v. Citation Oil Gas Corp., 84 F.3d 191, 194 (5th Cir. 1996); see also Shepard v. Comptroller Public of Accounts, 168 F.3d 871, 874 (5th Cir. 1999). The legal standard requires proof of severe or pervasive conduct that can be characterized as "extreme." Faragher v. City of Boca Raton, 524 U.S. 775, 788 (1998). The case law on when workplace comments give rise to a hostile work environment claim supports the conclusion that the nature, frequency, and target of the remarks Dorsey made do not raise a fact issue as to whether he sexually harassed Boutin. Compare Tademy v. Union Pacific Corp., 520 F.3d 1149 (10th Cir. 2008) (finding a fact issue on hostile work environment based on evidence of various graffiti and cartoons combined with the words "nigger," "nigger go home," and "hang all niggers and jews" were etched on the employee's locker and the employee found a life-sized noose hanging in the workplace), with Baker v. FedEx Ground Package System, Inc., 278 Fed. App'x 322, 329 (5th Cir. 2008) ( supervisor's comments to African-American employee that "she did not want to work with people like" the plaintiff employee and that "whites rule" were not sufficiently severe to survive summary judgment on a race-based hostile work environment claim); Turner v. Baylor Richardson Med. Ctr., 476 F.3d 337 (5th Cir. 2007) (holding that a supervisor's infrequent and isolated comments directed to the plaintiff about "ghetto children" and other racially insensitive remarks did not create a fact issue as to whether there was severe or pervasive harassment); Septimus v. Univ. of Houston, 399 F.3d 601, 612 (5th Cir. 2005) (holding that one two-hour "harangue" by a supervisor and use of a mocking tone on one occasion, and another supervisor's comment comparing the plaintiff to a "needy old girlfriend," did not amount to a severe or pervasive working environment); Elmahdi v. Marriott Hotel Servs., Inc., 339 F.3d 645, 653 (8th Cir. 2003) (finding occasional racial comments insufficient for a hostile work environment claim).

The cases Boutin cites in her response brief reinforce the insufficiency of her own harassment claim. In Lauderdale v. Tex. Dep't of Crim. Justice, 512 F.3d 157, 163-64 (5th Cir. 2007), the court found that the plaintiff had suffered pervasive harassment on the basis of sex when she received 10 to 15 phone calls per night and repeated sexual advances from her supervisor over a four-month period. Dorsey's behavior was less frequent and less egregious by several orders of magnitude. In Farpella-Crosby v. Horizon Health Care, 97 F.3d 803, 805-06 (5th Cir. 1996), the plaintiff's supervisor made graphic comments to her about her sexual activity two to three times per week. The comments focused on "attributing [the plaintiff's] large number of children to a proclivity to engage in sexual activity." Id. at 805. The comments included that the plaintiff "doesn't know how to use condoms" and that she was having sex with a boyfriend when he visited the office because there was a smell coming from her office. The supervisor also often asked the plaintiff and her coworker "whether they had taken men home, and whether they `got any.'" Id. The court found the comments to be "egregious," holding that there was evidence to support a jury verdict that they were sufficiently severe and pervasive. Id. at 806. Dorsey's comments were far less severe, particularly because he did not make them to Boutin directly.

The parties also dispute whether Boutin acted reasonably in response to the harassment that she alleges occurred after April 2007. Boutin states that she made complaints to ExxonMobil and Jacobs personnel, including supervisors. Jacobs argues that it was Boutin's responsibility to escalate her complaints to Jacobs or ExxonMobil human resources officials if harassment continued after her earlier complaints resulted in Dorsey being reprimanded and placed on probation. Assuming without deciding that Boutin acted reasonably, she has still failed to identify or submit summary judgment evidence that creates a disputed fact issue material to her hostile work environment claim. The competent record evidence shows that as a matter of law, the harassment she alleges was not sufficiently severe or pervasive to affect the terms and conditions of her employment.

B. Sex Discrimination

Boutin alleges sex discrimination in violation of Title VII, 42 U.S.C. § 2000e. Disparate treatment, or intentional discrimination, can be proven by either direct or circumstantial evidence. Russell v. McKinney Hosp. Venture, 235 F.3d 219, 222 (5th Cir. 2000). Evidence is "direct" if it would prove the fact in question without inference or presumption. Fabela v. Socorro Indep. Sch. Dist., 329 F.3d 409, 415 (5th Cir. 2003) (citations omitted). If no direct evidence exists, the court uses the McDonnell Douglas burden-shifting framework. See McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802, 93 S.ct. 1817. Under McDonnell Douglas, a plaintiff alleging discrimination must first make a prima facie showing that: (1) she is a member of a protected class; (2) she was qualified for the position; (3) an adverse employment action was taken; and (3) others similarly situated — but outside the protected group — were treated more favorably. See id.; Septimus v. Univ. of Houston, 399 F.3d 601, 609 (5th Cir. 2005). If the plaintiff makes the prima facie showing, the burden shifts to the defendant to articulate a legitimate, nondiscriminatory reason for the challenged action. McDonnell Douglas, 411 U.S. at 802. If the defendant meets this burden, to defeat summary judgment, the plaintiff must present a genuine issue of material fact that: (1) the defendant's reason is not true, but is instead a pretext for discrimination; or (2) the defendant's reason, while true, is only one of the reasons for its conduct and discrimination was a motivating factor in the defendant's decision. See Rachid v. Jack in the Box, Inc., 376 F.3d 305, 312 (5th Cir. 2004); see generally, Crawford v. U.S. Dept. of Homeland §., 245 F.App'x 369, 377-378 (5th Cir. 2007). The pretext inquiry can be satisfied by a showing that Jacobs's proffered reason — debarment from the MBPP based on drugs — is not worthy of credence, or that some other reason is more likely. See Reeves, 530 U.S. at 146-48. In a mixed-motive case, if the plaintiff shows that the illegal discrimination was a motivating factor, the defendant must respond with evidence that the same employment decision

would have been made regardless of discriminatory animus. Rachid, 376 F.3d at 312. The plaintiff has the ultimate burden of showing a genuine issue of material fact on whether the defendant discriminated on the basis of the plaintiff's membership in the protected class. Reeves, 530 U.S. at 143.

Boutin has produced no direct evidence of discrimination in the decision to fire her. To serve as direct evidence of an employer's discriminatory intent, a workplace comment must be "direct and unambiguous, allowing a reasonable jury to conclude without any inferences or presumptions that [sex] was an impermissible factor in the decision to terminate the employee." See Equal Employment Opportunity Comm'n v. Texas Instruments Inc., 100 F.3d 1173, 1181 (5th Cir. 1996). There is no evidence in the record of any sex-based statement or action by any person with influence over the decision to terminate Boutin's employment, let alone any statement that would permit a conclusion of discrimination without further inference. Cf. Jones v. Overnite Transp. Co., 212 F.App'x 268, 273 (5th Cir. 2006) (per curiam) (unpublished) (finding no direct evidence of race discrimination despite evidence that a supervisor stated that he wanted to "get rid of all the blacks" and "fire a bunch of niggers" because although these comments revealed the supervisor's discriminatory animus, they "lack[ed] the indicia of specificity and causation required to be direct evidence of race discrimination.").

With no direct evidence of discriminatory intent, the analysis moves to the McDonnell Douglas burden-shifting framework. The first step is Boutin's prima facie case, in which she has the burden to show that: (1) she belongs to a protected group; (2) she was qualified for his position; (3) an adverse employment action was taken; and (4) others similarly situated outside the protected group were treated more favorably. See McDonnell Douglas, 411 U.S. at 802; Alvarado v. Texas Rangers, 492 F.3d 605, 611 (5th Cir. 2007). Boutin belongs to a protected group because of her sex. There is no dispute that other than being barred from the premises, which she asserts was itself discriminatory, she was qualified for the job. There is also no dispute that Boutin's job termination was an adverse employment action. The core dispute is whether Boutin was treated less favorably than similarly situated men.

Boutin argues that K.A., a male, was treated more favorably than she was because Jacobs did not fire him when a handgun and ammunition were found in his car during the January 29 search. Jacobs argues that K.A. was not similarly situated to Boutin because ExxonMobil did not bar him from the MBPP, because the relevant disciplinary policies treated handguns and marijuana differently, and because Pettus did not have the authority to fire him.

The Fifth Circuit has stated that in analyzing disparate discipline claims, another employee is similarly situated to the plaintiff only if "the misconduct for which the plaintiff was discharged was nearly identical to that engaged in by" the other employee. Okoye v. Univ. of Texas Houston Health Science Center, 245 F.3d 507, 514 (5th Cir. 2001) (quotations and alterations removed); see Lee v. Kansas City Southern Ry. Co., 574 F.3d 253, 260 (5th Cir. 2009) ("The employment actions being compared will be deemed to have been taken under nearly identical circumstances when the employees being compared held the same job or responsibilities, shared the same supervisor or had their employment status determined by the same person, and have essentially comparable violation histories" (footnotes omitted)); Smith v. Wal-Mart Stores, 891 F.2d 1177, 1180 (5th Cir. 1990) ("Smith's burden is to show that the misconduct for which she was discharged was nearly identical to that engaged in by a male employee whom the company retained." (quotations and alterations removed)); see also Srail v. Village of Lisle, Ill., 588 F.3d 940, 945 (7th Cir. 2009) ("To be similarly situated, comparators must be prima facie identical in all relevant respects" (quotations omitted)).

The record shows that drug possession and handgun possession were not treated "nearly identical[ly]" by ExxonMobil's contractor policies. The policy stated that a contractor-employee's first drug possession offense would result in the employee being permanently denied access to all ExxonMobil sites. By contrast, a contractor-employee's first gun possession offense would result in only a three-day denial of access. Under the clear meaning of this ExxonMobil policy, Boutin and K.A. were not similarly situated. There is no evidence that K.A. had any previous firearm offense. The evidence is that his offense and Boutin's offense were treated differently under the applicable ExxonMobil policy.

Boutin argues that under the Jacobs policy, she and K.A. were virtually identically situated. She argues that the Jacobs policy provides for discharge on a single drug offense or a single firearm offense. But, as Jacobs notes, the policy does not state that. The policy punishes possession of " illegal weapons or firearms" to the same extent as drug possession. There is no evidence that the gun K.A. had in his car was illegal. Moreover, the Jacobs policy refers to drug or weapon possession "on company premises." It says nothing about how violations on the client's premises will be handled. And the Jacobs policy states that "[i]f the client policies supersede these [Jacobs policies] then we must adhere to those guidelines." (Docket Entry No. 47, Ex. 20). Regardless of the Jacobs policy on firing someone possessing contraband, under the applicable ExxonMobil policy, Boutin and K.A. were not similarly situated. Under that policy, K.A. was permitted to access the MBPP and Boutin was not. Boutin could not enter the facility where the job she had been hired to do had to be performed. If Jacobs had fired Boutin but retained a male employee who had been barred from ExxonMobil sites because of weapons possession, the result would be different. But the undisputed facts in the record are that Boutin and K.A. were not similarly situated under the relevant policies. Moreover, after Boutin was fired, Jacobs hired a female employee to replace her.

Boutin states in a footnote that "Josh Lesher testified that the more stringent discipline is followed by Jacobs." (Docket Entry No. 47 at 27). There is no support for that assertion in the excerpt of Lesher's deposition that Boutin submitted and cited. ( Id., Ex. 22).

To the extent Boutin argues she was similarly situated to the ExxonMobil employee who was found to have marijuana during the January 29 search and was given the chance to take and pass a drug test (which he refused to do) before being terminated, that argument is unpersuasive. Contractors and ExxonMobil employees at the MBPP were subject to different rules. The other contractor employee — a male — who was found with marijuana the same day as Boutin was barred from ExxonMobil's facilities immediately.

Additionally, the record shows that Pettus, the Jacobs supervisor who fired Boutin, did not have authority to fire K.A. Pettus did not have firing authority over K.A. because he was usually assigned to a Bayer plant in Baytown with a different supervisor and was working at the MBPP only to assist with the turnaround. The Jacobs supervisor at the Bayer plant was the person who could have fired K.A. (Docket Entry No. 52, Ex. 8, Supp. Pettus Decl., ¶ 2). The difference in decisionmaker is an addition difference between K.A. and Boutin. See Lee, 574 F.3d at 259 ("Employees with different supervisors, who work for different divisions of a company . . . generally will not be deemed similarly situated."); Wyvill v. United Companies Life Ins. Co., 212 F.3d 296, 302-04 (5th Cir. 2000), cert. denied, 531 U.S. 1145 (2001) ("This court and others have held that testimony from former employees who had different supervisors than the plaintiff, who worked in different parts of the employer's company . . . cannot be probative of whether age was a determinative factor in the plaintiff's discharge.").

Even if Boutin made a prima facie showing, Jacobs has proffered Boutin's inability to enter ExxonMobil work sites and her drug violation as legitimate, nondiscriminatory reasons for her job termination. The competent summary judgment evidence does not raise a fact issue about whether: (1) these reasons are not true, but are instead a pretext for discrimination; or (2) these reasons, while true, were only part of the reason Jacobs fired Boutin and discrimination was a motivating factor in the decision. Rachid v. Jack in the Box, Inc., 376 F.3d 305, 312 (5th Cir. 2004); Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. at 141, 120 S.ct. 2097. Boutin has not created a fact issue material to determining whether her termination was pretextual because there is no summary judgment evidence of any male employee in a sufficiently similar situation who was treated more favorably. K.A. and Boutin were not similarly situated because K.A. was subject to a different disciplinary policy under which he was still permitted to enter ExxonMobil's facility and because different supervisors had firing authority over them.

The record also fails to raise a basis for inferring that Pettus, the person who fired Boutin, had any animus toward female employees. Pettus had selected Boutin for the Catalyst Yardmaster position over male applicants and also selected a female to replace Boutin after he fired her. The Fifth Circuit has adopted the "same-actor rule." Under this rule, when the person who hires the plaintiff later decides to fire her, there is an "inference that [] discrimination was not the motive behind [the] termination." Brown v. CSC Logic, Inc., 82 F.3d 651, 658 (5th Cir. 1996), abrogated on other grounds by Reeves, 530 U.S. at 151, 120 S.ct. 2097. In explaining the reasoning behind the rule, the Brown court quoted the Fourth Circuit as follows:

"[c]laims that employer animus exists in termination but not in hiring seem irrational." From the standpoint of the putative discriminator, "[i]t hardly makes sense to hire workers from a group one dislikes (thereby incurring the psychological costs of associating with them), only to fire them once they are on the job."
Proud v. Stone, 945 F.2d 796, 797 (4th Cir. 1991) (quoting John J. Donohue III Peter Siegelman, The Changing Nature of Employment Discrimination Litigation, 43 STAN. L. REV. 983, 1017 (1991)); see also Spears v. Patterson UTI Drilling Co., 337 F.App'x 416, 421-22 (5th Cir. 2009) (per curiam) (unpublished) ("The same actor inference creates a presumption that animus was not present where the same actor responsible for the adverse employment action either hired or promoted the employee at issue."). There is no evidence in the record to rebut the same-actor inference, which clearly applies to the facts of this case. Pettus hired Boutin instead of four male candidates and was the one who fired her. He then hired a female to replace Boutin.

The only evidence of sex-based animus in the record is that of Dorsey, an ExxonMobil employee. There is no evidence that Dorsey had any influence or over Pettus, Roberts, the Jacobs human resources official Pettus consulted, or Davis, the ExxonMobil employee who barred Boutin from the MBPP. A plaintiff arguing that workplace remarks are circumstantial evidence of discrimination in firing must identify or present evidence that the remarks demonstrate discriminatory animus on the part of a person either primarily responsible for the firing or a person with influence or leverage over the decisionmaker. There is no evidence that Dorsey had any influence or role in the decision to fire Boutin. See Laxton, 333 F.3d at 583; Russell, 235 F.3d at 225; see also Phillips v. TXU Corp., 194 F. App'x 221, 228 (5th Cir. 2006) (per curiam) (unpublished) (holding that "[a] remark is considered probative of discrimination if it demonstrates discriminatory animus and was made by a person primarily responsible for the adverse employment action or by a person with influence or leverage over the formal decisionmaker.").

Boutin argues that Jacobs's explanation for her firing should not be credited because Interquest did not perform a sufficiently thorough investigation of her vehicle. She claims, in effect, that there is no evidence that marijuana was actually found in her car. But it is undisputed that Interquest reported to ExxonMobil that it had found marijuana and that ExxonMobil reported this information to Pettus along with the result that Boutin was barred from the premises. Boutin's argument is foreclosed by the record and the case law. "Simply disputing the underlying facts of an employer's decision is not sufficient to create an issue of pretext." LeMaire v. La. Dep't of Transp. Dev., 480 F.3d 383, 391 (5th Cir. 2007); see also Mire v. Texas Plumbing Supply Co., Inc., 286 F. App'x 138, 143-44 (5th Cir. 2008) (unpublished) (per curiam) (holding that the plaintiff's subjective belief that she was right and defendant was wrong, without more, was insufficient to rebut defendant's reasons for the disciplinary action); Bryant v. Compass Group USA, Inc., 413 F.3d 471, 478 (5th Cir. 2005) (stating that the fact that an employer's investigation reaches the wrong conclusion does not show an improper motivation); Cervantez v. KMGP Services Co., Inc., No. 08-11196, Slip Op. at 8-9 (5th Cir. Sep. 16, 2009) (unpublished) (per curiam) ("[A] fired employee's actual innocence of his employer's proffered accusation is irrelevant as long as the employer reasonably believed it and acted in good faith.").

Boutin has not raised a genuine issue of disputed fact material to determining whether she was fired because of her sex. Jacobs is entitled to summary judgment on the disparate treatment claim.

C. Retaliation

The McDonnell Douglas burden-shifting framework also applies to retaliation claims. See Mota v. Univ. of Texas Houston Health Science Center, 261 F.3d 512, 519-20 (5th Cir. 2001); McDonnell Douglas Corp., 411 U.S. at 802. If a plaintiff makes a prima facie showing, the burden shifts to the defendant to proffer a legitimate rationale for the underlying employment action. The burden then shifts back to the plaintiff to show that the employer's articulated reason for the employment action was a pretext for retaliation. Mota, 261 F.3d at 519-20. The standard of proof on the pretext element of a Title VII retaliation claim is that the adverse employment action taken against the plaintiff would not have occurred "but for" her protected conduct. Septimus v. Univ. of Houston, 399 F.3d 601 (5th Cir. 2005); Pineda v. United Parcel Serv., Inc., 360 F.3d 483, 487 (5th Cir. 2004).

The elements of a prima facie retaliation claim are that: (1) the plaintiff engaged in an activity protected by the statute; (2) an adverse employment action occurred; and (3) a causal link exists between the protected activity and the adverse employment action. McCoy v. City of Shreveport, 492 F.3d 551, 556-57 (5th Cir. 2007). Title VII's antiretaliation provision encompasses two broad types of protected activity, making it "an unlawful employment practice for an employer to discriminate against any of his employees . . . [1] because he has opposed any practice made an unlawful employment practice by this subchapter, or [2] because he has made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under this subchapter." 42 U.S.C. § 2000e-3(a).

The Supreme Court recently clarified in Burlington Northern Santa Fe Ry. Co. v. White, 548 U.S. 53, 126 S.Ct. 2405 (2006), that an "adverse employment action" in the retaliation context, is an action that "a reasonable employee would have found . . . [to be] materially adverse, which in this context means it well might have dissuaded a reasonable worker from making or supporting a charge of discrimination." Id. (internal quotations omitted). Job termination is clearly an adverse employment action.

In the present case, the parties do not dispute the first two elements of the prima facie case. The issue is whether there is a sufficient causal link between Boutin's complaints about Dorsey and her termination. The causal link required for a prima facie showing of retaliation does not rise to the level of a "but for" standard. Gee, 289 F.3d at 345. A "causal link" for a prima facie showing is present if evidence shows that "the employer's decision to terminate was based in part on knowledge of the employee's protected activity." Medina v. Ramsey Steel Co., Inc., 238 F.3d 674, 684 (5th Cir. 2001). "Close timing between an employee's protected activity and an adverse action against [her] may provide the `causal connection' required to make out a prima facie case of retaliation." Swanson v. Gen. Servs. Admin., 110 F.3d 1180, 1188 (5th Cir. 1997). The Supreme Court has noted that "cases that accept mere temporal proximity . . . as sufficient evidence of causality to establish a prima facie case uniformly hold that the temporal proximity must be `very close.'" Clark County Sch. Dist. v. Breeden, 532 U.S. 268, 273, 121 S.ct. 1508 (2001). The Fifth Circuit has found temporal proximity of up to four months sufficient for a prima facie showing of a causal link. See, e.g., Bell v. Bank of Am., 171 F.App'x 442, 444 (5th Cir. 2006) (per curiam) (unpublished) (holding that a seven-month period does not support a causal link); Raggs v. Miss. Power Light Co., 278 F.3d 463, 471-72 (5th Cir. 2002) (holding that a five-month period does not support an inference of a causal link); Harvey v. Stringer, 113 F.App'x 629, 631 (5th Cir. 2004) (per curiam) (unpublished) (finding that a ten-month period did not create a causal link); Stroud v. BMC Software, Inc., No. 07-20779, 2008 WL 2325639 (5th Cir. Jun. 6, 2008) (per curiam) (unpublished)

(finding that a three-week lapse between protected activity and adverse employment action was sufficient to show a causal link); Richard v. Cingular Wireless LLC, 233 F.App'x 334, 338 (5th Cir. 2007) (per curiam) (unpublished) (concluding that two-and-one-half months is a short enough period to support an inference of a causal link); Jones v. Robinson Property Group, L.P., 427 F.3d 987, 995 (5th Cir. 2005) (finding that a period of less than sixty days was sufficiently close to establish causal link for prima facie case of retaliation); Ware v. CLECO Power LLC, 90 F. App'x 705, 708 (5th Cir. 2004) (unpublished) (fifteen days is sufficient); Evans v. City of Houston, 246 F.3d 344, 355 (5th Cir. 2001) (finding that "a time lapse of up to four months has been found sufficient to satisfy the causal connection for summary judgment purposes" (internal citations omitted)).

The formal complaints Boutin made about Dorsey in February 2007 were nearly a full year before her job termination and do not support her prima facie case. There is evidence in the record that Boutin continued to make complaints about Dorsey, including as late as "near the end of 2007," when she complained to Bill Gifford about Dorsey's failure to move the tank of catalyst. Despite the lack of specificity, this complaint appears to be sufficiently close to Boutin's termination to support a showing of causation under the case law. It is unclear, however, whether this complaint qualifies as protected activity because there is no evidence that the complaint characterized Dorsey's conduct as sex-based harassment. Boutin's deposition testimony also casts doubt on her retaliation claim. She testified that, to her, retaliate means "to get back." (Docket Entry No. 26, Ex. 1, Boutin Depo. at 125). Immediately following that, she stated: "I'm not saying they retaliated. I'm saying they resolved the problem." ( Id. at 126). Boutin explained her view that she was fired because of her interpersonal conflict with Dorsey and the fact that she was easier to fire than he was because she was a contractor. Assuming without deciding that this is sufficient evidence to create a factual issue on the causation element of Boutin's prima facie case, her claim still cannot survive summary judgment because the record does not show a disputed fact issue material to determining whether she would have been fired but for her protected conduct. Septimus, 399 F.3d at 607; Pineda v. United Parcel Serv., Inc., 360 F.3d 483, 487 (5th Cir. 2004). The plaintiff can meet this burden "by producing circumstantial evidence sufficient to create a fact issue as to whether the employer's nondiscriminatory reasons are merely pretext for discrimination." Machinchick v. PB Power, Inc., 398 F.3d 345, 356 (5th Cir. 2005). In Reeves, the Supreme Court stated that "the trier of fact may still consider the evidence establishing the plaintiff's prima facie case `and inferences properly drawn therefrom . . . on the issue of whether the defendant's explanation is pretextual." 530 U.S. at 143. A plaintiff may show pretext by demonstrating that the proffered reasons for the challenged employment action are false or "unworthy of credence." Laxton v. Gap Inc., 333 F.3d 572, 578 (5th Cir. 2003); Gee v. Principi, 289 F.3d 342, 347-48 (5th Cir. 2002) (stating that an employer's inconsistent explanations for its employment decisions at different times permit a jury to infer that the employer's proffered reasons are pretextual). If the plaintiff can identify evidence the proffered explanation is merely pretextual, that will usually be sufficient to survive summary judgment. Reeves, 530 U.S. at 146-48.

Boutin's scant evidence of temporal proximity by itself is insufficient to raise a fact issue as to but for causation. Boutin offers the same arguments and evidence of disparate discipline she made in connection with her sex discrimination claim. The undisputed evidence shows no similarly situated employee who did not file a complaint and was not fired. Even assuming that K.A. had not filed a complaint about workplace harassment, he was not similarly situated to Boutin because the relevant policies treated weapons and drugs differently, he was not barred from the premises, and he could not be fired by Pettus. And Boutin's argument that there was not sufficient evidence that the substance in her car was marijuana does not create a fact issue on pretext when there is no evidence that Pettus had a good faith and reasonable basis for believing the report he had received from the investigator. See LaMaire, 480 F.3d at 391 ("Simply disputing the underlying facts of an employer's decision is not sufficient to create an issue of pretext"); Bryant, 413 F.3d at 478 (stating that the fact that an employer's investigation reaches the wrong conclusion does not show an improper motivation); Cervantez, No. 08-11196, Slip Op. at 8-9 ("[A] fired employee's actual innocence of his employer's proffered accusation is irrelevant as long as the employer reasonably believed it and acted in good faith.").

The record does not show a genuine issue of fact material to resolving Boutin's retaliation claim. Jacobs is entitled to summary judgment.

IV. ExxonMobil's Motion for Summary Judgment

The threshold issue is whether ExxonMobil can be considered Boutin's employer for Title VII purposes. Title VII permits suits only against "employers," "employment agencies," and "labor organizations." See 42 U.S.C. § 2000e-2 (establishing "unlawful employment practices"); Skidmore v. Precision Printing Pkg., Inc., 188 F.3d 606, 616 (5th Cir. 1999). It is undisputed that Boutin was a Jacobs employee. Boutin argues that ExxonMobil was her "joint employer."

Boutin argues that this court should borrow from labor relations case law and adopt the Fifth Circuit's joint-employer standard from North American Soccer League v. NLRB, 613 F.2d 1379, 1382 (5th Cir. 1980). Under that standard, "[t]he existence of a joint employer relationship depends on the control which one employer exercises, or potentially exercises, over the labor relations policy of the other." Id. Courts have applied this test in Title VII cases. See, e.g., Bristol v. Bd. of County Commissioners, 312 F.3d 1213, 1218-19 (10th Cir. 2002); Graves v. Lowery, 117 F.3d 723, 727-30 (3d Cir. 1997); Virgo v. Riviera Beach Assocs., Ltd., 30 F.3d 1350, 1359 n. 6 (11th Cir. 1994). In Jones v. Norfolk S. Co., 348 F.App'x 970, 973 (5th Cir. 2009) (per curiam) (unpublished), the court upheld the district court's use of the North American Soccer League standard in a Title VII analysis on the grounds that the plaintiff (who was alleging error) asked the district court to apply that standard and had thus forfeited her right to challenge it. Id. The court also observed that the result — a finding that the defendant was not the plaintiffs' joint employer — would be no different under the integrated-enterprise test urged by the plaintiff. Id. The integrated-enterprise test requires looking at four factors: "(1) interrelation of operations, (2) centralized control of labor relations, (3) common management, and (4) common ownership or financial control." Trevino v. Celanese Corp., 701 F.2d 397, 403-04 (5th Cir. 1983). In Jones, the court did not decide which test should apply because the plaintiff had not shown a joint employment relationship under either standard. Jones, 348 F.App'x at 973.

The Fifth Circuit has suggested that the joint-employer standard is appropriate in some Title VII cases. See Turner, 476 F.3d at 344-45 ("Because Turner did not raise the joint-employer theory of liability until her motion for new trial, the district court did not err in deeming it waived. Further, this argument clearly lacks merit, as Turner has made no showing that the Foundation retained for itself sufficient control of the terms and conditions of Turner's employment." (quotations and alterations removed)). The integrated-enterprise test is not a good fit for a case involving one company with a service contract with the other, as opposed to affiliated or related companies such as a parent and subsidiary. This court applies the joint-employer test that Boutin urges.

A company may be a joint employer when it, "while contracting in good faith with an otherwise independent company, has retained for itself sufficient control of the terms and conditions of employment of the employees who are employed by the other employer." Virgo, 30 F.3d at 1360. The entities may be separate — not an integrated enterprise — but they "share or co-determine those matters governing the essential terms and conditions of employment." Id. Boutin points to a Second Circuit labor relations case providing practical guidance in applying this standard. In that case, AT T v. NLRB, 67 F.3d 446 (2d Cir. 1995), the issue was whether AT T was a joint employer of unionized employees of the contractor AT T hired to provide cleaning services in one of its buildings. The court identified five factors to be weighed: "whether the alleged joint employer (1) did the hiring and firing; (2) directly administered any disciplinary procedures; (3) maintained records of hours, handled the payroll, or provided insurance; (4) directly supervised the employees; or (5) participated in the collective bargaining process." Id. at 451 (citing Clinton's Ditch Coop. Co. v. NLRB, 778 F.2d 132, 138 (2d Cir. 1985)). Applying the Second Circuit's factors to the present record shows that as a matter of law, ExxonMobil was not Boutin's joint employer.

The first factor is whether ExxonMobil "did the hiring and firing." Boutin was both hired and fired by Pettus, a Jacobs employee. Boutin argues that ExxonMobil was involved in approving her promotion to Catalyst Yardmaster. She testified in her deposition that in addition to interviewing with Pettus, she was required to interview with Kris Fields of ExxonMobil. Boutin also testified that Pettus spoke with some ExxonMobil employees to determine whether she was qualified for the promotion. Boutin testified that she did not know who made the promotion decision. (Docket Entry No. 39, Ex. 1, Boutin Depo. at 24-26). Pettus stated in his declaration that he "selected Ms. Boutin for the job." (Docket Entry No. 45, Ex. 6, Pettus Decl., ¶ 5). He also stated that he selected Boutin's replacement because he personally believed she was the most qualified. ( Id., ¶ 13). Boutin also argues that ExxonMobil "demanded" that she be fired. There is no evidence of this other than Boutin's testimony that Josh Lesher, a Jacobs employee, told her that an unknown ExxonMobil employee told him that Jacobs "had to fire" Boutin. (Docket Entry No. 39, Ex. 1, Boutin Dep. at 74, 90). This is hearsay within hearsay without any basis for admission. Boutin cannot show that this unidentified ExxonMobil person satisfied the requirements for party-opponent statements under Federal Rule of Evidence 801(d)(2). And Lesher's statement also fails to satisfy Rule 801(d)(2) because he was not speaking for ExxonMobil. Moreover, the statement is entirely consistent with Jacobs "having" to fire Boutin without any involvement by ExxonMobil because she was not able to enter the MBPP. The competent evidence is that ExxonMobil informed Pettus that Boutin would be barred from ExxonMobil sites because of the ExxonMobil policy that applied to contractor employees, not its own employees. After consulting with a Jacobs human resources official, Pettus decided to fire Boutin. The first of the AT T factors weighs against finding that ExxonMobil was Boutin's employer.

Boutin also testified that Pettus told her that it was ExxonMobil's decision, not Pettus's, that would determine who was selected for the Catalyst Yardmaster position. (Docket Entry No. 39, Ex. 1, Boutin Depo. at 25). This is hearsay. It is not admissible as a party-opponent statement because Pettus is not an ExxonMobil employee and there is no evidence that he was authorized to make such statements on behalf of ExxonMobil. See FED. R. EVID. 801(d)(2).

The second factor is whether ExxonMobil "directly administered any disciplinary procedures." There is no evidence that ExxonMobil directly disciplined Boutin or any other Jacobs employee. ExxonMobil informed Jacobs that Boutin was barred from the MBPP and other facilities, which it was entitled to do under the contract. The disciplinary action, termination, was taken by Jacobs. In Jones, 348 F.App'x at 973, after stating that it would not decide whether the joint-employer test was proper, the Fifth Circuit concluded that the facts of the case would not have satisfied that test. In that case, as here, a contractor provided employees to work at another company's premises. The court held that the premises owner's "`power' over [the contractor's] employees was limited to barring [those] employees from the . . . facility. "This `power,' the court stated, "is insufficient to transform [the premises owner] into [the plaintiff's] employer for Title VII purposes." Id. Similarly, ExxonMobil's policy barring from the premises a contractor's employees who violated certain work rules does not as a matter of law make ExxonMobil a joint employer of the contractor's employees. The second AT T factor also weighs against finding that ExxonMobil was a joint employer.

The third factor is whether ExxonMobil "maintained records of hours, handled the payroll, or provided insurance." There is no evidence that ExxonMobil did any of these things. Although there is evidence that ExxonMobil supervisors signed Boutin's time sheets before she turned them in, Jacobs was responsible for keeping the records, paying Boutin, paying her payroll taxes, and providing benefits. The third factor weighs against finding ExxonMobil to be Boutin's employer.

The fourth factor is whether ExxonMobil "directly supervised" Boutin. In her deposition, Boutin testified that ExxonMobil personnel trained her for the Catalyst Yardmaster position, approved her for certain job duties, set her daily schedule, approved her raises, and required that she cleared her vacation dates with ExxonMobil before submitting them to Jacobs. But, as the court in AT T stated, "[l]imited and routine supervision, without an ability to hire, fire, or discipline, cannot

justify a finding of joint employer status." AT T, 67 F.3d at 452. That language describes the facts of this case well.

Boutin's employment was supervised by Pettus, Jacobs's on-site supervisor. Boutin worked a different schedule than the ExxonMobil employees. Bill Gifford of ExxonMobil, who Boutin states was her "supervisor," testified in his deposition that he did not supervise Boutin or any contractor personnel but rather "the process of making catalyst." (Docket Entry No. 39, Ex. 3, Gifford Depo. at 9). The record shows that the training ExxonMobil provided to Boutin was on the Catalyst Department operations and safety requirements and the Department of Transportation regulations. There is also evidence that Boutin received training conducted by Jacobs. Gifford testified in his deposition that his training was designed to show Boutin "how the process works." ( Id. at 71). Josh Lesher testified that Boutin's initial training was done by Katy Belcher, the Jacobs training coordinator. (Docket Entry No. 44, Ex. 8, Lesher Depo. at 106). Belcher testified that ExxonMobil gave Boutin "procedural training" in addition to the training carried out by Jacobs. (Docket Entry No. 39, Ex. 4, Belcher Depo. at 18-19). There is no dispute that Belcher oversaw all Boutin's training.

Gifford also described Boutin's daily working arrangement in his declaration. He stated as follows:

Ms. Boutin worked a straight schedule, arriving between 7:00 and 7:30 a.m. and leaving around 4:30 p.m. Monday through Friday. This schedule was driven by when delivery trucks arrived at the MBPP to deliver or retrieve tanks.
Beyond telling Ms. Boutin when pick-ups and deliveries would occur, ExxonMobil did not dictate how she arranged her work. Such matters were left to Ms. Boutin's discretion. All ExxonMobil expected was that Ms. Boutin would prepare the required containers on a safe and timely basis.
ExxonMobil could approve how much Jacobs charged for Ms. Boutin's labor. ExxonMobil did not decide how much Jacobs actually paid Ms. Boutin.

(Docket Entry No. 44, Ex. 7, Gifford Depo., ¶¶ 4-6).

The undisputed competent record evidence shows that to the extent ExxonMobil supervised Boutin, it was to ensure that the contract with Jacobs was performed as required. Cases applying the joint-employer analysis in the FLSA context make clear that this type of supervision does not justify finding a joint-employer relationship. See Zheng v. Liberty Apparel Co., 355 F.3d 61, 72 (2d Cir. 2003) (""By contrast, supervision with respect to contractual warranties of quality and time of delivery has no bearing on the joint employment inquiry, as such supervision is perfectly consistent with a typical, legitimate subcontracting arrangement."); Moreau v. Air France, 356 F.3d 942 (9th Cir. 2004) (finding that a general contractor was not a joint employer of a subcontractor's employees when the instructions given to the employees concerned performance of the subcontract); Quintanilla v. A R Demolition, Inc., No. H-04-1965, 2005 WL 2095104, at *11 (S.D. Tex. Aug. 30, 2005) (holding that there was no fact issue as to whether the general contractor was the joint employer of the subcontractor's employees because "the allocation of supervision and related tasks . . . [was] consistent with such a relationship."). The fourth factor also weighs against finding that ExxonMobil was Boutin's joint employer.

The final factor is whether ExxonMobil participated in Jacobs's collective-bargaining process. There is no evidence or suggestion that ExxonMobil was involved in any such process. Considering all the factors leads to the conclusion that the relationship between ExxonMobil and Jacobs with respect to Boutin was consistent with the parties' contract providing that Jacobs was responsible for controlling, supervising, and compensating its own employees. Boutin has not created a fact issue material to determining whether ExxonMobil was her joint employer.

ExxonMobil is entitled to summary judgment on the basis that it was not Boutin's employer. In addition, the same reasons that led to summary judgment in favor of Jacobs would also require summary judgment on the merits of Boutin's claims against ExxonMobil.

V. Conclusion

Both motions for summary judgment are granted. Final judgment is entered by separate order.

rney was required to admit on the record in order to have his plea deal accepted. Id. at 124, 835 A.2d 682. We concluded that we could not be confident that the DRB's proposed retroactive three-year suspension was appropriate in light of the limited record and we remanded for further proceedings. Ibid. Mr. Gallo subsequently consented to disbarment. See In re Gallo, 181 N.J. 304, 304, 856 A.2d 30 (2004).

Although we expressed great concern about the fact that Gallo's offenses were committed against clients, that concern arose, at least in part, from the magnitude and severity of the acts that led to the underlying criminal complaints. That is, the complaints against Gallo involved four separate victims, each of whom was physically assaulted either at his law firm office or at a courthouse. See Gallo, supra, 178 N.J. at 120, 835 A.2d 682. Three of the women were clients, and the fourth was a pro se litigant who alleged that Gallo assaulted her in the courthouse where she was seeking a restraining order against his client. Ibid. Those facts were sufficiently severe and extensive that we were not inclined to permit respondent to limit his disciplinary exposure through a bare-bones plea allocution. Id. at 123-24, 835 A.2d 682.

Nevertheless, merely because the inappropriate sexual behavior is directed at a client, or directed at someone who is indigent, discipline has not always been enhanced. As an example, in an early case involving an attorney's blatantly inappropriate sexual activities directed toward an indigent client, this Court imposed a rather modest penalty. See In re Liebowitz, 104 N.J. 175, 175-76, 516 A.2d 246 (1985).

In the Liebowitz matter, the attorney was assigned to serve as pro bono counsel for an indigent matrimonial client involved in a custody dispute and invited her to join him at a restaurant for what he described as a meeting with attorneys and clients. Id. at 176-77, 516 A.2d 246. Thereafter, he offered her a ride home, but drove her, with her acquiescence, to his home instead. Id. at 177, 516 A.2d 246. The client believed that they would be discussing her case, but Liebowitz said later that because he had assigned her matter to one of his associates, he saw the evening as purely a social encounter. Ibid., After Liebowitz and the client arrived at the apartment, he made sexual advances toward her. Those advances included inviting her into his bedroom to sit on his bed, asking her to engage in sexual activity, "unbutton[ing] the top front of her dress" in spite of her verbal and physical efforts to stop him, forcibly kissing her, removing his clothing and pulling her onto the bed, and "touch[ing] her intimate parts and plac[ing] her hand on his genital area to assist his sexual self gratification." Ibid. Liebowitz was charged with the criminal offense of lewdness, but was acquitted because of the State's failure to prove beyond a reasonable doubt that the client had not consented. Id. at 178, 516 A.2d 246.

In the disciplinary proceeding that followed, a Special Ethics Master found that the attorney had engaged in sexual contact and that, in light of the vulnerability of the client, then fighting for custody of her children, "she cannot be said to have truly consented to [Respondent's] sexual advances. That such inherent coercion was present is clear from the evidence, including her resistance to such advances." Id. at 178-79, 516 A.2d 246. The DRB rejected respondent's contention that he was not acting as the victim's attorney when the interactions took place, and found that the indigent client "could reasonably infer that a failure to accede to Respondent's desires would adversely impact on her legal representation." Id. at 180, 516 A.2d 246. Even so, the DRB recommended that Liebowitz be reprimanded, taking into consideration his long and unblemished career, the aberrational nature of the event, the proof of his good character, his full recognition of the seriousness of the misconduct and the fact that he "has discontinued his practice of socializing with clients." Id. at 181, 516 A.2d 246.

Although this Court adopted that recommendation without comment, see id. at 176, 516 A.2d 246, in our subsequent decisions we have charted a different course. For example, we have adopted a harsher view when imposing discipline on attorneys who have been convicted of acts of domestic violence. That approach reflects the fact that domestic violence involves victims who are particularly vulnerable, and is in keeping with the expression of public policy evidenced in our strict domestic violence laws. See, e.g., In re Principato, supra, 139 N.J. 456, 463, 655 A.2d 920 (1995) (announcing rule that suspension will ordinarily be imposed for acts of domestic violence); In re Magid, supra, 139 N.J. 449, 455, 655 A.2d 916 (1995) (same). Even in announcing that such a conviction would ordinarily result in suspension, we gave the new rule prospective application. Principato, 139 N.J. at 463, 655 A.2d 920; Magid, 139 N.J. at 455, 655 A.2d 916; see In re Margrabia, 150 N.J. 198, 200-01, 695 A.2d 1378 (1997) (imposing suspension of three months on attorney found to have committed predicate offense of simple assault on his wife in domestic violence proceeding). But see In re Toronto, 150 N.J. 191, 197, 696 A.2d 8 (1997) (imposing three-month suspension for conviction of simple assault on spouse committed prior to announcement of new rule based on aggravating factors). As a result, in both Principato and in Magid, we imposed only a reprimand, in spite of the fact that the victim in Principato was originally referred to the attorney by a battered women's shelter and continued to be his client during the incident leading to his conviction for assaulting her. Principato, supra, 139 N.J. at 459-60, 655 A.2d 920.

As these precedents demonstrate, we have rarely established bright line rules that will govern disciplinary infractions, including serious matters involving criminal offenses. The most notable exception, of course, is our unfaltering view about the severity of the punishment to be meted out to attorneys who engage in knowing misappropriation. See In re Wilson, 81 N.J. 451, 453, 409 A.2d 1153 (1979). Save for that clear directive, all discipline is highly fact-sensitive. To be sure, crimes involving theft, because of their relationship to the principles that lie behind the Wilson rule and their threat to the trust that must be reposed in attorneys, usually lead to disbarment. See In re Imbriani 149 N.J. 521 , 534, 694 A.2d 1030 (1997) (disbarring former judge for misappropriation of funds belonging to business venture). But even when the attorney has been convicted of a theft, and even if it involved a particularly vulnerable victim, disbarment has not been inevitable. See In re Infinito, 94 N.J. 50, 51-52, 462 A.2d 160 (1983) (imposing three-year suspension for conviction of larceny committed on "mentally retarded" members of household).

There are some crimes, of course, that are so serious that they plainly call out for the severe sanction of disbarment, whether directly related to the practice of law or not. This has been particularly true of such violent crimes as murder or manslaughter. See, e.g., In re Johnson, 157 N.J. 531, 531-32, 724 A.2d 796 (1999) (disbarring attorney convicted of first-degree murder); In re Rasheed, 134 N.J. 532, 532, 636 A.2d 67 (1994) (same; aggravated manslaughter, aggravated assault and terroristic threats); In re McAlesher, 93 N.J. 486, 487-88, 461 A.2d 1122 (1983) (same; second-degree murder). It also has generally been true that convictions relating to distribution or sale of dangerous drugs have resulted in disbarment. See In re Valentin, 147 N.J. 499, 500, 688 A.2d 602 (1997) (conviction for sale of pound of cocaine); In re McCann, 110 N.J. 496, 497-98, 541 A.2d 1361 (1988) (federal kingpin conviction); In re Goldberg, 105 N.J. 278, 283-84, 520 A.2d 1147 (1987) (federal conviction of conspiracy to distribute narcotics). Even so, we were far less harsh when disciplining an attorney who, although convicted of possession with intent to distribute, was principally an abuser of drugs. See In re Kinnear, 105 N.J. 391, 392-93, 522 A.2d 414 (1987) (imposing one-year suspension).

We have not adopted a bright line disbarment rule even in the context of crimes involving violence, see, e.g., In re Viggiano, 153 N.J. 40, 41, 707 A.2d 147 (1998) (imposing three-month suspension for conviction on two counts of simple assault); In re Howard, 143 N.J. 526, 533, 673 A.2d 800 (1996) (imposing three-month suspension for death by auto); In re Predham, 132 N.J. 276, 276-77, 624 A.2d 1371 (1993) (imposing six-month suspension for making terroristic threats, aggravated assault with deadly weapon, and possession of weapon for unlawful purposes); In re Braun, 118 N.J. 452, 453, 572 A.2d 590 (1990) (conviction of recklessly endangering another; three-month retroactive suspension); In re Litwin, 104 N.J. 362, 367-69, 517 A.2d 378 (1986) (imposing five-year suspension for aggravated arson; mental state at time of crime served as important mitigating factor), or for criminal offenses with a potential for violence, see In re Wallace, 153 N.J. 31, 32, 707 A.2d 143 (1998) (imposing three-month suspension for unlawful possession of handgun).

As we have often observed, the essential purpose of our system of attorney discipline is to protect the public, not to punish the attorney. See In re Rigolosi, 107 N.J. 192, 206, 526 A.2d 670 (1987) ("The purpose of a disciplinary proceeding, as distinguished from a criminal prosecution, is not so much to punish a wrongdoer as it is to protect the public from an untrustworthy lawyer."); Wilson, supra, 81 N.J. at 456, 409 A.2d 1153 (emphasizing that "the principal reason for discipline is to preserve the confidence of the public in the integrity and trustworthiness of lawyers in general"); In re Makowski, 73 N.J. 265, 271, 374 A.2d 458 (1977) ("The ultimate objectives of imposing a disciplinary measure are `the protection of the public, the purification of the bar and the prevention of a reoccurrence.'" (quoting In re Baron, 25 N.J. 445, 449, 136 A.2d 873 (1957))).

Our system of discipline, as a result, includes few bright line rules, because few indeed are the acts for which one sanction will be invariably appropriate. Considering how best to protect the public from a particular attorney ordinarily involves considering the ethical lapses both in comparison to our relevant disciplinary precedents and in the context of that attorney's history rather than merely identifying the attorney's specific unethical act. Our evaluation of the appropriate quantum of discipline, therefore, is necessarily fact sensitive.

III.

Respondent does not come to us with an unblemished record, as a result of which we begin our consideration of the disciplinary sanction that we will impose upon him with a brief recitation of his prior history of discipline. Respondent was admitted to the practice of law in New Jersey in 1994. His disciplinary history began in 2002 when he was admonished for failing to maintain a bona fide office for the practice of law, recordkeeping violations and the improper use of letterhead. In May 2003, in a matter that proceeded by default, he was reprimanded for failing to communicate with a client he represented in a tax appeal and for failing to cooperate with ethics authorities. In re Witherspoon, 176 N.J. 420, 823 A.2d 803 (2003). Later that same year, in October 2003, he was admonished for failing to communicate with another client in a tax appeal. In February 2008, he was censured for failure to communicate with his client in still another tax appeal. In re Witherspoon, 193 N.J. 489, 940 A.2d 297 (2008).

The acts that are the subject of the current grievances are different in kind from his earlier ethical improprieties, for they involve not the poor practices he used for keeping his clients informed about the progress of their matters, and not the equally poor manner in which he maintained his books and records, but a series of comments and communications with some of his bankruptcy clients of a sexual nature. Respondent concedes that the grievants would have testified that they understood him to be attempting to barter his services for various sexual favors, behavior that is plainly and unequivocally inappropriate.

The DRB recommends that respondent be suspended from the practice of law for a period of three months, based on his behaviors and his lengthy disciplinary history. Two dissenting members concluded that a longer period, a suspension of six months, is needed, focusing in part on the number of incidents, the time period over which they occurred, and the fact that respondent's history demonstrates that lesser punishments have not deterred further unethical acts. Our dissenting colleagues would not only disbar respondent, but would create a new bright line rule of automatic disbarment of attorneys who engage in the behavior respondent has displayed. See post at 367, 36-70, 3 A.3d at 510-11, 511-12. We do not agree with any of these recommendations, but conclude that a one-year period of suspension is the appropriate quantum of discipline in this matter. We do so for several reasons.

First, we rely on the stipulated factual record, which exactly matched all of the factual assertions in the complaint and which is, therefore, unlike the limited and self-serving plea colloquy that we found was inadequate in Gallo. As offensive as respondent's behavior was, according to that stipulated record, none of the grievants accused respondent of forcing them to endure any unwanted physical contact or even attempting to do so; none of them felt sufficiently pressured that she even considered giving in; none sought therapy or treatment to overcome the experience; none has suggested the incidents were traumatic; and none pursued criminal charges. Although they filed grievances against him, there is no evidence that any of them found him threatening or dangerous. This record therefore lacks the severity of the unethical sexually-oriented behavior that we have previously considered to be worthy of disbarment.

Second, nothing in the record suggests that these women, or women filing for bankruptcy in general, are especially vulnerable or more in distress because of the nature of their legal matters than are other categories of clients. Most clients are under stress and feel vulnerable when consulting with counsel and there are many clients who are equally, if not more, vulnerable than people filing for bankruptcy. Compared to the clients in Liebowitz, supra, 104 N.J. at 176, 516 A.2d 246 (indigent client in child custody dispute), and Principato, supra, 139 N.J. at 459, 655 A.2d 920 (battered woman seeking divorce and custody), and compared to the victims in Gallo, supra, 178 N.J. at 120, 835 A.2d 682 (adversary pro se litigant seeking restraining order against attorney's client), and Infinito, supra, 94 N.J. at 52, 462 A.2d 160 ("mentally retarded" household members), we see no principled ground on which to carve out women involved in bankruptcy proceedings as particularly vulnerable and as especially in need of protection.

Third, as we have previously cautioned, preying on clients will be dealt with more harshly than other acts because it goes directly to the heart of the trust on which the attorney-client relationship is founded. But we cannot endorse the dissenters' automatic disbarment approach because of its broader implications. Carried to its logical conclusion, creating the "zero tolerance" rule that they advocate based on this record would demand that we automatically disbar attorneys involved in non-criminal, non-threatening, non-traumatizing, purely verbal, sexual improprieties directed at other adults, simply because they are clients. In light of our disciplinary precedents making plain that not every conviction for a sexual offense will result in disbarment, we conclude that it would be disproportionate punishment indeed if respondent's behavior, although boorish, insensitive and offensive, but well shy of criminal, found itself on the far side of that bright line.

On balance, we fix the sanction in this case not only by looking at what this attorney did, but by evaluating that conduct, along with his prior history of disciplinary infractions, against the preexisting decision-making matrix that guides all disciplinary matters. Viewed against our carefully considered precedents, the quantum of discipline recommended by the DRB is insufficient to address the series of behaviors exhibited over time by this attorney. His repeated, demeaning and offensive suggestions to his clients were not merely in jest, but were an effort to barter his professional services for sexual favors. It is behavior that demands our stern condemnation and significant discipline. Nonetheless, we cannot impose, fairly, discipline on respondent far harsher than the sanctions our precedents demand.

We therefore impose upon respondent the suspension from the practice of law for a period of one year. In keeping with the precedents to which we have adverted, we conclude that neither a longer period is required nor a shorter period will suffice. We condition respondent's return to the practice of law on the successful completion of an approved course in sensitivity training and the institution of appropriate accounting controls.

Justice LaVECCHIA, dissenting.

In this disciplinary case, we deal with an attorney who attempted to barter his legal services in exchange for sex from his vulnerable female clients. Even the bloodless, stipulated record presented in this case cannot disguise the impact of the course of conduct undertaken by respondent, David J. Witherspoon. In an astounding exhibition of bad taste, lack of professionalism, and overreaching of vulnerable clients who were at the doors of bankruptcy, respondent instilled in three female clients and the daughter of another client, a belief that a fee owed would be forgiven or abated if each would engage in some form of sexually-oriented conduct with him. Adding insult to injury, a review of respondent's statements made under oath at the hearing in this matter reveals a man without remorse. That is, a man without any remorse except that he was caught and his conduct opened him up to the four grievances filed against him.

This matter comes before us on an order to show cause issued by this Court to review the findings and recommendation of the Disciplinary Review Board (DRB) that respondent be suspended for a period of three months. The Court now imposes a one-year suspension. Because I am unable to agree with the quantum of punishment to be imposed on respondent, whose outrageous behavior, I conclude, requires disbarment, I respectfully must dissent.

I.

An ethics complaint, filed against respondent under Docket Nos. XIV-06-095E and VI-07-900E, XIV-06-096E and VI-07-901E, XIV-06-482E and VI-07-902E, XIV-06-483E and VI-07-903E, charged him with engaging in sexual harassment, sexual discrimination, recordkeeping violations, and practicing law while ineligible for failure to pay the New Jersey Lawyers' Fund for Client Protection annual assessment. It is the first count of this complaint against respondent that is most remarkable. It set forth allegations by four different women who claimed that respondent sexually harassed and/or discriminated against them. All of the women victims (three clients and one a family member of a client) were vulnerable financially and were seeking bankruptcy protection. The District VI Ethics Committee (DEC) conducted a hearing on March 28, 2008, at which respondent testified. In lieu of court appearances by the women who filed grievances against him, the DEC accepted the following stipulations establishing the anticipated content of each woman's testimony.

In addition to the instant disciplinary charges, it should be noted that respondent had a troubling disciplinary history. Since his admission to the New Jersey bar in 1994, respondent has been disciplined on four previous occasions. In 2002, he was admonished for failing to maintain a bona fide office, for improper letterhead, and for recordkeeping violations, In re Witherspoon, No. 02-050 (DRB Mar. 18, 2002). A year later, on May 6, 2003, respondent received a reprimand for his failure to communicate with his client in a lax appeal and for failing to cooperate with ethics authorities, in re Witherspoon, 176 N.J. 420-21, 823 A.2d 803 (2003). Later that same year, he was admonished for failing to communicate with another tax appeal client. In re Witherspoon, No. 03-280 (DRB Oct. 24, 2003). In 2008, respondent was censured, yet again, for failing to communicate with a tax appeal client. In re Witherspoon, 193 N.J. 489, 940 A.2d 297.

(a) T.B. would testify that, on August 13, 2005, respondent was retained by L.B., Sr. (L.B., Sr.) to represent him in a bankruptcy matter. L.B., Sr. was assisted by his daughter, T.B., in discussing with respondent the fees required for handling L.B., Sr.'s bankruptcy. Respondent's retainer agreement required a legal fee of $700 from L.B., Sr. When T.B. advised respondent that L.B., Sr. was short $300 in legal fees, respondent offered to meet T.B. in a hotel room for three hours, to take care of the $300. T.B. understood respondent's comments to constitute a proposal to exchange sexual favors for the $300 balance owed by L.B., Sr. in legal fees. In or about January 2006, T.B. delivered documents to respondent's office on behalf of L.B., Sr. At that time, L.B., Sr. owed respondent a balance of $200 in legal fees, which T.B. told respondent she was unable to remit on L.B., Sr.'s behalf. Whereupon, respondent offered that T.B. could come to his office in a bathing suit and dance for him, to take care of the $200. T.B. understood respondent's comments to constitute a proposal to exchange sexual favors for the $200 balance owed by L.B., Sr. in legal fees;
(b) S.B. would testify that, in September 2005, S.B. retained respondent to represent her in a bankruptcy matter. On one occasion, when S.B. visited respondent's office in the presence of her female friend, respondent remarked that many gay women "come on" to respondent and that respondent would like to see S.B. and her friend "make out". At that time, respondent continued to state to S.B. that if he were permitted to watch them "make out," he would file the bankruptcy free of charge. S.B. understood respondent's comments to constitute a proposal to exchange sexual favors for the balance owed to respondent in legal fees. Thereafter, in a second incident, S.B. came to respondent's office to make a fee payment and to inform him of an additional bankruptcy creditor. At that time, respondent stated that he would only add the creditor to S.B.'s bankruptcy if she lifted her skirt, at which S.B. refused, and left respondent's office. S.B. understood respondent's comments to constitute a proposal to exchange sexual favors for representation in her bankruptcy matter. Thereafter, on another trip to respondent's office to make payment on the balance of legal fees owed to respondent, respondent stated that S.B. could satisfy her outstanding legal fees by either allowing him to watch her with her female friend or by allowing him to join in, to which S.B. refused. S.B. understood respondent's comments to constitute a proposal to exchange sexual favors for the balance owed to respondent in legal fees. Thereafter, S.B. retained new counsel to complete her bankruptcy matter;
(c) S.S. would testify that, on July 18, 2001, S.S. retained respondent to represent her in filing a bankruptcy matter. During the course of respondent's representation, he began to question S.S. about her personal life, ask if she would go out with him and made inappropriate sexual advances to S.S., but S.S. declined his proposals. S.S. understood respondent's comments to constitute a proposal to exchange sexual favors for representation in her bankruptcy matter. Thereafter, S.S. retained new counsel to complete her bankruptcy matter; and
(d) A.C. would testify that, in September 2005, A.C. retained respondent to represent her in a bankruptcy matter. At a subsequent appointment at respondent's law office, respondent stated to A.C., "Oh, so you're the gay girl". After confirming her personal sexual orientation, respondent continued to remark about A.C.'s sexuality, as well as suggest that A.C.'s lesbianism was caused by a bad experience with the male sex organ. A.C. understood respondent's comments to constitute a denigration of her lesbian lifestyle. Thereafter, after the conclusion of a bankruptcy hearing, respondent commented to A.C. that he was a "breast man," that she was looking good that day and that if she came back to his office and joined him on his "office couch," he would return to her $660 of the legal fees she previously paid, to which A.C. refused. A.C. understood respondent's comments to constitute a proposal to exchange sexual favors for legal fees paid to respondent.

In response to those allegations, respondent asserted that whatever comments he made were made in jest, and that the women were retaliating against him by filing grievances. What is most notable about respondent's testimony before the DEC is his total lack of comprehension of any wrongfulness in his conduct. When asked repeatedly whether he thought that his comments and actions were wrong, respondent showed no remorse, but instead appeared motivated by a desire to avoid future disciplinary complaints against him. Indeed, when he was finally pressed to answer whether he would continue to conduct himself as he had in the past, respondent replied, "[W]ould I do things differently, heck yeah, because I left myself wide open." Moreover, respondent voiced his discomfort with the inquiry:

Inexplicably, respondent thought he might garner some sympathy from the DEC because he had represented S.S., who was a Muslim and dressed in traditional fashion "from head to toe,'' and how he had traveled with to her bankruptcy hearing shortly after September 11, 2001, at a time when he perceived strong anti-Muslim sentiment "going on."

The problem with the question and the answer, you know, if the Ethics Committee wants to write strict rules on what we can talk about and not talk about, fine, then put it out there but the Ethics Committee has too many rules that are generalities, appropriate behavior, appropriate conduct, whose definition? Your's [sic], mine, Catholic, Protestant, Muslim, you can't tell me what's appropriate and I can't tell you what's appropriate unless you want to say this is a moral ethics course and, I'm sorry, . . . I can't — it's hard to get boxed in because you're talking about freedom of speech, you're talking about I can't discuss what we want, talking about free market. If clients are offended, get another attorney, maybe people in here don't like that answer but that's what's called free marketplace and if you want to be strict, then write strict rules, you know, you need stricter rules, your rules are too general.

Ultimately, the DEC rejected respondent's assertion that his overtures to the four females were intended in jest, finding the defense "entirely unpersuasive." The DEC found that respondent may have intended to trade his legal services for sexual favors, and that, regardless of his intent, the women clearly perceived his comments to be bartering offers. The DEC concluded that respondent violated RPC 1.7(a)(2), RPC 4.4(a), RPC 8.4(d), and RPC 8.4(g), and it recommended a censure.

On a de novo review of the record, the DRB agreed that respondent engaged in unethical conduct. It found that, in respect of the four grievants, respondent "repeatedly made sexual propositions that they interpreted as offers of respondent's legal services in exchange for sex." The DRB found no support for respondent's claim that he was only joking, and gave "considerable weight to the clients' interpretations — that respondent was attempting to obtain sexual favors from them." Summarizing its findings as to the first count, the DRB described respondent as having "preyed on his female clients." Further, it neatly captured the gist of respondent's misconduct as follows:

[T]he misconduct involved four separate women, at what was arguably one of the most vulnerable times in their lives — while under bankruptcy protection (the fourth woman was accompanying her father, a bankruptcy client, to respondent's office). His conduct was also spread out over a five-year time period, between 2001 and 2006 and, for some of the women, occurred on multiple occasions. Respondent offered discounted legal services, fee refunds — even free motion-practice — in hopes of receiving sexual favors.

For that, the DRB found a violation of RPC 1.7(a)(2) with respect to all four grievants. Also, the DRB found that respondent violated RPC 8.4(g), and it sustained the violation for practicing while ineligible entered by the DEC. With respect to the allegations that respondent violated RPCs 8.4(d) and 4.4, the DRB gave respondent the benefit of its doubt and dismissed those charges. A six-person majority of the DRB imposed a three-month suspension, while a two-person dissent viewed respondent's behavior more harshly, and called for a six-month suspension. The matter came before this Court on an order to show cause to review the DRB findings, and a majority of our Court now sees fit to increase respondent's suspension to one year.

The DRB commented that respondent, "[h]aving placed his own prurient interests above those of his clients, . . . created the possibility that he would not view their matters favorably if his advances were rejected."

The DRB concluded that respondent sexually harassed all four women, some on more than one occasion, and discriminated against S.B. and A.C. based on their sexual orientation.

My difference with the DRB, and with the majority of my colleagues on the Court, arises from the discipline to be imposed on respondent for his behavior. In my view, line drawing over the length of suspension misses the point that respondent's behavior violated all expected and plainly held norms of professional behavior for an attorney at law.

II.

Respondent's conduct is clearly and utterly inconsistent with any recognized norm of professionalism and threatens to draw our profession into disrepute. The only appropriate measure of discipline that protects the public from respondent's intolerable behavior, and sends a zero-tolerance message toward lawyers who would consider preying on their clients is disbarment.

Some thirty years ago, Chief Justice Wilentz observed that "the principal reason for discipline is to preserve the confidence of the public in the integrity and trustworthiness of lawyers in general." In re Wilson, 81 N.J. 451, 456, 409 A.2d 1153 (1979). Although Chief Justice Wilentz reemphasized this basic tenet in the context of charges stemming from misappropriation of client funds, his assessment is not restricted to that application. Because trust and integrity must pervade every level of the attorney-client relationship, I believe that it is antiquated to afford greater protections to a client's financial interests than to his or her gender or sexual identity. One's bodily integrity is at least as important as the security of the finances one entrusts to an attorney. In light of the overwhelming condemnation we, as a society, share for the type of behavior in which respondent engaged, his own inability to recognize the wrongfulness of his conduct reveals a man who is woefully out of touch, and certainly incapable of exercising the fitness of character required of an attorney at law.

Although the majority recites numerous previous disciplinary decisions of this Court, the cited precedent is readily distinguished from the rather unique issue in this case. Most of the cited cases involved the imposition of discipline as a collateral consequence of a criminal conviction that did not implicate the attorney-client relationship. See, e.g., In re Thompson, 197 N.J. 464, 963 A.2d 837 (2009) (ordering disbarment as collateral consequence of federal conviction for sexual exploitation of a minor). Only one case cited by our colleagues is remotely analogous to the instant proceeding, and even that case arose in the context of a criminal conviction for four counts of fourth-degree criminal sexual contact: In re Gallo, 178 N.J. 115, 835 A.2d 682 (2003); see also 181 N.J. 304 , 856 A.2d 30 (2004) (memorializing subsequent voluntary disbarment). Like Witherspoon, Gallo faced allegations of sexual misconduct from four separate women, three of whom were clients. 178 N.J. at 118, 835 A.2d 682. Unlike the present case, however, the issue in Gallo did not focus on the quantum of discipline to be imposed, but rather on the need to develop a record beyond the guilty plea entered by Gallo. The case was remanded so that the Office of Attorney Ethics could develop a thorough record in order to make a proper determination of the appropriate quantum of discipline. Id. at 119-22, 835 A.2d 682. We imposed an indefinite suspension on Gallo pending the results of that hearing, id. at 125, 835 A.2d 682, although Gallo thereafter consented to voluntary disbarment, 181 N.J. 304, 856 A.2d 30.

Although criminal convictions for such sexual offenses certainly give rise to serious concerns about an attorney's fitness to practice, such collateral occurrences are not "the principle reason" we exercise discipline over attorneys. See Wilson, supra, 81 N.J. at 456, 409 A.2d 1153. Rather, our function is to protect and maintain public confidence in the bar, and in the dignity of our profession. See ibid.

That holding is central to understanding the Gallo decision. Yet, although relying on Gallo, the majority today indicates a willingness to accept the brief and targeted stipulated statements from the victims. Resting only on those statements, the majority assumes that "none of [the grievants] felt sufficiently pressured that she even considered giving in; none sought therapy or treatment to overcome the experience; none has suggested the incidents were traumatic; and none pursued criminal charges." Ante at 360, 3 A.3d at 506.
The record is silent as to all those facts, and does not provide even a modicum of support for any of those conclusions. What is clear is the extraordinary fact that four different women were so appalled and disturbed by respondent's conduct that they each filed a disciplinary complaint against him.
The majority is also content to conclude, on the barren record presented, that "nothing . . . suggests that these women, or women filing for bankruptcy in general, are especially vulnerable or more in distress because of the nature of their legal matters than are other categories of clients." Ante at 360, 3 A.3d at 506. I must respectfully disagree with that analysis because it ignores the fact that respondent targeted his advances precisely at his clients' vulnerability: he offered to forgive, in exchange for sexual favors, the debts owed him for legal work by women in bankruptcy who were obviously experiencing financial difficulty.

Of all the precedent discussed by the majority, Gallo is most noteworthy. It clearly rejected, in unmistakable terms, the antediluvian disciplinary paradigm that previously might have tolerated or excused sexual misdeeds perpetrated by attorneys against clients:

We have traveled a far way from tolerance of sexual misconduct in the workplace and in our profession. We recognize the psychological damage that can be inflicted on the victims of sexual abuse, who silently suffer and do not complain because they feel powerless to do so. The sexual abuse of a client is unacceptable in any profession and in any business setting, and cannot be tolerated in our profession, which holds as sacred the dignity of the individual. [ Gallo, supra, 178 N.J. at 123, 835 A.2d 682.]

Notably Gallo did not refer at all to In re Liebowitz, 104 N.J. 175, 516 A.2d 246 (1985), another case cited by the majority herein, where the punishment imposed was radically different than what modem sensibilities reasonably would expect.

In fact, announcing strong deviations from previously tolerated behavior in our profession is not exceptional for our Court. In executing our oversight of the legal profession in New Jersey, this Court has been compelled, from time to time, to examine and recalibrate the disciplinary measures meted against attorneys who have breached our strict ethical standards. See Wilson, supra, 81 N.J. at 459-61, 409 A.2d 1153. I would impose the highest level of discipline on respondent. I wholeheartedly reject his effort to mitigate his behavior through the suggestion that he was merely "joking around"; it is not respondent's perspective that matters, but rather the perspectives of his clients, who sincerely believed that he was attempting to barter sex for legal services. When respondent's clients sought his assistance in financial matters, rather than providing support and expertise, he instead exploited their vulnerability and violated their trust.

III.

Although the majority characterizes the result I reach as "a new bright line rule of automatic disbarment," that description denies the fact-based approach that leads me to conclude that disbarment is the appropriate discipline for respondent's conduct toward clients in the context of the sanctity of lawyer-client interactions. Furthermore, my conclusion that respondent must be disbarred is supported by his troubling disciplinary history, and that history serves to underscore my resolve in the quantum of discipline he should face. Respondent has obviously failed to internalize the lessons to be learned from his past disciplinary experiences. In light of the seriousness of the current charges, respondent's inexplicable lack of remorse, and his grim disciplinary history, I would disbar respondent.

Any new attorney, fresh from the law school study of ethics and professional responsibility, will wonder how any penalty short of disbarment would be appropriate discipline for respondent's behavior. To borrow once again from Chief Justice Wilentz, "[a]s far as [I am] concerned, the only reason that disbarment might be necessary is that any other result risks something even more important, the continued confidence of the public in the integrity of the bar and the judiciary." Wilson, supra, 81 N.J. at 460, 409 A.2d 1153.

For these reasons, I would disbar respondent. I therefore respectfully dissent. For Suspension 1 year — Chief Justice RABNER and Justices LONG, WALLACE, RIVERA-SOTO and HOENS — 5.

For Disbarment — Justices LaVECCHIA and ALBIN — 2.

Opposed — None.

ORDER

The Disciplinary Review Board having filed with the Court its decision in DRB 08-302, concluding that DAVID J. WITHERSPOON of NEWARK, who was admitted to the bar of this State in 1994, should be disciplined, and respondent having been ordered to show cause why he should not be disbarred or otherwise disciplined, and good cause appearing;

It is ORDERED that DAVID J. WITHERSPOON is suspended from the practice of law for a period of one year and until the further Order of the Court, effective August 24, 2010; and it is further

ORDERED that DAVID J. WITHERSPOON enroll in and successfully complete a course in sensitivity training approved by the Office of Attorney Ethics, which training shall be completed prior to the filing of a petition for reinstatement to practice; and it is further

ORDERED that respondent demonstrate to the satisfaction of the Office of Attorney Ethics that he has put appropriate accounting controls in place in his practice and that he is in compliance with the recordkeeping requirements of Rule 1:21-6; and it is further

ORDERED that respondent comply with Rule 1:20-20 dealing with suspended attorneys; and it is further

ORDERED that pursuant to Rule 1:20-20(c), respondent's failure to comply with the Affidavit of Compliance requirement of Rule 1:20-20(b)(15) may (1) preclude the Disciplinary Review Board from considering respondent's petition for reinstatement for a period of up to six months from the date respondent files proof of compliance; (2) be found to constitute a violation of RPC 8.1(b) and RPC 8.4(c); and (3) provide a basis for an action for contempt pursuant to Rule 1:10-2; and it is further

ORDERED that the entire record of this matter be made a permanent part of respondent's file as an attorney at law of this State; and it is further

ORDERED that respondent reimburse the Disciplinary Oversight Committee for appropriate administrative costs and actual expenses incurred in the prosecution of this matter, as provided in Rule 1:20-17.

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IN RE WITHERSPOON
(Jul 29, 2010)