ANGELA LAVIGNA, Plaintiff, v. STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY, Defendant.

RULING ON MOTION FOR SUMMARY JUDGMENT

CHRISTOPHER DRONEY, District Judge

The plaintiff, Brian White, brought this action pursuant to Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq., alleging race discrimination and retaliation. The defendant, the State of Connecticut Department of Corrections ("DOC"), moves for summary judgment claiming that White cannot demonstrate discriminatory intent, pretext, or retaliation as a matter of law. For the reasons that follow, the defendant's motion for summary judgment is denied.

I. Factual Background

The following facts are taken from the parties' Local Rule 56(a) statements, summary judgment briefs, and other evidence submitted by the parties. They are undisputed unless otherwise indicated.

White began his career with the DOC in January 1994 as a Correctional Officer at the Bridgeport Correctional Center. From 1994 until 2004, White worked at a number of different correctional facilities in Connecticut. In 2004, White was promoted to Lieutenant and transferred to the York Correctional Institution in Niantic, Connecticut. As a Lieutenant, White was responsible for the safety and security of the prison and for upholding the rules and regulations of the prison facility.

White was dismissed from the DOC in August 2006. The alleged basis for White's dismissal stemmed from a situation with a female inmate, Kathy Rivera. In late February 2006, White reported receiving sexually explicit notes from Rivera. White had waited approximately one or two weeks before reporting the notes, claiming he had not immediately read the first note. On March 1, 2006, the Security Division of the Department of Corrections received a referral from then Commissioner Theresa Lantz authorizing an investigation into possible inappropriate conduct between White and Rivera. During the pendency of this investigation White was transferred to a different correctional facility.

White initially reported receiving only one such note from Rivera, but later reported and submitted two notes.

When interviewed as part of the investigation, Rivera alleged that she and White had been involved in a "mental and physical relationship" which included "touch[ing] and rubb[ing] each other's bodies to include each other's intimate areas" as well as "flirt[ing,] . . . shared sexual fantasies and conversations . . . [and] several notes to Lieutenant White detailing sexual fantasies between the two." Rivera also claimed that she and White would write notes to each other in a notebook that White kept in his uniform pocket. White stated that he did not initiate a relationship with Rivera and that they never touched each other or flirted with one another. When asked more specific questions about his relationship with Rivera, White frequently answered that he "could not recall" or qualified his negative responses as being "not to [his] recollection."

Rivera had a history of making claims of sexual conduct with corrections officers.

Captain Roger Bowles — who conducted the investigation — determined that White violated Administrative Directives 2.17 and 6.6 by exhibiting unprofessional behavior, poor judgment, and engaging in undue familiarity by showing favoritism to a female inmate. Bowles also concluded that White was less than truthful and failed to cooperate during the investigation. White denies that he was uncooperative or untruthful.

Administrative Directive 2.17 reads, in relevant part, "Each employee of the Department of Correction shall engage in appropriate and ethical conduct while carrying out official duties. . . . The following behavior shall be strictly prohibited. . . . Engag[ing] in undue familiarity with inmates. . . ." Administrative Directive 6.6 (Reporting of Incidents) reads, in relevant part, "The Department of Correction shall ensure that all incidents and emergencies are reported in a complete, accurate and timely manner."

On May 30, 2006, White attended a pre-disciplinary conference where he was given an opportunity to rebut the charges against him. At the conference White was able to give a statement. Also at the hearing, the statements of two correctional officers — Officer Frank Colmenares and Officer Philip Brown — were considered. Colmenares and Brown both had negative interactions with White in the past year. These officers claimed that they had previously seen White talking furtively with Rivera and saw Rivera hand White a notebook. Excerpts from the facility logbook written by Browne detailing this interaction were considered against White, despite Warden Lori Ricks noting that it appeared Browne was acting in a discriminatory manner by keeping such detailed accounts of White.

Specifically, White had been part of an investigation regarding alleged sexual impropriety by Colmenares and had filed administrative complaints about harassment of inmates by Browne. Furthermore, Colmanares had filed grievances regarding discrimination against White in early 2006, and Brown had filed an official complaint against White in 2005.

The entry read, in relevant part, "Lt. White in unit — pulled I/M Rivera . . . out of H-1 to talk to her in the common area in a low voice tone. . . . Lt. White turned on the t.v. and I/M Rivera showed him a notebook. . . . Lt. White leaves unit."

On June 30, 2006, White filed a complaint with the DOC Affirmative Action Office alleging discrimination based on his race because of the investigation and because he had been transferred to another prison pending the investigation. On August 7, 2006, Warden Ricks sent a letter to White notifying him of his dismissal. The decision to dismiss White was recommended by a number of individuals, including two African American females. Following his dismissal, White filed a complaint with the Commission on Human Rights and Opportunities ("CHRO") alleging race discrimination and retaliation. That complaint was dismissed. White's union also filed a grievance on his behalf regarding his termination. White's dismissal was upheld by an independent arbitrator who found no disparate treatment, although White claims this decision as based on incomplete information.

During the above proceedings, White compared himself to a number of "similarly situated" employees who were also allegedly charged with "undue familiarity." Here, however, White only compares himself to the three other staff members who had been accused of sexually improper conduct with Rivera — Correctional Officer Jamie Donovan (a Caucasian female), Correctional Officer Stuart Pelkey (a Caucasian male), and Correctional Officer Darryl Friedman (a Caucasian male). White claims that all three of these individuals were not disciplined despite the fact that all three had been accused of engaging in sexual conduct.

During an interview with Rivera in February or March 2006, Rivera implicated four individuals, Donovan, White, Pelkey, and Friedman, of having sexual contact with her. In support of her claim of sexual contact with Donovan, Rivera contended that she could identify the locations of Donovan's tattoos and body piercings. Rivera also alleged that Donovan gave her a gold colored wedding band and gold necklace, offered to bring her food from McDonald's, and spent Christmas Day with her. Other correctional officers reported to the investigator that they had witnessed Donovan conversing with Rivera for multiple hours on more than one occasion, including for approximately five hours on Christmas Day. Donovan denied these allegations. Donovan was placed on administrative leave with pay during the pendency of her investigation.

In early January 2006, four staff members reported that they observed Correctional Officer Donovan spending an inordinate amount of time with Inmate Kathy Rivera, including spending five hours in Rivera's cell at one time. As a result of these observations, an investigation of Officer Donovan was later commenced regarding issues of possible "undue familiarity."

Rivera alleged that the relationship with Pelkey included "kissing, groping, touching, skin to skin and mouth to skin contact along with long conversations of a personal nature." Rivera was able to report a number of personal details about Pelkey and his family. She also claimed that Pelkey had given her jewelry, including a piece of jewelry that had been confiscated from her in February 2006. Rivera's allegations against Friedman similarly consisted of kissing, kissing Rivera's neck and chest, and Rivera grabbing Friedman's groin over his clothes. Both Pelkey and Friedman denied these allegations.

With regard to Officer Pelkey, on April 25, 2007, the Security Division completed its investigation and found that no departmental directives were violated and, although Rivera did know some personal information about Pelkey, "[h]ow that information was obtained [was] questionable." Similarly, on February 7, 2007, the Security Division concluded that there was a lack of evidence as to Officer Friedman, and that the allegations of undue familiarity could not be substantiated.

The initial investigation of Officer Donovan found her to be in violation of Administrative Directive 2.17 and various General Post Orders. Additionally, prior to her pre-disciplinary conference, the Deputy Commissioner of Operations noted that Officer Donovan was "less than truthful in the investigation," and "based on the amount of time spent with [Rivera] there exists justification to substantiate undue familiarity." After the Loudermill hearing, however, DOC found no violation of Administrative Directive 2.17 (undue familiarity), even though it found that Donovan "frequently came into a unit and engaged in conversation with a particular inmate for extended periods of time." Ultimately, Donovan received a letter of "formal counseling" and was reassigned to a different location.

Other pre-Loudermill comments were similar: "This writer [Director of Security] believes Officer Donovan was `untruthful' during the investigation in answering questions. It is apparent that she spen[t] an inordinate amount of time in visiting/speaking w[ith] I/M Rivera as witnessed by numerous staff . . ."; "Please Loudermill up to dismissal for numerous violations . . ."; and that the instances of visiting "taken in their entirety demonstrates C/O Donovan was . . . not able to control her behavior."

White contends that the disparity in treatment between himself and these three correctional officers demonstrates discrimination based on his race and in retaliation for his administrative complaints. The DOC moves for summary judgment, arguing that White cannot demonstrate an inference of discriminatory intent, pretext, or retaliation.

II. Discussion A. Summary Judgment Standard

In a summary judgment motion, the burden is on the moving party to establish that there are no genuine issues of material fact in dispute and that it is entitled to judgment as a matter of law.See Fed.R.Civ.P. 56; Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 256 (1986). A court must grant summary judgment "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact." Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986) (quoting Fed.R.Civ.P. 56(c)); accord Miner v. Glens Falls, 999 F.2d 655, 661 (2d Cir. 1993). A dispute regarding a material fact is genuine "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson, 477 U.S. at 248.

When examining a motion for summary judgment the Court resolves all ambiguities and draws all permissible factual inferences in favor of the nonmoving party. Patterson v. County of Oneida, NY, 375 F.3d 206, 218 (2d Cir. 2004). If there is any evidence in the record from which a reasonable inference could be drawn in favor of the opposing party on the issue on which summary judgment is sought, summary judgment is improper. Sec. Ins. Co. of Hartford v. Old Dominion Freight Line Inc., 391 F.3d 77, 83 (2d Cir. 2004). However, a party may not create a genuine issue of material fact by resting on the "mere allegations or denials" contained in his pleadings. Goenaga v. March of Dimes Birth Defects Found., 51 F.3d 14, 18 (2d Cir. 1995).

B. Discrimination in Violation of Title VII

Title VII makes it unlawful for an employer "to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual's race, color, religion, sex, or national origin." 42 U.S.C. § 2000e-2(a). Courts analyze these claims under the burden-shifting analysis set forth in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Under this standard, to establish a prima facie case of discriminatory treatment based on an adverse job action, a plaintiff must show "1) that he belonged to a protected class; 2) that he was qualified for the position he held; 3) that he suffered an adverse employment action; and 4) that the adverse employment action occurred under circumstances giving rise to an inference of discriminatory intent." Feingold v. New York, 366 F.3d 138, 152 (2d Cir. 2004). The Second Circuit has characterized the evidence necessary for the plaintiff to satisfy this initial burden as "minimal" and "de minimis." See Woodman v. WWOR-TV, Inc., 411 F.3d 69, 76 (2d Cir. 2005); Zimmermann v. Assocs. First Capital Corp., 251 F.3d 376, 381 (2d Cir. 2001). Once a plaintiff has established a prima facie case, the defendant must then articulate "a legitimate, non-discriminatory reason for" the adverse employment action.Graham v. Long Island R.R., 230 F.3d 34, 38 (2d Cir. 2000). If the defendant is able to do so, "the burden shifts back to the plaintiff to prove that discrimination was the real reason for the employment action." Id.

"Direct evidence of discrimination is not necessary, because proof is seldom available with respect to an employer's mental processes. Instead, plaintiffs in discrimination suits often must rely on the cumulative weight of circumstantial evidence, since an employer who discriminates against its employee is unlikely to leave a well-marked trail, such as making a notation to that effect in the employee's personnel file. Ordinarily, plaintiff's evidence establishing a prima facie case and defendant's production of a nondiscriminatory reason for the employment action raise a question of fact to be resolved by the factfinder after a trial. Summary judgment is appropriate at this point only if the employer's nondiscriminatory reason is dispositive and forecloses any issue of material fact." Carlton v. Mystic Transp., Inc., 202 F.3d 129, 135 (2d Cir. 2000) (internal citations omitted). The plaintiff may establish a genuine issue of material fact either through statistical or circumstantial evidence that the employer's reasoning is false and that discrimination motivated the employer. Gallo v. Prudential Residential Servs., Ltd., 22 F.3d 1219, 1225 (2d Cir. 1994).

i. Prima Facie Case

Here, it is undisputed that White was a member of a protected class, was qualified for the position he held, and suffered an adverse employment action through his termination. DOC argues, however, that White cannot demonstrate any inference of discriminatory intent. White claims that he can demonstrate an inference of discriminatory intent because similarly situated Caucasian employees were treated differently than he. Specifically, White claims that the three Caucasian officers Rivera also accused of sexual misconduct were not dismissed.

A plaintiff may raise an inference of discriminatory intent by demonstrating that he was treated differently than those with whom he is "similarly situated in all material respects." See Shumway v. United Parcel Serv., Inc., 118 F.3d 60, 64 (2d Cir. 1997). "Whether two employees are similarly situated ordinarily presents a question of fact for the jury." Graham, 230 F.3d at 39. In some cases, however, this issue may be resolved as a matter of law. Acas v. Conn. Dep't of Corr., No. 3:06cv1855 (JBA), 2008 U.S. Dist. LEXIS 76031, at *7 (D.Conn. Sept. 29, 2008). To be "similarly situated in all material respects," the individuals do not need to be identical; rather, what constitutes "all material respects" varies slightly from case to case and includes "(1) whether the plaintiff and those he maintains were similarly situated were subject to the same workplace standards and (2) whether the conduct for which the employer imposed discipline was of comparable seriousness." Graham, 230 F.3d at 40.

DOC argues that White is not similarly situated with Donovan, Pelkey, and Friedman because they are correctional officers and, as a supervisor, White is held to higher standards. See Acas, 2008 U.S. Dist. LEXIS 76031 at *10 (finding that one reason the plaintiff was not "similarly situated" to the proposed individual was because he was a DOC Lieutenant and the other individual, who was not, was not "subject to the same workplace standards"). "Although an employee's position is relevant to the analysis, employees need not be of the exact same rank to be considered `similarly situated.'" Gorzynski v. Jetblue Airways Corp., 596 F.3d 93, 109 n. 7 (2d Cir. 2010) (examining evidence that younger non-supervisory employees were allowed to break policies with impunity as part of the prima facie case for discrimination as well as pretext); see also Polito v. Tri-Wire Eng'g Solution, Inc., 699 F. Supp. 2d 480, 493 (E.D.N.Y. 2010) (noting that although plaintiff was a supervisor and the other individual was not, because they "committed transgressions of comparable seriousness" the Court could not find as a matter of law that they were not similarly situated).

Although White is a Lieutenant, viewing all facts in the light most favorable to the plaintiff, this difference in rank is insufficient to deem White not similarly situated with Donovan, Pelkey, and Friedman. By its terms, Administrative Directive 2.17 applies to "[e]ach employee of the Department of Corrections." DOC claims that this directive was applied more stringently to supervisory employees; however, the DOC has provided no evidence to support this argument here. Therefore, this case is distinguishable from the situation facing the Court in Acas.

In Acas, the Court found that although Administrative Directive 2.17 applied to all employees, the "`workplace standards' to which Mr. Acas was subject, and pursuant to which he was evaluated, were supervisor-specific." Acas, 2008 U.S. Dist. LEXIS 76031 at *13-*14 n. 3 (emphasis added). There, the DOC provided evidence that the plaintiff was evaluated pursuant to the "Supervisors Performance Evaluation," and that the plaintiff needed to effectively perform "supervisor-specific skills and responsibilities." Id. at *12. Acas's apparent failures were regarded as "supervisor-specific" including "becom[ing] a poor role model" and failing to "portray leadership and responsibility." See id.

There does not appear to be any such "supervisor specific" evidence in this case. Here, the investigatory report and the recommendations for dismissal do not mention any violations that were "supervisor-specific," instead focusing simply on White's behavior in allegedly violating the universally applicable Administrative Directive 2.17. Thus, viewing all of the facts in the light most favorable to the plaintiff, it does not appear that White's dismissal was based on different "workplace standards" due to his position as Lieutenant.

This case is further distinguishable from Acas in that here, a reasonable trier of fact could conclude that the conduct at issue in each instance is of comparable seriousness. See id. at *15. Conduct does not have to be identical to be considered "comparably serious;" rather the Court must look to the context and circumstances surrounding the acts to determine whether the facts are "reasonably close." See Graham, 230 F.3d at 40. Rivera accused all four individuals of sexual contact with her, specifically some form of kissing and touching. Although White was the only individual who received sexual notes, Rivera claimed other comparably serious conduct by Donovan, Pelkey, and Friedman. For example, she stated that she had personal conversations with Donovan and Pelkey and that both Donovan and Pelkey gave her gifts. There were also statements by various witnesses that Donovan spent numerous hours with Rivera, including allegations that Donovan spent the day in Rivera's cell on Christmas. Therefore, viewing the facts in the light most favorable to the plaintiff, a reasonable jury could find that White's conduct was of comparable seriousness to that of Donovan, Pelkey, and Friedman.

DOC argues that even if White's conduct is comparable and measured against the same standards as Donovan, Pelkey, and Friedman, these officers are not similarly situated to White because their disciplinary decisions were made by different decisionmakers. Specifically, each of the initial investigations was conducted by a different individual. To be considered similarly situated, an individual must have been treated more favorably by the same decisionmaker that dealt with the plaintiff. See Ellis v. United Parcel Serv., Inc., 523 F.3d 823, 826 (7th Cir. 2008); see also Jeunes v. Potter, NO. 3:08CV1218 (HBF), 2009 WL 2883060, at *11 (D.Conn. Sept. 3, 2009) (citing Ellis for this proposition). This is so because different decisionmakers may rely on different factors when deciding whether, or how severely, to discipline an employee. Ellis, 523 F.3d at 826; see also Smith v. Xerox Corp., 196 F.3d 358, 370-71 (2d Cir. 1999), overruled on different basis Meacham v. Knolls Atomic Power Lab., 461 F.3d 134 (2d Cir. 2006) ("Because intent is the critical issue [in disparate treatment cases], only a comparison between persons evaluated by the same decision-maker is probative of discrimination.").

Captain Robert Quiros investigated Friedman; Captain Denise Walker investigated Pelkey; Captain Noel Richards investigated Donovan; and Captain Richard Bowles investigated White.

The plaintiff has not addressed this argument; however, the Court still views the facts in the light most favorable to the plaintiff. Although all four investigations were separately conducted by different individuals, viewing the facts in the light most favorable to the plaintiff, it appears that many of the same directors reviewed the investigative reports and recommended whether or not to discipline the particular corrections officer. Additionally, both Donovan and White participated in a Loudermill hearing before what appears to be the same committee. Most importantly, Commissioner Theresa Lantz appears to have the final decisionmaking power on all of the disciplinary decisions against all four officers. Thus, the final disciplinary decision would have been made by the same decisionmaker. Therefore, for the purposes of summary judgment, the Court finds that White was similarly situated with Donovan, Friedman, Pelkey.

As evidence that these similarly situated individuals were disparately treated, White points to the difference in penalties applied to himself versus Donovan, Pelkey, and Friedman. Specifically, White notes that he was the only accused officer whose employment was terminated and that the DOC seemed to give less credence to Rivera's statements about the Caucasian officers. For example, although Rivera appeared to know many details about Pelkey's personal life, the Director of Security noted that how that information was obtained was "questionable." Moreover, with regard to Friedman, the DOC found the allegations could not be substantiated against him because there were no witnesses or other evidence against him. Thus, both Pelkey and Friedman had findings of no violations entered against them.

The Court recognizes that the initial investigations for both Friedman and Pelkey had found no violation occurred, whereas the investigation for White found a violation; however, for the purposes of the plaintiff's prima facie case on summary judgment, this fact is not dispositive.

Additionally, Captain Noel Richards's investigation found that Officer Donovan violated Administrative Directive 2.17 and numerous recommendations of violations were made by various directors; however, after the Loudermill hearing, the committee ultimately decided that Officer Donovan did not violate any directives. Although the committee found that Donovan conversed with Rivera for extended periods of time, she was merely transferred to another unit and received a letter of counseling. Conversely, White was dismissed after the committee reviewed the similar allegations against him. Therefore, the difference in penalty for these similarly situated employees satisfies White's minimal burden of demonstrating a prima facie case of discrimination.

DOC also argues that White cannot demonstrate a prima facie case of discrimination because two of the individuals who recommended his termination were African American. However, the Supreme Court has rejected any conclusive presumption that an individual would not discriminate against his or her own race.See Oncale v. Sundowner Offshore Servs., Inc., 523 U.S. 75, 78 (1998). Moreover, here, as in Feingold v. New York, 366 F.3d 138, 155 (2d Cir. 2004), the two African American employees were not the only officials to recommended dismissal and it is not clear that they were the ultimate decisionmakers. Therefore, although a small inference may be drawn against discrimination, this inference is insufficient to prevent White from meeting his minimal burden of establishing a prima facie case. Additionally, because the Court finds that the plaintiff has demonstrated a prima facie case of discrimination for the purposes of summary judgment, the Court declines to address the plaintiff's arguments regarding the alleged delay in the investigations of the Caucasian officers and the alleged difference in treatment of the officers during the pendency of the investigations.

ii. Legitimate Non-Discriminatory Reason

DOC contends that even if White has demonstrated a prima facie case of discrimination, it has put forward a legitimate, non-discriminatory reason for dismissing White — namely White's apparent violations of Administrative Directives 2.17 and 6.6. In support, DOC cites the undisputed fact that White received two sexually explicit notes from Inmate Rivera and did not immediately report them. DOC also points to statements from White's interview with Captain Bowles in which he stated he had "no clue" why he did not report the sexually explicit notes earlier and answered "not to my recollection" to a number of questions including whether he referred to Rivera's notes as his "fix;" whether he had ever complimented Rivera's hair, eyes, makeup or buttocks; whether he ever told Rivera he wanted to touch her buttocks; whether he used Rivera's lotion; and whether he and Rivera wrote each other notes in his notebook.

White also refused to show the investigator his notebook even though he had it with him at the time of the interview. White had no response to the claims that the visits with Rivera looked "bad, inappropriate and weird," and he also had no response to the claims he had a reputation as a "player" with the inmates. In answer to whether he had ever touched Rivera's stomach, he answered "as far as my recollection, no." He answered similarly when asked whether he ever told Rivera he could "switch her to the other team." These responses, coupled with White's delay in failing to report the notes, is sufficient for the purposes of summary judgment to satisfy the defendant's burden of production on the issue of a non-discriminatory reason.

iii. Pretext

The extent of the plaintiff's burden to demonstrate pretext varies on a case-by-case basis. See Skiff v. Colchester Bd. Of Educ., 514 F. Supp. 2d 284, 298 (D.Conn. 2007). "[W]hether the evidence is sufficient to withstand summary judgment depends on the strength of the plaintiff's prima facie case, the probative value of the proof that the employer's explanation is false, and any other evidence that supports the employer's case." Id. (citing Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 148-49 (2000)).

According to White, there exists a material issue of fact regarding the truth of DOC's explanation. A plaintiff may demonstrate pretext by showing that the employer's explanation is "unworthy of credence." Reeves, 530 U.S. at 143. "In appropriate circumstances, the trier of fact can reasonably infer from the falsity of the explanation that the employer is dissembling to cover up a discriminatory purpose." Id. at 147. If, however, the plaintiff only creates "a weak issue of fact as to whether the employer's reason was untrue and there [is] abundant and uncontroverted evidence that no discrimination had occurred," then the defendant is entitled to judgment as a matter of law.Id. at 148.

White relies on evidence similar to his evidence of a prima facie case to show pretext. In particular, he focuses on the strength of the "case" against Donovan, the questionable nature of the evidence against him, and the disparity in ultimate treatment between the two officers.

The Court additionally considers the facts surrounding the lack of discipline for Officers Friedman and Pelkey as relevant to plaintiff's claim of pretext; however, because these officers never reached the Loudermill stage like Donovan and White, the disparity in discipline between them and White is of less probative value in demonstrating pretext.

A genuine issue of material fact exists about whether the defendant's non-discriminatory reason for firing White was a prextext for discrimination. Viewing all facts in the light most favorable to the plaintiff, it appears that the pre-Loudermill comments regarding Officer Donovan, as well as the quantity and quality of the "evidence" supporting a finding of "undue familiarity" against her, were at least as strong as the evidence against White. For example, four correctional officers gave statements regarding the inordinate amount of time Donovan spent in Rivera's cell. According to White, and as it appears thus far, there does not seem to be any basis for discrediting the observations of these officers. Conversely, the two officers who gave statements about White (Colmenares and Brown), at least arguably, had a retaliatory or questionable motive to give these statements. Moreover, Rivera was able to provide some accurate information about Donovan, such as tattoos, piercings, and family members. Although Rivera also possessed some personal information about White, White has provided evidence that Rivera had a questionable motive to possibly falsify her accusations against him.

It is important to note, however, that investigation found that this personal information was not entirely accurate in a number of respects.

Aside from Rivera's general pattern of making sexual allegations, White specifically points to a 2005 statement from Rivera where she stated that she felt like White was the cause of her being moved from one side of the prison to another, as evidence that Rivera had a retaliatory motive against him.

Despite the evidence against Donovan and the possibly questionable motives of the witnesses against White, White received the penalty of dismissal, while Donovan was merely transferred and received a letter of formal counseling. No evidence has yet been presented regarding how the DOC weighed the evidence from the investigations and presented at the Loudermill hearings. Moreover, DOC has not offered any explanation for the difference in treatment between Donovan and White other than that White was a supervisor. Although DOC has argued that other African American employees who have been investigated for charges of undue familiarity have not been dismissed, this evidence does not demonstrate a lack of pretext as a matter of law in this case. Making all reasonable inferences in the plaintiff's favor, a reasonable jury could conclude that the difference in treatment was due to discrimination. See Graham, 230 F.3d at 43 ("A showing that similarly situated employees belonging to a different racial group received more favorable treatment can also serve as evidence that the employer's proffered legitimate non-discriminatory reason for the adverse job action was a pretext for racial discrimination."). Therefore, viewing the facts in the light most favorable to the plaintiff, a genuine issue of material fact exists regarding whether the defendant's purported explanation is pretext, and defendant's motion for summary judgment on the plaintiff's race discrimination claim is denied.

DOC has asserted that White failed to present evidence to mitigate the charges against him, but has not argued or demonstrated that any evidence presented by Donovan served to clear her of the allegations or was more persuasive.

DOC also argues that the decision of the independent arbiter that White's termination was legitimate is evidence that the legitimate reason is not pretext. In Collins v. New York City Transit Auth., 305 F.3d 113, 115 (2d Cir. 2002), the Court of Appeals for the Second Circuit held that "[w]here an employee's ultimate termination depends upon, and is allowed by, a decision of an independent and unbiased arbitrator based on substantial evidence after a fair hearing, the arbitration decision has probative weight regarding the requisite causal link between an employee's termination and the employer's illegal motive." There, however, the Court acknowledged that if a Title VII plaintiff presents new evidence that was not before the arbitral tribunal, the strong probative weight of the arbitrator's decisions is decreased. See id. at 119. Here, White has alleged, and it does not appear DOC disputes, that the arbitrator did not have all of the facts — particularly the disparity in treatment between him and the three individuals discussed in this case. Moreover, White contends that those facts were not provided to him until discovery in this case. Therefore, the administrative decision, although relevant, does not have the same probative weight that DOC argues and does not preclude the issue of pretext as a matter of law.

C. Retaliation

Title VII also forbids retaliation against an employee for complaining of prohibited employment discrimination, stating that "[i]t shall be an unlawful employment practice for an employer to discriminate against any of his employees . . . because [the employee] has opposed any practice made an unlawful employment practice by" Title VII. 42 U.S.C. § 2000e-3(a). To defeat a motion for summary judgment on a claim of retaliation,

the plaintiff must first present sufficient evidence to make out a prima facie case, that is, evidence sufficient to permit a rational trier of fact to find (1) that []he engaged in protected participation or opposition under Title VII, (2) that the employer was aware of this activity, (3) that the employer took adverse action against the plaintiff, and (4) that a causal connection exists between the protected activity and the adverse action, i.e., that a retaliatory motive played a part in the adverse employment action.
Cifra v. Gen. Elec. Co., 252 F.3d 205, 216 (2d Cir. 2001) (internal quotation marks and alterations omitted). "If the plaintiff meets this burden and the defendant then points to evidence of a legitimate, nonretaliatory reason for the challenged employment decision, the plaintiff must point to evidence that would be sufficient to permit a rational factfinder to conclude that the employer's explanation is merely a pretext for impermissible retaliation." Id.

White filed a complaint with the DOC's affirmative action office on June 30, 2006, alleging disparate treatment of African American correctional officers. This action clearly constitutes protected activity, and it is undisputed that DOC took adverse action against White in the form of terminating his employment. Although DOC claims that White has not shown that any of the decisionmakers were aware that he filed the affirmative action complaint, DOC has not denied that the decisionmakers were aware of the complaint. Moreover, given that the Affirmative Action Office was a unit within the DOC and that Commissioner Lantz had later signed and acknowledged the ultimate finding of no violation by the Affirmative Action Office, it is a reasonable inference for the purposes of summary judgment that she was aware of White's protected activity in filing the complaint.

DOC also argues that no causal connection exists between the protected activity and the adverse action. First, DOC contends that White cannot make out a prima facie case of retaliation because he filed the complaint after he knew the Security Investigation had determined he engaged in undue familiarity. However, the claimed retaliation at issue here is not the investigation or the investigatory finding, but rather the ultimate decision to terminate White. Although White was aware that the initial investigation had taken place (resulting in a finding of undue familiarity), and that termination was a possible penalty, he was not aware that he was going to be terminated, and termination had not yet occurred.

DOC also argues that the decision to dismiss White had already been made by one of its principal personnel officers, Joel Schweidel, the day before White filed his affirmative action complaint. Making all reasonable inferences in the plaintiff's favor, however, this "decision" does not appear to be binding, as evidenced from the multi-level process of recommendations and ultimate approval by the Commissioner. See also Rodriguez v. City of New York, 644 F. Supp. 2d 168, 193 (E.D.N.Y. 2008) (holding that a probationary police officer established a prima facie case for retaliation, even though the initial recommendation to terminate her employment was made three weeks before the protected activity, because the final termination decision was not made until after the protected activity). But cf. Murray v. N.Y. Univ. Coll. Of Dentistry, 57 F.3d 243 (2d Cir. 1995) (plaintiff not demonstrate retaliation where Academic Standing Committee already decided to make plaintiff repeat scholastic year prior to her notifying them about sexual harassment, and decision was later reaffirmed by the committee and approved by the Executive Faculty). Therefore, it appears that the final decision to terminate White was not made prior to his protected activity, but afterwards. Because of the short difference in time between White's protected activity and his dismissal — approximately one month — White can demonstrate a causal connection between his protected activity and the adverse employment action on summary judgment. See, e.g., Treglia v. Town of Manlius, 313 F.3d 713, 721 (2d Cir. 2002) (temporal proximity of one month between protected activity and adverse employment action sufficient to demonstrate causal link for purposes of prima facie case). Thus, White has demonstrated a prima facie case of retaliation for the purposes of summary judgment.

As noted above, DOC has demonstrated a legitimate non-discriminatory reason for White's termination — namely, White's violation of Administrative Directive 2.17 and 6.6. Therefore, White must demonstrate that the stated reason is merely pretext for retaliation. Aside from temporal proximity, White has presented evidence that Donovan — a similarly situated individual who it appears did not file an Affirmative Action complaint — was treated more favorably than White. See Lee v. City of Syracuse, 603 F. Supp. 2d 417, 437 (N.D.N.Y. 2009) (discussing how differing treatment of similarly situated individuals supported plaintiff's claim of pretext). As discussed, a genuine issue of fact exists over why DOC reached a conclusion of discharge for White but not for Donovan. Making all reasonable inferences in the plaintiff's favor, a reasonable jury could find that DOC's decision to terminate White's employment was in retaliation for his complaint to the Affirmative Action Office. Therefore, defendant's motion for summary judgment as to the retaliation claim is denied.

III. Conclusion

Accordingly, the defendant's motion for summary judgment [Dkt # 23] is DENIED.

SO ORDERED.

d adequate. See Mengine v. Runyon, 114 F.3d 415, 420 (3d Cir. 1997) ("[B]oth parties have a duty to assist in the search for appropriate reasonable accommodation and to act in good faith."). Second, although the parties seem to be in relative agreement as to what the essential functions of a Special Risk Assistant are, there remains an ardent dispute about whether LaVigna was otherwise qualified for that position, i.e., whether she was able to perform the essential functions of this position with assistance. While State Farm highlights pieces of testimony from LaVigna and her experts as dispositive of her inability to perform her job functions even with accommodations, LaVigna directs the court to instances in the same testimony or other evidence that, at a minimum, muddies the water. Thus, while certain evidence may seem conclusive when viewed in isolation, the record viewed in its totality reveals questions of fact and credibility that are best left for a factfinder to resolve.

Notwithstanding State Farm's assertions that sitting was an essential function of her job and that LaVigna admitted as much, the court is inclined to agree with LaVigna that "sitting is not an essential job duty," but rather is merely one of the physical postures that a person could maintain in performing the functions that are essential to her job. ( Compare Def. Mem. of Law at 8-9, Dkt. No. 154:2, with Pl. Mem. of Law at 18, Dkt. No. 153:12.)

Despite State Farm's objections, ( see Def. Resp. Mem. of Law at 19-23, Dkt. No. 163), the court is satisfied that LaVigna has sufficiently established the basis for Brenda Breen's proffered testimony and that such testimony is expert in nature, rests on reliable and testable foundations, is based on sufficient facts, and is relevant to the issues about which she intends to testify. See FED. R. EVID. 702; Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 592-95 (1993); see also Wills v. Amerada Hess Corp., 379 F.3d 32, 48 (2d Cir. 2004) (discussing the several factors courts may consider in determining the reliability of expert testimony). The guts of State Farm's objections go to the weight to be accorded Ms. Breen's testimony, which is generally a task that is in the jury's province to perform.

As to State Farm's burden, the court is unable to decide whether LaVigna's proposed accommodation of further part-time employment was reasonable under the circumstances — particularly in light of her prolonged absence from work following her surgery, her subsequent withdrawal from work on August 3, and the lack of assurances provided by Dr. McCormack

as to the effect this accommodation would have on her ability to perform the essential functions of her job — and whether it would have worked an undue hardship on the functioning of State Farm's Ballston Spa Office overall or the Central Underwriting Unit specifically. See Graves, 353 Fed. Appx. at 560-61. Such a fact-intensive inquiry is for a jury to perform. Therefore, for these reasons, the court denies both LaVigna and State Farm's motions for summary judgment on the issue of discriminatory discharge under NYSHRL.

2. ERISA's Disclosure Requirements

"Administrators of employee benefit plans governed by ERISA are subject to the stringent disclosure duties set forth under 29 U.S.C. §§ 1024 and 1025." Pagovich v. Moskowitz, 865 F. Supp. 130, 135 (S.D.N.Y. 1994). Section 1024 provides that on a written request of any participant or beneficiary, the plan administrator must "furnish a copy of the latest updated summary, plan description, and the latest annual report . . . or other instruments under which the plan is established or operated." 29 U.S.C. § 1024(b)(4); see also Firestone Tire Rubber Co. v. Bruch, 489 U.S. 101, 118 (1989) (noting that Congress's purpose in enacting the ERISA disclosure provisions was to ensure "that the individual participant knows exactly where he stands with respect to the plan") (internal quotation marks and citation omitted). An administrator must comply with a request made pursuant to § 1024(b)(4) by mailing the requested material to the participant or beneficiary within thirty days of the request. See 29 U.S.C. § 1132(c)(1).

Section 1132, which is the enforcement mechanism for ERISA's disclosure provisions, further provides that a failure to timely comply with the request "may in the court's discretion [render the administrator] personally liable to such participant or beneficiary in the amount of up to $100 a day from the date of such failure or refusal." Id.; see also 29 C.F.R. § 2575.502c-1 (increasing the maximum civil monetary penalty for violating § 1132(c)(1) from $100 to $110 per day). "The imposition of penalties for violating [§ 1024(b)(4)] is left to the discretion of the district court." McDonald v. Pension Plan of NYSA-ILA Pension Trust Fund, 320 F.3d 151, 163 (2d Cir. 2003) (citation omitted). In exercising this discretion, the court should consider the following factors: "(1) the administrator's bad faith or intentional conduct; (2) the length of the delay; (3) the number of requests made; (4) the extent and importance of the documents withheld; and (5) the existence of any prejudice to the participant or beneficiary." Id. (internal quotation marks and citation omitted); see, e.g., Campanella v. Mason Tenders' Dist. Council Pension Plan, 299 F. Supp. 2d 274, 293 (S.D.N.Y. 2004) (denying penalties where the documents requested would not have affected the resolution of the claims at issue and where participant failed to allege bad faith, failed to demonstrate prejudice, and made only two requests over a two and one-half year period); Scarso v. Briks, 909 F. Supp. 211, 214-15 (S.D.N.Y. 1996) (awarding penalties based on the administrator's repeated unexcused refusals and the prejudice that resulted to the participant in having to commence suit). However, the presence or absence of any one of the factors, including prejudice, is not dispositive on the issue of sanctions. See, e.g., Cherry v. Toussaint, No. 01 Civ. 6726, 2003 WL 21767759, at *4 (S.D.N.Y. July 30, 2003).

Here, the parties do not dispute that after her termination, LaVigna made repeated requests for the documents governing State Farm's Long Term Disability Plan. In a letter dated February 5, 2007, LaVigna requested that State Farm provide her with, inter alia, "[d]ocuments governing the operation of the State Farm Group Long Term Disability Plan for U.S. Employees including insurance contracts summary plan descriptions governing Mrs. LaVigna's claim for long term disability benefits and latest annual report (Form 5500 Series)." (Meyerson Decl., Ex. G, Dkt. No. 153:5.) On April 6, 2007, LaVigna sent a second letter to State Farm reasserting her request for these documents. ( See Meyerson Decl., Ex. H, Dkt. No. 153:5.) State Farm responded to the letters on April 10, 2007, but failed to provide the summary plan descriptions (SPD) or the latest annual report. ( See Meyerson Decl., Ex. I, Dkt. No. 153:5.)

However, because the parties both assert conflicting (and at times erroneous) facts as to which documents were disclosed and when, the court is at a loss as to when the SPD was provided and whether the annual report was ever produced. LaVigna contends that the SPD was not served on her until Febrary 12, 2008, when State Farm moved to dismiss her amended complaint. ( See Pl. SMF ¶ 11, Dkt. No. 153:11; see also Nowell Aff., Ex. A, Dkt. No. 30:6.) Yet, the docket shows that LaVigna received the SPD on December 14, 2007. ( See Nowell Aff., Ex. G, Dkt. No. 23:13.) Meanwhile, State Farm asserts that the SPD was available to LaVigna during her employment on State Farm's intranet site, and that it also provided a hardcopy of the SPD to her on May 17, 2006. ( See Def. SMF. ¶¶ 309-23, Dkt. No. 154:1.) Relying on these two facts, State Farm concludes that it was under no obligation to provide additional copies of the SPD. State Farm also seems to argue, as it did in its February 12, 2008 motion to dismiss, that although it is listed in the SPD as the plan administrator, it was under no obligation to provide the requested documents as a result of CIGNA's appointment as the fiduciary. ( See Def. Mem. of Law at 24, Dkt. No. 154:2; see also Def. Mot. to Dismiss Mem. of Law at 23-24, Dkt. No. 32.) Lastly, State Farm contends that LaVigna cannot demonstrate that she has suffered any prejudice from the failure to disclose, and that such an absence of prejudice should be fatal to her claim for sanctions. ( See Def. Mem. of Law at 24-25, Dkt. No. 154:2.)

The court has afforded State Farm's argument a liberal interpretation, since State Farm merely states in conclusory fashion without further explanation that "only the plan administrator is subject to penalties for a failure to disclose . . . [and] the Plan simply cannot be held liable for an alleged failure to disclose and any such claim in [LaVigna's] [a]mended [c]omplaint must be dismissed." (Def. Mem. of Law at 23, Dkt. No. 163 (citing Kamler v. H/N Telecomm. Servs., Inc., 305 F.3d 672 (7th Cir. 2002)).)

As a preliminary matter, State Farm's assertion of non-liability as plan administrator is neither factually nor logically sound. Although the SPD states that "[t]he plan administrator [State Farm] has appointed the insurance company [CIGNA] as the named fiduciary for adjudicating claims for benefits under the Plan," the court is unable to find any assertion in the SPD suggesting that State Farm is excluded from § 1024's obligations or § 1132's penalties. ( See Nowell Aff., Ex. A, SPD at 19, Dkt. No. 30:6.) Rather, the SPD makes clear that "copies of any or all of the [plan] documents will be furnished . . . [u]pon written request to the Human Resources Department — Benefits and Services, State Farm Insurance Companies." ( See id. at 28.) Equally important, a participant would be placed in an untenable position if she were required to know the contents of the SPD in order to request a copy of the very same SPD.

Next, State Farm's assertion that because it already provided LaVigna with a hardcopy of the SPD on May 17, 2006, and because LaVigna had access to the plan documents during her employment, it was under no further obligation to provide another copy of the plan documents is also unpersuasive. As instructed by the Supreme Court, where there is a question as to whether the party requesting plan documents is actually entitled to such documents, "a rational plan administrator or fiduciary would likely opt to provide a claimant with the information requested if there is any doubt." Firestone, 489 U.S. at 118. The court is confident that this rationale applies in the present context, "especially [since] the reasonable costs of producing the information can be recovered." Id. (citation omitted); see also 29 C.F.R. § 2520.104b-30(a) ("The plan administrator of an employee benefit plan may impose a reasonable charge to cover the cost of furnishing . . . [t]he latest updated summary plan description, and the latest annual report. . . ."). If there was a doubt as to whether State Farm was obligated to accede to LaVigna's February 2007 plan document requests, then the doubt should have been resolved in favor of providing new copies of the documents. Moreover, although the amount of time between May 2006 and February 2007 is not substantial, the significance of the events that occurred during that time — including LaVigna's termination and consequent need to evaluate the terms of her benefits — weighs in favor of compliance and disclosure. In addition to these critical developments, the record is silent as to whether the plan documents provided to LaVigna on May 17, 2006, are the same as the documents that she requested on February 5, 2007, namely those that governed the Plan on the date of her termination. See, e.g., Darrah v. Mont. Retail Store Empls. Health Welfare Plan, No. CV-08-67, 2009 WL 1395476, at *11 (D. Mont. May 14, 2009).

Nonetheless, putting these legal conclusions aside, the parties have still not placed the court in a position to decide whether LaVigna is entitled to a monetary award for State Farm's failure to provide the requested plan documents. The foggy nature of the factual landscape is only thickened by the parties' convoluted and unfocused legal arguments. It is unclear whether and when State Farm actually provided LaVigna with the requested plan documents. Furthermore, the parties have failed to address which factors the court should consider and how such factors apply under the present conditions. Accordingly, the court denies the parties' motions for summary judgment as to LaVigna's claim that State Farm violated ERISA's disclosure requirements. However, insofar as State Farm has still not provided LaVigna with any of the plan documents that were requested on February 5, 2007 — in particular, the annual reports — the court orders State Farm to do so without further delay.

This ruling does not in any way constitute or countenance a reopening of discovery.

3. Count Five

Since the filing of her amended complaint, the court has labored to ascertain exactly what basis of liability LaVigna is asserting in Count Five. In fact, the court has even struggled to name the claim, settling on the "Sick and Medical Leave Claim" at the August 7, 2008 pre-discovery motion hearing. ( See Hr'g Tr. at 18, Dkt. No. 54.) Essentially, LaVigna claims in Count Five that State Farm violated its employment benefits policies and ERISA by terminating her before exhaustion of the 180-day combination of

paid sick and medical leave to which she was entitled. ( See Am. Compl., ¶¶ 67-69, Dkt. No. 28.)

Upon review of LaVigna's submissions regarding the pending motions, it appears that she has all but abandoned her claim that her premature termination amounts to a violation of ERISA. While her initial moving papers are silent on the issue, ( see generally Dkt. No. 153), the papers filed in response to State Farm's motion devote a mere two sentences to it: "Regarding the application of the illness benefits to ERISA . . . State Farm has failed and refused to produce a copy of the Plan's annual report. Since the Plan covers medical benefits, we cannot say as a matter of law that [State Farm's] illness benefits is not protected by ERISA," (Pl. Resp. Mem. of Law at 15-16, Dkt. No. 162:18). Then, in reply to State Farm's opposition papers, LaVigna contends that State Farm should not be permitted to argue that its leave policy is not covered by ERISA because this argument was not asserted as a defense in State Farm's initial pleading. ( See Pl. Reply Mem. of Law at 9, Dkt. No. 165:6 (citing Def. Answer, Dkt. No. 51).) The court rejects this latest assertion for several reasons, not least of which is that State Farm asserted the argument in its pre-answer motion, giving LaVigna paramount notice. ( See Def. Mot. to Dismiss Mem. of Law at 21-23, Dkt. No. 32.)

And as to LaVigna's hollow assertion that without the annual report "we cannot say as a matter of law that the Plan is free of liability" under ERISA, the court cannot envision any set of circumstances in which production of the annual report would disprove the otherwise undisputed fact that the leave policy at issue here is not governed by ERISA. In general, ERISA empowers plan beneficiaries to bring civil actions to recover any benefits owed under the terms of a qualifying employee welfare benefit plan. See Shea v. Wells Fargo Armored Serv. Corp., 810 F.2d 372, 376 (2d Cir. 1987). However, in defining "employee welfare benefit plan," the regulations exclude coverage for "[p]ayment of an employee's normal compensation, out of the employer's general assets, on account of periods of time during which the employee is physically or mentally unable to perform his or her duties, or is otherwise absent for medical reasons." 29 C.F.R. § 2510.3-1(b)(2). The evidence here conclusively demonstrates that State Farm's paid sick leave and medical leave policy provides for the payment of employees' normal compensation out of the company's general assets during periods of medical leave. ( See, e.g., Deighan Aff. ¶ 8, Dkt. No. 30:1; Deighan Aff., Exs. B, C, Dkt. Nos. 30:3-4.) Therefore, even on the merits, LaVigna's cause of action for premature termination in violation of ERISA must fail as a matter of law.

In what appears to be an attempt to recategorize — or resurrect — her Count Five claim, LaVigna now asserts for the first time that the Family and Medical Leave Act, 29 U.S.C. § 2601, et seq., (FMLA) is a basis for State Farm's liability. ( See Pl. Mem. of Law at 16-17, Dkt. No. 153:12.) However, the court finds no mention, reference, or citation to the FMLA in the record that predates such assertions. There is nothing in the original or amended complaint specifically or implicitly alleging State Farm's liability under FMLA. ( See Am. Compl., Dkt. No. 28; see also Compl., Dkt. No. 1:2.) Nor was there any discussion or mention of the FMLA during the hour-long August 7, 2008 motion hearing. ( See Dkt. Nos. 47, 49, 54.) LaVigna now incredulously argues that the allegations contained in Count Five of the amended complaint somehow "encompass[] FMLA violations." (Pl. Mem. of Law at 15, Dkt. No. 162:18.) The court, however, is neither willing nor able to give such a boundless and unpredictable reading to an otherwise narrow set of allegations, particularly at this point in the proceedings. Therefore, insofar as LaVigna now contends that she is asserting claims under the FMLA, those claims are dismissed.

Yet LaVigna persists, "[e]ven without FMLA, causes of action sounding in [s]tate law breach of contract and unjust enrichment are encompassed [by Count Five]." (Pl. Resp. Mem. of Law at 15, Dkt. No. 162:18.) There are no allegations in Count Five or the complaint generally that would have alerted State Farm to an unjust enrichment cause of action. See Dolmetta v. Uintah Nat'l Corp., 712 F.2d 15, 20 (2d Cir. 1983) ("To recover [for] unjust enrichment[,] a plaintiff must [allege] that the defendant was enriched, that such enrichment was at plaintiff's expense, and that the circumstances were such that in equity and good conscience the defendant should return the money or property to the plaintiff." (citation omitted)). Likewise, the court is unwilling at this late stage of the proceedings to give LaVigna's complaint a capricious translation and thereby force State Farm to adjust to an ever-moving target by now having to defend a breach of contract claim. Nor would it be fair to allow LaVigna to raise such a claim for the first time in her response memorandum of law. Accordingly, any potential claim for unjust enrichment or breach of contract is dismissed.

E. Motion to Amend

LaVigna surreptitiously requests that she be allowed to amend her amended complaint to introduce the words "Family and Medical Leave Act ( 29 U.S.C. § 2901, et seq., hereinafter `FMLA') to paragraph 69." (Pl. Resp. Mem. of Law at 11, 162:18; see also Proposed 2d Am. Compl., Dkt. No. 170.) In support of this request, she argues that State Farm "cannot credibly argue it was not on notice of FMLA implications or would suffer prejudice." (Pl. Resp. Mem. of Law at 11, 162:18.) Yet, in the court's view, it is LaVigna who cannot credibly make such an argument. Over two years have passed since she first amended her complaint, discovery has concluded, and this matter is on the verge of being trial ready. Therefore, the court denies the motion to amend as unduly delayed, prejudicial to State Farm, and bordering on bad faith. See Richardson Greenshields Sec., Inc. v. Lau, 825 F.2d 647, 653 n. 6 (2d Cir. 1987).

IV. Conclusion

WHEREFORE, for the foregoing reasons, it is hereby ORDERED that Magistrate Judge Randolph F. Treece's October 13, 2009 Order (Dkt. No. 137) is AFFIRMED and LaVigna's appeal (Dkt. No. 142) is DENIED; and it is further

ORDERED that LaVigna's motion for summary judgment (Dkt. No. 153) is DENIED; and it is further ORDERED that State Farm's motion for summary judgment (Dkt. No. 154) is GRANTED in part and LaVigna's causes of action for compensation under State Farm's leave policy pursuant to ERISA, the FMLA, unjust enrichment, and breach of contract are DISMISSED; and it is further

ORDERED that State Farm's motion for summary judgment (Dkt. No. 154) is DENIED as to LaVigna's remaining claims; and it is further ORDERED that LaVigna's motion to preclude (Dkt. No. 162) the affidavit of Christopher Farnum is DENIED; and it is further

ORDERED that LaVigna's motion to amend (Dkt. No. 162) is DENIED; and it is further

ORDERED that LaVigna's motion to disregard (Dkt. No. 170) State Farm's reply memorandum of law (Dkt. No. 169) is DENIED; and it is further

ORDERED that the Clerk provide a copy of this Memorandum-Decision and Order to the parties.

IT IS SO ORDERED.

August 23, 2010 Albany, New York

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LAVIGNA v. STATE FARM MUTUAL AUTOMOBILE INSURANCE CO
(Aug 24, 2010)