MEMORANDUM ORDER
NICHOLAS GARAUFIS, District Judge
Pro se Plaintiff Isaac Rubin brings this action pursuant to 42 U.S.C. § 1983 against the New York State Department of Motor Vehicles ("DMV"). Plaintiff's request to proceed in forma pauperis pursuant to 28 U.S.C. § 1915 is granted for the limited purpose of this Order. For the reasons set forth below, the action is dismissed pursuant to 28 U.S.C. § 1915(e)(2)(B).
I. BACKGROUND
The basis for Plaintiff's claim is unclear from the face of the Complaint. (Docket Entry #1 ("Compl.").) The Complaint levels a variety of enigmatic accusations against the DMV. For example, Plaintiff states: ". . . For They have erected a Multitude of new offices and sent/d hither swarms of officers to harass the people eat out of their substance!" (Compl. at 3 (so in original).) The closest Plaintiff comes to hinting at the nature of his claim is his statement that "the N.Y. State. Dept. Of Motor Vehicle, attempting to wrongfully suspended my Valid Florida License for `failing to respond to a summons.'" (Compl. at 2 (so in original).) Plaintiff quotes the texts of the Fourth, Fifth, Sixth, and Eighth Amendments, cites 42 U.S.C. § 1983, and further alleges that "Defendants, by their actions and/or omissions willfully and maliciously denied the plaintiff life, liberty and pursuit of happiness, without due process without probable cause!" (Compl. at 1, 3-4.) Multiple exhibits are attached to the Complaint, including several documents from the DMV relating to traffic infractions in 2006 and 2008. Plaintiff seeks $5,000,000 in "compensatory, consequential and punitive damages," and asks this court to "[v]acate and [d]ismiss the State of New York's wrongful Order of Suspension." (Compl. at 4.)
As the pages of the Complaint are not numbered, the court refers to the page numbers assigned by the Electronic Case Filing System.
II. DISCUSSION
A. Standard of Review
In reviewing the Complaint the court is mindful that Plaintiff is proceeding pro se and that "a pro se complaint, however inartfully pleaded, must be held to less stringent standards than formal pleadings drafted by lawyers." Erickson v. Pardus, 551 U.S. 89, 94 (2007) (citation omitted); see also Sealed Plaintiff v. Sealed Defendant, 537 F.3d 185, 191 (2d Cir. 2008). If a liberal reading of the complaint "gives any indication that a valid claim might be stated," this Court must grant leave to amend the complaint. See Cuoco v. Moritsugu, 222 F.3d 99, 112 (2d Cir. 2000); Gomez v. USAA Fed. Sav. Bank, 171 F.3d 794, 795 (2d Cir. 1999). However, pursuant to the in forma pauperis statute, the Court must dismiss a complaint, or any portion thereof, if it determines that the action is "(i) frivolous or malicious; (ii) fails to state a claim upon which relief may be granted; or (iii) seeks monetary relief from a defendant who is immune from such relief." 28 U.S.C. § 1915(e)(2)(B).
B. The DMV is Immune from Suit under the Eleventh Amendment
Plaintiff's claims against the DMV are frivolous and must be dismissed because states and their agencies are immune from suit under the Eleventh Amendment. See Pennhurst State School Hosp. v. Halderman, 465 U.S. 89, 100 (1984). The Eleventh Amendment bars suits against states, their agencies whether the Plaintiff seeks relief at law or in equity, absent the state's consent to suit or an express or statutory waiver of immunity. Id. at 99-102; Board of Trustees of Univ. of Alabama v. Garrett, 531 U.S. 356, 363 (2001) ("The ultimate guarantee of the Eleventh Amendment is that nonconsenting States may not be sued by private individuals in federal court."). Since the DMV is a New York State agency and state agencies are protected under the Eleventh Amendment from claims for monetary and equitable relief, Plaintiff's claims are clearly meritless and must be dismissed pursuant to 28 U.S.C. § 1915(e)(2)(B)(i)-(iii).
C. The DMV is Not a "Person" within the Meaning of § 1983
Moreover, insofar as Plaintiff's claim is brought under 42 U.S.C. § 1983, Plaintiff has clearly failed to state a claim for which relief may be granted. Section 1983 provides a cause of action against "[e]very person" who, under color of state law, deprives a citizen of the United States of "of any rights, privileges, or immunities secured by the Constitution and laws." 42 U.S.C. § 1983. The Supreme Court has determined, however, that states and state agencies are not "persons" subject to suit under § 1983. Will v. Michigan Dept. of State Police, 491 U.S. 58, 63-66 (1989). Accordingly, Plaintiff can allege no facts which would entitle him to the relief he seeks under § 1983, and his claim is clearly frivolous. 28 U.S.C. § 1915(e)(2)(B)(i)-(ii).
III. CONCLUSION
For the reasons stated above, the court finds that the Defendant is immune from suit under the Eleventh Amendment and is not a person subject to suit under § 1983, the cause of action on which Plaintiff's claim relies. Accordingly, this action is hereby dismissed pursuant to 28 U.S.C. § 1915(e)(2)(B). The Court certifies, pursuant to 28 U.S.C. § 1915(a)(3), that any appeal from this Order would not be taken in good faith, and therefore,in forma pauperis status is denied for the purpose of an appeal. See Coppedge v. United States, 369 U.S. 438, 444-45 (1962).
SO ORDERED.
September 23, 2010
ch other; he felt himself get hit in the back and felt a burning feeling in his back. After everything was over he realized he had been stabbed in the back a lot of times. Rockette displayed scars from that night to the jury.
Rockette also stated that the video depicted the defendant coming to pull him up after realizing that Rockette was getting stabbed. Rockette said the guy in the video with the red shirt was a bouncer at Utopia, and he had seen him working the door that night. Rockette said that as he and the defendant were getting up he realized that their cousin Robert was there. They all then started running. He said that as they were running a female in the video was screaming: "Go get the gun." They all ran down Bourbon Street toward Canal Street, back to their vehicle. He said he looked back to see a bunch of people running after them. He said the defendant was bleeding from the head and from the arm, and that they went back to Tulane University to wash off and tend to their wounds.
Rockette stated on cross examination that he, his parents, his sister and her husband, and his little brother, Jelani, came in town to see the defendant play football for Tulane that night. After the game they went back to the defendant's apartment and changed clothes, and he, the defendant and Jelani went to a bar near Tulane, "The Boot," to hang out with some football players and some friends. He did not have any drinks there. When asked whether he saw the defendant put a knife in his pocket at his apartment, Rockette said he did not see the defendant with a knife. They then went to Utopia to meet the defendant's roommate, Ade. Rockette said he was not drinking because he did not have any money. Their cousin Robert was there and was tipsy. Rockette said Robert was not fighting with "Big Baby" Williams, but Williams hit Robert twice and knocked him to the ground. Rockette replied in the negative when asked whether he ever saw Williams take a blow to his chest with a knife that knocked him to the ground. Rockette said he remembered seeing the person he later learned was Keith Townsend at Utopia. He did not see anyone stab Townsend.
Jelani Smith testified that they met their cousin, Robert, who was kind of drunk, at Utopia. Robert touched a woman's arm, and she pulled her arm back. Smith said he did not believe Robert had "disrespected" the woman. An individual he later learned was Larry Brooks came up and told Robert the woman was with him. Brooks cursed Robert. Smith said Robert tried to shake Brooks' hand, but Brooks refused. Smith turned to the defendant and said he had a bad feeling and that they should leave. While the others were waiting for Rockette to come out of the bathroom, Smith, Brooks and the five or six guys with him walked in front of Smith and the defendant, looking at them like they wanted trouble. As they were walking toward the door, Robert bumped into one of the shot girls working at the club, and she cursed at him. The defendant put his hand on the girl's hip and told her Robert was drunk and that he was sorry. Smith said he had a brace on his knee because he had torn his meniscus and ACL the week before in a football game.
Smith said that when they got to the door people were outside. The defendant asked the club's doorman if they could stay inside, saying that they were not from New Orleans and were not trying to get into any trouble. The doorman said they had to leave. The defendant yelled that they did not want any trouble, but Smith said the more the defendant pleaded, the more the people outside started cursing and saving they where going to kill them all. Smith slipped out of the club alone and started to walk toward Canal Street, but did not go all the way down. Robert slipped out of the bar also and got five steps away when a guy three times bigger than Robert, whom Smith later learned was Carlton "Big Baby" Williams, told Robert, "B, watch your back." Smith was a few feet from Robert at that time. Williams hit Robert and knocked him out, and three other people started kicking and beating Robert. Around that time Smith noticed his brother, Timothy Rockette, run out of Utopia hollering that they did not want to fight and then grab Williams. Brooks subsequently jumped on Rockette's back. Smith pulled Brooks off Rockette's back and started fighting with Brooks. He said they fought for fifteen or twenty seconds when he got hit in the back of his head. He stepped back, dazed, and saw the defendant fighting five people surrounding him. Smith saw a shot girl hit the defendant in the head with a bottle. Smith thought he recognized the shot girl as one from Utopia.
Smith said the street cleared, and he heard the defendant yelling. The defendant was bleeding from the head and yelled three or four times for people to leave them alone. Smith then heard his other brother, Rockette, saying that he did not want to fight. Brooks approached Rockette, who had his hands out and was backing up. Robert was still on the ground getting beaten, with at least four or five people on him. Williams was still there. The defendant, Smith and Rockette started backing up to leave, with Brooks still approaching. Rockette noted that they were leaving Robert. Rockette and the defendant headed back to get Robert. Smith noted that on video surveillance CD that they were out of sight, on the left, toward Canal Street. Then the defendant and Rockette came into the picture on the video as they were going back to get Robert. Brooks is seen approaching them. Robert was still out of view, toward the right, being jumped on by about five guys. Smith came back into the picture, wearing a white shirt and white shoes. He said that right before Brooks hit the ground he saw something in Brooks' hand. He said it had a sort of brown handle, was rounded at the top, and that it looked like a knife, but he could not tell. He said it was a sharp object. Smith said he came in close because Brooks was cutting his brother in the back. Smith said the knife blade "wasn't like a blade." He said it was three to four inches long and was kind of rounded" more rounded than pointed.
Smith pointed out on the video surveillance the bouncer who put them out of Utopia; he was wearing a red shirt. Smith said that as they ran he turned to see at least fifteen to twenty people chasing them. He described it as a nightmare. Smith said the defendant received "treatment" at Tulane University the next day, meaning post-game treatment football players received the day following a game. Smith said the defendant had two gashes in his head and was cut on his wrist.
Jelani Smith estimated on cross examination that at the time of the incident he weighed at least one hundred and ninety pounds. He said he did not drink. Smith replied in the negative when asked whether he ever saw the defendant with a knife on his person when they were at his apartment. Smith said they patted them down when they went into Utpoia that night, but did not check his I.D. He said his cousin Robert tapped the female lightly on her arm and asked her how she was doing. She pulled her arm back and said something like she was married or pointed to Brooks and said he was her fiancee. Smith confirmed that toward the end of the fight Brooks threatened the lives of one or more of them, but had not done so in Utopia itself. Smith said that outside during the fighting they were trying to get away the whole time. He replied in the negative when asked whether he ever saw Carlton "Big Baby" Williams lying on the ground. He never saw Keith "Twin" Townsend lying on the ground. He recalled seeing Townsend in court one time. He said he did not know any of their faces. Smith denied seeing a knife in the defendant's hand as the defendant and Rockette walked back, and at no time did he ever see the defendant with a knife. Smith said the police never came and talked to him.
Andrew Massey was director of athletic training at Tulane University. He testified that the defendant came into his training room while they were doing their normal treatment after a football game. He prepared a handwritten report or chronology of his treatment of the defendant. The defendant had a laceration on his wrist that the defendant reported as receiving in a fall the previous night. The wound was redressed for the next three days. Massey replied in the negative when asked whether he noticed any other injuries to defendant besides the cut on his wrist.
Lionel Rayford testified that on September 16, 2007, he was working at Bourbon Cowboy, a club owned by the same company that owned the Cat's Meow and Utopia clubs. He watched over the other security guards at the club. Rayford was familiar with the defendant from seeing him at the Cat's Meow. They would talk. He did not know the defendant's name at that time. Rayford saw the defendant on September 16, 2007. That night the defendant came to the Bourbon Cowboy to ask Rayford if he could get him and his family members into Utopia. He walked them down there and got them in. He witnessed the defendant and the people he was with being patted down. Rayford stayed around for ten minutes or so. Before he left he asked the defendant if he was going to be all right, because it was a rowdy crowd. Rayford said by rowdy crowd he meant that they used to get a lot of fights inside of Utopia. Rayford went back to the Bourbon Cowboy, closed it up, and then walked back toward Utopia. He said there was big crowd in the middle of Bourbon Street, in front of Utopia. He recognized Carlton "Big Baby" Williams, Larry Brooks, Damion "Rocky" Wise, and Keith "Twin" Townsend. Rayford said he grew up with them, had known them for four years, and that they were known for fighting. He said Williams was known for knocking people out. Rayford also stated that Dudley "G-Nike" Gaines was there and that he was "the main person instigating everything." Rayford said Gaines was looking toward the door, toward the defendant and his family, and calling them "ho's" and saying "f you's," and using other foul language. Rayford testified that there were about seven more people outside, in addition to Williams, Brooks, Wise, Townsend and Gaines. He said it was between four and five a.m., and people were rowdy and intoxicated.
Rayford said three people were with the defendant. They were inside behind two security guards. A security guard was pushing them out. One of the defendant's companions was trying to sneak out. One got a little bit away, but "Big Baby" Williams knocked him out, completely. Rayford saw Brooks fighting with one of the defendant's family members. "Rocky" Wise joined in. "G-Nike" Gaines backed up. He was intoxicated. Rayford said Gaines was known to be intoxicated and to start things. The defendant was fighting with Wise and "Twin" Townsend. The defendant's companion, who got knocked out by Williams, got up and was fighting with Brooks. One of the shot girls, Gaines' girlfriend, came out of Utopia and started fighting. She threw a Heineken bottle that hit the defendant in his head. The defendant started backing up. Another shot girl came and hit the defendant in the head with a bottle.
Rayford said the fight started moving toward Canal Street. He did not know why, except that it seemed like the defendant and his family were trying to get away. Rayford testified that one of the defendant's family members was getting away, and Williams, Wise and Townsend caught him and started beating him. This fight was out of range of the video surveillance footage. One of the defendant's family members was on top of Brooks fighting, and the defendant got involved in that fight.
Rayford testified that the defendant tried to get to the family member who was being beaten by Williams, Wise and Town-send. Rayford replied in the negative when asked whether while he was watching this fight he saw anyone with weapons. He did not see the defendant with a knife that night. He did not see the defendant stab anyone. He saw the defendant throw punches and pursue, a little, those people when they were trying to get away from him. However, Rayford said Williams, Wise and Townsend were still trying to come at the defendant. Rayford testified that "G-Nike" Gaines and "Big Baby" Williams were not allowed into Utopia that night because of a management decision based on prior incidents. Rayford was directed to the video surveillance footage. He said that when Brooks was attempting to engage in a confrontation with the defendant, as depicted in the video surveillance footage, Brooks was saying: "I'm going to kill you. I'm going to kill you." He said he could not really hear the defendant saying anything at that time. Ray-ford said "Twin" Townsend was in the video, wearing a white t-shirt. He said a guy in a black collared shirt on the video was a bar back who worked at Utopia, who was not supposed to be outside at that time. Rayford also saw a Utopia employee, "Ferd," on the video. Rayford grew up with Ferd and went to school with him. Rayford said that Ferd went inside, got a gun from one the Utopia security guards, and ran behind the defendant. Rayford replied in the negative when asked whether he ever saw the defendant or any of his family members initiate a fight that night.
Rayford was shown a video of another fight. He said the video footage of the other fight showed "Big Baby" Williams, "Rocky" Wise and "Twin" Townsend hitting one of the defendant's family members. Rayford said he did not know any of the defendant's family members prior to September 16, 2007. As for "Big Baby" Williams, "G-Nike" Gaines, "Rocky" Wise and "Twin" Townsend, he said he knew them from coming to the club and from him having problems with them all the time. He did not dislike them as people; he just did not like their violent attitude toward things. Rayford said he wrote a report for Utopia about the incident. He also spoke to police who were looking for the defendant. Rayford said the police did not want to hear what he had to say about that night. He said essentially the same thing about the District Attorney's Office.
On cross examination Rayford replied in the negative when asked by the Assistant District Attorney examining him whether he had ever spoken with her or her fellow Assistant District Attorney prosecuting the case with her. Rayford did not know who made the video showing what he believed was one of the defendant's family members being beaten up. When asked if he could see anyone's face, he replied that he could see "Big Baby's" face. He admitted that one could not see the face of the person being beaten. However, he said he knew what happened because he was there.
The defendant testified that on the night of Saturday, September 15, 2007, he played for Tulane University in a football game at the Superdome. His mother, father, two brothers, Jelani and Timothy, his sister, Ebony, her husband, and two nephews and a niece came to the game. He, Timothy and Jelani went to "The Boot" afterward, then went to Utopia where they met his roommate, Ade, and ran into his cousin, Robert. Robert was kind of drunk, and Robert and Larry Brooks exchanged words. The defendant said Brooks' eyes were big, and he looked angry. The defendant told Robert to "chill out". At some point thereafter the defendant noticed a tall dark-skinned individual with two long braids standing in the defendant's space. The defendant felt the man was threatening. He told the individual that they did not know their group and their group did not know them, so to just leave it like that. The individual did not respond verbally. He just looked at the defendant with the same expression that Brooks had. The defendant and his family tried to leave Utopia through the blue bar side, but were blocked by a Utopia bouncer, who, the defendant said, was the last witness to testify on behalf of the State" Ferd Edgar. The defendant and his group had to exit through the red bar side. A shot girl and Robert bumped into each other. The defendant said it looked like she did it on purpose. She then started cursing Robert, and he began cursing her. The defendant grabbed Robert. The defendant noticed a large man outside in front of the door, pounding his fist and saying that the defendant and his group were cowards. The defendant tried to stay inside Utopia, but the two bouncers said he could not. The defendant said he was asking the big guy and Brooks, who was also outside at this point, to let them go home, and that his cousin was just drunk, not to listen to him. Meanwhile, Robert, his cousin, was responding to the taunts of those outside, cursing at them and saying they did not scare him.
The defendant said he asked Utopia security to call the police, but they did not; he said they had smirks on their face when he asked. He said he did not want to pull out his cell phone and look down when "Big Baby" Williams was three feet in front of him outside jumping with his fist closed like he was going to rush in the club. The defendant said he recognized Williams, that he knew him from when he worked at the Jazz Emporium for a couple of weekends. The defendant said he kept his distance from Williams when he worked at the Jazz Emporium because Williams was really loud and boisterous. The defendant said that on his second night at the Jazz Emporium a security person pointed out the people that would fight right off the bat, and Williams was pointed out and referred to as "our knock out king." The defendant stated that he knew it was going to be a real fight, and that Williams and the others were not just blowing hot air. Jelani Smith left the club, unnoticed by the defendant. Robert left and was walking down the sidewalk with Williams shadowing him. Williams called Robert a "bitch", called him by his name, and told him to watch his back. Williams then hit Robert in the face and hit him again, knocking Robert out. The defendant left the club and attempted to reach Robert. He took steps outside and he felt a mob of people pounding and beating on him. He did not recognize who it was. He fell down and crawled from underneath the pile of people. He jumped up and saw his brother Timothy Rockette fighting four or five people. He jumped on the crowd, trying to pull people off of Rockette. He got hit in the head with a bottle by a female, perhaps the woman who had been at the front door of Utopia. He was fighting, trying to get Rockette free, when another bottle was broken over his head. He said that dazed him really badly, and he kind of fell to the ground. He said he was being kicked, and he grabbed a broken bottle by the neck and got up to swing it. He could not see faces. Everybody jumped back. But he said he did not come into contact with anybody. He started running toward Canal Street to get to the car to get home. He said that anytime anybody got in close proximity of him he would stomp, holler, and scream at the top of his lungs that he just wanted to go home. He did not know where his two brothers and his cousin were at that time.
The defendant said that night he was wearing a red shirt; his brother Timothy Rockette was wearing a gray polo shirt; his brother Jelani Smith was wearing a white t-shirt with a green logo across the front and a white jacket; and his cousin Robert was wearing a navy blue shirt. He spotted Smith and Rockette three or four businesses up Bourbon Street. The defendant did not keep going because he did not know where Robert was. He did not use his cell phone to call for help because people were still trying to attack them. He went back toward Brooks because his cousin Robert was behind Brooks. He did not say anything to Brooks at this time. But he said Brooks was in a rage, saying: "You don't know who the `F' I am, you don't know who I am," and "I'm about to kill you; I'm going to kill you." The defendant said he was approaching Brooks as Brooks was approaching him. The defendant said he believed he was by himself at that time. He did not see his brother, Timothy Rockette, on the side of him. The defendant went towards Brooks, and Brooks leaned back and kicked him in the chest, causing him to stumble backward. The defendant then saw Rockette jump on Brooks. The defendant saw other people coming, and he knew they needed to get out of there. The defendant got involved in the fight between Brooks and Rockette because he noticed his brother's back was bleeding. The defendant said it looked like Brooks was stabbing or cutting Rockette, although the defendant could not tell what Brooks was stabbing/cutting Rockette with. The defendant said he still had the broken bottle in his hand, but he was punching and trying to pull Rockette off. He said he was only swinging with one hand while he was trying to separate his brother and Brooks. The defendant testified that he eventually got Rockette free, and that they took off running. Their cousin Robert had passed them up a little bit, and Jelani Smith was farther up Bourbon Street toward Canal Street. He said they were still being chased by at least seven people. Asked why he then did not get in the car and go to the police station in the French Quarter, the defendant said he did not know where it was. He did not telephone the police because he did not know anyone was badly hurt that night.
After the fighting, the defendant and his two brothers went to the Tulane University training room. They dropped Robert on some street corner. The defendant admitted he lied to trainer Andy Massey when he told him he cut his wrist in a fall. The defendant said his brothers could not be treated by Tulane personnel. He described Rockette's wounds as not that deep, although he was bleeding pretty badly. Once they stopped the bleeding they just used some cleanser and peroxide and bandaged him. Asked why they did not take Rockette to a hospital, the defendant said that, for one reason, Rockette did not have insurance. The defendant used Band-Aids to bandage a head wound that was not a bad cut. The defendant did not know the police were looking for him. He did not know the video surveillance footage was being played on the news. He said that between working out, classes, practice, and homework he often did not watch television. The first time he knew he was in trouble was when he got arrested. The defendant said he consented to a search of his apartment because he had nothing to hide. The defendant said he did not put the knife inside the television box he was using as a nightstand. The packing materials were still inside the box, and he said he never looked inside of it after he began using it as a nightstand.
The defendant was shown the pocket knife police recovered from his apartment. When asked whether he had ever seen it before that day in court, the defendant replied in the negative. The defendant did not know Detective Sergeant Monie, who recovered the knife, before the incident. The defendant said he had a very good relationship with the police before the incident and that he had never gotten into any trouble. The defendant testified that after his arrest he tried to tell the officers what had happened, but they kept saying: "no, you did this. You did this." The defendant replied in the affirmative when asked whether he ever told police that his brothers and his cousin had been there that night. The defendant stated that when he was told at the time of his arrest that five people were hurt really badly, that three were in the hospital and one was a woman, he was in shock. The defendant said it was not true that he stabbed five people that night. Asked how he knew he did not stab five people when he admitted that he was swinging a bottle, the defendant replied that it was because people backed away from him the minute he picked up the bottle and screamed. The defendant denied having a knife that night; he denied pulling a knife out of his pocket; and he denied having a knife in his pocket. The defendant was asked what he would have done differently if he knew then what he knows now. He replied that he would not have left his apartment that night, or that they would have picked a different place to go. Or, assuming the incident happened, he would have run straight to the police.
The defendant testified on cross examination that he was five feet nine inches tall and tried to keep his weight at two hundred pounds. He was a running back and return specialist on the Tulane University football team, and he could run a forty-yard dash in approximately four and one half seconds. The defendant said he was not really sure what he was signing when he signed the consent to search form for his apartment for Detective Sergeant Monie. He said Detective Sergeant Monie read papers to him, but he was not sure what he read. He said the television box in which the knife was found sat next to his bed for over a year, and that he never looked in the box. The defendant remembered telling police officers, when they came to search his apartment and arrest him, that he was sorry. The defendant replied in the negative when asked whether by that remark he meant he was sorry for hurting Keith Townsend, Larry Brooks, Carlton Williams, Damion Wise and Delissa Ford. Asked what he was sorry for, the defendant said for even being involved in anything like that. When the defendant was asked whether he was sorry about Keith Townsend's state today, he said he did not even know who Keith Townsend was until the trial.
The defendant was asked about dropping off his cousin Robert a few blocks away from Canal Street after the fighting. He said Robert wanted to be dropped off and that he had someone waiting for him at a hotel. The defendant said he advised Robert against it, but Robert insisted. The defendant was shown the surveillance video and was asked what he was holding in his hand. He replied: "It's a bottle." He said it was in his right hand. The defendant admitted that in the video footage he is seen swinging his right arm at the man on the ground. He replied in the affirmative when asked again whether his right hand was the one he had the bottle in. He said he was using his left hand to separate his brother, meaning Timothy Rockette. The defendant said he picked up the bottle after he was hit over the head with a bottle. Asked whether it was true that whatever was in his hand was making contact with the person on the ground, the defendant replied: "It's possible." The prosecutor asked the defendant if it was true that on direct examination he testified that the bottle never struck anybody. The defendant clarified that the bottle never struck anybody at "that first fight," referring to different segments of the fight and stating that he had been asked about one specific incident.
On redirect examination the defendant was asked when it was that he picked up the bottle. He said he did so after he got hit over the head with a bottle. He estimated that he had been in three or four fights that night by the time he picked up the bottle. Defense counsel asked the defendant if he did anything to Keith "Twin" Townsend, Damion "Rocky" Wise, Carlton "Big Baby" Williams or to Delissa Ford, and the defendant replied in the negative.
On recross examination the defendant was asked if he did anything to Larry Brooks, and the defendant replied: "Yes."
Ashley Barrient testified in rebuttal for the State. She identified a video clip of a fight that her sister took with Ashley's camera on the night of January 13, 2007. She remembered the night because it was the night of her little sister's graduation. She was not out on the night of September 16, 2007. Barrient confirmed that the video eventually made its way to Damion Wise's "MySpace" internet web page. She stated on cross examination that she was in the French Quarter with Damion Wise on the night of January 13, 2007, because she was best friends with Wise's girlfriend. She confirmed that the video depicted what appeared to be five people jumping on one man who was on the ground. Barrient confirmed that this occasion was the first time she had been out with Damion Wise and the others she was with. Barrient was asked who a particular person was, and she said it "Big Baby," meaning Carlton "Big Baby" Williams. She thought another person was "Rocky," meaning Damion "Rocky" Wise, although she could not say for certain, and ultimately she said she did not know who he was. She said all she knew was that "Big Baby" and "Rocky" fought that night, January 13, 2007. She said the fight occurred that night because the person being beaten in the video had grabbed "Twee," and that person and his two other friends jumped "Rocky." That particular part of the incident did not appear in the video.
ERRORS PATENT
A review of the record reveals no patent errors.
ASSIGNMENT OF ERROR NO. 1
In his first assignment of error the defendant argues that the trial court erred in denying his motion for post verdict judgment of acquittal, because the State failed to meet its burden of proving that the defendant did not act in self-defense.
A post verdict judgment of acquittal shall be granted only if the court finds that the evidence, viewed in a light most favorable to the State, does not reasonably permit a finding of guilty. La.C.Cr.P. art. 821(B); State v. Williams, 2004-1377, p. 7 (La.App. 4 Cir. 12/1/04), 891 So.2d 26, 30.
The defendant's argument is directed solely at whether the evidence reasonably permitted a finding of guilty with respect to the issue of self-defense. The defendant's trial counsel argued self-defense during closing argument, and the defendant's motion for post verdict judgment of acquittal was primarily directed to the issue of the State's failure to prove that the defendant did not act in self-defense. In its charge to the jury, the trial court in the instant case instructed the jury that:
If you find that the defendant has' raised the defense that his conduct was justified, the State must prove that the defendant's conduct was not justified. Remember, the State bears the burden of proving the guilt of the defendant beyond a reasonable doubt.
La.R.S. 14:18 sets forth the defense of justification:
The fact that an offender's conduct is justifiable, although otherwise criminal, shall constitute a defense to prosecution for any crime based on that conduct. This defense of justification can be claimed under the following circumstances:
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(7) When the offender's conduct is in defense of persons or property under any of the circumstances described in Articles 19 through 22.
La.R.S. 14:19 states:
A. The use of force or violence upon the person of another is justifiable when committed for the purpose of preventing a forcible offense against the person or a forcible offense or trespass against property in a person's lawful possession, provided that the force or violence used must be reasonable and apparently necessary to prevent such offense, and that this Section shall not apply where the force or violence results in a homicide.
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C. A person who is not engaged in unlawful activity and who is in a place where he or she has a right to be shall have no duty to retreat before using force or violence as provided for in this Section and may stand his or her ground and meet force with force.
D. No finder of fact shall be permitted to consider the possibility of retreat as a factor in determining whether or not the person who used force or violence in defense of his person or property had a reasonable belief that force or violence was reasonable and apparently necessary to prevent a forcible offense or to prevent the unlawful entry.
La.R.S. 14:22 states:
It is justifiable to use force or violence or to kill in the defense of another person when it is reasonably apparent that the person attacked could have justifiably used such means himself, and when it is reasonably believed that such intervention is necessary to protect the other person.
La.R.S. 14:21 states:
A person who is the aggressor or who brings on a difficulty cannot claim the right of self-defense unless he withdraws from the conflict in good faith and in such a manner that his adversary knows or should know that he desires to withdraw and discontinue the conflict.
In a non-homicide situation, the defense of self-defense requires a dual inquiry; an objective inquiry into whether the force used was reasonable under the circumstances; a subjective inquiry into whether the force was apparently necessary. State v. Freeman, 427 So.2d 1161, 1163 (La. 1983); State v. Jefferson, 2004-1960, pp. 9-10 (La.App. 4 Cir. 12/21/05), 922 So.2d 577, 587. Under La.R.S. 14:19(A), the force or violence used must be both reasonable "and" apparently necessary to prevent the threatened offense. Therefore, if the force or violence used was unreasonable, the issue of whether that force or violence was apparently necessary to prevent the offense is moot.
In Freeman, the Louisiana Supreme Court noted that there apparently was no Louisiana jurisprudence distinguishing the burdens of persuasion applicable to self-defense in homicide and non-homicide situations. The Court further noted that the burden of persuasion in proving self-defense in a non-homicide situation pursuant to La.R.S. 14:19, which entailed a subjective as well as an objective inquiry, "could arguably be upon the defendant," since a subjective inquiry was involved. However, the Court in Freeman did not resolve that issue because it found that even assuming the State had the burden of proving beyond a reasonable doubt that the defendant in the non-homicide case had not acted in self-defense when she shot her ex-husband, it had carried its burden of proof.
Some three years earlier, in State v. Landry, 381 So.2d 462 (La. 1980), the Louisiana Supreme Court (without even questioning whether the burden in a non-homicide case was on the defendant to establish that he acted in self-defense or on the State to prove that the defendant did not act in self-defense), reversed a defendant's conviction for aggravated assault, finding that he established the affirmative defense of self-defense/justification by a preponderance of the evidence.
In State v. Fluker, 618 So.2d 459 (La. App. 4 Cir. 1993), this Court stated that the First, Second, Third and Fifth Louisiana Circuit courts of appeal had held that the defendant bears the burden of proving self-defense by a preponderance of the evidence, but that three circuits had simply applied both standards in other cases and found no self-defense. This Court in Fluker noted that this Court declined to resolve the issue in State v. Sparrow, 612 So.2d 191, 197 (La.App. 4 Cir. 1992), where this Court noted the language in Freeman, but concluded that even if the State bore the burden of proof, the State carried that burden. The Fluker court thus stated that this circuit had therefore never adopted a position on which party has the burden of proof when a defendant raises a claim of self-defense in a non-homicide case. This Court reasoned that whenever an issue of exculpatory circumstances exists, it should be the State's burden to disprove such a claim of innocence. Thus, we concluded that the State has the burden of disproving self-defense beyond a reasonable doubt in both homicide and non-homicide cases.
In State v. Wishcer, 2004-0325 (La.App. 4 Cir. 9/22/04), 885 So.2d 602, a simple battery case, the majority recognized its prior decision in Fluker, but adopted the position that justification/self-defense in a non-homicide case was an affirmative defense that the defendant had the burden of proving by a preponderance of the evidence. The concurring judge disagreed with the determination that a criminal defendant in a non-homicide case should bear the burden of proving self-defense or justification, reasoning that, logically, if the State must disprove a defendant's assertion of self-defense in a homicide case, the State should also bear that burden in a non-homicide case.
In Jefferson, supra, involving review of the defendant's conviction for attempted first-degree murder of a police officer, this Court acknowledged the conflict between its decisions in Fluker and Wischer. However, the Court found it unnecessary to resolve that conflict in Jefferson, finding that regardless of whether the defendant or the State had the burden of proof on this issue, the evidence presented, when viewed in light most favorable to the prosecution, was sufficient to prove either that the defendant failed to prove by a preponderance of the evidence that he acted in self-defense or that the State proved beyond a reasonable doubt that the defendant did not act in self-defense.
In State v. Stukes, 2008-1217 (La.App. 4 Cir. 9/9/09), 19 So.3d 1233, writ denied, 2009-2194 (La.4/9/10), 31 So.3d 381, involving two convictions for aggravated battery in a double shooting, this Court acknowledged the conflicts between Fluker and Wischer but, as in Jefferson, found that under either standard there was sufficient evidence for the jury to negate the defendant's claim of self-defense.
Similarly, in the instant case, whether the State bore the burden (as stated by the trial court in its jury instructions) of proving beyond a reasonable doubt that the defendant did not act in self-defense in stabbing the four victims, or the defendant bore the burden of proving by a preponderance of the evidence that he did act in self-defense, viewing all the evidence in a light most favorable to the prosecution, any rational trier of fact could have concluded beyond a reasonable doubt that the defendant did not act in self-defense.
Damion Wise:
The defendant was convicted of aggravated battery in Count One of his indictment for stabbing Damion "Rocky" Wise in the arm. Wise testified that he saw the defendant jump Wise's nephew, Carlton "Big Baby" Williams, from behind. Wise went to the aid of Williams. He said the only person he hit was the defendant, and that his participation in the fight lasted no more than three minutes. Wise was positive the defendant was the person who stabbed him in the arm, although he did not see what the defendant stabbed him with. Wise replied in the negative on direct examination when asked whether he had any weapons on him that night. There was no evidence that Wise had any weapons. Williams testified that Wise came and hit the defendant after the defendant hit Williams under his arm and he could not breathe. Utopia bouncer/security person Ferd Edgar, an admitted friend of Wise, testified that the defendant turned on Wise after Wise came to assist Williams. Lionel Rayford, a security person from another club owned by the same owner that owned Utopia, testified that he saw Wise fighting with the defendant and Keith Townsend, and later saw Wise, Williams and Townsend beating one of the defendant's family members. Rayford said he knew Wise and the others and that they were known for fighting. Rayford also stated that he saw no one with weapons that night, neither the defendant nor anyone else. The defendant denied stabbing anyone that night, either with a broken bottle or a knife, except possibly Larry Brooks.
Viewing all of the evidence in alight most favorable to the prosecution, any rational trier of fact could have found beyond a reasonable doubt that the defendant's stabbing of Wise was not reasonable under the circumstances, either in defense of himself or any other person(s).
Larry Brooks:
The defendant was convicted of attempted manslaughter in Count Two of his indictment for stabbing Larry Brooks. Even assuming Brooks had threatened and fought with the defendant and his family members, and even assuming Brooks was the aggressor, not the defendant, the video clearly shows the defendant and his brother Timothy Rockette coming back directly at Brooks, defendant admittedly had walked away. There was defense testimony that the defendant and Rockette were headed back to rescue their cousin, Robert, who, defense witnesses testified, was being beaten beyond where Brooks was situated. Brooks is apparently saying things on the video, and his fiancee Tyereaun Henry is trying to hold him back, pulling on his shirt. Henry testified that she was telling Brooks to come back because the defendant had a knife. She said the defendant turned around to come back, saying "`F' that," "`F' that," and pulled a knife out of his pocket. Henry saw the knife in the defendant's hand. The video shows the defendant carrying something in his right hand as he came back. The defendant testified that it was a broken bottle, not a knife. However, Jefferson Parish Sheriff's Office Detective Sergeant Darren Monie testified that the defendant admitted to him that the knife police found in the defendant's apartment was the one defendant had used that night.
While there was testimony from defense witnesses that Brooks stabbed Timothy Rockette, that allegedly occurred after the defendant and Rockette walked back into the picture toward Brooks. The defendant came back toward Brooks holding a broken bottle or a knife in his hand, with Rockette walking at his side, headed directly toward Brooks. While one or more defense witnesses testified that Brooks was yelling that he was going to kill the defendant and Rockette, there was no evidence Brooks had displayed a weapon at that time. The shirtless Rockette rushed and attacked Brooks at this point, supposedly because, according to defense witnesses, Brooks had kicked the defendant in his chest. The video does not show that. In any case, the defendant was brandishing a weapon, and he and Rockette were headed directly for Brooks.
There was disputed testimony as to whether Brooks was armed with a bladed instrument, such as an oyster-shucking knife he used in his work. State witnesses did not see Brooks with a weapon; one or more defense witnesses did. The defendant stated that he attacked Brooks at this point, as depicted in the video, because Brooks was stabbing Rockette. However, even though Rockette displayed some scars to the jury that he claimed resulted from being stabbed by Brooks that night, he testified that he did not seek medical treatment, but merely cleaned and bandaged his wounds. Thus, his wounds, however they were inflicted, were minor. The video shows the defendant pumping his right hand, in which he held either the broken bottle or the knife, down toward Larry Brooks, with Rockette in the fray. It is within the realm of possibility that the defendant himself might have stabbed or cut Rockette. In any case, one cannot tell from the video that Brooks is armed with a bladed instrument. Viewing all the evidence in a light most favorable to the prosecution, any rational trier of fact could have found beyond a reasonable doubt that Brooks was not armed.
The defendant himself suffered only one laceration to his wrist that was treated at the Tulane University athletic training facility by a Tulane trainer who testified that he saw no other injuries on the defendant. The defendant testified he had two other injuries to his scalp that he treated himself. In contrast, Larry Brooks, who was stabbed seven times, was treated at a hospital for his stab wounds and remained in the hospital recovering for two weeks. There was no evidence that the defendant's cousin Robert suffered any injuries in his alleged beating. Robert was dropped off by the defendant and his brothers on a downtown New Orleans street immediately after, and blocks from, the fracas. Yet, the defendant advanced on Larry Brooks with either a broken bottle or a knife, purportedly to rescue Robert, and stabbed Brooks.
Viewing all the evidence in a light most favorable to the prosecution, any rational trier of fact could have found beyond a reasonable doubt that the defendant's stabbing of Larry Brooks was not reasonable under the circumstances, either in defense of himself or in defense of any other person(s).
Carlton Williams:
The defendant was convicted of attempted manslaughter in Count Three of the indictment for stabbing Carlton Williams. Williams, a large man, weighing up to two hundred and sixty pounds, allegedly hit the defendant's cousin and knocked him out. The defendant jumped on Williams when Williams was fighting the defendant's drunk cousin, Robert. Williams was fighting the defendant when defendant hit him under his arm. Williams said it felt like someone had kicked him, and he could not breathe. He started to go down, and then Wise came and hit the defendant. Williams testified that he was stabbed ten times and was in the hospital for a week and a couple of days. There was no evidence that Williams had a weapon that night. There was defense testimony that Williams called the defendant's cousin, Robert, a "B", told him he should watch his back, and then hit him, knocking him out. Williams said he punched Robert because he thought Robert was going to punch him first. There was no evidence about any injuries sustained by Robert. Also, the defendant and his brothers dropped Robert off in downtown New Orleans immediately after the fracas, with Robert saying he was going to meet a friend at a hotel.
Viewing all of the evidence in a light most favorable to the prosecution, any rational trier of fact could have found beyond a reasonable doubt that the defendant's stabbing of Carlton Williams was not reasonable under the circumstances, either in defense of himself or any other person(s).
Keith Townsend:
The defendant was convicted of attempted manslaughter in Count Four of the indictment for stabbing Keith Town-send, the person who sustained the most serious stab wounds in the entire incident, including one five to six inches deep. Utopia bouncer/security person Ferd Edgar testified that the defendant stabbed Town-send while Townsend was on the ground, on his back. There was no evidence that Townsend had a weapon at any time that night. Viewing all of the evidence in a light most favorable to the prosecution, any rational trier of fact could have found beyond a reasonable doubt that the defendant's stabbing of Keith Townsend was not reasonable under the circumstances.
For the foregoing reasons, the trial court properly denied the defendant's motion for post-verdict judgment of acquittal, given that all the evidence, viewed in a light most favorable to the prosecution, permitted the findings of guilty by the jury.
There is no merit to this assignment of error.
ASSIGNMENT OF ERROR NO. 2
In his second assignment of error, the defendant argued that the trial court's instruction to the jury, that ten out of twelve of the jurors had to agree reach a verdict in each of the five counts, was unconstitutional. The defendant argues that permitting a jury to reach a verdict of guilty in a felony case, necessarily punishable by imprisonment at hard labor, by a less than unanimous jury is unconstitutional.
The defendant concedes that his trial counsel made no contemporaneous objection to the trial court's instruction, but submits that if a non-unanimous verdict is a violation of due process, the verdict cannot stand, absence of a contemporaneous objection notwithstanding. The defendant argues that a non-unanimous verdict in a case such as the instant one violates the U.S. Sixth and Fourteenth Amendments.
The Louisiana Supreme Court and this Court have rejected the argument that a non-unanimous verdict in a case such as the instant one, provided for by La.C.Cr.P. art. 782(A), violates the U.S. Fifth, Sixth or Fourteenth Amendments to the U.S. Constitution.
In State v. Bertrand, 2008-2215 (La.3/17/09), 6 So.3d 738, the trial court found that La.C.Cr.P. art. 782(A) violated the Fifth, Sixth and Fourteenth Amendments to the United States Constitution, relative to the number of jurors needed to concur to render a verdict in cases in which punishment is necessarily confinement at hard labor, the same issue raised by the defendant in the instant case. On direct appeal by the State, the Louisiana Supreme Court reversed, stating in its conclusion:
Due to this Court's prior determinations that Article 782 withstands constitutional scrutiny, and because we are not presumptuous enough to suppose, upon mere speculation, that the United States Supreme Court's still valid determination that non-unanimous 12 person jury verdicts are constitutional may someday be overturned, we find that the trial court erred in ruling that Article 782 violated the Fifth, Sixth, and Fourteenth Amendments. With respect to that ruling, it should go without saying that a trial judge is not at liberty to ignore the controlling jurisprudence of superior courts.
Bertrand, 2008-2215, p. 8, 6 So.3d at 743.
This Court cited and relied on Bertrand in State v. Barbour, 2009-1258 (La.App. 4 Cir. 3/24/10), 35 So.Sd 1142, to reject the argument that the trial court had erred in denying the defendant's motion to declare La.C.Cr.P. art. 782(A) unconstitutional as violative of the Fifth, Sixth and Fourteenth Amendments to the U.S. Constitution.
As stated by the Louisiana Supreme Court in Bertrand, under current jurisprudence from the U.S. Supreme Court, non-unanimous twelve-person jury verdicts are constitutional, and La.C.Cr.P. art. 782(A) is constitutional.
Thus, there is no merit to the defendant's argument in this assignment of error that the trial court's jury instruction that ten of twelve jurors needed to concur to render a verdict was unconstitutional.
For the foregoing reasons, we affirm the defendant's convictions and sentences.
AFFIRMED.
TOBIAS, J., Concurs in the Result and Assigns Reasons.
TOBIAS, J., Concurs in the Result and Assigns Reasons.
I concur in the result because the ultimate result in this case reached by the majority is correct. I find it appropriate, however, to use this case to resolve the conflict in the jurisprudence of this circuit between Siafe v. Fluker, 618 So.2d 459 (La.App. 4th Cir. 1993) and State v. Wischer, 04-0325 (La.App. 4 Cir. 9/22/04), 885 So.2d 602. See also, State v. Freeman, 427 So.2d 1161 (La. 1983); State v. Jefferson, 04-1960 (La.App. 4 Cir. 12/21/05), 922 So.2d 577; State v. Stukes, 08-1217 (La. App. 4 Cir. 9/9/09), 19 So.3d 1233; State v. Black, 09-1664 (La.App. 4 Cir. 6/17/10), 41 So.3d 1243. The court should resolve the conflict en banc.