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John COLLINS v. UNIVERSITY OF NEW HAMPSHIRE, et al.

MEMORANDUM

WILLIAM CALDWELL, Senior District Judge I. Introduction

On June 25, 2010, the pro se plaintiff, Israel Jacob Torres, an inmate at the Forest State Correctional Institution (SCI-Forest) in Marienville, Pennsylvania, filed this civil rights complaint alleging he received a retaliatory misconduct and was subjected to cruel and unusual conditions of confinement in retaliation for exercising his First Amendment right to free speech. Although unclear, it appears he is also asserting a due process challenge concerning the hearing on his misconduct. All of the events complained of took place while he was housed at the Frackville State Correctional Institution (SCI-Frackville), Frackville, Pennsylvania. Named as defendants are the following Pennsylvania Department of Corrections (DOC) employees: Security Captain Clark; Superintendent Wenerowicz; Deputy Superintendent Kovalchik; Deputy Superintendent Derfler; Correctional Classification Program Manager Kephart; Hearing Examiner Luquis; and Chief Hearing Examiner MacIntyre. None of the named defendants are from SCI-Forest.

At the same time he filed his Complaint (doc. 1) and supporting exhibits (doc. 5), Torres filed a motion for a preliminary injunction, seeking separation from the defendants and an order directing them to cease retaliating against him. (Docs. 3 and 4, Mot. for Prelim. Inj. and Supp'n Br.) In July 2010, Torres notified the court of his transfer to SCI-Forest. (Doc. 9, Change of Address). On August 9, 2010, Torres filed an Amended Complaint (doc. 14) and supporting brief (doc. 15). The Amended Complaint only augments Torres' original request for relief and relies upon his original pleading for the assertion of facts upon which he seeks relief. Id. Torres also has filed two motions to proceed in forma pauperis. (Docs. 2 and 11).

The matter is presently before the court for preliminary screening pursuant to 28 U.S.C. § 1915. For the purposes of screening, the Court will collectively consider Torres' original complaint (doc. 1), his supporting exhibits (doc. 5) and his Amended Complaint (doc. 14) as the Complaint in this action. Based on our review, Torres' request to proceed in forma pauperis will be granted. Torres' claims against Captain Clark and Hearing Examiner Luquis will proceed. His claims against Wenerowicz, Kovalchick, Derfler, Kephart, and MacIntyre will be dismissed due to his failure to state a claim against them. Plaintiff, however, will be granted leave to file an amended complaint against these defendants. Torres' motion for a preliminary injunction will be denied.

II. Standard of Review

A complaint filed in forma pauperis may be dismissed if it is determined that the action is frivolous, malicious, fails to state a claim on which relief may be granted or seeks monetary relief against a defendant who is immune from such relief. See 28 U.S.C. § 1915(e)(2)(B). In deciding whether the complaint fails to state a claim on which relief may be granted, the court employs the standard used to analyze motions to dismiss under Fed.R.Civ.P. 12(b)(6). The court must accept as true the factual allegations in the complaint and construe any inferences to be drawn from the allegations in the plaintiff's favor. Phillips v. County of Allegheny, 515 F.3d 224, 233 (3d Cir. 2008). A complaint must contain a "short and plain statement of the claim showing that the pleader is entitled to relief," Fed.R.Civ.P. 8(a)(2), giving the defendant "fair notice of what the . . . claim is and the grounds upon which it rests." Erickson v. Pardus, 551 U.S. 89, 93, 127 S.Ct. 2197, 2200, 167 L.Ed.2d 1081 (2007) (quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 1964-65, 167 L.Ed.2d 929 (2007)). Although detailed factual allegations are not required, Twombly, 550 U.S. at 93, 127 S.Ct. at 2200, the complaint has to plead "enough facts to state a claim to relief that is plausible on its face." Id. at 570, 127 S.Ct. at 1974. "[M]ore than labels and conclusions" are required. Id. at 555, 127 S.Ct. at 1964-65.

Pro se pleadings are held to a less stringent standard than formal pleadings drafted by attorneys. See Erickson, supra, 551 U.S. at 94, 127 S.Ct. at 2200. Pro se litigants are to be granted leave to file a curative amended complaint "even when a plaintiff does not seek leave to amend," unless such an amendment would be inequitable or futile. Alston v. Parker, 363 F.3d 229, 235 (3d Cir. 2004).

III. Discussion

A. Lack of Personal Involvement of Wenerowicz; Kovalchik; Derfler, Kephart and MacIntyre

To state a viable § 1983 claim, a plaintiff must plead two essential elements: (1) the conduct complained of was committed by a person acting under color of state law; and (2) the conduct deprived the plaintiff of a right, privilege, or immunity secured by the Constitution or laws of the United States. Natale v. Camden County Corr. Facility, 318 F.3d 575, 580-81 (3d Cir. 2003). Personal involvement in the alleged wrongdoing is necessary for the imposition of liability in a civil rights action. Evancho v. Fisher, 423 F.3d 347, 353 (3d Cir. 2005); Sutton v. Rasheed, 323 F.3d 236, 249-50 (3d Cir. 2003). A supervisory defendant may be liable if he directed, or knew of and acquiesced in, the deprivation of a plaintiff's constitutional rights. Rode v. Dellarciprete, 845 F.2d 1195, 1207-08 (3d Cir. 1988). A civil rights complaint is adequate if it states the conduct, time, place, and persons responsible for the alleged civil rights violations. Evancho, 423 F.3d at 353. There is no respondeat superior liability in § 1983 actions. Id. Additionally, participation in the after-the-fact review of a grievance is not enough to establish personal involvement. See, e.g., Rode, 845 F.2d at 1208 (finding the filing of a grievance is not enough to show the actual knowledge necessary for personal involvement); Brooks v. Beard, 167 F. App'x 923, 925 (3d Cir. 2006) (per curiam) (nonprecedential) (allegations that prison officials and administrators responded inappropriately to inmate's later-filed grievances do not establish the involvement of those officials and administrators in the underlying deprivation); Burnside v. Moser, 138 F. App'x 414, 416 (3d Cir. 2005) (per curiam) (nonprecedential) (failure of prison official to process administrative grievance did not amount to a constitutional violation or personal involvement in the alleged constitutional deprivation grieved).

Based upon the above legal standards, claims against Wenerowicz, Kovalchik, Derfler, Kephart and MacIntyre are subject to dismissal. Kovalchik, Defler and Kephart, members of the Program Review Committee (PRC) are alleged to have "sustained Hearing Examiner Sharon Luquis (sic) decision and ignored all point's (sic) plaintiff made in his appeal." Id. at ¶ 43. Superintendent Wenerowicz is alleged to have denied Torres' grievance challenging the retaliatory misconduct ( id. at ¶ 42) and affirmed the PRC's decision upholding the Hearing Examiner's guilty verdict on the alleged retaliatory misconduct ( id. at ¶ 47). Chief Hearing Examiner MacIntyre's involvement is limited to denying Torres' misconduct appeal at final review. Id. at ¶ 49. None of the these defendants are alleged to have been personally involved in Captain Clark's retaliatory actions against him. There is no mention of their involvement in Captain Clark's issuance of the alleged retaliatory misconduct, nor are they alleged to be involved with the decision to place him in the "T-Cell". Id. at ¶¶ 26-28. Likewise, these defendants were not involved in Torres' misconduct hearing. Id. at ¶¶ 20-25. As stated, Torres' claims against these defendants fail to establish their personal involvement in the alleged illegal acts based on their after-the-fact review of the his grievances and misconduct appeals. Plaintiff will not be granted leave to file an amended complaint as an amendment would be futile and inequitable. Thus this action will proceed only on the claims against Captain Clark and Hearing Examiner Luquis.

B. Motion for Injunctive Relief

Generally, a prisoner's transfer or release from prison moots his claims for injunctive or declaratory relief because he is no longer subject to the conditions he alleges are unconstitutional. Abdul-Akbar v. Watson, 4 F.3d 195, 206-07 (3d Cir. 1993); see also Weaver v. Wilcox, 650 F.2d 22, 27 (3d Cir. 1981) ("[A] prisoner lacks standing to seek injunctive relief if he is no longer subject to the alleged conditions he attempts to challenge.").

All of the events complained of by Torres took place at SCI-Frackville. In July 2010, Torres notified the Court of his transfer to SCI-Forest. See Doc. 9. There is nothing in the record to suggest that it is likely that he will return to SCI-Frackville in the foreseeable future. Consequently, plaintiff's request in his complaint for injunctive relief, as well as his pending motion for preliminary injunctive relief (doc. 3), are moot and will be dismissed. See Fortes v. Harding, 19 F. Supp. 2d 323, 326 (M.D.Pa. 1998) ("Fortes' transfer to another institution moots any claims for injunctive or declaratory relief."). However, the Court recognizes that a prisoner's transfer or release does not moot his claim for damages. See Muslim v. Frame, 854 F. Supp. 1215, 1222 (E.D. Pa. 1994) ("an alleviation of an alleged unconstitutional condition does not moot a prisoner's claim for actual and punitive damages.").

We will issue an appropriate order.

Date: October 8, 2010

ORDER

AND NOW, this 8th day of October, 2010, upon review of the Complaint, Exhibits, and Amended Complaint (docs. 1, 5 and 14) under 28 U.S.C. ¶ 1915(e)(2)(B)(ii), it is ordered that:

1. Plaintiff's Motions for leave to proceed in forma pauperis (docs. 2 and 11) are construed as a motion to proceed without full prepayment of fees and costs, and are granted.
2. Torres' claims against Superintendent Wenerowicz; Deputy Superintendent Kovalchik; Deputy Superintendent Derfler, Program Manager Kephart; and Chief Hearing Examiner Robert MacIntyre are dismissed for failure to state a claim.
3. Torres' Motion for a Preliminary Injunction (doc. 3) is denied as moot based on his transfer to SCI-Forest.

ng an act of communication as defined under RSA 644:4 II, and was also threatening to Ms. Sower.

Doc. No. 18, ¶ 10.

The body of the disorderly conduct complaint, the truth of which was sworn to by defendant Whitten, charged that Mr. Collins:

. . . did engage in violent, tumultuous or threatening behavior in a public place, in that [Mr. Collins] did kick over a garbage can in the lobby of Rudman Hall Administration Offices and screamed repeatedly, said actions disturbing multiple co-workers in the immediate area. . . .

Doc. No. 18, ¶ 11.

That same afternoon, on June 29, an officer of the Strafford County Sheriff's Department served Mr. Collins with a restraining order, prohibiting him from having "any contact whether direct, indirect or through a third party by any means" with Ms. Sower.Id.; Doc. No. 24-6. At approximately 3 p.m. on that day, a UNH police officer hand-delivered a letter from UNH to Mr. Collins. The officer informed Mr. Collins that he had been instructed to escort Mr. Collins off campus. He informed Mr. Collins that, until further notice, if he were to be seen on campus, he would be arrested immediately. Doc. No. 24-2.

The letter, written by J. Bonnie Newman, UNH's Interim President, stated:

This letter is to notify you that, effectively [sic] immediately, you are on administrative leave of absence from your duties as associate professor and department chair of Biochemisty and Molecular Biology at the University of New Hampshire. You will continue to receive the salary and benefits associated with your position while on this administrative leave and will remain on leave until notified of a change in your status by Provost Bruce Mallory. During your leave Provost Mallory will be reviewing the circumstances surrounding your arrest on criminal charges relating to behavior alleged to have occurred on campus, and will work with incoming President Huddleston to determine what, if any further response may be warranted.
During this leave you are prohibited from entering any property of the University System of New Hampshire, including the Durham campus, for any purpose. If during this leave of absence you have a legitimate need to enter the Durham campus you must first contact the University Police Department and receive written permission from the Chief of Police or his designee.

Doc. No. 15-4.

At 5:02 p.m. on June 29, defendant Bruce L. Mallory, UNH Provost, asked that the following email be sent to the faculty and staff at COLSA:

TO All COLSA Faculty and Staff:

Provost Mallory has asked that the press statement below be distributed with COLSA to be sure everyone has the same information. Dr. Collins has been barred from campus by President Newman pending the University's own investigation and any subsequent sanctions. The order will continue until the Provost notifies Dr. Collins that it is no longer in effect. Anyone who sees Dr. Collins anywhere on campus should avoid contact with him and immediately notify the UNH Police Department.
UNH PROFESSOR ARRESTED
DURHAM, N.H. — John J. Collins associate professor and department chair of Biochemistry and Molecular Biology at the University of New Hampshire, was arrested Friday, June 29, and charged with one count each of disorderly conduct (violation) and stalking (misdemeanor). Collins, 53, voluntarily turned himself in on a warrant that alleges he verbally threatened a colleague.
In light of the charges against Collins, the University immediately placed him on administrative leave pending a full review of the circumstances and determination of an appropriate response.
Collins was released on $2,500 personal recognizance bail and ordered to have no contact with the alleged victim or any witnesses. He is scheduled to be arraigned July 26, 2007, at 8:30 a.m. in Durham District Court.
UNH Deputy Police Chief Paul Dean can be reached at (603) 834-1393.

Doc. No. 15-5.

Other than Mr. Collins's conversation with Dean Trumble, which Mr. Collins had initiated, no UNH official had made any attempt to contact him prior to delivering to him the June 29, 2007, letter. Id. Prior to UNH's delivery of the letter to Mr. Collins, Mr. Cote and Mr. Alberto Manalo, a COLSA Associate Dean, attempted to intervene on Mr. Collins's behalf. Doc. No. 24-17. They set up a meeting with defendant Mallory, to speak on Mr. Collins's behalf. Id. During the meeting, Provost Mallory was "adament" that he had to act to protect UNH and made reference to "events at Virginia Tech" as influencing his decision. Id.

On July 17, 2007, Provost Mallory wrote a "Dear Colleagues" letter to 40 members of the COLSA faculty who had written to Mallory regarding what they viewed as the "overly severe response of the UNH administrators to the incident":

I have received your statement regarding the recent incident involving Professor Collins. First and foremost, I want to join you in asserting tha[t] any final judgments or actions "await a fuller understanding of the factors and issues that contributed to this incident." I might also say that your assertion that the administration's initial actions constituted an "overly severe response" may itself be a hasty judgment. At the time we took the actions we did, we were operating on the advice of the UNH Police Department, which was managing the incident and gathering evidence from witnesses. From their perspective, the situation literally involved a possibly life-threatening action, to which the Police were called to intervene by members of the COLSA community.
Separate from the ongoing criminal proceedings, which have produced the "public spotlight" and in which my office has played no role, I am conducting a review of the alleged events that led to the arrest. Donna Marie Sorrentino is interviewing all the parties who were present at the incident as well as those who may not have been present but who can offer corroborating information. I am personally participating in some of those interviews. We hope to complete this process in the next two weeks. Throughout our investigation, we will follow carefully the requirements of UNH policies and the Collective Bargaining Agreement. Above all, we will act in a way that assures full access to the due process protections found in policy and the CBA.
Upon the completion of Donna Marie's work, she will convey her findings to me, including recommendations for any actions that I might take in response to the incident. It is my hope that this entire process can be completed in the next four weeks. If I then were to take any action that required the due process procedures delineated in the Collective Bargaining Agreement, that would involve an additional period of time that would be hard for me to predict at this point.
Our initial response and the current investigation are grounded in two important principles — the right to due process of anyone accused of wrongdoing and the University's strong commitment to maintaining a safe and civil working environment for faculty, staff, and students. These are complementary principles and will help guide us through this sensitive matter.

Doc. No. 18.

C. Meetings between Collins and UNH

On July 20, 2007, Mr. Collins met with Provost Mallory and Ms. Sorrentino. Doc. No. 24-2. Mr. Collins was accompanied by Chris Balling, a member of the Faculty Union. Because of the criminal charges pending against him and on advice of counsel, Mr. Collins declined their invitation to provide them with information about the June 28 incident. Mr. Collins stated that he had not been given any reason for the ban from campus and asked that the ban be lifted. Id.

On August 20, 2007, Mr. Collins met for a second time with Provost Mallory and Ms. Sorrentino. This time, Mr. Collins was accompanied by his counsel. Mr. Collins provided his account of the incident, sought an explanation for his banishment from campus, and asked again that the ban be lifted. Doc. No. 24-2. Provost Mallory requested that Mr. Collins put in writing his argument that the campus ban should be lifted. Doc. No. 15-1.

On September 4, 2007, Mr. Collins wrote the following in a letter to Provost Mallory:

This letter is my response to your directive that I provide to you in writing the reasons you should resend [ sic] the ban from campus you have imposed on me since June 29, 2007. Typically I would approach such a task by addressing your reasons for imposing the ban. Since I was never informed of those reasons, I cannot do that.
Instead, I will begin by asserting that there is no justification, no support for your position. I reject it. The vast majority of COLSA faculty rejects it. Many of them signed a letter to you making that position very clear. The New Hampshire Superior Court rejects it as I am certain you are aware since I clarified that matter for you at our meeting of July 20, 2007.
Let me also describe some of the negative impacts of your action for me and others. Your ban has caused great harm to my research. I need unrestricted access to my office and lab to conduct experiments and maintain the many strains of the organism we use in our research. I also need to be there on a regular basis to advise my graduate student, as well as several undergraduates who have just returned to campus. I also need access to my office to work on manuscripts and grant proposals as described in my letter to then Dean Trumble in late June 2007. All of these efforts have been at a standstill since you banned me from campus.
With the start of the new academic year, it is also important for me to be back on campus to carry out my teaching and advising activities and to resume my duties as chair of Biochemistry and Molecular Biology and service on several other college and university committees.

Doc. No. 18.

On September 10, 2007, Provost Mallory concluded his investigation of the June 28 incident with the following written findings:

Based on my review of this matter I conclude that you: (i) acted in an uncivil and unprofessional manner; (ii) violated UNH's expectations for workplace behavior; (iii) created an air of intimidation in the workplace; (iv) interfered with the university's pursuit of its educational mission; (v) exercised poor judgment; and (vii) failed to be an effective leader and role model. In arriving at these conclusions I have carefully considered your own description of your actions as something of a wise-guy's response, mocking another person's attempt to help you manage your emotions, rather than a display of genuine anger. In light of all the information I have reviewed I find your characterization of what occurred that day to be not credible and conclude instead that you lost control of your emotions and acted in a threatening and intimidating manner, thereby causing harm to members of the UNH community.

Doc. No. 15-8.

Provost Mallory imposed the following sanctions: (1) terminated Mr. Collins' appointment as department chair; (2) reprimanded Mr. Collins and warned him about future misconduct; (3) required him to complete an anger management program; and (4) required him to write a letter of apology to Ms. Sower. Id. Provost Mallory extended Mr. Collins's ban from campus until "such time as the criminal and civil sanctions" against him "are concluded" and he had "satisfied the terms of the sanctions. . . ." Id.

D. UNH Lifts Suspension and Ban

On October 23, 2007, after testimony from witnesses called by both the prosecution and defense, the court dismissed the charges against Mr. Collins. On November 7, 2007, the civil action brought by Ms. Sower in Strafford County Superior Court concluded with an order vacating the "no contact" order and, in its place, ordered that Mr. Collins "shall not harass, threaten, intimidate, or interfere" with Ms. Sower's liberty. Doc. No. 18.

On January 15, 2008, Mr. Collins received a letter from Provost Mallory informing him that he had complied with the sanctions and his administrative leave and campus ban would end on January 22, 2008. Doc. No. 24-2.

III. Discussion

In Count III, plaintiff alleges that the adverse actions the University took against him after his arrest on June 29, 2007, violated his rights to due process under the federal Constitution. In Count IV, plaintiff asserts a state law claim of defamation against the University for published statements the University made about him on the date of his arrest. These counts are discussed separately below.

A. Count III (Due Process)

Plaintiff challenges as insufficient under the Fourteenth Amendment Due Process Clause the process the University afforded him, or failed to afford him, when it suspended him with pay from his professor and department chair positions, temporarily banned him from being on campus, and, ultimately, permanently stripped him of his position as department chair.

Defendants make a technical argument that summary judgment should be entered in their favor on Count III because that count references the Due Process Clause of the Fifth (rather than the Fourteenth) Amendment to the United States Constitution. See Doc. No. 16-1, ¶ 43. Despite the technical error in Count III, this court reads that count as alleging a violation of the Fourteenth Amendment's Due Process Clause. See Fed.R.Civ.P. 8(a).

It is well — established that "[p]rocedural due process imposes constraints on governmental decisions which deprive individuals of `liberty' or `property.'" Mathews v. Eldridge, 424 U.S. 319, 332 (1976). As the Supreme Court has emphasized, "before an individual is finally deprived of a property interest," the governmental actor must provide "some form of hearing." Id. at 333. Likewise, it is without dispute that a public employee who is a tenured professor enjoys a property interest sufficient to invoke procedural due process protections.E.g., Cotnoir v. Univ. of Me. Sys., 35 F.3d 6, 10 (1st Cir. 1994).

Once a plaintiff establishes the deprivation of a liberty or property interest, "the question remains what process is due."FDIC v. Mallen, 486 U.S. 230, 240 (1988) (internal quotation marks omitted). The "identification of the specific dictates of due process" requires that the court consider "three distinct factors":

First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government's interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.
Mathews, 424 U.S. at 335.

Plaintiff contends that the University was required to provide him with notice and hearing prior to the suspensions with pay and the campus ban. Plaintiff also contends that the post-deprivation process that he received was insufficient.

This court first addresses whether the suspensions with pay and the campus ban worked a deprivation of liberty or property interests such that plaintiff was entitled to pre-deprivation process.

1. Suspensions With Pay

There is no factual dispute that defendants suspended plaintiff from his positions as professor and department chair pending further investigation of the June 28 incident. Doc. No. 15-4 (referring to the suspension as "administrative leave"). During the suspension, plaintiff was paid his full salary and received all his benefits. Id. Following its investigation, the University lifted the suspension relating to plaintiff's position as tenured professor in January 2008 but removed him from the department chair position on a permanent basis. Id.

The threshold question here is whether the University's suspension of plaintiff with pay deprived plaintiff of a property interest such that he was entitled to a hearing in advance of the suspension. The Supreme Court has noted that it is an open question "whether the protections of the Due Process Clause extend to discipline of tenured public employees short of termination." Gilbert v. Homar, 520 U.S. 924, 929 (1997) (emphasis added). Where a public employee is suspended with pay, the First Circuit has held that the employee is not entitled to pre-suspension process. Torres-Rosado v. Rotger-Sabat, 335 F.3d 1, 9-10 (1st Cir. 2003).

As the court in Torres-Rosado explained, "a government employer who wishes to remove a worker immediately may suspend that worker with pay until the procedures associated with termination can be completed." Id. at 9. The court explained that a suspension with pay is not a deprivation of such serious magnitude as to require a pre-deprivation hearing: "Plaintiff's paid suspension in this case, which caused only a very temporary deprivation of job functions and no financial loss, did not give rise to any constitutional entitlement to due process." Id. at 10. See also Jones v. Town of Milo, 2009 WL 1605409, *7 (D.Me. 2009) ("The Court should dismiss this theory of liability because placement on paid administrative leave is not a deprivation that requires any predeprivation process." (citing Torres-Rosado, 335 F.3d at 9)).

Accordingly, the court grants summary judgment in favor of the defendants on plaintiff's claim that the University deprived him of due process when it failed to provide pre-suspension notice and hearing.

2. The Campus Ban

The court finds undisputed the facts concerning the details of the campus ban. As noted, the campus ban was temporary and was lifted by the University after its investigation. Moreover, by its own terms, the ban was not absolute, but was subject to exceptions. Specifically, the ban allowed plaintiff, in the event he had a "legitimate need to enter the Durham campus," to "contact the University Police Department and receive written permission from the Chief of Police or his designee" to enter the campus. Doc. No. 15-4. The record contains undisputed evidence that the exception was utilized by Mr. Collins on multiple occasions during the pendency of the ban. See Doc. No. 15-10.

Plaintiff argues that the ban deprived him of liberty interests, such that he was entitled to pre-deprivation notice and opportunity to be heard. Specifically, plaintiff claims he had interests in being on campus that extended beyond those held by members of the general public. Plaintiff says (1) he "had ongoing research at his lab on campus," such that the ban interfered with "pursui[t] of his career" and (2) he had a liberty interest in "attending his children's sporting events" which sometimes took place on campus. Defendants counter, relying on cases where courts have held that members of the general public have no liberty interest in being present on a university campus.See Holbach v. Jenkins, 2009 WL 2382756, at *6 (D.N.D. 2009); Moore v. Ricotta, 2002 WL 398205, at *1; Souders v. Lucero, 196 F.3d 1040, 1046 (9th Cir. 1999). According to the defendants, the suspensions with pay stripped plaintiff of his status as professor and department chair, thus rendering him nothing more than "a public citizen." The court rejects defendants' argument but holds for other reasons that

the campus ban in the present case did not deprive plaintiff of a liberty interest.

First, the logic of defendants' argument is flawed. First Circuit precedent deems a suspension with pay as an event not constituting a deprivation of property precisely because a suspension with pay is not sufficiently serious. Torres-Rosado, 335 F.3d at 10 (holding no deprivation of property interest because the suspension with pay "caused only a very temporary deprivation of job functions and no financial loss"). Defendants correctly rely on that legal proposition in asserting that they owed plaintiff no process prior to their suspension of plaintiff. Inconsistently, however, they assert for purposes of the campus ban that the suspension worked a complete erasure of plaintiff's status as professor and department chair such that he became nothing more than an ordinary citizen. Defendants cannot have it both ways.

Nevertheless, even though the suspension with pay did not render plaintiff an ordinary citizen, the campus ban, as designed and applied in the present case, did not work a sufficiently serious harm to plaintiff to rise to the level of the deprivation of a liberty interest. Plaintiff's interest in "tending to his campus laboratory [and] mentoring his graduate students" is not an interest independent of the job from which he was temporarily suspended with pay. In other words, plaintiff's alleged liberty interest in continuing his research and supervising his students is indistinguishable from his interest in his job. Torres-Rosado, 353 F.3d at 10, holds that a temporary suspension with pay does not rise to the level of deprivation of a property interest sufficient to require pre-deprivation process. To the extent plaintiff's claimed liberty interest is coextensive with his claimed property interest, it is, for the same reasons, insufficient to entitle him to pre-suspension process.

With respect to plaintiff's interest in viewing his children's sporting events on campus, he is in the same position as a member of the general public. This is not an interest that distinguishes plaintiff from an ordinary citizen, and so, does not rise to the level of a protectable liberty interest.

As the non-moving party, the plaintiff has the burden to show a material factual dispute that his research interests are not simply incidental to his job as professor. He has not made this showing. In addition, even if he had, given the contours of the campus ban in this particular case, plaintiff cannot show, as a matter of law, that the ban here worked a sufficiently serious impingement on any such independent interest.

Because a tenured university professor is in a different position vis-a-vis the university campus than is a member of the public given a professor's host of social and economic ties to persons and facilities on campus, there may be circumstances under which a tenured professor could be deprived of a liberty interest by operation of a campus ban. The campus ban in the present case, however, did not rise to that level. The undisputed facts show that the ban was both temporary and subject to exceptions for plaintiff's "legitimate needs." See Doc. No. 15-10 (examples in the record of the University granting plaintiff permission to be on campus during the pendency of the ban).

Mindful that plaintiff undoubtedly suffered embarrassment and inconvenience as a result of the ban, this court cannot say, as a matter of law, that the plaintiff suffered an injury of constitutional dimension. In short, the temporary, conditional campus ban in this case, like the suspension from his job with pay, is insufficiently serious to require pre-deprivation process. See Torres-Rosado, 335 F.3d at 9.

Even if the campus ban worked a deprivation of a property or liberty interest, plaintiff would have to overcome the presumption that the arrest of plaintiff on criminal charges, which followed a judicial determination that there was probable cause for such arrest, justified prompt action by the University suspending plaintiff and banning him from campus prior to any notice or hearing. See Gilbert, 520 U.S. at 934 (upholding university's decision to suspend employee without providing him notice and opportunity to be heard on basis of his arrest on criminal charge); Mallen, 486 U.S. at 240 (holding that felony indictment of bank president provides a "substantial assurance that the deprivation is not baseless or unwarranted," and given important government interest in the integrity of banks that would be threatened without prompt suspension, FDIC may take "prompt action" and "postpon[e] . . . the opportunities to be heard until after the initial deprivation").

Accordingly, this court holds that, as a matter of law, the University was not required to provide plaintiff with notice and opportunity to be heard prior to imposition of the campus ban.

3. Permanent Removal From Position as Department Chair

The facts are undisputed that the plaintiff's suspension with pay from his positions as professor and department chair and the campus ban were initially all temporary, pending the University's investigation and decision-making. The suspension with pay as professor and the campus ban never became permanent, since the University eventually terminated those actions. In contrast, the University did in the end convert the department chair suspension to a permanent removal of plaintiff from that position.

Assuming, without deciding, that the permanent removal of plaintiff's title as department chair constituted a deprivation of a property interest sufficient to invoke due process protection, "the question remains what process is due." Mallen, 486 U.S. at 240. In this case, the court has already found that the suspensions with pay and the campus ban did not deprive plaintiff of a liberty or property interest such that the University was required to provide plaintiff with process prior to taking those actions. What minimum notice and opportunity to be heard defendants may have owed plaintiff after imposition of those actions this court need not decide; the court finds as a matter of law that defendants provided plaintiff with enough process to meet even the eventual permanent deprivation of plaintiff's property interest in the department chair position.

The undisputed facts in this case show that, on July 20, 2007, during the pendency of the University's investigation of the incident, the University provided plaintiff with an opportunity to be heard. At the meeting, plaintiff met with Provost Mallory and Ms. Sorrentino. Plaintiff was accompanied by a member of the Faculty Union. Doc. No. 24-2. On August 20, 2007, the University provided plaintiff with a further

opportunity to be heard. At the second meeting, plaintiff was accompanied by his counsel. After that meeting, and at the suggestion of Provost Mallory, plaintiff put into writing his argument that the ban should be lifted. Id. Thus, within 60 days of plaintiff's initial suspension, the University had given plaintiff two opportunities to present his version of events.

Plaintiff makes the claim in this case that the University gave him no notice of the reasons for the campus ban. Plaintiff claim is belied by the undisputed facts in the record that make clear that he was well aware that the University's decision to suspend him and prohibit him from being on campus was a direct result of the incident on June 28, 2007, which led, the day after, to his arrest on criminal charges. There was no unfair surprise to plaintiff or his counsel.

On September 4, 2007, plaintiff submitted his written statement to the University, and less than one week later, on September 10, Provost Mallory concluded his investigation of the matter and, along with certain other sanctions, terminated plaintiff's appointment as department chair. Doc. Nos. 15-8, 18. Provost Mallory's September 10 letter informed plaintiff that he would be permitted back on campus after the criminal proceedings were concluded and plaintiff had satisfied the terms of the September 10 letter. Doc. No. 15-8. On January 22, 2008, the University reinstated plaintiff to his teaching position and lifted the campus ban. Doc. No. 24-2.

The post-deprivation process that plaintiff received was more than sufficient to satisfy the Due Process Clause. Prior to making any factual findings with respect to plaintiff's employment status, the University gave plaintiff notice and multiple opportunities to be heard. In the end, plaintiff was not terminated. The only permanent deprivation plaintiff suffered was the loss of his department chair position. The University gave plaintiff ample process before taking that adverse action against him. The University is entitled to summary judgment on plaintiff's due process claim.

In dicta, the Torres-Rosado court stated that "it is conceivable that a very long or open-ended paid suspension might function so much like a termination that some due process protection might attach." Torres-Rosado, 335 F.3d at 10 n. 8. To the extent plaintiff's suspension with pay was "very long" and seemed "like a termination," plaintiff was nonetheless, for the reasons explained above, afforded sufficient process during the course of the suspension to satisfy the requirements of the Due Process Clause.

B. Count IV (Defamation)

Plaintiff alleges that two written statements by UNH are false and defamatory. The first is contained in the press release which the University issued after plaintiff's arrest and which it attached to an email it sent to the faculty and staff of COLSA. That statement is: "In light of the charges against Collins, the University immediately placed him on administrative leave pending a full review of the circumstances and determination of an appropriate response. . . . UNH Deputy Chief Paul Dean can be reached at (603) 834-1393." (Hereinafter referred to as "statement 1").

The second statement is a portion of the University's email to COLSA faculty and staff. That statement is: "Anyone who sees Dr. Collins anywhere on campus should avoid contact with him and immediately notify the UNH Police Department." (Hereinafter referred to as "statement 2").

In New Hampshire, defamation requires proof that a defendant "failed to exercise reasonable care in publishing, without a valid privilege, a false and defamatory statement of fact about the plaintiff to a third party." Indep. Mech. Contractors v. Gordon T. Burke Sons, 138 N.H. 110, 118, 635 A.2d 487, 492 (1993) (citing Restatement [Second] of Torts § 558 (1997)). "A statement is not actionable if it is substantially true." Simpkins v. Snow, 139 N.H. 735, 770, 661 A.2d 772, 776 (1995).

To determine whether a statement is defamatory, a court must read the statement "in the context of the publication taken as a whole." Duchesnaye v. Munro Enters., 125 N.H. 244, 249, 480 A.2d 123, 125 (1984) (internal quotations omitted). "In such context, a statement in the form of an opinion may be read to imply defamatory facts, and it is actionable if it is actually understood that way." Id.

New Hampshire recognizes a qualified or conditional privilege for otherwise defamatory statements. Id. A qualified privilege exists "`if the facts, although untrue, were published on a lawful occasion, in good faith, for a justifiable purpose, and with a belief, founded on reasonable grounds of its truth,' provided that the statements are not made with actual malice."Simpkins, 139 N.H. at 740, 661 A.2d at 776-77 (citation omitted). The burden is on defendant to show the existence of a conditional privilege, but plaintiff has the burden of showing that defendant acted with malice. Duchesnaye, 125 N.H. at 253, 480 A.2d at 128.

The University moves for summary judgment on the basis that the statements were true, and, in any event, the University was privileged to make the statements. The court analyzes the statements separately below.

1. Statement 1

Statement 1 is a factual recitation containing the following assertions: (1) because of plaintiff's criminal charges, the University placed plaintiff on administrative leave; (2) plaintiff would be on leave pending review of the circumstances and a decision being made as to an appropriate response. Statement 1 also includes the phone number for the UNH Deputy Chief of Police.

Read in the context of the press release, statement 1 is entirely true. There are no material factual disputes in this record that could possibly lead to an inference that anything contained in statement 1 is false. The University is entitled to summary judgment on this claim.

2. Statement 2

Statement 2 was not part of the press release. It was included in the e-mail from the University to its COLSA faculty, along with the press release. Statement 2 is not a statement of fact. Rather, it is an instruction to the COLSA faculty that, in the event they should see plaintiff on campus during the pendency of the campus ban, they "should avoid contact with him and immediately notify the UNH Police Department."

Plaintiff argues that, read in context, statement 2 implies that plaintiff was "armed and dangerous." The court disagrees. Statement 2 implies that plaintiff may violate the campus ban by appearing on campus during its pendency, and, construed in plaintiff's favor, it could be read to imply that plaintiff was "dangerous." However, no one could reasonably read statement 2 as implying that plaintiff was "armed."

When asked at oral argument what evidence plaintiff had to prove that a person who actually read statement 2 construed it as suggesting that plaintiff was "armed and dangerous," plaintiff's counsel asserted that the defamatory nature of statement 2 is self-proving (i.e., that any person who read statement 2 would understand it as implying that plaintiff was "armed and dangerous"). Because plaintiff is arguing defamation by implication, he is required to provide testimony from actual witness(es) who read the statement and understood it to contain that implication. See Duchesnaye, 125 N.H. at 249, 480 A.2d at 125 (where alleged defamation arises from a statement's implication, it is actionable "if it is actually understood that way"). Plaintiff has not cited to any such witness testimony in his written submissions, nor did he point to any such evidence at oral argument.

While it may be a fair inference from statement 2 that plaintiff was, at that time, considered "dangerous," such an inference on this undisputed record, could not reasonably be construed as false. By plaintiff's own admission, during the June 28 incident, he loudly stated several times to a female colleague of Ms. Sower that he "could kill the fucking bitch." Doc. No. 24-2. Plaintiff admits that, during the incident, he kicked a trash can. Id. It is also undisputed that, prior to its release of statement 2, the University was aware that its police department had arrested plaintiff on criminal charges related to the incident. To the extent statement 2 implied that plaintiff was dangerous, such an implication would be redundant and incidental to the truthful announcement, contained in the accompanying press release, that plaintiff had been arrested on charges of disorderly conduct and stalking. Read in the context of the entire publication, statement 2 was substantially true. Statement 2 is not, therefore, actionable as defamation under New Hampshire law. See Simpkins, 139 N.H. at 740, 661 A.2d at 776.

Construed in his favor, Mr. Collins's tirade on June 28 was intended to "mock" Ms. Schultz's request that he "share" his anger. Mr. Collins's state of mind while he was yelling epithets and kicking a trash can is not legally relevant on the question of whether there are factual disputes sufficient to send the defamation question to the jury.

Even if statement 2 could be construed as false and defamatory, the University would be entitled to summary judgment on the question of privilege. See Caouette v. OfficeMax, Inc., 352 F. Supp.2d 134, 144 (D.N.H. 2005) (noting that issue of whether defendant was privileged to make statement can be decided at summary judgment). The University communicated to its COLSA faculty the fact of plaintiff's arrest and the issuance of the campus ban. Statement 2 was issued as part of that communication. The University's decision to include an instruction that COLSA faculty contact the police if they saw plaintiff on campus during the pendency of the campus ban was, on the undisputed facts in this record, lawful and reasonable under the circumstances. While there is evidence in the record that suggests that Ms. Sower acted with malice toward plaintiff, there is no evidence in the record that Ms. Sower was involved in the University's decision to issue statement 2, nor is there evidence that the University otherwise acted with malice in issuing statement 2. The University is entitled to summary judgment on Count IV.

Accordingly, the court grants defendants' motion for summary judgment on Counts III and IV (Doc. No. 15). The pending motions in limine (Doc. Nos. 29, 33, and 34) are denied as moot. The clerk shall enter judgment in accordance with this order and close the case.

SO ORDERED.

Dated: October 8, 2010

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COLLINS v. UNIVERSITY OF NEW HAMPSHIRE
(Oct 8, 2010)