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Smart Summary

Factual and Procedural Background

The plaintiff, Jeremiah Tooley, placed funds and property in the hands of the intestate, Bacon, which was alleged in the answer to have been done with the purpose of delaying and defrauding creditors. After the defendant presented some evidence supporting this defense, the plaintiff testified on his own behalf. During his examination, the plaintiff was asked whether he had transferred property to Bacon with the intent to delay or defraud creditors, but an objection was sustained preventing the plaintiff from answering. The case proceeded with various evidentiary rulings, culminating in an appeal to the Court of Appeals of the State of New York.

Legal Issues Presented

  1. Whether the plaintiff could be examined as a witness regarding the intent behind transferring property to a deceased party, Bacon, under section 399 of the Code.
  2. Whether certain questions relating to ownership and transactions involving property placed in the hands of Bacon were admissible evidence.
  3. Whether the exclusion of evidence regarding the plaintiff’s intent in the transfer constituted reversible error.

Arguments of the Parties

Appellant's Arguments

  • The plaintiff sought to testify about the intent behind transferring property to Bacon, presumably to counter the allegation of fraudulent intent.
  • The plaintiff's counsel questioned ownership and transactional details concerning mortgages and property conveyed to Bacon, aiming to clarify the nature of the transactions.

Respondent's Arguments

  • The respondent objected to the plaintiff's testimony about intent and personal transactions with Bacon, relying on the exclusionary rule under section 399 of the Code that prohibits testimony regarding personal transactions or communications with a deceased person.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Levin v. Russell, 42 N.Y. 251 Evidence excluded on a general objection will be upheld if any valid ground exists for exclusion. The court applied this principle to sustain the referee’s ruling excluding the plaintiff’s testimony without a specified ground of objection.
Williams v. Sargeant, 46 N.Y. 481 Clarifies standards for excluding evidence based on objections and the competency of testimony. Used to support the court’s assumption that the ruling excluding testimony was properly grounded despite lack of specification.

Court's Reasoning and Analysis

The court analyzed the exclusion of the plaintiff's testimony under section 399 of the Code, which prohibits a party from testifying about personal transactions or communications with a deceased person. Since Bacon was deceased, the court held that the plaintiff could not testify about the intent behind placing property in Bacon's hands, as intent is inseparable from the transaction itself. The court reasoned that allowing the living party to testify about intent when the other party is deceased would undermine the evidentiary balance, as such intent can generally only be disproved by contemporaneous statements or actions of both parties. Additionally, the court found that questions regarding ownership and related transactions were properly excluded because they related to personal transactions with Bacon. The court rejected the plaintiff's general objection to a question on cross-examination that was not based on privilege, finding no error in its admission. After reviewing all exceptions, the court found no reversible error and affirmed the judgment.

Holding and Implications

The court affirmed the judgment, holding that the exclusion of the plaintiff's testimony regarding intent in the transfer to the deceased Bacon was proper under the evidentiary rules of the Code. The direct consequence is that the plaintiff was barred from testifying about personal transactions and intent related to the deceased party, reinforcing the evidentiary protection for deceased parties in civil litigation. No new precedent was established beyond the application of existing principles, and the decision primarily affects the parties by upholding the trial court’s evidentiary rulings.

JEREMIAH TOOLEY, Appellant, v. CHLOE G. BACON, Administratrix, etc., Respondent.

EARL, J.

It was alleged in the answer that the plaintiff placed the funds and property in controversy in the hands of the intestate for the purpose of delaying and defrauding his creditors. After the defendant had given some evidence tending to sustain this defence, the plaintiff as a witness in his own behalf, was asked if he had put any property in the hands of the intestate for the purpose and with the intent to delay or defraud his creditors. Counsel for plaintiff objected to the question, and the referee sustained the objection. No ground of objection was specified, but the course of the examination was such that it must have been understood that the objection was to the competency of the plaintiff to answer the question under section 399 of the Code, Bacon being dead. That no ground was specified is, however, immaterial now. When evidence is excluded upon a mere general objection, the ruling will be upheld, if any ground in fact existed for the exclusion. It will be assumed, in the absence of any request by the opposing party or the court to make the objection definite, that it was understood, and that the ruling was placed upon the right ground. If in such a case a ground of objection be specified, the ruling must be sustained upon that ground unless the evidence excluded was in no aspect of the case competent, or could not be made so. But where there is a general objection to evidence and it is overruled, and the evidence is received, the ruling will not be held erroneous unless there be some ground which could not have been obviated if it had been specified, or unless the evidence in its essential nature be incompetent. ( Levin v. Russell, 42 N.Y., 251; Williams v. Sargeant, 46 N.Y., 481.) We are of opinion that the ruling was right. The plaintiff could not be examined as a witness "in regard to any personal transaction or communication" between him and Bacon. The placing of property in the hands of Bacon was a personal transaction with him, and the intent with which it was done accompanied and characterized the transaction and was an element thereof. A witness examined as to such intent must, within the meaning of the Code, be held to be examined in regard to the transaction. There is the same reason for excluding the living party from testifying as to the intent with which a personal transaction with a deceased party was performed, as for excluding him as a witness to any other part of the transaction. Such evidence can generally be disproved only by what was said and done at the time of the transaction, and hence when death has sealed the lips of one party the law should seal the lips of the other.

The following questions put to plaintiff by his counsel were objected to and excluded: "Who was the owner, in fact, of the mortgage thus given to Bacon, and of the farm thus conveyed to Bacon?" "State whether there was any difference between the Kimball mortgage of $4,000 and the Pridmore-Mallory mortgage, in your relations to such mortgage?" "Who owned the real estate conveyed to Bacon by the Kimballs?" Aside from other obvious objections to the questions, they all had relation to the property which plaintiff had placed, or caused to be placed, in the hands of Bacon, and hence involved or related to personal transactions between him and the plaintiff, and therefore were properly excluded.

The question, "Did you say to your counsel that you never gave any mortgage to Bacon?" put to plaintiff upon his cross-examination, was not objected to on the ground that it called for a privileged communication, and no material evidence was elicited in answer thereto. Hence no error was committed in overruling the general objection thereto.

We have thus briefly examined all the exceptions to which our attention was called, and finding no errors, the judgment must be affirmed.

All concur, except CHURCH, Ch. J., and ANDREWS, J., who dissent, on the ground of the exclusion of evidence of plaintiff's intent in the transfer, holding that the question should have been answered. RAPALLO, J., absent.

Judgment affirmed.

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TOOLEY v. BACON
(May 29, 1877)