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Smart Summary

Factual and Procedural Background

This opinion arises from a motion for a preliminary injunction in a patent infringement suit involving a reissued patent. The central factual context concerns whether the reissued patent was legitimately obtained to correct mistakes or inadvertence in the original patent's specification and claims, or whether it was improperly used to expand the claims and subordinate improvements made by others between the original grant and the reissue application. During the injunction motion, the complainant used extracts from communications by its patent attorney to its officers to support its position. The defendant now seeks to introduce the entire original communications, claiming the withheld parts are relevant and indicate illegitimacy in the reissue application. The complainant resists on the basis of attorney-client privilege.

Legal Issues Presented

  1. Whether the defendant is entitled to introduce the full original communications from the complainant's attorney to its officers, when only extracts were previously used by the complainant in support of a preliminary injunction.
  2. Whether the complainant can invoke attorney-client privilege to withhold parts of communications after having introduced extracts of the same communications as evidence.

Arguments of the Parties

Defendant's Arguments

  • The defendant insists that the entire original communications are relevant and important to understanding the history of the reissue application.
  • The withheld portions may reveal that the reissue was obtained for an illegitimate purpose rather than to correct inadvertence.
  • The defendant argues it is entitled to introduce these communications as evidence.

Complainant's Arguments

  • The complainant contends that the communications are privileged as confidential attorney-client communications.
  • They resist the defendant's application to introduce the full communications on the basis of this privilege.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Brickell v. Hulse, 7 Adol. E. 454 Statements or affidavits used by a party to obtain interlocutory relief become admissible evidence against that party on subsequent occasions. The court relied on this precedent to hold that the complainant, having introduced extracts of the communications to obtain a preliminary injunction, effectively vouched for their truth and waived privilege as to the entire communications.
Gardner v. Moult, 10 Adol. E. 464 Supports the principle that documents or affidavits used by a party for relief are admissible as evidence against that party. Referenced to reinforce the principle that partial use of privileged communications waives the privilege as to the whole.
Johnson v. Ward, 6 Esp. 47 Similar principle regarding the admissibility of affidavits or statements produced by a party. Used to support the court’s reasoning on waiver of privilege and admissibility of evidence.

Court's Reasoning and Analysis

The court first established that any document or affidavit a party uses to obtain interlocutory relief becomes admissible evidence against that party in later stages of the suit. By introducing extracts of communications from its attorney to its officers during the injunction motion, the complainant impliedly vouched for their truth, thereby waiving any privilege as to those communications.

Further, the court emphasized that these communications are part of the factual history surrounding the reissue patent application, and as such, they are relevant and admissible. A corporation speaks through its officers and agents, and their declarations in the course of their employment are competent evidence against the corporation.

The court rejected the complainant’s attempt to selectively waive privilege by producing only favorable extracts while withholding other parts that might benefit the defendant. It held that privilege cannot be waived partially to the advantage of one party and maintained to the detriment of the adversary. The timing of the waiver—whether at an interlocutory or final stage—does not change this principle.

Consequently, the court concluded that the defendant is entitled to introduce the full communications from the complainant’s attorney as evidence.

Holding and Implications

The court held that the defendant is entitled to introduce into evidence the full communications from the complainant’s attorney to its officers, notwithstanding the complainant’s claim of attorney-client privilege.

This ruling directly impacts the evidentiary scope of the proceeding by preventing the complainant from selectively disclosing privileged communications to gain an advantage. The decision ensures that privilege cannot be partially waived to the detriment of the opposing party. The opinion does not establish new precedent beyond this application but clarifies the waiver of privilege in the context of interlocutory relief and evidentiary fairness.

WESTERN UNION TEL. CO. v. BALTIMORE OHIO TEL. CO.

WALLACE, Judge

Upon a motion in this cause for a preliminary injunction one of the questions involved was whether the reissued patent upon which the suit is founded was obtained for the legitimate purpose of correcting mistake or inadvertence in the specification and claims of the original, or whether it was obtained merely for the purpose of expanding the claims of the original in order to subordinate to the reissue certain improvements or inventions made by others intermediate the grant of the original and the application for the reissue. To fortify its theory of the true reasons for obtaining the reissue the complainant upon that motion embodied in affidavits then used extracts from communications made by Mr. Buckingham, a patent expert and attorney in the office of the general solicitor of the complainant, to the president and the vice-president of the complainant, when the subject of applying for a reissue was under consideration by the officers of the complainant, and while the proceedings for a reissue were pending. The cause has proceeded to the taking of proofs for final hearing, and the defendant now wishes to introduce in evidence the original communications, extracts of which were thus used by the complainant upon the motion for an injunction. The defendant insists that the parts of the communications which were not disclosed have an important bearing upon the history of the application for a reissue, and indicate that it was not made for any legitimate purpose. The complainant resists this application upon the ground that the communications are privileged as made to its officers by its attorney.

It is entirely clear that the defendant is entitled to put in evidence any document or affidavit which has been used by the complainant in any proceeding in the suit for the purposes of interlocutory relief. By the production of such documents or affidavits as the basis for relief sought, the complainant has impliedly vouched for the truth of the facts recited in them, and they are admissible as the declarations of the complainant. It is well settled that if a party upon a motion in the cause, or for the purpose of obtaining any relief, produces a document or uses the affidavit of another person, the document or affidavit is on any subsequent occasion in the suit admissible as evidence against him who so used it. Such an affidavit may be used upon the trial when the person who made the affidavit is present in court and is not called. Phil. Ev. (5th Amer. Ed.) 368. Thus, in Brickell v. Hulse, 7 Adol. E. 454, an action in trover, the defendant used the affidavit of one White to obtain the extension of time. Upon the trial the plaintiff relied upon this affidavit to prove conversion by the defendant. Upon a motion for a new trial the evidence was held to be competent upon the ground that a statement which a party produces on his own behalf, whether on oath or not, becomes evidence against him, and is equivalent to a statement made by the party himself. See, also, Gardner v. Moult, 10 Adol. E. 464; Johnson v. Ward, 6 Esp. 47.

Irrespective of the circumstance that the complainant has made these communications competent evidence for the defendant by its own act, they would be admissible as part of the history of the application for the reissue. They belong to a series of oral acts which took place between the complainant's officers and agents upon the proceeding to surrender the original patent and obtain a reissue. A corporation can only speak through its officers and agents, and their declarations made in the course of their employment, and relating to the immediate transaction in which they are engaged, are always competent against the corporation. The complainant's counsel have evinced their opinion of the relevancy and materiality of the evidence by introducing it upon the motion for the injunction.

The question, then, is whether the complainant can shelter itself behind its privilege to insist upon the privacy of the communications between its attorney and its other officers as confidential communications, when it has itself produced fragmentary parts of them, and sought to use them as a weapon against the defendant to obtain the stringent remedy of a preliminary injunction. Assuming that the communications addressed to the president and vice-president of the complainant by Mr. Buckingham were communications made to the complainant by its attorney, and as such privileged at the option of the complainant, it was competent for the complainant to waive its privilege. It would hardly be contended that the complainant could introduce extracts from these communications as evidence in its own behalf for the purposes of a final hearing, and yet withhold the other parts if their production were required by the defendant. A party cannot waive such a privilege partially. He cannot remove the seal of secrecy from so much of the privileged communication as makes for his advantage, and insist that it shall not be removed as to so much as makes to the advantage of his adversary, or may neutralize the effect of such as has been introduced. Upon principle it would seem that it cannot be material at what stage of the proceedings in a suit a party waives his right to maintain the secrecy of a privileged communication. All the proceedings in the cause are constituent parts of the controversy, and it is not obvious how any distinction can obtain as to the effect of waiver when made by a party for the purpose of obtaining temporary relief and when made by him to obtain final relief. It is therefore held that the defendant is entitled to introduce the communications of Mr. Buckingham in evidence.

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WESTERN UNION TEL. CO. v. BALTIMORE OHIO TEL
(Dec 24, 1885)