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Smart Summary

Factual and Procedural Background

This action was commenced by the service of a summons dated December 8, 1916, and served on December 11, 1916, with filing on December 12, 1916. The summons lacked any indorsement or attached statement describing the nature and substance of the cause of action, and no complaint was served or filed alongside it. The defendant appeared specially and moved to set aside the summons and dismiss the action due to this deficiency. The plaintiff moved to amend the summons to include a brief statement of the cause of action. The trial court denied the defendant's motion and allowed the plaintiff's amendment. The defendant then obtained leave to appeal from this order under the Municipal Court Code.

Legal Issues Presented

  1. Whether a summons served without an indorsement or attached statement of the nature and substance of the cause of action, and without a complaint, is valid or void under the Municipal Court Code.
  2. Whether such a defective summons can be amended after service to cure the defect.
  3. The extent to which jurisdiction over the defendant is conferred by service of a summons lacking the required indorsement or complaint.

Arguments of the Parties

Appellant's Arguments

  • The summons was fatally defective for lacking the mandatory indorsement or attached complaint as required by the Municipal Court Code.
  • Because the summons was void, the court lacked jurisdiction over the defendant, and the summons could not be amended to cure this defect.
  • The plaintiff could not have legally entered judgment against the defendant based on such a defective summons.

Respondent's Arguments

  • The service of the summons without the indorsement or complaint nevertheless conferred jurisdiction over the defendant.
  • The court had the power to amend the summons after service to supply the missing statement of the cause of action.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Hull v. Canandaigua El. L. R. Co., 55 A.D. 419 Distinction between amendable defects in a writ versus defects that render it void. Supported the principle that defects not destroying validity are amendable, while void defects are not.
Tucci v. Romeo, 94 Misc. 317 A summons omitting jurisdictional essentials is void and not amendable; summons form must substantially follow statutory requirements. Relied upon to hold the summons void for lacking the indorsement and thus not subject to amendment.
Stuyvestant v. Weil, 167 N.Y. 421 Permits amendment of summons that is merely irregular under procedural rules. Distinguished from the present case where the summons was void, not merely irregular.
Hober v. Reikert, 97 Misc. Rep. 637-642 Discusses requirements of summons; cited with approval of Tucci v. Romeo. Confirmed that knowledge of cause by defendant does not cure a void summons.

Court's Reasoning and Analysis

The court analyzed the statutory requirements under the Municipal Court Code, specifically sections 19 and 78, which mandate that a summons served without a complaint must include an indorsement or attached statement of the nature and substance of the cause of action. The court emphasized that this requirement is mandatory and essential to apprising the defendant of the claim against them. The summons in this case lacked such an indorsement and was therefore fatally defective and void. The court rejected the respondent's argument that jurisdiction was conferred by service alone and that the summons could be amended post-service. Citing precedent, the court held that a void summons cannot be amended and that the defendant's rights to ignore or move to set aside such a summons must be respected. The court concluded that judgment could not have been legally entered against the defendant on the defective summons.

Holding and Implications

Holding: The order allowing amendment of the summons was reversed, and the action was dismissed with costs.

Implications: This decision directly affects the parties by dismissing the plaintiff's action due to a void summons lacking the required indorsement. The ruling confirms that summonses in the Municipal Court must strictly comply with statutory requirements to confer jurisdiction and that defects rendering a summons void cannot be cured by amendment. The opinion does not establish new precedent beyond affirming existing principles regarding summons validity and amendment.

MARY T. STEFFENS, Respondent, v. SAMUEL H. MARTIN, as Executor of the Last Will and Testament of JAMES MILEY, Deceased, Appellant.

WHITAKER, J.

This action was commenced by the service of a summons, dated December 8, 1916, and served on December 11, 1916. The summons was filed with the clerk on December 12, 1916. There was no indorsement upon nor was there attached to the summons any statement of the nature and substance of the cause of action, and no complaint was served or filed with the summons.

The defendant appeared specially, as provided by section 88 of the Municipal Court Code, and moved to set aside the summons and to dismiss the action for failure of the summons to have thereon such indorsement. Thereupon the plaintiff moved to be allowed to amend the summons in that respect. Both motions came on for hearing on the same day, and the motion of the defendant was denied and that of the plaintiff allowed, and the summons was amended by indorsing thereon "action for services rendered defendant's decedent."

Thereafter the defendant applied for and obtained leave to appeal from said order under the provisions of section 154, subdivision 7 of the Municipal Court Code.

Section 19 of the Municipal Court Code provides that: "If no written complaint is served with the summons, the plaintiff, or, in case of his inability to do so, the clerk, must endorse upon or attach to the summons a brief statement of the nature and substance of the cause of action."

Section 78, subdivision 1 of said Code provides that: "When an action is commenced by service of a summons only, a statement of the nature and substance of the plaintiff's cause of action shall be endorsed upon or annexed to the summons."

It has been held that defects in a writ which do not render it void are amendable, and that imperfections which so affect the writ as to entirely destroy its validity are not susceptible of amendment. Hull v. Canandaigua El. L. R. Co., 55 A.D. 419. In the recent case of Tucci v. Romeo, 94 Misc. 317, Appellate Term, Second Department, Mr. Justice Callaghan, writing for the court, said: "Section 19 of the Municipal Court Code prescribes the requisites of a summons * * * and section 20 of the Code gives the form of the summons which must be substantially followed, and if the summons omits to set forth any of the jurisdictional essentials prescribed by the statute it is vitally defective and void, and while a summons which is merely irregular may be amended pursuant to the provisions of section 723 of the Code of Civil Procedure ( Stuyvestant v. Weil, 167 N.Y. 421) a summons which is totally void cannot be amended."

There are but two ways in which an action can be commenced in the Municipal Court, one by the service of a summons with a written complaint, and the other by service of a summons which must contain or have attached thereto a statement of the cause of action. Under the former Municipal Court Act the defendant was required to appear in open court, at a certain time, to answer orally or otherwise to a complaint, and issue was thus joined. Under the present practice the defendant is required to appear and answer "the complaint." The new Code did away with the necessity of appearing upon the return day, and, therefore, provided in sections 19 and 78 of the Municipal Court Code the requisites of a summons, and the manner of apprising a defendant of the cause of action for which he was sued. How can a defendant be required to answer a complaint when there is none?

A defendant is entitled to know upon what cause of action the plaintiff proposes to enter judgment in case of a default.

A defendant might be willing to allow a judgment to be entered against him in an action upon contract, but not in an action in tort, and it was the intent of the legislature, in providing that the summons should contain the indorsement referred to or that a certain complaint should accompany it, to inform the defendant of the cause of action. This indorsement, in the absence of a written complaint, is mandatory and one of the essential elements of a summons. It is claimed by the respondent that service of the summons without the indorsement or complaint conferred jurisdiction over the person of the defendant and that after acquiring such jurisdiction the court had power to amend. The answer to that is that a summons defective in a material respect is equivalent to no summons at all. It must contain all the material elements or it is absolutely void. If the defendant in the case at bar had failed to appear after being served with the summons the plaintiff could not legally have entered a judgment against him.

"Whether or not a summons should contain a statement indicating the nature of the cause of action is a matter depending on the provisions of the statute; some statutes make no such requirement, others do. If the statute requires such a statement it is mandatory." 32 Cyc. 436, 437.

There is nothing in the case of Hober v. Reikert, 97 Misc. Rep. 637-642, to the contrary, and the case of Tucci v. Romeo, supra, is cited therein with approval. Neither does the fact, if it is a fact, that the defendant knew the nature of the cause of action for which he was sued, aid the plaintiff in the lease. Defendant had a right to ignore the service of a void summons or move to set it aside; it was fatally defective and could not be cured by amendment. Order reversed, with ten dollars costs, and action dismissed, with costs.

GUY and FINCH, JJ., concur.

Order reversed, with costs.

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STEFFENS v. MARTIN
(Jun 1, 1917)