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Smart Summary

Factual and Procedural Background

The City of Westmoreland was incorporated as a municipal corporation of the sixth class on April 11, 1932. Shortly thereafter, on May 5, 1932, the Attorney-General initiated a quo warranto proceeding challenging the legality of the city's incorporation, seeking a decree declaring the incorporation illegal. After trial, the Superior Court of Imperial County entered judgment declaring that Westmoreland had never been lawfully incorporated and enjoined all acts purporting to be under the authority of the city. The City petitioned for a writ of supersedeas to stay enforcement of this judgment pending appeal, asserting that the judgment hindered its municipal operations and threatened to nullify its government before the appeal could be resolved. This opinion addresses the City’s application for a writ of supersedeas to stay the judgment.

Legal Issues Presented

  1. Whether the appellate court has the inherent power to issue a writ of supersedeas to stay enforcement of a judgment that declares a municipal corporation's incorporation illegal.
  2. Whether the judgment declaring the City of Westmoreland's incorporation illegal is self-executing, thereby precluding issuance of a supersedeas writ.
  3. Whether the judgment, though prohibitory in form, is mandatory in substance, thus entitling the City to a supersedeas writ pending appeal.
  4. Whether the City, as a municipal corporation, is exempt from filing an undertaking on appeal, affecting the issuance of the writ.

Arguments of the Parties

Appellant's Arguments (City of Westmoreland)

  • The judgment, although framed as prohibitory, is mandatory in substance because it effectively changes the City's status from an established municipality to a non-existent entity.
  • The judgment disrupts the status quo by rendering all acts of municipal officers nugatory and destroying the City's existence as a municipality.
  • The City is entitled to issuance of the writ of supersedeas under section 949 of the Code of Civil Procedure.
  • The City is relieved by statute (section 1058, Code of Civil Procedure) from filing an undertaking on appeal, justifying issuance of the writ despite no undertaking being filed.

Respondent's Arguments (Attorney-General)

  • The judgment is purely prohibitory in both form and substance, imposing no mandatory affirmative action on the City.
  • The City never legally acquired the status of a municipality; thus, the judgment does not disturb any existing lawful status.
  • The judgment is self-executing and requires no process for enforcement, precluding the issuance of a supersedeas writ.
  • Any affirmative action required to wind up municipal affairs would require independent proceedings separate from this judgment.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Ohaver v. Fenech, 206 Cal. 118 (273 P. 555) Appellate court’s inherent power to issue a writ of supersedeas to preserve the status quo pending appeal. Recognized as authority supporting issuance of supersedeas writs in appropriate cases.
Rosenfeld v. Miller, 216 Cal. 560 (15 P.2d 161) Same as above regarding appellate court’s power to issue supersedeas writs. Supported the principle that supersedeas writs preserve status quo during appeal.
Tyler v. Presley, 72 Cal. 290 (13 P. 856) When a judgment is self-executing and requires no process for enforcement, a writ of supersedeas will not issue. Applied to conclude the judgment here is self-executing, barring issuance of supersedeas writ.
Imperial Water Co. v. Hall, 199 Cal. 556 (250 P. 394) Supports the rule that no supersedeas writ issues if judgment is self-executing. Reinforced the court’s conclusion on the nature of the judgment.
Hulse v. Davis, 200 Cal. 316 (253 P. 136) Same principle on self-executing judgments and supersedeas writs. Used to support denial of the writ.
Wood v. Board of Fire Commrs., 50 Cal.App. 594 (195 P. 739) Same principle on self-executing judgments. Applied to affirm no supersedeas writ.
In re Graves, 62 Cal.App. 168 (216 P. 386) Same principle on self-executing judgments. Referenced in the analysis of the judgment’s nature.
Erickson v. Municipal Court, 131 Cal.App. 327 (21 P.2d 480) Same principle on self-executing judgments. Supported court’s reasoning denying the writ.
Wolf v. Gall, 174 Cal. 140 (162 P. 115) Contempt proceedings pending appeal do not affect the question of supersedeas writ issuance. Used to clarify that potential contempt proceedings do not change the ruling.

Court's Reasoning and Analysis

The court began by acknowledging its inherent power to issue a writ of supersedeas to preserve the status quo pending appeal but emphasized that this power does not extend to judgments that are self-executing and require no further process for enforcement. The judgment here declared that the City of Westmoreland was never lawfully incorporated and enjoined all acts under its authority, effectively nullifying the City's legal existence from the inception of incorporation.

The City argued the judgment was mandatory because it changed its status from a functioning municipality to a non-existent entity, disrupting the status quo. The court rejected this, reasoning that the City never legally acquired municipal status; thus, the judgment did not alter a lawful status but rather affirmed the absence of such status from the outset. The judgment’s effect relates back to the date of incorporation, and the court assumed the trial court correctly concluded the City was never legally created.

The court further explained that any affirmative action necessary to wind up municipal affairs would require separate proceedings beyond the scope of the quo warranto judgment, which was essentially negative and prohibitory in nature.

Finally, the court noted that the possibility of contempt proceedings during the appeal did not affect the determination on the writ of supersedeas.

Consequently, because the judgment was self-executing and prohibitory rather than mandatory, no writ of supersedeas would issue to stay its enforcement.

Holding and Implications

The petition for a writ of supersedeas is denied.

The court held that the judgment declaring the City's incorporation illegal is self-executing and prohibitory, thus not subject to a supersedeas writ to stay enforcement pending appeal. The direct effect is that the City's municipal functions may be enjoined immediately despite the pending appeal. No new precedent was established; the decision applies existing principles regarding supersedeas writs and self-executing judgments.

THE PEOPLE ex rel. C.F. BOARTS, Respondent, v. THE CITY OF WESTMORELAND (a Municipal Corporation), Appellant.

JENNINGS, J.

Petition for a writ of supersedeas. Petitioner City of Westmoreland has appealed to this court from a judgment of the Superior Court of Imperial County in the above-entitled action which is a proceeding in quo warranto instituted by the attorney-general for the purpose of testing the legality of the proceedings under which the said city was incorporated and seeking a decree declaring that the incorporation was illegal. The petition alleges that the city was incorporated as a municipal corporation of the sixth class on April 11, 1932; that the action in quo warranto was commenced on May 5, 1932; that thereafter said action was tried and upon the conclusion of the trial a judgment was entered whereby it was decreed that petitioner had never been lawfully incorporated as a city of the sixth class or otherwise; that the rendition of said judgment tends to hinder and embarrass petitioner and its officers in the administration of municipal affairs and in the collection of revenue and in the payment of its obligations; that petitioner has been in existence as a municipal corporation since April 11, 1932, and has established its governmental machinery and has operated and is continuing to operate its municipal government without interruption, but that unless further proceedings in conformity with the judgment are stayed by the issuance of the writ of supersedeas pending the appeal, the opponents of incorporation threaten to and will take steps to nullify and abolish completely the city government before petitioner's rights can be established or the validity of the judgment can be determined.

That portion of the judgment which is pertinent to the problem here presented is in the following language:

"Ordered, adjudged and decreed that the proposed city of Westmoreland, herein denominated as defendant, has never been, nor is it now lawfully and properly incorporated as a city of the sixth class, or otherwise, and it is hereby declared and determined that said city has been, and is now, without authority of law exercising the rights and privileges of a city of the sixth class, and usurping the franchise of such city; and it is therefore further ordered, adjudged and decreed that all acts purporting to be under the authority of said city are, and each of them is, hereby enjoined and prohibited."

[1] It is settled that, in certain cases, an appellate court has inherent power to issue a writ of supersedeas to preserve the status quo of the subject of the litigation until final disposition of the matter on appeal ( Ohaver v. Fenech, 206 Cal. 118 [ 273 P. 555]; Rosenfeld v. Miller, 216 Cal. 560 [ 15 P.2d 161]). However, it is equally well settled that, when the judgment or order from which an appeal has been taken is self-executing and no process is required for its enforcement, the writ of supersedeas will not issue ( Tyler v. Presley, 72 Cal. 290 [13 P. 856]; Imperial Water Co. v. Hall, 199 Cal. 556 [ 250 P. 394]; Hulse v. Davis, 200 Cal. 316 [ 253 P. 136]; Wood v. Board of Fire Commrs., 50 Cal.App. 594 [ 195 P. 739]; In re Graves, 62 Cal.App. 168 [ 216 P. 386]; Erickson v. Municipal Court, 131 Cal.App. 327 [ 21 P.2d 480]).

[2] We entertain the opinion that the judgment whose effect is sought to be stayed by the issuance of the writ of supersedeas is self-executing and that no process is required for its enforcement and that the rule announced by the authorities last cited is therefore applicable. As was aptly declared in Tyler v. Presley, supra, "When the judgment is rendered, and no process is required to be issued for its enforcement, no supersedeas is allowed. In fact, there is no necessity for such a writ. There is nothing to stay or supersede. . . ."

Petitioner, however, contends that the judgment rendered by the trial court in the quo warranto action, although prohibitory in form, is mandatory in substance, and that petitioner is entitled to the issuance of the writ in accordance with the provisions of section 949 of the Code of Civil Procedure. It is further contended that petitioner is entitled to the issuance of the writ although no undertaking on appeal has been filed, since petitioner is a city and is therefore relieved by statute from the necessity of filing any undertaking on appeal (sec. 1058, Code Civ. Proc.).

It is conceded by respondent that, if the judgment, though framed in the language of prohibition, is in reality mandatory, requiring petitioner to take some affirmative action, petitioner's contention is well based and the application may properly be granted. It is, however, urged that the judgment is purely prohibitory in substance as well as in form.

[3] Petitioner's argument in support of its contention that the judgment is mandatory in substance is that the decree effectually changes the status which was enjoyed by petitioner at the time the judgment was rendered. It is said that, at this time, petitioner was an established municipality, fully equipped with the necessary governmental machinery required for its maintenance, and that the judgment, if permitted to continue in effect, pending the appeal, has so seriously disturbed the status quo of petitioner that every act of the municipal officers is thereby rendered nugatory and that the effect of the judgment is to destroy petitioner's very existence as a municipality. It is urged that this effect necessarily flowing from the judgment conclusively establishes the mandatory character of the decree, for a purely prohibitory judgment looks to the future and does not disturb the relative position or rights of the parties.

The answer to this contention is that respondent has never conceded nor has it been established that petitioner ever enjoyed the status of a legally constituted municipality. Within thirty days after petitioner's incorporation the proceedings in quo warranto were instituted. These proceedings challenged the creation of petitioner from its inception and sought the rendition of a judgment that petitioner had never legally come into existence. Such a decree has been rendered adjudging that petitioner was not legally created and has never enjoyed a lawful existence. The judgment necessarily relates back to the date of incorporation and petitioner's status which is affected by the judgment is its status on the date on which it claimed that it came into existence as a municipality. If, at the time of its alleged incorporation, it was not legally incorporated, its legal status subsequent to that time has not been changed by the judgment. For the purposes of this decision, it must be assumed that the trial court was justified in arriving at the conclusion that petitioner was never legally created.

[4] In support of the contention that the judgment is mandatory in substance, it is urged that the language of the decree necessarily contemplates further action by the court in winding up the affairs of the municipality. The answer to this argument is that whatever affirmative action may be required to effect final disposition of the municipality and its affairs will necessitate the institution of some independent proceeding. The quo warranto action sought nothing more than the rendition of a judgment establishing that petitioner had never been lawfully incorporated. Such a judgment has been rendered and its effect is essentially negative in character.

[5] It may be observed, in conclusion, that the fact that contempt proceedings may be instituted pending the appeal from the judgment is not material to the problem which is here presented ( Wolf v. Gall, 174 Cal. 140 [ 162 P. 115]; In re Graves, 62 Cal.App. 168 [218 P. 386]).

For the foregoing reasons the petition is denied.

Barnard, P.J., and Marks, J., concurred.

A petition for a rehearing of this cause was denied by the District Court of Appeal on December 21, 1933, and an application by appellant to have the cause heard in the Supreme Court, after judgment in the District Court of Appeal, was denied by the Supreme Court on January 25, 1934.

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PEOPLE v. CITY OF WESTMORELAND
(Nov 29, 1933)