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LAMB v. STATE — Supreme Court of Arkansas (Apr. 2, 1951)

Factual and Procedural Background

Appellant, A. T. Lamb, was tried in Lee Circuit Court for the killing of John L. Gage and convicted of murder in the second degree. The case arose from a dispute between the two men concerning cultivation of a six-acre tract. Appellant claimed his life had been threatened and, after consulting others, armed himself with a shotgun and went to the field the next morning. He and the deceased met and appellant fired, killing Gage instantly. Appellant testified he acted in necessary self-defense, and some witnesses supported that claim.

The State's witnesses (none of whom were eye witnesses) testified to circumstances tending to show murder: the deceased was shot twice in the head with a trajectory from behind the right ear to near the left eye socket; two shots were fired minutes apart; the deceased had only a tractor crank handle and pocket knife at most; there was no close-range struggle; appellant admitted the deceased was ten or eleven feet away when shot; appellant had brought a single-barrel shotgun from home and had time to reload between shots. Some witnesses recounted statements by appellant describing how he left his gun in the woods and returned for it, and other versions recounted threats by the deceased and appellant's response.

The appellant filed a motion for new trial containing five assignments of error; the Supreme Court of Arkansas affirmed the conviction.

Legal Issues Presented

  1. Whether the evidence presented a question of fact as to whether the killing was murder or was committed in self-defense and, viewed in the light most favorable to the verdict, whether the evidence suffices to support a conviction for second degree murder.
  2. Whether the trial court erred in refusing to give appellant's requested instruction that the jury should adopt any reasonable view of the evidence that admits of a reasonable doubt and thereby acquit the defendant.
  3. Whether the trial court erred in giving Instruction S-9 (a cautionary instruction that "bare fear" is not a justification) in conjunction with the other self-defense instructions given at the defendant’s request.

Arguments of the Parties

Appellant's Arguments

  • Appellant defended on the ground of self-defense, testifying that he fired because he believed it was necessary to protect his life.
  • Appellant requested Instruction No. 3, which told the jury that if any reasonable view of the evidence admits a reasonable doubt of the defendant's guilt, the jury should adopt that view and acquit. Appellant cited Price v. State, 114 Ark. 398, 170 S.W. 235, as authority for the requested instruction.
  • Appellant objected to Instruction S-9 being given (though he had requested detailed self-defense instructions); he made a general objection when S-9 was given and preserved the exception for appeal.

Appellee's (State's) Position as Reflected in the Record

  • The State presented witnesses and evidence aimed at showing the killing was murder rather than lawful self-defense—evidence included the bullet trajectories, two shots fired some minutes apart, no close-range struggle, and the distance of ten or eleven feet at which appellant shot the deceased.
  • The record reflects that the trial court refused Instruction No. 3 not because of a defect in it, but because the court determined the substance of that instruction was adequately covered by other instructions given; the opinion cites other authorities in support of that ruling.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Trotter v. State, 215 Ark. 121, 219 S.W.2d 636 Rule that on criminal appeals the evidence is viewed in the light most favorable to the jury verdict. The Court cited this case to support the appellate standard applied in concluding the evidence sustained the conviction when viewed favorably to the verdict.
Slinkard v. State, 193 Ark. 765, 103 S.W.2d 50 Same appellate-review principle regarding viewing evidence in favor of the verdict on criminal appeal. Used alongside Trotter to justify the Court's conclusion that the evidence supports the jury's verdict.
Price v. State, 114 Ark. 398, 170 S.W. 235 Authority cited by appellant in support of the requested instruction that the jury adopt any reasonable view of the evidence that admits a reasonable doubt. The Court acknowledged the citation but held the substance of the requested instruction was covered by other instructions actually given, so refusal to give the exact requested form was not error.
Campbell v. State, 215 Ark. 785, 223 S.W.2d 505 Authority relating to refusal of an instruction when its point is covered by other instructions. The Court cited this case to support its ruling that refusal to give the requested instruction was proper because other instructions covered the same point.
Meador v. State, 201 Ark. 1083, 148 S.W.2d 653 Authority relating to rejection of redundant or covered instructions. Quoted with Campbell as supporting precedent for refusing the requested instruction when other instructions adequately cover the point.

Court's Reasoning and Analysis

The Court's analysis proceeded in three primary parts corresponding to the major assignments in the motion for new trial.

I. Sufficiency of the Evidence and Self-Defense.

  • The Court reviewed the factual testimony: a prior dispute over land; appellant's claim that his life had been threatened; appellant's arming himself and going to the field; the fatal shooting; appellant's testimony of self-defense and supporting witnesses.
  • The Court recited the State's evidence tending to show murder: two shots to the head with a specific trajectory, shots fired some minutes apart, lack of a close-range struggle, the ten- or eleven-foot distance admitted by appellant, appellant's having armed himself and time to reload, and witnesses' recounting of statements by appellant about leaving his gun in the thicket or retrieving it.
  • Given these facts and the physical evidence (including the course of the bullets through the skull), the Court concluded that the matter was properly a question of fact for the jury—whether appellant committed murder or acted in self-defense.
  • Applying the appellate standard (viewing evidence in the light most favorable to the verdict), and citing Trotter and Slinkard, the Court determined the evidence was sufficient to support a verdict of second degree murder.

II. Refusal to Give Appellant's Requested Instruction (Instruction No. 3).

  • The Court quoted the requested instruction verbatim, which directed the jury to adopt any reasonable view of the evidence that admits a reasonable doubt and acquit the defendant.
  • The Court explained that the trial court refused to give the instruction not because of any defect in its language but because the court found the substance of the requested instruction covered by other instructions actually given to the jury.
  • The Court then identified several instructions given that covered the same point: (A) the instruction placing the burden of proof on the State and stating that evidence tending to justify or excuse the defendant, if creating reasonable doubt, requires acquittal; (B) the presumption of innocence instruction; (C) a definition of reasonable doubt; and (D) a multi-page instruction describing the various verdicts and instructing that any reasonable doubt as to degree or guilt is to be resolved in defendant's favor.
  • Based on that overlap, and citing Campbell and Meador, the Court concluded refusal to give the requested instruction was not error.

III. Objection to Instruction S-9 (Bare Fear Instruction).

  • The Court recited Instruction S-9, which warns that a "bare fear" is insufficient to justify killing; the circumstances must be sufficient to excite the fears of a reasonable person and the actor must not have acted in a spirit of revenge.
  • The Court observed that defendant had, at his own request, been given detailed instructions on self-defense (including instructions that a defendant need not wait until actual violence, the standard of a reasonably prudent person acting upon facts as they appeared to defendant, the defendant's honest belief standard, and placing the jurors in defendant's position with allowance for excitement and confusion).
  • Because the trial court had already given detailed self-defense instructions at appellant's request, the Court found it proper to give the cautionary S-9 instruction, which the opinion notes is practically in the language of Ark. Stat. 41-2235 (and prior statutory citations reproduced in the opinion).
  • After reviewing the record, the Court found no error in giving S-9 in conjunction with the other instructions.

The Court concluded its analysis by stating that a careful review of the entire record disclosed no error warranting reversal.

Holding and Implications

Holding: The judgment of the trial court was AFFIRMED.

Implications: The direct consequence is that appellant's conviction for murder in the second degree was upheld and the motion for a new trial was denied. The Court found (1) the evidence, when viewed in the light most favorable to the verdict, was sufficient to support the conviction; (2) refusal to give the requested Instruction No. 3 was not error because the subject matter was covered by other instructions; and (3) giving Instruction S-9 was proper in view of the detailed self-defense instructions given at appellant's request and because S-9 reflected the statutory caution that "bare fear" is not justification (Ark. Stat. 41-2235). The opinion does not announce a new rule of law; it applies existing appellate review standards and instructional principles to the facts of this case.


Opinion authored by Justice Ed. F. McFaddin. Appeal from Lee Circuit Court; Elmo Taylor, Judge; counsel of record: E. J. Butler for appellant; Ike Murry, Attorney General, and R. Ben Allen, Special Assistant Attorney General, for appellee.

LAMB v. STATE

1. CRIMINAL LAW — SELF-DEFENSE. — In the prosecution of appellant for the killing of G defended on the ground that the killing was done in self-defense, the facts and circumstances in proof, including the course of the bullets through the head of deceased, presented a question of fact as to whether appellant committed murder or acted in self-defense. 2. CRIMINAL LAW — SUFFICIENCY OF EVIDENCE. — The evidence viewed in the light most favorable to the verdict, as is done on an appeal by defendant, is sufficient to support the verdict finding appellant guilty of murder in the second degree. 3. CRIMINAL LAW — INSTRUCTIONS. — There was no error in refusing to give an instruction that would have told the jury that if any reasonable view of the evidence is or can be adopted which admits of reasonable doubt of the guilt of the defendant they should adopt that view and acquit him where other instruction given covered the point. 4. CRIMINAL LAW — SELF-DEFENSE — INSTRUCTIONS. — Where the court had given detailed instructions on self-defense, it was proper to give a cautionary instruction telling the jury that the circumstances must have been sufficient as viewed by appellant to excite the fears of a reasonable person, and that the defendant in killing the deceased really acted under the influence of fear of his own life or of great bodily harm, and not in a spirit of revenge. Ark. Stat., 41-2235.

ED. F. McFADDIN, Justice.

Appellant was convicted of second degree murder for the admitted homicide of John L. Gage. The motion for new trial contains five assignments.

I. Sufficiency of the Evidence. Assignments 1, 2, and 3 in the motion for new trial are embraced in this topic. Appellant and deceased, both mature men, had a dispute concerning cultivation of a six acre tract, and appellant claimed his life was threatened. He consulted his brother and others; and the next morning armed himself with a shotgun and went to his work in the field near the disputed tract. He and deceased soon met, and appellant shot the deceased, causing instant death. Appellant testified that he fired in necessary self-defense, and his witnesses tended to support his claim.

The witnesses for the State — none being an eye witness — testified to facts and circumstances tending to show that the killing was murder: deceased was shot twice in the head; the shots entered the skull behind the right ear and emerged from the skull near the left eye socket; two shots were fired some minutes apart; deceased, at most, had only a tractor crank handle and pocket knife as weapons; there was no struggle, fight or encounter at close range; appellant admitted deceased was at a distance of ten or eleven feet when the shots were fired; appellant had armed himself with a single-barrel shotgun before leaving his home, and had sufficient time to reload the gun between the shots. One witness testified as to what the appellant told him about the killing:

". . . he (appellant) told us he got up that particular day and carried his gun to the woods with him, or to the thicket, and he left his gun there and went out where Mr. Gage was; he also stated that they finally resumed the argument they had the previous day, and Mr. Gage jumped off the tractor and grabbed the crank and that he (appellant,) ran to the woods and got his gun and shot him."

Another witness testified that appellant gave him this version of the killing:

". . . he (appellant) said Mr. Gage took after him with a knife and the crank and he stayed out of his way and he said when he picked up the gun Gage said, `You can kill me, Lamb, if you want to, but you will go to the electric chair,' and he (appellant) said he turned and he shot him."

Considering all the testimony and all the facts and circumstances, including the course of the bullets through the skull of the deceased, it is clear that a question of fact was presented as to whether the appellant committed murder or acted in self-defense. When we view the evidence in the light most favorable to the jury verdict, as we do when the defendant appeals from a verdict of guilty, we reach the conclusion that the evidence supports the verdict.

Such is the rule on appeals in criminal cases. See Trotter v. State, 215 Ark. 121, 219 S.W.2d 636, and Slinkard v. State, 193 Ark. 765, 103 S.W.2d 50.

II. Refusal to Give an Instruction Requested by Appellant. This is Assignment No. 4 in the motion for new trial. The requested and refused instruction reads:

"The Court instructs the jury, that if any reasonable view of the evidence is or can be adopted which admits of a reasonable doubt of the guilt of the defendant, A. T. Lamb, then it is your duty to adopt such view and acquit him."

Appellant says that the instruction should have been given and cites Price v. State, 114 Ark. 398, 170 S.W. 235, as authority. The reason the trial court did not give the Instruction No. 3 was not because of any claimed vice or defect in it, but because the trial court said the point had been covered by other instructions. In this we hold the trial court was correct:

(A) — The Court told the jury:

"The burden in the whole case is on the State; and when evidence is introduced either on the part of the State or the defendant which tends to justify or excuse the act of the defendant, then if such evidence in connection with the other evidence in the case raises in the minds of the jury a reasonable doubt as to the guilt of the defendant, the jury must acquit."

(B) — Also, the Court told the jury:

"Under the law he is presumed to be innocent and that presumption attends and protects him throughout the trial or until such time as it is overcome by legal and competent evidence upon the part of the State."

(C) — Again, the jury was instructed:

"You are instructed that the State is required to prove all of the material allegations in the information and to prove them to your minds beyond a reasonable doubt. A reasonable doubt is not a mere possible or imaginary doubt, because everything relating to human affairs and depending upon moral evidence is open to some possible or imaginary doubt; but it is such a doubt as would cause a prudent person to pause or hesitate in the graver transactions of life; . . ."

(D) — And, finally, the Court gave an instruction of several pages stating the various verdicts that the jury could render — i. e., first degree murder, second degree murder, manslaughter, and not guilty — and the instruction concluded in this language:

"In other words, gentlemen, if you find the defendant guilty of some degree of homicide and if you entertain a reasonable doubt as to whether it is first degree or second degree, then you shall resolve that doubt in his favor and you will find him guilty of murder in the second degree; or if you entertain a reasonable doubt as to whether he is guilty of murder in the second degree or guilty of manslaughter, then you shall resolve that doubt in his favor and find him guilty of the lesser degree, that is, manslaughter. However, gentlemen, if upon the whole case you entertain a reasonable doubt as to whether the defendant is guilty or innocent, then you shall resolve that doubt in his favor and acquit him. . . ."

It is apparent that in the foregoing instructions the Court covered the same point as that involved in the refused Instruction No. 3. Therefore, no error was committed by the Court in refusing to give the requested instruction. See Campbell v. State, 215 Ark. 785, 223 S.W.2d 505, and Meador v. State, 201 Ark. 1083, 148 S.W.2d 653.

III. Objection to the Giving of an Instruction. The Court gave the jury Instruction S-9 which reads:

"You are instructed that a bare fear on the part of the defendant that the taking of the life of the deceased was necessary to save his own life or to prevent his receiving great bodily injury, to prevent which the homicide is alleged to have been committed, shall not be sufficient to justify the killing. It must appear that the circumstances were sufficient to excite the fears of a reasonable person, and that the defendant in killing the deceased, really acted under the influence of such fears, and not in a spirit of revenge."

To the giving of this instruction, the defendant made a general objection and saved an exception and made it Assignment No. 5 in his motion for new trial.

In order to see whether the instruction should have been given, it is well to see what other instructions were given that made this cautionary instruction proper. The Court, at the request of the appellant, gave detailed instructions covering the matter of self-defense:

(A) — The Court told the jury:

"You are instructed that under the law a person does not have to wait until the party attacking has actually done him violence before he has a right to strike in his own self-defense; but if the defendant as a reasonably prudent person acting upon the facts and circumstances as they appeared to him, and from his standpoint, actually believed that the deceased was attempting to kill him or do him great bodily injury, then the defendant had the right to defend himself; so if you believe from the evidence in this case that the defendant acting as a reasonably prudent person at the time he killed the deceased, and upon the facts and circumstances as they appeared to him and from his standpoint, believed that the deceased was attempting to kill the defendant or do him great bodily injury, then the defendant had the right to stand his ground and defend himself and shoot the deceased at the time."

(B) — In another instruction the Court told the jury:

"You are instructed that, to justify a killing in self-defense, it is not essential that it should appear to the jury to have been necessary; but it is sufficient, if the defendant honestly believed, acting upon the facts and circumstances from his standpoint, and without fault or carelessness on his part, that the danger was so urgent and pressing that the killing was necessary to save his own life or to prevent him from receiving great bodily injury."

(C) — And in another instruction the Court told the jury:

"The jury is instructed that in passing upon the question of whether the defendant, A. T. Lamb, at the time of firing the shot that killed the deceased, acted in self-defense as defined by other instructions given you by the Court, it is your duty to place yourselves as nearly as possible in the position of the defendant, A. T. Lamb, at the time of the shooting, taking into consideration all the facts and circumstances that then and there surrounded the defendant, A. T. Lamb, taking into consideration the excitement and confusion surrounding the situation, and the defendant, A. T. Lamb, should not be held to the same deliberate care in ascertaining the danger and the force necessary to repel it as would be used by a person in afterward viewing the situation from a place of safety uninfluenced by excitement or danger, but all that would be required of him is that he act as a reasonable prudent person would under the same circumstances and condition."

We have quoted the foregoing instructions, not for the purpose of approving them but, in order to show how far the Court went, at the request of the defendant, in instructions on self-defense. Certainly in view of these instructions, it was proper for the Court to also give the Instruction S-9 which is practically in the language of 41-2235, Ark. Stats., which reads:

"Bare fear no justification. — A bare fear of those offenses, to prevent which the homicide is alleged to have been committed, shall not be sufficient to justify the killing; it must appear that the circumstances were sufficient to excite the fears of a reasonable person, and that the party killing really acted under their influence, and not in a spirit of revenge. (Rev. Stat., ch. 44, div. 3, art. 2, 24; C. M. Dig., 2374; Pope's Dig., 3000.)"

A careful review of the entire record discloses no error and the judgment is affirmed.

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LAMB v. STATE
(Apr 2, 1951)