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Smart Summary

Factual and Procedural Background

Lillian Sabella initially brought an eviction suit against Hannah Goldstein in the Civil Court of Record, Dade County, resulting in a judgment for Sabella. On appeal to the Circuit Court, this judgment was reversed, and this Court denied certiorari. Subsequently, Goldstein filed a malicious prosecution suit against Sabella in the Circuit Court of Dade County, alleging that the eviction suit was brought maliciously and without probable cause. The complaint acknowledged the original judgment in Sabella's favor and its subsequent reversal but did not allege that the judgment was obtained by fraud, perjury, or corrupt means. The trial court dismissed Goldstein’s amended complaint with prejudice on Sabella’s motion to dismiss, concluding that the prior judgment indicated probable cause as a matter of law. Goldstein appealed from this dismissal.

Legal Issues Presented

  1. What is the effect of a judgment of conviction, subsequently reversed, on the question of probable cause for instituting an action or prosecution?
  2. Whether the trial court erred in dismissing the malicious prosecution complaint based on the existence of the prior judgment and absence of allegations of fraud, perjury, or corrupt means in obtaining that judgment.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Lewton v. Hower, 35 Fla. 58, 16 So. 616 Committal and binding over in a criminal case is a determination of probable cause even if the defendant is later found not guilty. Supports the view that a judgment or determination of probable cause is conclusive, even if later reversed.
Ward v. Allen, 152 Fla. 82, 11 So.2d 193 Issuance of a warrant and indictment does not conclusively establish probable cause but tends to refute its absence. Distinguished from the case at bar due to absence of trial or judgment of conviction; does not support any of the three main views.
Dunnavant v. State, 46 So.2d 871, 874 Definition of probable cause as reasonable grounds supported by circumstances to warrant belief of guilt. Used to clarify that certainty of outcome is not required to establish probable cause.
Brooks v. Super Service, Inc., 183 Miss. 833, 183 So. 484, 185 So. 202 Three views on the effect of a judgment of conviction on probable cause: conclusive, conclusive unless obtained by fraud, and prima facie evidence. Supports the holding that a judgment of conviction is conclusive evidence of probable cause unless obtained by fraud, perjury, or corrupt means, and that reversal does not negate this effect.
Laughlin v. St. Louis Union Trust Co., 330 Mo. 523, 50 S.W.2d 92 Supports the principle that a judgment of conviction determines probable cause. Reinforces the court’s view that a judgment of conviction is conclusive evidence of probable cause.
Tatum Bros. Real Estate Investment Co. v. Watson, 92 Fla. 278, 109 So. 623 Lack of probable cause is an essential element of malicious prosecution claims. Supports dismissal of complaint where probable cause is conclusively shown on the face of the pleadings.

Court's Reasoning and Analysis

The Court identified three prevailing views regarding the effect of a judgment of conviction on probable cause: (1) it is conclusive evidence; (2) it is conclusive unless obtained by fraud, perjury, or corrupt means (majority rule); and (3) it is only prima facie evidence that can be rebutted. The Court noted it had not previously ruled precisely on this issue but referenced prior cases supporting probable cause determinations based on preliminary findings or judgments.

The Court defined probable cause as reasonable grounds supported by circumstances warranting belief in guilt, emphasizing that certainty is not required. It held that a judgment of conviction or verdict for plaintiff is a sufficient legal determination of probable cause. Moreover, a subsequent reversal of that judgment does not negate the existence of probable cause unless the judgment was procured by fraud, perjury, or corrupt means.

The Court adopted the majority view that a judgment of conviction is conclusive evidence of probable cause unless tainted by fraud or similar misconduct. Applying this to the case, since Goldstein’s complaint did not allege fraud or corrupt means in obtaining the prior judgment, the trial court correctly dismissed the malicious prosecution claim as the complaint showed conclusive evidence of probable cause. The Court emphasized that lack of probable cause is an essential element in malicious prosecution, and its absence on the face of the pleadings warranted dismissal.

Holding and Implications

The Court affirmed the trial court’s order dismissing the malicious prosecution suit.

The holding establishes that a judgment of conviction or verdict for the plaintiff in a prior action conclusively establishes probable cause for instituting that action, even if the judgment is later reversed, unless the judgment was obtained by fraud, perjury, or other corrupt means. The direct effect is that malicious prosecution claims lacking allegations of such misconduct in the prior judgment will be subject to dismissal. The Court did not establish new precedent beyond adopting the majority view on this legal question.

HANNAH GOLDSTEIN, APPELLANT, v. LILLIAN SABELLA, APPELLEE.

O'CONNELL, Justice.

In a prior action in the Civil Court of Record, Dade County, Lillian Sabella brought a suit to evict Hannah Goldstein from an apartment, which action resulted in a judgment for Sabella as plaintiff therein and against Goldstein, the defendant therein. On appeal to the Circuit Court, Dade County, the judgment was reversed. This Court denied certiorari. Sabella v. Goldstein, Fla., 79 So.2d 295.

Thereafter Goldstein, the appellant here, sued Sabella in the Circuit Court of Dade County for malicious prosecution for bringing said eviction suit. In her complaint Goldstein alleged:

(1) The filing of the eviction suit by Sabella;
(2) That judgment was rendered for Sabella therein;
(3) That said judgment was subsequently reversed on appeal; and
(4) That said eviction suit was brought maliciously and without probable cause.

There was no allegation that the judgment for Sabella and against Goldstein in said eviction suit was obtained by fraud, perjury, or other corrupt means.

The record before us does not reflect all of the pleadings but it does appear that the plaintiff Goldstein amended her complaint at least once and that thereafter, on motion to dismiss filed by the defendant Sabella, the court entered an order dismissing plaintiff's amended complaint with prejudice. The court stated in its order that plaintiff had indicated she did not wish to plead further. This appeal is taken from said order of dismissal of said suit for malicious prosecution.

In his order of dismissal the trial judge stated:

"* * * I am of the following opinion: That the entry of a final judgment by the Court of Competent jurisdiction in favor of the defendant herein, (Plaintiff in that action), as alleged in paragraph 4 of Plaintiff's Amended Complaint, indicates that, as a matter of law, there was probable cause for the institution and prosecution of that eviction action; * * *."

The question to be determined by us on this appeal is the effect of a judgment of conviction, subsequently reversed, as evidence of the existence of probable cause for instituting an action or prosecution.

There appear to be three well developed views on the question:

"* * * There are three lines of cases dealing with the effect of a judgment of conviction on the question of probable cause for instituting the prosecution.
"(1) It is conclusive evidence thereof.
"(2) It is conclusive evidence thereof unless it was obtained by fraud, perjury, or other corrupt means. This is the rule of the majority of the cases and is that adopted in 3 Rest. Tort, Section 667.
"(3) It is only prima facie evidence thereof and may be rebutted by any competent evidence which clearly overcomes the presumption that arises from the fact of the defendant's conviction. * * *" Brooks v. Super Service, Inc., 183 Miss. 833, 183 So. 484, 185 So. 202.

This Court has not heretofore been asked to rule on the precise question presented in this appeal and we have not therefore specifically aligned this Court to either view, however, in Lewton v. Hower, 35 Fla. 58, 16 So. 616, we held that the committal and binding over of the defendant in a criminal case was a determination that probable cause existed for instituting the prosecution, although on trial the defendant was found not guilty. This holding would support the first of the three views above-mentioned, although there was not a trial and judgment of conviction.

In Ward v. Allen, 152 Fla. 82, 11 So.2d 193, we held that proof of the issuance of a warrant and the filing of an indictment in a criminal proceeding did not conclusively establish the presence of probable cause, but did tend to refute the absence thereof. Because of the difference in the circumstances, i.e., neither a trial nor preliminary hearing, this case cannot be considered as support for either of the three views.

Probable cause is defined as "A reasonable ground of suspicion, supported by circumstances sufficiently strong in themselves to warrant a cautious man in the belief that the person accused is guilty of the offense with which he is charged." Dunnavant v. State, Fla., 46 So.2d 871, 874. This, as well as other acceptable definitions of the term, indicates that one need not be certain of the outcome of a criminal or civil proceeding to have probable cause for instituting such an action.

In our opinion a trial in a court of competent jurisdiction, which results in a judgment of conviction, or verdict for plaintiff, is a sufficient legal determination of the existence of probable cause and there would appear to be no valid reason to have that question determined again in another action. Nor does the fact that the judgment be subsequently reversed affect such determination. The reasoning and conclusion of this Court in Lewton v. Hower, supra, supports this view, as does Laughlin v. St. Louis Union Trust Co., 330 Mo. 523, 50 S.W.2d 92. The case of Brooks v. Super Service, Inc., supra, supports our holding that a subsequent reversal of a judgment of conviction does not destroy the effect of a judgment of conviction.

If however it be shown that the judgment was obtained by fraud, perjury, or other corrupt means, the determination loses its aura of legality and validity and logically should no longer be considered as evidence of the existence of probable cause.

Our research has convinced us that the views and line of decisions which constitute the weight of authority hold that a judgment of conviction is conclusive evidence of probable cause, unless the judgment was obtained by fraud, perjury, or other corrupt means. This view is in accord with our thinking and, we believe, with logic. We do therefore adopt this view as the holding of this Court on this question. We further hold that a subsequent reversal of the judgment of conviction does not destroy the validity and effect of the determination of the question of probable cause, unless it be reversed for fraud, perjury, or other corrupt means.

Having determined the question of law, as we have above stated it, it is necessary now to determine whether or not the learned trial judge committed error in entering the order of dismissal appealed from.

While it is true that the trial judge followed what is considered to be a minority rule, that a judgment of conviction is conclusive evidence of probable cause, yet under the allegations of the complaint, as amended, which he dismissed, he would nevertheless have been required to dismiss the same under the rule of law which we have adopted hereinabove, since the plaintiff Goldstein alleged that there had been a judgment of conviction against her which had been subsequently reversed, but she did not allege that such judgment had been obtained by fraud, perjury, or other corrupt means. The effect of the allegation that the defendant had obtained a judgment of conviction against the plaintiff, in an action complained of, and the absence of an allegation of fraud, perjury, or other corrupt means in the procuring of said judgment, is conclusive, on the face of the pleadings, that probable cause did exist for instituting the action. We have held in Tatum Bros. Real Estate Investment Co. v. Watson, 92 Fla. 278, 109 So. 623, that the lack of probable cause is one of the six elements which must be alleged and proved in a suit for malicious prosecution. When conclusive evidence of probable cause appears in the complaint, as here, the complaint is insufficient in law and on motion timely made is properly dismissed.

We, therefore, conclude that the Circuit Judge did not err and that the order appealed from should be and is therefore —

Affirmed.

TERRELL, Acting Chief Justice, and THOMAS and ROBERTS, JJ., concur.

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Comments

GOLDSTEIN v. SABELLA
(Jul 20, 1956)