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Smart Summary

Factual and Procedural Background

William H. Jackson was indicted for forgery on December 7, 1956, and pleaded not guilty at arraignment on December 10, 1956. William H. Murphy, Esquire, entered an appearance for Jackson on December 14, 1956. The case was initially set for trial December 17, 1956, was continued, and later called for trial on January 7, 1957, in the Criminal Court of Baltimore (Judge Carter). At trial the defense asked for a postponement because certain witnesses were absent; the court recessed to attempt to obtain them and many witnesses ultimately testified. Counsel for the defense later asked to withdraw immediately before trial, citing a difference of opinion with the client; the request was denied as tardy, though the court instructed counsel that the client's wishes should prevail on trial tactics. A jury convicted Jackson of forgery and Judge Carter sentenced him to three years in the House of Correction. Jackson filed a pro se brief in the Court of Appeals, raising ten questions. The Court of Appeals affirmed the conviction, with costs. A dissenting opinion was filed in part by Chief Judge Brune.

Legal Issues Presented

  1. Whether the trial judge erred in denying a postponement of the trial so that appellant could obtain witnesses deemed vital to his defense.
  2. Whether the trial judge erred in refusing to allow appellant to conduct his defense without counsel.
  3. Whether the trial judge erred in refusing to allow the attorney for the defense to withdraw.
  4. Whether conflicts in the State's witnesses' testimony rendered the evidence insufficient or otherwise prejudicial to the defense.
  5. Whether the State's witness(es) entered a conspiracy to deny appellant due process.
  6. Whether proper identification of appellant was made by State witnesses (specifically Daniel Weinstein).
  7. Whether appellant's trial, conviction and sentence were vitiated by alleged illegalities from the outset.
  8. Whether the trial judge should have instructed the jury on proper methods used to identify persons accused of crime.
  9. Whether police procedures (including an identification at the Northeastern Police Station) were improper as raised during trial.
  10. Whether an indigent defendant moving for a new trial before the Supreme Bench of Baltimore City is entitled to receive, at State expense, a transcript of testimony for use in that motion (raised in dissent as a matter the majority deemed not presented).

Arguments of the Parties

Appellant's Arguments

  • Appellant listed ten questions (presented in his pro se brief) including denial of postponement to obtain witnesses, denial of right to conduct his defense without counsel, denial of counsel's withdrawal, conflicts in State testimony, alleged conspiracy by State witnesses, improper identification, and errors in jury instruction on identification methods.
  • Specifically, appellant contended that absent witnesses were vital and that he had been improperly identified by a State witness (Daniel Weinstein), and alleged procedural unfairness beginning at the outset of the case.
  • Appellant asserted he was denied a transcript without expense for use in a motion for a new trial (this contention is discussed in the dissent as arguably raising Griffin v. Illinois).

Appellee's / State's Position

  • The Attorney General (appellee) suggested the Court might consider, though it was not raised by appellant, whether an indigent defendant is entitled to a State-paid transcript for a motion for a new trial before the Supreme Bench of Baltimore City; the Court concluded that question was not presented on this appeal.
  • The record shows the State furnished a transcript for the purpose of this appeal at State expense and also provided counsel of the appellant's selection at State expense; appellant later informed the Court he did not desire representation by counsel.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Harris v. State, 141 Md. 526, 119 A. 154 Standards for showing abuse of discretion and prejudice when a continuance is denied because of absent witnesses. The Court cited Harris for the proposition that a party must show reasonable expectation of securing absent witnesses, that their evidence was competent and material and that diligent efforts were made; applied those standards and found appellant made no such showing.
Laque v. State, 207 Md. 242, 113 A.2d 893 Same rule as to continuance and abuse of discretion regarding absent witnesses. Used in conjunction with Harris to state the continuance standard; the Court found appellant did not satisfy the requirements.
Plank v. Summers, 205 Md. 598, 109 A.2d 914 (cf.) Referenced in the context of continuance/related procedural discretion (noted as "cf."). Cited as related authority; the Court did not rely on it to reach a different result and used it as comparative support for the discussion of discretionary relief.
Briley v. State, 212 Md. 445, 129 A.2d 689 Rule that sufficiency of evidence for conviction is not reviewable by the Court of Appeals unless a motion for directed verdict (Maryland Rule 738 a) was requested at trial. Cited to support the Court's conclusion that, because no directed verdict instruction was requested, the Court could not review sufficiency of the evidence challenged by appellant.
Braxton v. State, 214 Md. 370, 135 A.2d 307 Same principle regarding preservation of review for sufficiency of evidence when a directed verdict is requested. Applied with Briley to bar appellate review of appellant's sufficiency and identification complaints because no directed verdict motion was made.
Auchincloss v. State, 200 Md. 310, 89 A.2d 605 Authority cited regarding the necessity of a directed verdict request to preserve review of sufficiency of evidence. Used to reinforce the rule that the Court cannot review sufficiency absent the preservation procedure in Rule 738 a.
Griffin v. Illinois, 351 U.S. 12 (Cited in the dissent) Federal constitutional principle regarding furnishing trial transcripts to indigent defendants for appellate review. Chief Judge Brune (dissenting in part) invoked Griffin to argue that the question whether an indigent defendant should receive a transcript without expense for a motion for new trial in the City of Baltimore was arguably presented and should be addressed; the majority declined to consider the question on this appeal.

Court's Reasoning and Analysis

The Court's analysis is organized by the principal issues raised in appellant's pro se brief.

Continuance for Absent Witnesses

The Court began by acknowledging that continuances are ordinarily within the trial judge's sound discretion and will not be disturbed absent an abuse of that discretion that prejudices the party requesting the continuance. It recited the elements required to show such abuse: (1) a reasonable expectation that the absent witness(es) could be produced within a reasonable time; (2) the evidence of the absent witness(es) was competent and material and necessary for a fair trial; and (3) diligent and proper efforts had been made to secure the witness(es). Citing Harris v. State and Laque v. State (with a comparative citation to Plank v. Summers), the Court examined the record and found appellant made no such showing: he had counsel of record beginning December 14; he failed to disclose the names of any absent witnesses to the trial judge; and he made no attempt to meet the stated requirements beyond a general statement by counsel that certain witnesses were absent and were regarded as material. The Court concluded there was no abuse of discretion or prejudice to appellant in denying the continuance.

Right to Conduct Defense Without Counsel and Counsel's Request to Withdraw

The Court treated appellant's related contentions together. It observed the record did not show the appellant himself stated he no longer desired counsel or that he requested permission to proceed pro se; rather, counsel requested to withdraw immediately before trial due to a difference of opinion with the client, and that request was denied as tardy. The trial judge instructed counsel that if there were disagreements over trial tactics, the client's wishes should prevail. The Court noted that appellant nonetheless personally examined and cross-examined several witnesses and argued to the jury. The appellate court distinguished an ordinary right to change or substitute attorneys (permissible if it does not unduly prejudice the other side or interfere with administration of justice) from the situation presented here, where there was no record request by appellant to substitute or discharge counsel; based on the record, the Court found no showing of prejudice warranting reversal.

Sufficiency of Evidence and Jury Instructions

Regarding appellant's claims about conflicts in the State's testimony and failures of identification, the Court stated that because neither appellant nor his counsel requested an instruction for a directed verdict under Maryland Rule 738 a, the Court of Appeals could not review the sufficiency of the evidence. The Court cited Briley v. State, Braxton v. State, and Auchincloss v. State in support of that procedural rule. The Court also held it could not pass upon an asserted failure to instruct the jury on identification methods because no objection or exception to the court's instructions was made at trial, invoking Maryland Rules 739 f and g.

Transcript for Motion for New Trial (Procedural Posture)

The Attorney General raised (but the appellant did not expressly press on appeal) the question whether an indigent defendant is entitled to a State-paid transcript for a motion for new trial before the Supreme Bench of Baltimore City. The Court concluded that this question was not raised by appellant on the record before it and therefore was not before the Court for decision. The opinion notes that the State furnished a transcript for the appeal at State expense and that counsel of the appellant's selection was provided at State expense and accepted, although appellant later informed the Court he did not desire representation.

Dissenting View (Chief Judge Brune)

Chief Judge Brune, dissenting in part, concluded that appellant's pro se brief contained enough to present the question whether, under Griffin v. Illinois, an indigent defendant should have been furnished, without expense, a transcript for use in a motion for new trial before the Supreme Bench of Baltimore City. He emphasized the procedural practice in Baltimore City (motions for new trial heard by the Supreme Bench, often by judges other than the trial judge) and the Supreme Bench rules requiring either the transcript or an agreed statement or certificate regarding evidence relevant to the motion. Brune expressed the view that the Griffin question was reviewable by this Court and that it was of sufficient importance to warrant decision; he thought the majority erred in declining to reach it.

Holding and Implications

Holding: Judgment affirmed, with costs.

Implications:

  • The conviction for forgery and the sentence imposed by the Criminal Court of Baltimore were affirmed; Jackson remains convicted and his sentence (three years in the House of Correction) was upheld by the Court of Appeals.
  • The Court declined to review the sufficiency of the evidence or claimed instructional defects because the appropriate preservation steps (a directed verdict request or timely objection to jury instructions) were not taken at trial, reinforcing the procedural requirements for appellate review under Maryland Rules 738 a and 739 f, g.
  • The Court applied established standards for continuances and found no abuse of discretion where the defendant failed to identify absent witnesses or demonstrate diligence; no new rule of law was announced—existing precedents were applied to the facts presented.
  • The question whether an indigent defendant is constitutionally entitled to a State-paid transcript for a motion for new trial in the City of Baltimore was not decided by the majority; a partial dissent urged that the issue was presented and merited consideration.

JACKSON v. STATE

TRIALS — Continuance — Rules As To — Necessary Showing To Prove Abuse Of Discretion And Prejudice In Denial Of Continuance Because Of Absence Of Witnesses — No Such Showing In Instant Case. Ordinarily, matters of continuance are within the sound discretion of the trial judges; and their rulings thereon should not be disturbed, unless there be a showing that there was an abuse of this discretion, which was prejudicial to the party requesting the continuance. To show such an abuse of discretion and prejudice for failure to continue a case because of the absence of witnesses, the party requesting the continuance should show: that he had a reasonable expectation of securing the evidence of the absent witness or witnesses within some reasonable time; that the evidence was competent and material, and he believed that the case could not be fairly tried without it; and that he had made diligent and proper efforts to secure the evidence. In the instant prosecution for forgery, it was held that the defendant had made no such showing. The record showed that he had had counsel for some time; he had failed to disclose the name of any absent witness; and that he had made no attempt to meet any of the requirements mentioned, other than to state, by his counsel, that certain witnesses were absent and he regarded their evidence as material. Therefore, there was no abuse of discretion or prejudice to him. p. 459

ATTORNEYS — Right To Change During Trial — Right To Conduct Defense In Criminal Case Without Counsel — Rule As To Change Not Applicable To Latter. Ordinarily, a litigant has the right to change or substitute attorneys at any stage of the proceedings if it will not unduly prejudice the other side of the litigation or interfere with the administration of justice. In the instant prosecution for forgery, the defendant did not ask to change his attorney but to permit him to withdraw so that he could conduct his own defense. Hence, the above rule did not apply. p. 460

CRIMINAL LAW — Attorney For Defendant — Right To Conduct Own Defense Without — Right Of Counsel To Withdraw — Denial Of — Latter Held Not Prejudicial, Reversible Error. In the instant appeal from a conviction for forgery, defendant contended that it was error for the trial judge to refuse to allow him to conduct his defense without counsel and error to refuse to allow his attorney to withdraw from the case. The Court stated that the record fails to show any suggestion by the defendant that he no longer desired counsel, that he desired to conduct his defense alone or that he was refused permission to conduct his defense, and the Court pointed out that he examined and cross-examined several witnesses and argued his case to the jury. The record disclosed that, when the trial was about to commence, counsel for the accused requested the court to permit him to withdraw from the case, stating that there was a difference of opinion between him and his client concerning the conduct of the trial. Due to the tardiness of the request, it was denied but the court instructed the attorney that where there was any disagreement as to proper trial tactics, the wishes of the client should prevail. The Court found no prejudicial error warranting a reversal. pp. 459-460

APPEAL — Criminal Case — Sufficiency Of Evidence To Convict — Not Reviewed On Appeal Unless Request For Instruction For Directed Verdict. Unless the defendant in a criminal case tried before a jury requests an instruction for a directed verdict provided for in Maryland Rule 738 a, the Court of Appeals cannot review the sufficiency of the evidence to convict. p. 460

APPEAL — Criminal Case — Instructions To Jury — Failure To Instruct — Not Passed Upon Unless Objection Made Below. Unless an objection to the failure of the trial court to instruct the jury on a certain point in a criminal case has been made, the Court of Appeals is not at liberty to pass upon the failure. Maryland Rule 739 f, g. p. 460

NEW TRIALS — In Criminal Cases — Motions For — Before Supreme Bench Of Baltimore City — Whether Indigent Defendant Entitled To Free Transcript Of Record, Held Not Raised On Appeal. The following question was held not to have been raised on appeal by an indigent defendant who had been convicted by the Criminal Court of Baltimore City and, therefore, it was not before the Court of Appeals: Was he entitled to receive a transcript of the testimony to be paid for by the State when he filed his motion for a new trial before the Supreme Bench of Baltimore City? pp. 460-461

Decided October 29, 1957.

Dissenting opinion filed November 13, 1957.

PRESCOTT, J., delivered the opinion of the Court.

This appeal has been instituted by William H. Jackson, who was convicted of forgery by a jury in the Criminal Court of Baltimore, and sentenced by Judge Carter to three years in the House of Correction.

He filed a brief in this Court, pro se, and assigns as "questions presented", the following:

"1. Was it error for the trial judge to deny appellant's request for a postponement of the trial so that appellant could obtain witnesses vital to his defense?
2. Was it error for the trial judge to refuse to allow appellant to conduct his defense without counsel?
3. Was it error for the trial judge to refuse to allow the attorney for the defense to withdraw?
4. The State's witnesses gave conflicting testimony.
5. The State's witness, Daniel Weinstein and the two police sergeants entered a conspiracy to deny appellant due process of law.
6. No proper identification was made of appellant by Mr. Weinstein.
7. Appellant's trial and subsequent conviction and sentence was brought about through illegalities from the outset.
8. The trial judge should have instructed the jury as to methods (proper) used to identify persons accused of crime.
9. It was pointed out during the trial January 7, 1957, that the police officers and Mr. Weinstein, had appellant accused of forgery, without first having appellant identified as the man who forged the check.
10. It was pointed out during the (January 7, 1957) trial, that appellant on November 24, 1956, was put in a cell alone at the Northeastern Police Station and Mr. Weinstein (there are twelve cells six on each side) sent to that cell to point out appellant."

I

The appellant was indicted on December 7, 1956, and upon his arraignment on December 10th of that year, pleaded not guilty. On December 14, 1956, William H. Murphy, Esquire, of the Maryland Bar, entered his appearance for him. The appellant's case had been set for trial on December 17, 1956, and on December 15th, he received a letter from Elizabeth Helm, Judge Carter's secretary, stating that Judge Carter had requested her to inform him that his witnesses had been summoned. While it is not perfectly clear, a reading of the record indicates that these witnesses were Magistrate Schonfield and Sergeant Sudmeier, both of whom testified for the appellant. On December 17th, the case was continued, and thereafter was called for trial on January 7, 1957. At that time, appellant's counsel of record made a general objection to the court's refusal to continue the case, because "three witnesses whom he (appellant) regards as material to his defense are not present in court." The court recessed until the afternoon, so that an attempt could be made to obtain the defendant's witnesses. The record discloses that practically all, if not all, of them were produced, and they testified. During the course of the trial in the afternoon, the court asked appellant's lawyer, "Do you have any other witnesses?" To which he replied, "Yes sir, I have two other witnesses, the witnesses who didn't appear this morning."

While it is crystal clear that the law contemplates that the parties to litigation shall have every proper opportunity to present their cases to the court and jury, ordinarily matters of continuance are within the sound discretion of the trial judges; and their rulings thereon should not be disturbed, unless there be a showing that there was an abuse of this discretion, which was prejudicial to the party requesting the continuance. To show such an abuse of discretion and prejudice for failure to continue a case because of the absence of witnesses, the party requesting the continuance should show: that he had a reasonable expectation of securing the evidence of the absent witness or witnesses within some reasonable time; that the evidence was competent and material, and he believed that the case could not be fairly tried without it; and that he had made diligent and proper efforts to secure the evidence. Harris v. State, 141 Md. 526, 530, 119 A. 154; Laque v. State, 207 Md. 242, 254, 255, 113 A.2d 893. Cf. Plank v. Summers, 205 Md. 598, 109 A.2d 914. It is apparent that the appellant makes no such showing on the record of this case. He had had counsel of record beginning on December 14th; he failed to disclose to the trial judge the name of any absent witness; and made no attempt to meet any of the requirements mentioned above, other than to state, by his counsel, that certain witnesses were absent and he regarded their evidence as material. Under these circumstances, we are unable to discover any abuse of discretion or prejudice to the appellant.

II

The appellant's questions 2 and 3 relate to his attorney, so they will be considered together. He alleges that it was error for the court to refuse to permit him to conduct his defense without counsel. The record discloses that when the trial was about to commence, counsel for the accused requested the court to permit him to withdraw from the case, stating there was a difference of opinion between counsel and the appellant concerning the conduct of the trial. Due to the tardiness of the request, it was denied. However, the court instructed the attorney that where there was any disagreement as to proper trial tactics between him and his client, the wishes of the client should prevail. Ordinarily a litigant has the right to change or substitute attorneys at any stage of the proceedings, if it will not unduly prejudice the other side of the litigation or interfere with the administration of justice. But here there was no request to change lawyers by the appellant. It was a request by the attorney to be permitted to withdraw from the case. The record fails to show any suggestion by the appellant that he no longer desired counsel, that he desired to conduct his defense alone, or that he was refused permission to conduct his defense. As a matter of fact, he examined and cross-examined several of the witnesses, and argued his case to the jury. He claims that he and his counsel disagreed concerning the proper method of presenting his defense, but, if this be true, it was not brought to the trial judge's attention. In this situation, we are unable to discover any prejudicial error that would warrant a reversal of the conviction and the awarding of a new trial.

III

Questions 4, 5, 6, 8, 9 and 10 submitted by the appellant are aimed at the sufficiency of the evidence, i.e., alleged lack of proper identification of the accused, and conflict in the State's testimony; therefore they, also, will be considered together. Neither the appellant nor his counsel requested an instruction for a directed verdict, consequently this Court cannot review the sufficiency of the evidence presented to the jury. Maryland Rules, 738 a; Briley v. State, 212 Md. 445, 447, 129 A.2d 689; Braxton v. State, 214 Md. 370, 135 A.2d 307; Auchincloss v. State, 200 Md. 310, 315, 89 A.2d 605.

In question 8, the appellant alleges that the trial judge should have instructed "the jury as to methods (proper) used to identify persons accused of crime." No objection or exception was made to the court's instruction to the jury, so this, too, we are not at liberty to pass upon. Maryland Rules, 739 f, g.

The Attorney General suggests, that while the question is not raised by the appellant, this Court may deem it possible to pass upon the question as to whether an indigent person is entitled to receive a transcript of the testimony to be paid for by the State, when he files a motion for a new trial before the Supreme Bench of Baltimore City; but this question is not raised in the appellant's contentions, so we think the matter is not before the Court on this appeal.

We may note, however, that a transcript of the testimony was furnished appellant, at the expense of the State, for the purpose of this appeal; that counsel of his own selection, also at the expense of the State, was offered and accepted by the appellant; and thereafter appellant informed this Court that he did not desire to be represented by counsel.

Judgment affirmed, with costs.

BRUNE, C.J., dissenting in part, filed the following dissenting opinion.

I think, although I concede that the matter is by no means free from doubt, that the appellant did say enough in his brief to bring before us the question as to whether or not he, as an indigent defendant, should have been furnished, without expense to himself, with a copy of the transcript of his trial for use in connection with his motion for a new trial. In the City of Baltimore, a motion for a new trial in a criminal case goes from the Criminal Court to the Supreme Bench, and is heard customarily, I believe, if not invariably, by members of the Supreme Bench other than the Judge before whom the case was tried in the Criminal Court. The Rules of the Supreme Bench require that either copies of the full transcript or an agreed statement of evidence relevant to the questions raised by the motion or a certificate of the trial judge with regard to such evidence must be filed.

The question of whether or not Griffin v. Illinois, 351 U.S. 12, was applicable to Jackson's motion for a new trial was fully considered by the Supreme Bench in the present case, and a majority of that Court held that it was not applicable. There was a vigorous (and to me, persuasive) dissent by Judge Oppenheimer, in which Judges Niles and Allen concurred. Although this Court ordinarily has no jurisdiction over the granting or refusal of a new trial, the question of the applicability of Griffin v. Illinois is, I think, reviewable by this Court; and on this proposition I do not believe that my view differs from that of the majority opinion.

In his brief the appellant stated that he had been denied a copy of the transcript, without expense to himself, for use on his motion for a new trial, and in the next sentence he asserted that he had been denied his rights from the beginning of the trial. This seems to me enough to present the point, even though it is true that the Griffin case question was not one of the numerous specific grounds upon which he expressly sought a reversal of the judgment.

Whether or not Griffin v. Illinois is applicable to motions for new trials made by indigent defendants in criminal cases in the City of Baltimore, is a question of importance upon which an early decision by this Court would seem desirable. I am confident that counsel would have raised the question clearly on this appeal. It is, I think, unfortunate that the appellant finally elected to reject the assistance of counsel of his own selection, which had been offered him, without expense to him. That, however, was a matter of the appellant's own choice.

In the counties of Maryland a motion for a new trial in a criminal case is heard by the judge or judges before whom the case was tried. (A like practice prevails in civil cases at law throughout the State.) The Griffin case problem may, therefore, be quite different in criminal cases in the counties from what it is in such cases in the City of Baltimore.

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JACKSON v. STATE
(Oct 29, 1957)