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Case Summary: Osborne v. State, No. 5068 (Supreme Court of Arkansas, Oct. 7, 1963)

Factual and Procedural Background

The appellant, Osborne, was tried on two counts of forgery and uttering. A jury found him guilty on both counts and sentenced him to ten years' imprisonment on each count, with the trial court directing that the sentences be served consecutively. The evidence showed that Osborne used a forged check, purportedly drawn by a Louisiana lumber company, to purchase clothing and liquor in West Memphis. He was arrested within an hour, and he confessed not only to the offense for which he was charged but also to a number of other forgeries committed in neighboring states. The State additionally proved that on the day of the charged offense Osborne passed a similar forged check at another West Memphis store to purchase a pistol and make a down payment on a shotgun. Osborne objected to admission of the portion of his confession relating to other offenses and later contended on appeal that the punishment was excessive and that the jury had been misinstructed.

Legal Issues Presented

  1. Whether the accused's confession of other forgeries was admissible to prove guilty knowledge in the prosecution for forgery and uttering.
  2. Whether the appellate court may reduce a sentence imposed by the jury when the sentence is within the limits set by the Legislature.
  3. Whether a blanket or in gross assignment that the jury were misinstructed (without specifying particular instructions) is sufficient to present an instruction error for appellate review.

Arguments of the Parties

Appellant's Arguments

  • Objected to admission of the portion of his confession relating to other forgeries.
  • Argued that proof that he used the forged check to purchase firearms may have inflamed the jury.
  • Contended that the punishment (two consecutive ten-year sentences) was so severe that it should be reduced by the court.
  • Asserted on motion for new trial that the jury were misinstructed (presented as a blanket assignment without specifying particular instructions).

State's Position / Responses

  • Admitted the confession to other forgeries as competent proof relevant to the issue of guilty knowledge.
  • Maintained that proof of a similar transaction, including the fact that firearms were received as value, was admissible to show that the accused received value for the forged instrument and was described in a matter-of-fact way.
  • Maintained the sentence was within statutory limits and properly imposed by the jury.
  • Responded implicitly that the in gross assignment of misinstruction was insufficient for review because several instructions were unquestionably correct.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Wilson v. State, 184 Ark. 119, 41 S.W.2d 764 Proof of other forgeries is relevant to show guilty knowledge. The court relied on this principle to hold that Osborne's confession as to other forged checks was competent to show he knew the instrument in question was forged.
Carson v. State, 206 Ark. 80, 173 S.W.2d 122 Illustrates older cases in which this court assumed power to mitigate punishment. Cited as an example of earlier practice; the court noted a shift away from that practice toward leaving sentencing to the jury and executive clemency.
Miller v. State, 230 Ark. 352, 322 S.W.2d 685 Recent authority for treating sentence as to be fixed by the jury; appellate court should not reduce a sentence within legislative limits when testimony supports conviction. Applied to reject appellant's plea for mitigation and to uphold the jury-imposed sentences as within statutory bounds.
McCall v. State, 230 Ark. 425, 323 S.W.2d 421 Same rule as Miller: sentence fixed by the jury; appellate mitigation inappropriate when within statutory limits. Used to support the court's refusal to reduce the sentence despite appellant's argument that it was unduly harsh.
Black v. Hogsett, 145 Ark. 178, 224 S.W. 439 An assignment of error in gross (blanket assertion of misinstruction) is insufficient to present a question for review. Applied to hold that appellant's blanket assignment that the jury were misinstructed did not preserve any specific instruction for appellate review.
Armstrong v. State, 171 Ark. 1136, 287 S.W. 590 Supports the principle that a nonspecific, in gross assignment of misinstruction is inadequate for review. Relied upon to reinforce the conclusion that the assignment in the motion for new trial was insufficient to raise an instructional error on appeal.

Court's Reasoning and Analysis

The court first addressed admissibility of the confession to other forgeries. It explained that for the crime of forgery and uttering the State must prove the defendant's guilty knowledge, because passing a forged check in the honest belief it is genuine is not an offense. Evidence that the defendant had uttered other forged checks is directly relevant to guilty knowledge — it tends to show the defendant knew the instrument was forged — and Wilson v. State supports that rule. Consequently, the portion of Osborne's confession relating to other offenses was competent and admissible; its admissibility was not affected by the fact that it was a confession rather than third-party testimony.

The court next considered the evidence that Osborne used a similar forged check on the same day to purchase firearms. It noted the State was entitled, when proving a similar transaction, to show that the accused received value for the forged instrument. Although appellant argued this might have inflamed the jury because the value took the form of firearms, the court observed the record showed the witness referred to the weapons matter-of-factly and that firearms are commonly sold and used for lawful pursuits; therefore the proof was permissible.

On punishment, the court acknowledged older decisions in which it had assumed power to mitigate sentences but explained that clemency is vested in the chief executive (Ark. Const., Art. 6, 18) and that more recent cases (Miller, McCall) uniformly follow the rule that the jury fixes the sentence. If the testimony supports conviction and the sentence is within legislative limits, the court stated it is not at liberty to reduce a sentence even if it appears unduly harsh.

Finally, regarding trial instructions, the court noted the only assignment of error in the motion for new trial was a blanket assertion that the jury were misinstructed without specifying any particular instruction as erroneous. Because several instructions were unquestionably correct, an assignment in gross was deemed insufficient to present any question for review, and the court relied on Black v. Hogsett and Armstrong v. State to support that procedural rule.

Holding and Implications

Affirmed.

Consequences for the parties: the convictions for forgery and uttering and the sentences of ten years' imprisonment on each of the two counts, to run consecutively as directed by the trial court, were upheld. The court affirmed (1) that a defendant's confession to other forgeries is admissible to prove guilty knowledge, (2) that proof of a similar transaction including the value received (even firearms, when described matter-of-factly) is admissible, (3) that this appellate court will not reduce a sentence that is supported by testimony and within legislative limits, and (4) that a nonspecific, in gross assignment of misinstruction does not preserve an instructional claim for appellate review. The opinion did not announce a new rule of law beyond applying and reaffirming these principles.

OSBORNE v. STATE

1. CRIMINAL LAW — FORGERY AND UTTERING — PROOF OF OTHER OFFENSES. — In a prosecution for forgery and uttering, accused's confession of other forgeries held admissible to show guilty knowledge. 2. CRIMINAL LAW — FORGERY AND UTTERING — SENTENCE AND PUNISHMENT. — Where the testimony supports a conviction for an offense and the sentence is within the, limits set by the Legislature, the Supreme Court is not at liberty to reduce it even though it may be thought to be unduly harsh. 3. CRIMINAL LAW — OBJECTIONS TO INSTRUCTIONS — REVIEW ON APPEAL. — In a prosecution for forgery and uttering where some of the instructions were correct, accused's blanket assertion that the jury were misinstructed, but specifying no particular instruction as being incorrect, held insufficient to present any question for review on appeal.

GEORGE ROSE SMITH, J.

The appellant was found guilty of forgery and uttering and was sentenced by the jury to ten years imprisonment upon each of the two counts. The court directed that the sentences be served consecutively.

There is no real issue about the sufficiency of the evidence. It was shown that the accused had used a forged check, purportedly drawn by a Louisiana lumber company, to buy clothing and liquor at a place of business in West Memphis. After Osborne left the store the proprietor became suspicious and succeeded in having Osborne arrested within an hour. Osborne confessed not only to this offense but also to a number of other forgeries committed in neighboring states.

That portion of the confession relating to the other offenses was objected to, but it was admissible. In a charge of forgery and uttering the State has the burden of proving guilty knowledge on the part of the accused, for it is not an offense for a person to pass a forged check in the belief that it is genuine. Upon the issue of guilty knowledge the fact that the defendant has uttered other forged checks is directly relevant. It tends to show that he knew the particular instrument in question to have been forged, since it is unlikely that an innocent person would come into possession of a number of bogus checks. Wilson v. State, 184 Ark. 119, 41 S.W.2d 764. Hence proof of the other forgeries was competent, and it makes no difference that the evidence was in the form of a confession rather than of testimony by third persons.

The State was allowed to show that on the day of the offense in question Osborne also passed a similar check in another West Memphis store, purchasing a pistol and making a down payment upon a shotgun. Counsel properly and candidly admits that such proof of a similar transaction was admissible, but it is argued that the jury may have been inflamed by the fact that Osborne used the check in the purchase of lethal weapons. This argument is without merit. The State, in showing a similar offense, was entitled to prove that the accused had received value for the forged instrument. That value happened to be in the form of firearms, but the record does not indicate that the witness referred to the weapons in other than a matter-of-fact way. Firearms are for sale throughout the state, for use in hunting, trapshooting, and other lawful pursuits. The State was properly permitted to prove all the details of what was actually a fairly commonplace transaction.

Counsel vigorously maintains that the punishment is so severe that it should be reduced by this court. It is true that in a number of the older cases, including one as recent as Carson v. State, 206 Ark. 80, 173 S.W.2d 122, we have assumed the power to mitigate the punishment imposed by the trial courts. The right to exercise clemency is, however, vested not in the courts but in the chief executive. Ark. Const., Art. 6, 18. Our latest cases have uniformly followed the rule, which we think to be sound, that the sentence is to be fixed by the jury rather than by this court. If the testimony supports the conviction for the offense in question and if the sentence is within the limits set by the legislature, we are not at liberty to reduce it even though we may think it to be unduly harsh. Miller v. State, 230 Ark. 352, 322 S.W.2d 685; McCall v. State, 230 Ark. 425, 323 S.W.2d 421.

It is contended that one of the court's instructions was not as specific as it might have been. We need not examine this contention in detail, for the only supporting assignment of error in the motion for a new trial is a blanket assertion that the jury were misinstructed. This was an assignment in gross, specifying no particular instruction as being incorrect. Inasmuch as a number of the instructions were unquestionably correct the assignment was insufficient to present any question for review. Black v. Hogsett, 145 Ark. 178, 224 S.W. 439; Armstrong v. State, 171 Ark. 1136, 287 S.W. 590.

Affirmed.

(Supplemental opinion on rehearing delivered Nov. 4, 1963, p. 170.)

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OSBORNE v. STATE
(Oct 7, 1963)