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Case Summary: Thornton v. State (Court of Appeals of Maryland, Dec. 5, 1963)

Factual and Procedural Background

William H. Thornton was tried in the Circuit Court for Montgomery County (SHURE, J.) and convicted by a jury under three separate indictments: robbery with a deadly weapon of Steve Balog, and attempted robbery with a deadly weapon of Donald Peacock and James Raynor. The incidents occurred shortly after 2 A.M. on April 14, 1962, when Thornton and seven companions attacked occupants of a parked car on public school grounds in Sandy Spring. Thornton drove his own car, had a gun, and drove his group to Washington after the incidents. One companion (Rounds) testified that Thornton handed him the gun and told him to keep the victims covered while Thornton robbed them. The gun was pointed and fired several times during the melee; no one was shot. Thornton appealed the judgments entered on the convictions.

Legal Issues Presented

  1. Whether the extra-judicial identification of the defendant by prosecuting witnesses was sufficient.
  2. Whether the evidence was sufficient to sustain a conviction for robbery with a deadly weapon when there was no direct evidence that the defendant personally used a weapon other than his fists.
  3. Whether the defendant received a fair trial.
  4. Whether the trial court erred in instructing the jury.

Arguments of the Parties

Appellant's Arguments

  • Identification was insufficient.
  • Evidence was insufficient to sustain a conviction for robbery with a deadly weapon because there was no evidence that Thornton used any weapon other than his fists.
  • He did not receive a fair trial.
  • The trial court erred in instructing the jury.

The opinion does not contain a detailed account of the appellee's separate, specific argumentation beyond the court's recitation of the record and citations relied upon in its analysis.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Tate v. State, 229 Md. 454, 455 Identification sufficiency principles used in evaluating extra-judicial identifications. The court referenced Tate in concluding that the identification of Thornton by prosecuting witnesses was sufficient.
Proctor v. State, 223 Md. 394, 399 Support for treating facts of identification and for reliance on similar precedent. The court cited Proctor and noted it had cited with approval the Wisconsin case Johnson v. State, indicating factual similarity and supporting the sufficiency of identification here.
Johnson v. State, 36 N.W.2d 86 Comparable factual authority supporting identification conclusions (Wisconsin case). Proctor's approval of Johnson was invoked to show similar factual circumstances and to support finding no unfairness or unreliability in identification.
Sippio v. State, 227 Md. 449, 451 Consideration of unfairness or unreliability in identification. The court cited Sippio by way of comparison ("Cf. Sippio") to indicate there was no showing of unfairness or unreliability in the present case.
Vincent v. State, 220 Md. 232 Principles governing liability of participants as principals in the second degree for offenses committed by joint effort. The court relied on Vincent to hold that where offenses were committed by a joint effort, all participants were principals in the second degree, supporting conviction despite defendant not personally using the gun at a particular moment.
Clark and Marshall, Law of Crimes, Sec. 166 (5th ed. 1952) Treatise authority on principals and joint criminal activity. The court cited this treatise in support of the legal proposition that participants in a joint effort are principals in the second degree.
Stevens v. State, 230 Md. 47, 50 Waiver rule for failure to object to jury instructions at trial. The court invoked Stevens to state that because there was no objection to the court's charge, the issue was not before the appellate court; it also found no reversible error in any event.

Court's Reasoning and Analysis

The court addressed each of the appellant's contentions in turn.

Identification: The court noted there was no objection below to the extra-judicial identification by one prosecuting witness, so that contention was not before the Court under Maryland Rule 885. The court described Balog's testimony that he had identified Thornton through a one-way glass window at the police station without prompting by the police, and that Balog and Peacock both pointed out Thornton in court. Citing Tate v. State and other authorities, and referencing Proctor v. State and Johnson v. State, the court concluded the identification was sufficient and that there was no showing of unfairness or unreliability (cf. Sippio v. State).

Sufficiency as to deadly weapon: The appellant argued there was no evidence he used a weapon other than his fists. The court observed that Rounds was using Thornton's gun in an assault on Peacock while Thornton was beating and robbing Balog. The court held that the offenses were committed by a joint effort and that all participants were principals in the second degree, relying on Vincent v. State and the treatise by Clark and Marshall. On that basis, the lack of direct proof that Thornton personally fired or held the gun at the moment was not controlling.

Fair trial/factors raised by appellant: The court rejected the claim of unfairness, stating there was nothing to suggest Thornton's trial counsel did not "speak up for him." The court further said the fact that other defendants received lesser sentences was not material, and that the testimony of an accomplice was not a ground for objection (even if such an objection had been made).

Jury instructions: The court noted there was no objection to the charge at trial, and therefore nothing was properly before the appellate court under Stevens v. State. The court added that, in any event, it found no reversible error in the charge.

Holding and Implications

Judgments affirmed.

Direct effect: The convictions and judgments entered against William H. Thornton on the three indictments were affirmed by the Court of Appeals of Maryland.

Broader implications: The opinion applies and cites existing Maryland precedent concerning identification, joint criminal liability (principals in the second degree), waiver of jury-charge objections, and does not purport to establish new legal precedent beyond applying those authorities to the facts presented.

THORNTON v. STATE

CRIMINAL LAW — Robbery, And Attempted Robbery, With Deadly Weapon Cases — Sufficiency Of Extra-Judicial Identification Of Defendant By Prosecuting Witnesses — No Objection Below As To One Witness, And Point Not Before Appellate Court For Review Under Maryland Rule 885 — Identification Sufficient And No Showing Made Of Unfairness Or Unreliability. p. 544

CRIMINAL LAW — Robbery, And Attempted Robbery, With Deadly Weapon Cases — Offenses Committed By Joint Effort, And All Participants Were Principals In Second Degree, Even Though Defendant Did Not Use Gun. In these robbery, and attempted robbery, with a deadly weapon cases, where a companion of the defendant was using the defendant's gun in an assault upon one victim while the defendant was beating and robbing another victim, the offenses charged were committed by a joint effort, and all participants were principals in the second degree, so that there was no merit to a claim that the evidence was insufficient to convict the defendant because there was no evidence that he used any weapon except his fists. p. 544

CRIMINAL LAW — Charge Of Unfairness In This Case Unfounded — Nothing To Suggest That Trial Counsel Did Not "Speak Up" For Defendant — Fact That Other Defendants Received Lesser Sentences Not Material — Testimony By Accomplice Is No Ground For Objection, Even If Objection Had Been Made. p. 544

INSTRUCTIONS TO JURY — No Objection To Court's Charge In Criminal Case, And Nothing Before Appellate Court For Review — In Any Event, No Reversible Error Found In Charge. p. 544

J.E.B.

Decided November 5, 1963.

HENDERSON, J., delivered the opinion of the Court.

The appellant was tried and found guilty by a jury on the first count of three separate indictments charging robbery with a deadly weapon of one Steve Balog, and the attempted robbery with a deadly weapon of Donald Peacock and James Raynor. He contends (1) that he was not sufficiently identified by his accusers, (2) that the evidence was insufficient to sustain a conviction for robbery with a deadly weapon, (3) that he did not receive a fair trial, and (4) that the trial court erred in instructing the jury.

Sometime after 2 A.M. on April 14, 1962, Thornton and seven companions attacked the occupants of another car parked on the public school grounds in Sandy Spring. Thornton was driving his own car, and had a gun. Thornton pulled in back of the parked car and one of his cronies said, "maybe they have got some money." Rounds, one of the occupants of Thornton's car, told the officers that Thornton handed him the gun and told him to keep the victims covered while he, Thornton, robbed them. There was testimony that someone in Thornton's car pointed a gun and threatened to shoot. The three occupants of the parked car got out and a general melee ensued. All three were beaten and robbed. The gun was fired several times but no one was shot. Thornton drove his group to Washington and purchased refreshments for them.

On the first point, the record is devoid of any objection to the extra-judicial identification of Thornton by one of the prosecuting witnesses in this case, so the point is not before us under Maryland Rule 885. Balog testified that he had identified Thornton as his assailant when he saw him through a one-way glass window at the police station, without any prompting by the police. Balog pointed out Thornton in the court room. Peacock also pointed out Thornton as Balog's assailant. We think the identification was sufficient. See Tate v. State, 229 Md. 454, 455, and cases cited. In Proctor v. State, 223 Md. 394, 399 we cited with approval the Wisconsin case of Johnson v. State, 36 N.W.2d 86, very similar on its facts. We think there was no showing of unfairness or unreliability in the case at bar. Cf. Sippio v. State, 227 Md. 449, 451.

On the second point, the appellant contends the evidence was insufficient because there was no evidence that Thornton used any weapon except his fists. It is conceded that Rounds was using Thornton's gun in an assault upon Peacock, when Thornton was beating and robbing Balog. Nevertheless, the offenses charged were committed by a joint effort and all participants are principals in the second degree. See Vincent v. State, 220 Md. 232 and Clark and Marshall, Law of Crimes, Sec. 166 (5th ed. 1952).

The charge of unfairness is unfounded. We find nothing to suggest that his trial counsel did not "speak up for him." The fact that other defendants received lesser sentences is not material. The fact that an accomplice testified is no ground for objection, even if objection had been made.

Finally, there was no objection to the court's charge to the jury, hence there is nothing before us. Stevens v. State, 230 Md. 47, 50. In any event, we find no reversible error in the court's charge.

Judgments affirmed.

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THORNTON v. STATE
(Nov 5, 1963)