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Case Summary: Evans v. State, No. 60, September Term, 1964 (Decided November 13, 1964)

Factual and Procedural Background

William Evans, Jr. was convicted by the Criminal Court of Baltimore, sitting without a jury, of attempted robbery with a deadly weapon. Counsel who represented the accused at trial entered his appearance on November 14, 1963, and visited Evans on December 3, 1963, while Evans was held in the Baltimore County Jail on other charges. After trial, at the request of the accused, a different attorney was appointed to represent him on a motion for new trial, which was denied by the Supreme Bench of Baltimore City. Again, at the appellant's request, other counsel was appointed to represent him on this appeal.

The appellant contends that his original trial counsel failed to heed his request to summon certain alibi witnesses. On the motion for new trial, counsel then representing the defendant informed the court that, after conferring with the court-appointed trial counsel, it was ascertained that prior to trial the defendant had never suggested or sought to produce an alibi or alibi witnesses. The record also reflects that the accused did not communicate any request for alibi witnesses to the trial court at the time of trial. The evidence against the accused at trial included identification by the victim, an admission by the accused to a girlfriend, and testimony of an accomplice incriminating the accused.

Legal Issues Presented

  1. Whether the trial counsel was inadequate because he failed to summon certain alibi witnesses requested by the defendant.
  2. Whether the alleged inadequacy can be resolved on direct appeal given the existing record.

Arguments of the Parties

Appellant's Arguments

  • The appellant urged that his original counsel failed to heed his request to summon certain alibi witnesses and supported this contention by his own affidavit.

Respondent's / Court-Reported Position

  • On the motion for new trial, counsel then representing the defendant stated that, after conferring with the court-appointed counsel who represented defendant at trial, it was "ascertained that at no time prior to the trial did defendant ever suggest or seek to produce an alibi or alibi witnesses."
  • The opinion notes it appears conceded that the accused never communicated any request for witnesses to the trial court at the time of trial.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Brown v. State, 230 Md. 467 Used in connection with the observation that the failure to summon witnesses may be a matter of trial tactics. The court cited it to support the proposition that not calling witnesses can be tactical and therefore not necessarily ineffective assistance.
Brady v. State, 222 Md. 442 Cited for comparison (cf.). Referenced as authority in the context of concluding the point could not be decided on this appeal or this record.
Slack v. Warden, 222 Md. 626, 630 Cited for comparison (cf.). Referenced alongside other cases to support the conclusion that the record was inadequate to decide the factual question on direct appeal.
Sturgis v. State, 235 Md. 343, 346 Cited for additional support (see also). Identified as further authority consistent with the court's view that factual questions may need to be decided in post-conviction proceedings rather than on direct appeal.

Court's Reasoning and Analysis

The court examined the timeline of counsel's involvement and the record of communications about alibi witnesses. It noted the appellant's allegation was supported only by his own affidavit, while the record from the motion for new trial contained a statement by the defendant's then-counsel that, after conferring with the trial counsel, it was ascertained the defendant had never suggested or sought to produce an alibi prior to trial. The court reasoned that if that assertion was true, trial counsel could not be faulted for failing to summon alibi witnesses.

The court observed the accused did not communicate any request for alibi witnesses to the trial court at trial. It further noted that the prosecution's case included victim identification, an admission by the accused to a girlfriend, and incriminating testimony by an accomplice, and that the failure to summon witnesses could reflect trial tactics, inability to locate witnesses, or belief that the witnesses would not aid the defense. Given these factual uncertainties and the limits of the record before it, the court found the claim could not be decided on direct appeal.

Consequently, the court concluded that the appropriate course was to affirm the conviction while preserving the accused's right to pursue a post-conviction petition in which the factual questions concerning the claimed failure to call alibi witnesses could be fully developed and decided.

Holding and Implications

Holding: The judgment of the Criminal Court of Baltimore was affirmed.

Implications:

  • The direct appeal does not resolve the alleged inadequacy of trial counsel because the necessary factual issues are not adequately presented in the record.
  • The affirmation is without prejudice to the appellant's right to file a petition for post-conviction relief, where the factual questions concerning counsel's performance and the claimed request for alibi witnesses may be decided.
  • The opinion does not announce a new precedent beyond applying existing authorities to conclude the matter is not decidable on the present record.

Judgment affirmed.

EVANS v. STATE

CRIMINAL LAW — Trial Counsel — Alleged Inadequacy Of, Based Upon Claim That Counsel Failed To Heed Defendant's Request To Summon Certain Alibi Witnesses — Where Point Could Not Be Decided Upon This Appeal Or This Record, Judgment Of Conviction Was Affirmed Without Prejudice To Right To File Post Conviction Proceeding In Which Factual Questions Presented Might Be Decided. pp. 533-534

Decided November 13, 1964.

HENDERSON, C.J., delivered the opinion of the Court.

The only point raised on this appeal is the alleged inadequacy of counsel who represented the accused at his trial on December 5, 1963. The record shows that this counsel entered his appearance on November 14, 1963, and visited his client on December 3, 1963, at the Baltimore County Jail, where he was held on other charges. At the request of the accused, other counsel was appointed to represent him on motion for new trial, which was denied by the Supreme Bench of Baltimore City. Again at the request of the appellant, still other counsel was appointed to represent him on this appeal.

The appellant urges that his original counsel failed to heed his request to summon certain alibi witnesses. He seeks to support this contention by his own affidavit alone. But the record shows that on motion for new trial his then counsel informed the court that he had "conferred with court-appointed counsel who represented defendant at the trial and it was ascertained that at no time prior to the trial did defendant ever suggest or seek to produce an alibi or alibi witnesses." If this is true the original counsel could hardly be blamed for not summoning them. It appears to be conceded that the accused never communicated his request for witnesses to the trial court at the time of trial.

The case against the accused was supported by his identification by the victim, the admission of the accused to a girl friend, and by the testimony of an accomplice that incriminated the accused. The failure to summon witnesses may have been a matter of trial tactics. Brown v. State, 230 Md. 467. It may have been because the witnesses could not be found, or would not have helped the defense. In any event, we think it is clear that the point cannot be decided on this appeal or on this record. Cf. Brady v. State, 222 Md. 442, and Slack v. Warden, 222 Md. 626, 630. See also Sturgis v. State, 235 Md. 343, 346. Under the circumstances we shall affirm the judgment below, without prejudice to the right to file a petition for post conviction relief, in which the factual questions presented may be decided.

Judgment affirmed.

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EVANS v. STATE
(Nov 13, 1964)