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Smart Summary

Factual and Procedural Background

The case concerns an appeal from the Appellate Division of the Supreme Court in the Third Judicial Department regarding a claim by Frank Williams, as Guardian ad Litem for Christine Williams, an infant. The claim alleges negligence by the State of New York in its care and custody of the infant's mother while she was a patient at a State hospital for the mentally ill. Specifically, it is alleged that the State failed to provide adequate care and supervision, resulting in the mother being harmed by others, which ultimately led to the conception and birth of Christine Williams out of wedlock. The infant claimant seeks damages for deprivation of property rights, a normal childhood, proper parental care, and for bearing the stigma of illegitimacy.

The Court of Claims initially allowed the claim to proceed, reasoning that despite the lack of precedent, the State’s alleged wrong caused reasonably foreseeable harm. However, the Appellate Division reversed this decision, dismissing the claim on the grounds that the State owed no obligation to a person not yet conceived and that damages based solely on the fact of conception are not ascertainable.

Legal Issues Presented

  1. Whether the infant claimant has alleged a sufficient cause of action against the State of New York for negligence resulting in her conception and birth out of wedlock to a mentally deficient mother.
  2. Whether the State of New York owes a legal duty to a person not yet conceived.
  3. Whether damages based on the circumstances of conception and illegitimacy are legally cognizable and ascertainable.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Woods v. Lancet, 303 N.Y. 349 Permitting an infant to recover for injuries sustained en ventre (before birth). Referenced as an example where prior immunities were removed, but no new cause of action was created.
Bing v. Thunig, 2 N.Y.2d 656 Removal of immunity for charitable hospitals. Illustrates removal of immunity without inventing new causes of action.
Ferrara v. Galluchio, 5 N.Y.2d 16 Recognition of psychic trauma as basis for damages. Shows expansion of liability but not creation of new causes of action.
Battalla v. State of New York, 10 N.Y.2d 237 Liability of the State for psychic trauma. Used to illustrate removal of immunity, not creation of new claims.
Greenberg v. Lorenz, 9 N.Y.2d 195 Liability of product makers as well as purveyors. Referenced as expansion of liability scope without new causes of action.
Goldberg v. Kollsman, 12 N.Y.2d 432 Liability of product makers. Similar to Greenberg, showing expanded liability but no new cause of action.
Zepeda v. Zepeda, 41 Ill. App.2d 240, cert. denied 379 U.S. 945 Illegitimate child’s suit against father for fraud causing birth. Cited as a close precedent where the Illinois courts dismissed a similar claim.

Court's Reasoning and Analysis

The Court analyzed whether the infant claimant's allegations constituted a legally recognizable cause of action. It acknowledged the novelty of the claim, noting no prior case had accepted a theory that being born out of wedlock due to state negligence could itself be a suable wrong. The Court distinguished this case from prior decisions that removed immunities or exemptions but did not create new causes of action. It emphasized that the law does not recognize a "wrong" in the fact of being born under certain circumstances, including illegitimacy.

The Court also found that the purported damages—such as deprivation of a normal childhood or the stigma of illegitimacy—are not legally cognizable harms for which compensation can be awarded. It rejected the claim that the State owes a duty to persons not yet conceived. The Court further noted the social and policy considerations weigh against recognizing such a claim, and that the legal framework for addressing related issues is confined to paternity proceedings established by statute.

In a concurring opinion, Judge Keating agreed with the affirmance but grounded his reasoning on the "logico-legal" difficulty of awarding damages when the act causing the plaintiff's birth is the same act alleged to cause harm. He explained that damages in tort require a comparison between the plaintiff’s current position and the position had the tortious act not occurred. Here, the comparison would require assessing whether nonexistence is preferable to life as an illegitimate child, an impossible and unwarranted determination. Consequently, he concluded the action cannot be maintained.

Holding and Implications

The Court affirmed the dismissal of the claim.

The direct effect of this decision is that the infant claimant's suit against the State of New York for negligence resulting in her conception and birth out of wedlock is not legally sustainable. The Court declined to recognize a new cause of action based on the circumstances of conception and illegitimacy, reaffirming that no legal duty is owed to persons not yet conceived and that damages based on illegitimacy or the fact of birth are not compensable harms. This decision does not establish new legal precedent expanding tort liability but maintains the existing boundaries of actionable wrongs in this context.

FRANK WILLIAMS, as Guardian ad Litem of CHRISTINE WILLIAMS, an Infant, Appellant, et al., v. STATE OF NEW YORK, Respondent. (Claim No. 43856.)

Chief Judge DESMOND.

We are to decide whether the infant claimant Christine Williams (the claim of her mother Lorene Williams is not before us now) has alleged a sufficient cause of action against the State of New York. The claim asserts negligence of the State in the care and custody of the infant's mother while the latter was a patient at a State hospital for the mentally ill "and more particularly in failing to provide adequate, sufficient and proper care and supervision over her while she was in the custody of the State and in negligently failing to protect and safeguard her health and physical body from attack and harm from others, which negligence resulted in the infant Christine Williams being conceived, being born and being born out of wedlock to a mentally deficient mother." The theory of suit becomes clearer when we examine the paragraph where the particulars of claimant's damage are set out thus: as a result of this neglect of the State, the child has been "deprived of property rights; deprived of a normal childhood and home life; deprived of proper parental care, support and rearing; caused to bear the stigma of illegitimacy".

No such theory of suit has ever before, it seems, been put forward in any court anywhere (the closest being Zepeda v. Zepeda, 41 Ill. App.2d 240, cert. den. 379 U.S. 945, of which more will be said hereafter). The Court of Claims Judge who heard the motion thought that this lack of precedent was not fatal, and that recovery of damages was possible since there had been a wrong by the State with resulting and reasonably to be anticipated harm to the child. The Appellate Division, reversing the Court of Claims and dismissing the claim, rejected the idea that there could be an obligation of the State to a person not yet conceived and, secondly, the Appellate Division held that the "damages" are not susceptible of ascertainment, resting as they do "upon the very fact of conception".

That no such claim has ever before been accepted by a court is not in itself an unscalable barrier. As claimant reminds us, our own court has in the last 15 years permitted suits to lie for wrongs which earlier decisions had found not suable — for instance, Woods v. Lancet ( 303 N.Y. 349); Bing v. Thunig ( 2 N.Y.2d 656); Ferrara v. Galluchio ( 5 N.Y.2d 16); Battalla v. State of New York ( 10 N.Y.2d 237); Greenberg v. Lorenz ( 9 N.Y.2d 195); Goldberg v. Kollsman ( 12 N.Y.2d 432). But in none of these did we declare that to be an actionable wrong which the law had found before to be no wrong at all — in other words, we did not in the instances cited create new causes of action. In each of those cases we decided that an earlier court-created immunity or exemption should no longer be provided. In Woods v. Lancet ( supra) we, reversing our own earlier precedents, made it possible for an infant after birth to recover for injuries sustained en ventre. In Bing v. Thunig ( supra) we removed an ancient court-devised immunity of charitable hospitals. Battalla v. State of New York ( supra) held (and similarly Ferrara v. Galluchio, supra) that a psychic trauma negligently caused is as much a basis for damages as is a physical hurt. The Goldberg and Greenberg ( supra) holdings brought into liability the makers as well as the purveyors of damage-causing products. In none of these were we asked to, nor did we, go so far as to invent a brand new ground for suit. To uphold the present claim would be to say that being born out of wedlock in itself gives a right to damages and that the damages include compensation for the (supposed or possible) disadvantages of illegitimate birth.

Impossibility of entertaining this suit comes not so much from difficulty in measuring the alleged "damages" as from the absence from our legal concepts of any such idea as a "wrong" to a later-born child caused by permitting a woman to be violated and to bear an out-of-wedlock infant. If the pleaded facts are true, the State was grievously neglectful as to the mother, and as a result the child may have to bear unfair burdens as have many other sons and daughters of shame and sorrow. But the law knows no cure or compensation for it, and the policy and social reasons against providing such compensation are at least as strong as those which might be thought to favor it. Being born under one set of circumstance rather than another or to one pair of parents rather than another is not a suable wrong that is cognizable in court. The farthest reach of our law is to paternity proceedings (see Family Ct. Act) and that was accomplished by statute.

Of interest on this general subject is Zepeda v. Zepeda ( 41 Ill. App.2d 240, cert. den. 379 U.S. 945, supra) where an illegitimate child sued his father because the father had by a fraud on the mother caused his birth. The Illinois courts dismissed the suit.

The order should be affirmed, without costs.

KEATING J. (concurring).

I am constrained to concur in the result reached by the majority. My vote for affirmance, however, is not based upon any fear of creating a new cause of action or the fact that the child was not in being when the alleged tortious act occurred or upon what I consider to be a misguided fear of the possible ramifications of a decision permitting recovery.

What troubles me about this case is what one commentator has described as the "logico-legal" difficulty of permitting recovery when the very act which caused the plaintiff's birth was the same one responsible for whatever damage she has suffered or will suffer.

Tedeschi, On Tort Liability For "Wrongful Life", 1 Israel L. Rev. (No. 4) at p. 1.

Damages are awarded in tort cases on the basis of a comparison between the position the plaintiff would have been in, had the defendant not committed the acts causing injury, and the position in which the plaintiff presently finds herself. The damages sought by the plaintiff in the case at bar involve a determination as to whether nonexistence or nonlife is preferable to life as an illegitimate with all the hardship attendant thereon. It is impossible to make that choice.

The measure of damage which she is really seeking is based upon a comparison of the position she finds herself now and the position she would have been in, had she been born legitimately. Quite obviously, that is an unwarranted comparison here, for, had the State acted responsibly, she would not have been born legitimately — she would not have been born at all.

Since it is impossible to determine the damage for which the State is responsible or, for that matter, to determine whether the defendant caused her any injury at all, I do not see how this action can be maintained.

For this reason I vote to affirm.

Judges FULD, VAN VOORHIS, BURKE, SCILEPPI and BERGAN concur with Chief Judge DESMOND; Judge KEATING concurs in a separate opinion.

Order affirmed.

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WILLIAMS v. STATE OF NEW YORK
(Dec 29, 1966)